Kaizen Financial Strategies
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 5, 2024), Kaizen Financial Strategies reported 131 stock positions worth $160.0 million. Its top holding was Apple (AAPL) at 9.1% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 8.5%) and Schwab US Large-Cap Growth (SCHG, 7.8%). Compared with Q1 2024, it opened 30 new positions, sold out of 21, added to 56 and reduced 40. The biggest buy was a new position in Vanguard Core Bond ETF (VCRB) and the biggest sale Schwab US Aggregate Bond ETF (SCHZ, shares −95%).
- Most Recent 13F
- Q2 2026
- Location
- CAMPBELL, CA
- CIK
- 0001842013
- Portfolio Value
- $160.0M (Q2 2024)
- SEC Filing
- 0001085146-24-003471 ↗ filed Aug 5, 2024
Holdings Value
Holdings 131 stocks · $160.0M
| AAPL Apple Inc. | 9.11% | 66,602 | $14.6M | Reduce -0.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 8.48% | 25,034 | $13.6M | Add +3.6% |
| SCHG Schwab US Large-Cap Growth | 7.84% | 128,868 | $12.5M | Add +4.2% |
| VIG Vanguard Dividend Apprec ETF | 5.29% | 44,946 | $8.5M | Add +3.3% |
| VCRB Vanguard Core Bond ETF | 4.75% | 98,616 | $7.6M | New |
| NVDA Nvidia Corp. | 4.06% | 62,650 | $6.5M | Add +5.0% |
| SCHI Schwab 5-10 Year Corporate B | 3.66% | 130,547 | $5.9M | Add +33.5% |
| BX Blackstone Inc. | 2.84% | 32,198 | $4.6M | Add +1.9% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 2.80% | 125,610 | $4.5M | Add +8.8% |
| SCHQ Schwab Long-Term US Treasury | 2.59% | 123,889 | $4.1M | Add +18.1% |
| TSLA Tesla Inc. | 2.27% | 16,284 | $3.6M | Add +3.4% |
| MSFT Microsoft Corp. | 1.91% | 7,239 | $3.1M | Reduce -4.1% |
| GOOG Alphabet Inc. Class C | 1.90% | 17,647 | $3.0M | Reduce -7.1% |
| AMZN Amazon.com Inc. | 1.84% | 16,228 | $2.9M | Reduce -4.8% |
| GOOGL Alphabet Inc. Class A | 1.62% | 15,185 | $2.6M | Reduce -5.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 1.59% | 73,178 | $2.5M | New |
| SMH Vaneck Semiconductor ETF | 1.54% | 10,750 | $2.5M | Add +5.5% |
| FNDB Schwab Fndmntl US BRD Mr ETF | 1.43% | 33,716 | $2.3M | Add +57.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.28% | 4,483 | $2.1M | Reduce -1.0% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 1.21% | 4,741 | $1.9M | Reduce -57.6% |
| CRM Salesforce Inc. | 1.19% | 7,358 | $1.9M | Add +9.5% |
| FNDA Schwab Fndmntl US SM Co. ETF | 0.96% | 25,776 | $1.5M | Add +1.9% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.81% | 44,738 | $1.3M | Add +1.4% |
| XLK SS Technology Select Sector | 0.81% | 6,198 | $1.3M | Add +0.0% |
| SCHR Schwab Intermediate-Term US | 0.75% | 24,338 | $1.2M | Reduce -26.1% |
| ADBE Adobe Inc. | 0.72% | 2,128 | $1.1M | Add +22.3% |
| XYLD Global X S&P 500 Cove Call E | 0.69% | 27,484 | $1.1M | Add +23.5% |
| VOO Vanguard S&P 500 ETF | 0.64% | 2,042 | $1.0M | Add +5.9% |
| PDI PIMCO Dynamic Income Fund | 0.60% | 50,950 | $966K | Add +1.5% |
| QYLD Global X Nasd 100 Cov Call | 0.59% | 54,887 | $944K | Add +22.9% |
| AMD Advanced Micro Devices | 0.58% | 6,693 | $927K | Add +8.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.56% | 3,332 | $895K | Reduce -14.2% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.55% | 8,096 | $882K | Reduce -6.4% |
| KLAC KLA Corp. | 0.50% | 1,050 | $797K | Reduce -9.1% |
| STAG Stag Industrial Inc. | 0.47% | 18,459 | $753K | Add +1.0% |
| BLOK Amplify Blockchain Tech ETF | 0.46% | 20,630 | $743K | Reduce -15.2% |
| ABBV Abbvie Inc. | 0.46% | 3,977 | $743K | Add +18.5% |
| V Visa Inc. Class A | 0.46% | 2,779 | $731K | Add +8.0% |
| META Meta Platforms Inc. Class A | 0.46% | 1,572 | $728K | Reduce -0.1% |
| AMAT Applied Materials Inc. | 0.45% | 3,658 | $720K | Add +1.3% |
| IUSG iShares Core S&P U.S. Growth | 0.45% | 5,813 | $714K | Add +20.5% |
| SCHK Schwab 1000 Index ETF | 0.41% | 12,620 | $660K | Add +0.1% |
| KIE SS SPDR S&P Insurance ETF | 0.41% | 12,100 | $657K | Reduce -10.9% |
| VWO Vanguard Ftse Emerging Marke | 0.41% | 14,950 | $650K | Add +17.9% |
| RSPT Invesco S&P 500 Equal Weight | 0.37% | 16,600 | $594K | No change |
| XLRE SS Real Estate Select Sector | 0.35% | 13,590 | $561K | Add +7.2% |
| IVV iShares Core S&P 500 ETF | 0.35% | 1,015 | $553K | Add +29.1% |
| OKE Oneok Inc. | 0.34% | 6,622 | $548K | Reduce -0.2% |
| LEN Lennar Corp. Class A | 0.34% | 2,979 | $538K | Reduce -1.6% |
| CAT Caterpillar Inc. | 0.33% | 1,523 | $521K | Reduce -16.5% |
| COST Costco Wholesale Corp. | 0.32% | 640 | $519K | Reduce -4.5% |
| TMO Thermo Fisher Scientific Inc. | 0.31% | 806 | $496K | Reduce -7.4% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.30% | 1,836 | $476K | Add +32.7% |
| USLM United States Lime & Mineral | 0.29% | 5,710 | $471K | New |
| BITO Proshares Bitcoin ETF-Usd | 0.29% | 20,450 | $469K | New |
| CIBR First Trust Nasdaq Cybersecu | 0.29% | 8,343 | $459K | Add +0.1% |
| HLAL Wahed Ftse USA Shariah ETF | 0.29% | 9,130 | $458K | Reduce -9.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.28% | 1,949 | $452K | Add +5.8% |
| QCOM Qualcomm Inc. | 0.28% | 2,680 | $447K | Reduce -3.7% |
| LRCX Lam Research Corp. | 0.28% | 523 | $447K | Add +28.8% |
| JPM JPMorgan Chase & Co. | 0.27% | 2,019 | $434K | Reduce -8.1% |
| FIW First Trust Water ETF | 0.27% | 4,021 | $429K | Add +73.6% |
| GE General Electric filed as GE AEROSPACE | 0.26% | 2,503 | $419K | New |
| NFLX Netflix Inc. | 0.26% | 667 | $415K | Reduce -8.9% |
| HESM Hess Midstream LP Class A | 0.26% | 11,004 | $415K | Add +0.9% |
| XLC SS Comm Select Sector SPDR | 0.26% | 4,861 | $412K | Reduce -31.0% |
| WSM Williams-Sonoma Inc. | 0.25% | 2,690 | $401K | Add +74.1% |
| XLV SS Health Care Select Sector | 0.25% | 2,630 | $395K | Reduce -26.9% |
| AMGN Amgen Inc. | 0.25% | 1,179 | $393K | Reduce -3.8% |
| SPG Simon Property Group Inc. | 0.24% | 2,507 | $388K | Add +2.2% |
| XLF SS Financial Select Sector | 0.24% | 8,821 | $387K | Add +4.1% |
| KTOS Kratos Defense & Security | 0.24% | 17,200 | $385K | Add +19.4% |
| AGX Argan Inc. | 0.23% | 4,800 | $372K | New |
| PGR Progressive Corp. | 0.22% | 1,650 | $356K | Reduce -16.5% |
| SCHZ Schwab US Aggregate Bond ETF | 0.22% | 7,570 | $350K | Reduce -95.1% |
| VPLS Vanguard Core-Plus Bond ETF | 0.22% | 4,524 | $349K | New |
| IMCG iShares Morningstar Mid-Cap | 0.22% | 5,071 | $349K | Add +0.2% |
| IWM iShares Russell 2000 ETF | 0.21% | 1,544 | $344K | Add +21.4% |
| VCTR Victory Capital Holding - A | 0.21% | 6,550 | $343K | New |
| GLD SPDR Gold Shares | 0.21% | 1,535 | $342K | Reduce -27.1% |
| SCHA Schwab US Small-Cap ETF | 0.21% | 6,565 | $335K | Reduce -2.6% |
| ARM Arm Holdings PLC-ADR | 0.21% | 2,500 | $332K | New |
| FISV Fiserv Inc. | 0.21% | 2,016 | $329K | No change |
| LLY Eli Lilly & Co. | 0.20% | 408 | $322K | New |
| CMRE Costamare Inc. | 0.20% | 22,800 | $319K | New |
| BBY Best Buy Co. Inc. | 0.20% | 3,703 | $316K | Reduce -49.7% |
| REX Rex American Resources Corp. | 0.20% | 6,300 | $315K | Reduce -8.7% |
| HACK Amplify Cybersecurity ETF | 0.19% | 4,930 | $312K | Add +19.4% |
| SCHM Schwab US Mid Cap ETF | 0.19% | 3,846 | $310K | Add +0.3% |
| ASR Grupo Aeroportuario Sur-ADR | 0.19% | 1,030 | $306K | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.19% | 687 | $303K | Reduce -12.7% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.18% | 1,004 | $286K | Add +0.2% |
| ETR Entergy Corp. | 0.18% | 2,450 | $285K | New |
| ORCL Oracle Corp. | 0.18% | 2,083 | $283K | Add +0.1% |
| IWO iShares Russell 2000 Growth | 0.18% | 1,000 | $282K | New |
| ARIS WATER SOLUTIONS INC-A | 0.17% | 15,500 | $265K | New |
| VTIP Vanguard Short-Term Tips | 0.16% | 5,450 | $264K | No change |
| XSD SS SPDR S&P Semiconductor | 0.16% | 1,125 | $261K | Add +28.6% |
| MS Morgan Stanley | 0.16% | 2,474 | $257K | Add +0.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.16% | 5,031 | $256K | New |
Options reported separately and not counted above: BITO calls ($10K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $362K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 300 | $362K | Add +72.4% |
Total filed on the 13F, all lines: $160.4M.
Portfolio Sells Q1 2024 → Q2 2024
| SCHZ Schwab US Aggregate Bond ETF | Reduce -95.1% | 0.22% | −4.66 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -57.6% | 1.21% | −1.82 |
| NMI Nuveen Municipal Income | Sold out | 0.00% | −0.48 |
| SCHR Schwab Intermediate-Term US | Reduce -26.1% | 0.75% | −0.35 |
| NOW ServiceNow Inc. | Sold out | 0.00% | −0.32 |
| DELL Dell Technologies -C | Sold out | 0.00% | −0.30 |
| XHB SS SPDR S&P Homebldrs ETF | Reduce -63.0% | 0.15% | −0.27 |
| IBM Intl Business Machines Corp. | Sold out | 0.00% | −0.26 |
| AMZN Amazon.com Inc. | Reduce -4.8% | 1.84% | −0.25 |
| MSFT Microsoft Corp. | Reduce -4.1% | 1.91% | −0.25 |
| WPC WP Carey Inc. | Sold out | 0.00% | −0.24 |
| SCHW Schwab (charles) Corp. | Sold out | 0.00% | −0.23 |
| MELI MercadoLibre Inc. | Sold out | 0.00% | −0.22 |
| BBY Best Buy Co. Inc. | Reduce -49.7% | 0.20% | −0.21 |
| IOT Samsara Inc. Class A | Sold out | 0.00% | −0.21 |
| OIH Vaneck Oil Services ETF | Sold out | 0.00% | −0.21 |
| CVS CVS Health Corp. | Sold out | 0.00% | −0.21 |
| XSW SS SPDR S&P Soft & Serv ETF | Sold out | 0.00% | −0.19 |
| LMT Lockheed Martin Corp. | Sold out | 0.00% | −0.19 |
| FTRE Fortrea Holdings Inc. | Sold out | 0.00% | −0.19 |
| UNH Unitedhealth Group Inc. | Sold out | 0.00% | −0.18 |
| XBI SS SPDR S&P Biotech ETF | Sold out | 0.00% | −0.18 |
| PYPL PayPal Holdings Inc. | Sold out | 0.00% | −0.18 |
| JNPR Juniper Networks Inc. | Sold out | 0.00% | −0.17 |
| XITK SS SPDR F Inno Tech ETF | Sold out | 0.00% | −0.14 |
| EWW iShares MSCI Mexico ETF | Sold out | 0.00% | −0.14 |
| EDEN iShares MSCI Denmark ETF | Sold out | 0.00% | −0.14 |
| BLOK Amplify Blockchain Tech ETF | Reduce -15.2% | 0.46% | −0.14 |
| GNW Genworth Financial Inc. | Sold out | 0.00% | −0.14 |
| XLC SS Comm Select Sector SPDR | Reduce -31.0% | 0.26% | −0.13 |
| CAT Caterpillar Inc. | Reduce -16.5% | 0.33% | −0.13 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -14.2% | 0.56% | −0.13 |
| XLV SS Health Care Select Sector | Reduce -26.9% | 0.25% | −0.12 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -6.4% | 0.55% | −0.09 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -1.0% | 1.28% | −0.09 |
| GLD SPDR Gold Shares | Reduce -27.1% | 0.21% | −0.08 |
| REX Rex American Resources Corp. | Reduce -8.7% | 0.20% | −0.08 |
| GOOG Alphabet Inc. Class C | Reduce -7.1% | 1.90% | −0.07 |
| KIE SS SPDR S&P Insurance ETF | Reduce -10.9% | 0.41% | −0.07 |
| META Meta Platforms Inc. Class A | Reduce -0.1% | 0.46% | −0.06 |
| PGR Progressive Corp. | Reduce -16.5% | 0.22% | −0.06 |
| XIFR XPLR Infrastructure LP | Reduce -10.0% | 0.14% | −0.05 |
| KLAC KLA Corp. | Reduce -9.1% | 0.50% | −0.05 |
| ALSN Allison Transmission Holding | Reduce -24.6% | 0.14% | −0.05 |
| DVN Devon Energy Corp. | Reduce -8.6% | 0.16% | −0.05 |
| HLAL Wahed Ftse USA Shariah ETF | Reduce -9.6% | 0.29% | −0.05 |
| NFLX Netflix Inc. | Reduce -8.9% | 0.26% | −0.04 |
| QCOM Qualcomm Inc. | Reduce -3.7% | 0.28% | −0.04 |
| GOOGL Alphabet Inc. Class A | Reduce -5.8% | 1.62% | −0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -12.7% | 0.19% | −0.04 |
Portfolio Buys Q1 2024 → Q2 2024
| VCRB Vanguard Core Bond ETF | New | 4.75% | +4.75 |
| CGDV Cap Group Dividend Value | New | 1.59% | +1.59 |
| SCHI Schwab 5-10 Year Corporate B | Add +33.5% | 3.66% | +0.70 |
| FNDB Schwab Fndmntl US BRD Mr ETF | Add +57.3% | 1.43% | +0.47 |
| NVDA Nvidia Corp. | Add +5.0% | 4.06% | +0.39 |
| TSLA Tesla Inc. | Add +3.4% | 2.27% | +0.38 |
| USLM United States Lime & Mineral | New | 0.29% | +0.29 |
| BITO Proshares Bitcoin ETF-Usd | New | 0.29% | +0.29 |
| GE General Electric | New | 0.26% | +0.26 |
| AGX Argan Inc. | New | 0.23% | +0.23 |
| VPLS Vanguard Core-Plus Bond ETF | New | 0.22% | +0.22 |
| VCTR Victory Capital Holding - A | New | 0.21% | +0.21 |
| ARM Arm Holdings PLC-ADR | New | 0.21% | +0.21 |
| LLY Eli Lilly & Co. | New | 0.20% | +0.20 |
| CMRE Costamare Inc. | New | 0.20% | +0.20 |
| ASR Grupo Aeroportuario Sur-ADR | New | 0.19% | +0.19 |
| SCHQ Schwab Long-Term US Treasury | Add +18.1% | 2.59% | +0.19 |
| ETR Entergy Corp. | New | 0.18% | +0.18 |
| IWO iShares Russell 2000 Growth | New | 0.18% | +0.18 |
| ARIS WATER SOLUTIONS INC-A | New | 0.17% | +0.17 |
| SPYV SS SPDR P S&P 500 Value ETF | New | 0.16% | +0.16 |
| LDOS Leidos Holdings Inc. | New | 0.16% | +0.16 |
| NEE Nextera Energy Inc. | New | 0.15% | +0.15 |
| UAL United Airlines Holdings Inc. | New | 0.15% | +0.15 |
| PLTR Palantir Technologies Inc. Class A | New | 0.14% | +0.14 |
| NEM Newmont Corp. | New | 0.14% | +0.14 |
| OMAB Grupo Aeroportuario Cen-ADR | New | 0.14% | +0.14 |
| EZA iShares MSCI South Africa Et | New | 0.14% | +0.14 |
| AI C3.AI Inc. Class A | New | 0.13% | +0.13 |
| ET Energy Transfer LP | New | 0.13% | +0.13 |
| OSCR Oscar Health Inc. Class A | New | 0.12% | +0.12 |
| ADBE Adobe Inc. | Add +22.3% | 0.72% | +0.12 |
| FIW First Trust Water ETF | Add +73.6% | 0.27% | +0.11 |
| TEI Templeton Emrg MKTS Inc. | New | 0.10% | +0.10 |
| LOCO El Pollo Loco Holdings Inc. | New | 0.08% | +0.08 |
| ACHR Archer Aviation Inc. Class A | New | 0.07% | +0.07 |
| XYLD Global X S&P 500 Cove Call E | Add +23.5% | 0.69% | +0.07 |
| IVV iShares Core S&P 500 ETF | Add +29.1% | 0.35% | +0.06 |
| IUSG iShares Core S&P U.S. Growth | Add +20.5% | 0.45% | +0.06 |
| KTOS Kratos Defense & Security | Add +19.4% | 0.24% | +0.06 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +32.7% | 0.30% | +0.05 |
| ABBV Abbvie Inc. | Add +18.5% | 0.46% | +0.05 |
| VWO Vanguard Ftse Emerging Marke | Add +17.9% | 0.41% | +0.05 |
| QYLD Global X Nasd 100 Cov Call | Add +22.9% | 0.59% | +0.05 |
| SCHG Schwab US Large-Cap Growth | Add +4.2% | 7.84% | +0.04 |
| IWM iShares Russell 2000 ETF | Add +21.4% | 0.21% | +0.03 |
| XSD SS SPDR S&P Semiconductor | Add +28.6% | 0.16% | +0.02 |
| BX Blackstone Inc. | Add +1.9% | 2.84% | +0.02 |
| HACK Amplify Cybersecurity ETF | Add +19.4% | 0.19% | +0.01 |
| XLB SS Materials Select Sector | Add +22.6% | 0.15% | +0.01 |
Options Activity Q1 2024 → Q2 2024
| CRWD CrowdStrike Holdings Inc. Class A | call | Sold out | 1,400 | $242Kbefore exit |
| Z Zillow Group Inc. Class C | call | Sold out | 12,000 | $47Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 20,000 | $26Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 21,000 | $20Kbefore exit |
| BITO Proshares Bitcoin ETF-Usd | call | New | 16,000 | $10K |
| DBX Dropbox Inc. Class A | call | Sold out | 20,000 | $4Kbefore exit |
| IWM iShares Russell 2000 ETF | put | Sold out | 10,000 | $3Kbefore exit |
| CAT Caterpillar Inc. | put | Sold out | 15,000 | $2Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +72.4% | 300 | $362K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 169 | $252.8M | SCHG, AAPL, SPY, CGDV, NVDA |
| Q1 2026 | 169 | $235.8M | SPY, SCHG, AAPL, CGDV, NVDA |
| Q4 2025 | 162 | $226.2M | SPY, SCHG, AAPL, CGDV, NVDA |
| Q3 2025 | 150 | $220.8M | SPY, SCHG, AAPL, CGDV, NVDA |
| Q2 2025 | 147 | $196.0M | SPY, SCHG, AAPL, CGDV, VCRB |
| Q1 2025 | 136 | $172.4M | SPY, AAPL, SCHG, VCRB, CGDV |
| Q4 2024 | 131 | $175.8M | SPY, AAPL, SCHG, NVDA, VCRB |
| Q3 2024 | 133 | $171.6M | AAPL, SPY, SCHG, VIG, VCRB |
| Q2 2024 | 131 | $160.0M | AAPL, SPY, SCHG, VIG, VCRB |
| Q1 2024 | 122 | $146.9M | SPY, SCHG, AAPL, VIG, SCHZ |