Kaizen Financial Strategies
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 30, 2026), Kaizen Financial Strategies reported 169 stock positions worth $252.8 million. Its top holding was Schwab US Large-Cap Growth (SCHG) at 7.0% of the portfolio, followed by Apple (AAPL, 6.5%) and SS SPDR S&P 500 ETF Trust-US (SPY, 5.8%). Compared with Q1 2026, it opened 15 new positions, sold out of 15, added to 57 and reduced 81. The biggest buy was Schwab Fndmntl US BRD Mr ETF (FNDB, shares +112%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −25%).
- Most Recent 13F
- Q2 2026
- Location
- CAMPBELL, CA
- CIK
- 0001842013
- Portfolio Value
- $252.8M (Q2 2026)
- SEC Filing
- 0001842013-26-000004 ↗ filed Jul 30, 2026
Holdings Value
Holdings 169 stocks · $252.8M
| SCHG Schwab US Large-Cap Growth | 7.01% | 519,599 | $17.7M | Reduce -6.3% |
| AAPL Apple Inc. | 6.47% | 55,579 | $16.4M | Reduce -3.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 5.79% | 19,616 | $14.6M | Reduce -25.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 5.17% | 266,220 | $13.1M | Reduce -4.2% |
| NVDA Nvidia Corp. | 3.94% | 50,473 | $10.0M | Reduce -2.9% |
| VCRB Vanguard Core Bond ETF | 3.37% | 111,040 | $8.5M | Reduce -12.6% |
| SCHI Schwab 5-10 Year Corporate B | 3.30% | 370,730 | $8.4M | Add +0.6% |
| GOOG Alphabet Inc. Class C | 3.18% | 22,429 | $8.0M | Reduce -4.1% |
| SMH Vaneck Semiconductor ETF | 2.70% | 10,997 | $6.8M | Add +0.8% |
| JIRE JPMorgan Int Res Enh Eqty | 2.65% | 81,885 | $6.7M | Reduce -7.1% |
| VYM Vanguard High DVD Yield ETF | 2.48% | 39,687 | $6.3M | Add +72.9% |
| FNDB Schwab Fndmntl US BRD Mr ETF | 2.40% | 199,338 | $6.1M | Add +112.1% |
| VOO Vanguard S&P 500 ETF | 1.82% | 6,725 | $4.6M | Add +204.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.74% | 6,065 | $4.4M | Add +48.8% |
| AMZN Amazon.com Inc. | 1.71% | 17,837 | $4.3M | Reduce -11.4% |
| GOOGL Alphabet Inc. Class A | 1.62% | 11,325 | $4.1M | Reduce -1.1% |
| VIG Vanguard Dividend Apprec ETF | 1.48% | 15,809 | $3.7M | Add +12.6% |
| VPLS Vanguard Core-Plus Bond ETF | 1.44% | 47,021 | $3.6M | Add +31.8% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.43% | 69,451 | $3.6M | Add +223.9% |
| AMD Advanced Micro Devices | 1.17% | 5,455 | $3.0M | Reduce -0.8% |
| XLK SS Technology Select Sector | 1.04% | 14,195 | $2.6M | Add +3.7% |
| MSFT Microsoft Corp. | 1.02% | 6,701 | $2.6M | Reduce -4.2% |
| BX Blackstone Inc. | 1.01% | 21,270 | $2.5M | Reduce -13.9% |
| SNDK Sandisk Corp. | 0.98% | 1,215 | $2.5M | Add +1.8% |
| TSLA Tesla Inc. | 0.95% | 5,653 | $2.4M | Reduce -7.8% |
| FNDA Schwab Fndmntl US SM Co. ETF | 0.87% | 58,170 | $2.2M | Add +1.9% |
| JIVE JPM Interntl Value ETF filed as J P MORGAN EXCHANGE TRADED F | 0.79% | 21,960 | $2.0M | Add +29.2% |
| AGX Argan Inc. | 0.78% | 2,571 | $2.0M | Reduce -0.4% |
| SCHR Schwab Intermediate-Term US | 0.77% | 78,995 | $1.9M | Reduce -9.0% |
| DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND | 0.70% | 3,397 | $1.8M | Reduce -6.2% |
| LLY Eli Lilly & Co. | 0.69% | 1,464 | $1.7M | Reduce -7.3% |
| SOXL Direx Dail Semi Bu 3X Et-Usd | 0.65% | 7,590 | $1.7M | Reduce -4.7% |
| QQQI Neos Nasdaq-100 High Inc. ETF | 0.55% | 24,563 | $1.4M | Reduce -33.2% |
| XTL SS SPDR S&P Telecom ETF | 0.54% | 6,045 | $1.4M | Reduce -8.9% |
| META Meta Platforms Inc. Class A | 0.53% | 2,204 | $1.4M | Reduce -7.5% |
| QTUM Defiance Quantum ETF | 0.53% | 8,416 | $1.3M | Reduce -2.9% |
| AMAT Applied Materials Inc. | 0.53% | 2,060 | $1.3M | Reduce -7.8% |
| SPYI Neos S&P 500 High Income ETF | 0.51% | 24,269 | $1.3M | Reduce -36.9% |
| WDC Western Digital Corp. | 0.51% | 2,151 | $1.3M | Reduce -3.7% |
| XSD SS SPDR S&P Semiconductor | 0.48% | 2,040 | $1.2M | Reduce -3.3% |
| LRCX Lam Research Corp. | 0.48% | 3,105 | $1.2M | Reduce -6.0% |
| BLOK Amplify Blockchain Tech ETF | 0.47% | 19,130 | $1.2M | No change |
| TEI Templeton Emrg MKTS Inc. | 0.47% | 178,005 | $1.2M | Add +2.0% |
| GEV GE Vernova Inc. | 0.45% | 1,003 | $1.1M | Reduce -0.3% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.44% | 28,342 | $1.1M | Reduce -34.0% |
| CAT Caterpillar Inc. | 0.43% | 1,103 | $1.1M | Reduce -11.6% |
| SCUS Schwab Ultra-Short Inc. ETF | 0.43% | 42,874 | $1.1M | Reduce -45.8% |
| VWO Vanguard Ftse Emerging Marke | 0.41% | 17,563 | $1.0M | Add +0.1% |
| RSPT Invesco S&P 500 Equal Weight | 0.41% | 16,400 | $1.0M | Reduce -8.2% |
| ABBV Abbvie Inc. | 0.41% | 4,092 | $1.0M | Add +1.0% |
| GE General Electric filed as GE AEROSPACE | 0.37% | 2,523 | $946K | Reduce -0.3% |
| XLI SS Industrial Select Sector | 0.35% | 4,828 | $885K | Add +257.1% |
| IUSG iShares Core S&P U.S. Growth | 0.34% | 4,647 | $870K | Add +7.0% |
| XLF SS Financial Select Sector | 0.34% | 15,733 | $862K | No change |
| SCHK Schwab 1000 Index ETF | 0.34% | 23,760 | $856K | Add +6.4% |
| COST Costco Wholesale Corp. | 0.32% | 885 | $819K | Add +6.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.32% | 2,187 | $808K | Reduce -20.7% |
| V Visa Inc. Class A | 0.31% | 2,209 | $776K | Reduce -2.9% |
| CIBR First Trust Nasdaq Cybersecu | 0.30% | 8,390 | $764K | Add +0.1% |
| JPM JPMorgan Chase & Co. | 0.29% | 2,230 | $745K | Reduce -5.7% |
| KTOS Kratos Defense & Security | 0.28% | 13,442 | $713K | Reduce -6.7% |
| PLTR Palantir Technologies Inc. Class A | 0.27% | 5,515 | $693K | Reduce -4.2% |
| EDD Morgan Stanley Emrg MRK Dom | 0.27% | 118,616 | $686K | Reduce -2.5% |
| XLC SS Comm Select Sector SPDR | 0.27% | 6,240 | $685K | Reduce -5.8% |
| UMMA Wahed Dow Jones Islamic WRLD | 0.27% | 17,793 | $678K | Add +51.1% |
| EPOL iShares MSCI Poland ETF | 0.26% | 16,944 | $656K | Reduce -7.5% |
| XITK SS SPDR F Inno Tech ETF | 0.26% | 3,314 | $647K | No change |
| PDI PIMCO Dynamic Income Fund | 0.25% | 38,225 | $639K | Add +3.2% |
| FALN iShares Fallen Angels ETF | 0.25% | 23,464 | $636K | Add +36.0% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.25% | 5,822 | $631K | Add +0.3% |
| IWM iShares Russell 2000 ETF | 0.24% | 2,063 | $618K | No change |
| STAG Stag Industrial Inc. | 0.24% | 15,696 | $602K | Reduce -7.3% |
| NEE Nextera Energy Inc. | 0.23% | 6,831 | $590K | Reduce -0.4% |
| CAH Cardinal Health Inc. | 0.23% | 2,463 | $586K | Add +0.0% |
| WES Western Midstream Partners L | 0.23% | 13,213 | $570K | Add +5.1% |
| HLAL Wahed Ftse USA Shariah ETF | 0.22% | 7,993 | $567K | New |
| ARM Arm Holdings PLC-ADR | 0.22% | 1,680 | $567K | Reduce -38.9% |
| HACK Amplify Cybersecurity ETF | 0.22% | 5,222 | $559K | No change |
| VB Vanguard Most SM-Cap ETF-Usd | 0.22% | 1,834 | $553K | Reduce -14.6% |
| XAWFX Alliancebernstein GL Hi Inc. | 0.22% | 53,431 | $551K | Add +12.4% |
| SCHA Schwab US Small-Cap ETF | 0.21% | 15,180 | $541K | Add +7.4% |
| ETR Entergy Corp. | 0.21% | 4,778 | $539K | No change |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.21% | 1,486 | $538K | Add +7.3% |
| BIB Proshares Ultra Nasd Biotech | 0.21% | 5,315 | $536K | Reduce -4.5% |
| USLM United States Lime & Mineral | 0.21% | 4,953 | $525K | No change |
| IMCG iShares Morningstar Mid-Cap | 0.21% | 5,360 | $525K | Reduce -1.8% |
| VCTR Victory Capital Holding - A | 0.21% | 6,060 | $520K | No change |
| BTC Grayscale Bitcoin Mini ETF | 0.21% | 19,558 | $518K | Reduce -7.0% |
| KGC Kinross Gold Corp. | 0.20% | 22,001 | $516K | Reduce -1.4% |
| PANW Palo Alto Networks Inc. | 0.20% | 1,436 | $506K | Add +0.6% |
| AMGN Amgen Inc. | 0.20% | 1,393 | $503K | Add +0.7% |
| UEC Uranium Energy Corp. | 0.20% | 47,511 | $501K | Reduce -1.0% |
| RGLD Royal Gold Inc. | 0.20% | 2,504 | $498K | Reduce -1.7% |
| VGSH Vanguard Short-Term Treasury | 0.20% | 8,549 | $496K | Reduce -44.9% |
| SPG Simon Property Group Inc. | 0.20% | 2,215 | $494K | Add +5.7% |
| GLD SPDR Gold Shares | 0.19% | 1,306 | $484K | Reduce -4.0% |
| MS Morgan Stanley | 0.19% | 2,278 | $483K | Reduce -0.4% |
| AVGO Broadcom Inc. | 0.19% | 1,305 | $482K | Reduce -5.8% |
| VNM Vaneck Vietnam ETF | 0.19% | 25,714 | $476K | Add +26.6% |
| XSW SS SPDR S&P Soft & Serv ETF | 0.19% | 2,685 | $475K | Reduce -1.8% |
Options reported separately and not counted above: SMH puts ($23.4M), CAT puts ($11.3M), SPY puts ($11.0M), IWM puts ($7.2M), XLF puts ($1.5M), SPCX puts ($158K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $412K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 330 | $412K | Add +1.5% |
Total filed on the 13F, all lines: $253.2M.
Portfolio Sells Q1 2026 → Q2 2026
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -25.2% | 5.79% | −2.02 |
| VCRB Vanguard Core Bond ETF | Reduce -12.6% | 3.37% | −0.81 |
| SCHG Schwab US Large-Cap Growth | Reduce -6.3% | 7.01% | −0.54 |
| NVDA Nvidia Corp. | Reduce -2.9% | 3.94% | −0.43 |
| AMZN Amazon.com Inc. | Reduce -11.4% | 1.71% | −0.43 |
| SCUS Schwab Ultra-Short Inc. ETF | Reduce -45.8% | 0.43% | −0.42 |
| JIRE JPMorgan Int Res Enh Eqty | Reduce -7.1% | 2.65% | −0.35 |
| SPYI Neos S&P 500 High Income ETF | Reduce -36.9% | 0.51% | −0.34 |
| BX Blackstone Inc. | Reduce -13.9% | 1.01% | −0.34 |
| FNDE Schwab Fndmntl Em MRK Eq ETF | Reduce -34.0% | 0.44% | −0.29 |
| QQQI Neos Nasdaq-100 High Inc. ETF | Reduce -33.2% | 0.55% | −0.29 |
| MSFT Microsoft Corp. | Reduce -4.2% | 1.02% | −0.23 |
| XLRE SS Real Estate Select Sector | Reduce -57.9% | 0.14% | −0.21 |
| VGSH Vanguard Short-Term Treasury | Reduce -44.9% | 0.20% | −0.19 |
| CGDV Cap Group Dividend Value | Reduce -4.2% | 5.17% | −0.18 |
| KTOS Kratos Defense & Security | Reduce -6.7% | 0.28% | −0.17 |
| META Meta Platforms Inc. Class A | Reduce -7.5% | 0.53% | −0.15 |
| SCHR Schwab Intermediate-Term US | Reduce -9.0% | 0.77% | −0.15 |
| CRM Salesforce Inc. | Reduce -35.5% | 0.16% | −0.14 |
| NFLX Netflix Inc. | Reduce -21.3% | 0.14% | −0.13 |
| HON Honeywell International Inc. | Sold out | 0.00% | −0.13 |
| GOOG Alphabet Inc. Class C | Reduce -4.1% | 3.18% | −0.12 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.12 |
| AA Alcoa Corp. | Sold out | 0.00% | −0.12 |
| BTCI Neos Bitcoin High Income ETF | Sold out | 0.00% | −0.12 |
| KGC Kinross Gold Corp. | Reduce -1.4% | 0.20% | −0.12 |
| LDOS Leidos Holdings Inc. | Sold out | 0.00% | −0.12 |
| SCHD Schwab US DVD Equity ETF | Sold out | 0.00% | −0.12 |
| PSLV Sprott Physical Silver Trust | Sold out | 0.00% | −0.12 |
| UEC Uranium Energy Corp. | Reduce -1.0% | 0.20% | −0.11 |
| LEN Lennar Corp. Class A | Sold out | 0.00% | −0.11 |
| KCE SS SPDR S&P Cap MKTS ETF | Sold out | 0.00% | −0.11 |
| DOW Dow Inc. | Sold out | 0.00% | −0.11 |
| BTC Grayscale Bitcoin Mini ETF | Reduce -7.0% | 0.21% | −0.09 |
| MAIN Main Street Capital Corp. | Sold out | 0.00% | −0.09 |
| USDU Wisdomtree BBG Usd Bullish | Sold out | 0.00% | −0.09 |
| SPOT Spotify Technology SA | Sold out | 0.00% | −0.09 |
| RGLD Royal Gold Inc. | Reduce -1.7% | 0.20% | −0.09 |
| EWS iShares MSCI Singapore ETF | Sold out | 0.00% | −0.09 |
| ACHR Archer Aviation Inc. Class A | Reduce -31.1% | 0.09% | −0.09 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -20.7% | 0.32% | −0.09 |
| OKLO Oklo Inc. | Reduce -18.6% | 0.13% | −0.08 |
| XTL SS SPDR S&P Telecom ETF | Reduce -8.9% | 0.54% | −0.08 |
| PLTR Palantir Technologies Inc. Class A | Reduce -4.2% | 0.27% | −0.07 |
| FIW First Trust Water ETF | Reduce -40.2% | 0.09% | −0.07 |
| XLC SS Comm Select Sector SPDR | Reduce -5.8% | 0.27% | −0.06 |
| GLD SPDR Gold Shares | Reduce -4.0% | 0.19% | −0.06 |
| TSLA Tesla Inc. | Reduce -7.8% | 0.95% | −0.06 |
| ORCL Oracle Corp. | Reduce -7.2% | 0.11% | −0.05 |
| EPOL iShares MSCI Poland ETF | Reduce -7.5% | 0.26% | −0.05 |
Portfolio Buys Q1 2026 → Q2 2026
| FNDB Schwab Fndmntl US BRD Mr ETF | Add +112.1% | 2.40% | +1.27 |
| VOO Vanguard S&P 500 ETF | Add +204.3% | 1.82% | +1.22 |
| VYM Vanguard High DVD Yield ETF | Add +72.9% | 2.48% | +0.99 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +223.9% | 1.43% | +0.96 |
| QQQ Invesco QQQ Trust Series 1 | Add +48.8% | 1.74% | +0.63 |
| SMH Vaneck Semiconductor ETF | Add +0.8% | 2.70% | +0.59 |
| SNDK Sandisk Corp. | Add +1.8% | 0.98% | +0.51 |
| VPLS Vanguard Core-Plus Bond ETF | Add +31.8% | 1.44% | +0.26 |
| XLI SS Industrial Select Sector | Add +257.1% | 0.35% | +0.25 |
| HLAL Wahed Ftse USA Shariah ETF | New | 0.22% | +0.22 |
| XLK SS Technology Select Sector | Add +3.7% | 1.04% | +0.16 |
| VPL Vanguard Ftse Pacific ETF | New | 0.14% | +0.14 |
| JIVE JPM Interntl Value ETF | Add +29.2% | 0.79% | +0.14 |
| INTC Intel Corp. | New | 0.14% | +0.14 |
| VIG Vanguard Dividend Apprec ETF | Add +12.6% | 1.48% | +0.14 |
| MELI MercadoLibre Inc. | New | 0.14% | +0.14 |
| TQQQ Proshares Ultrapro QQQ | New | 0.11% | +0.11 |
| UDOW Proshares Ultrapro DOW30 | New | 0.11% | +0.11 |
| OCSL Oaktree Specialty Lending Co. | New | 0.10% | +0.10 |
| UMMA Wahed Dow Jones Islamic WRLD | Add +51.1% | 0.27% | +0.10 |
| PANW Palo Alto Networks Inc. | Add +0.6% | 0.20% | +0.10 |
| WMT Walmart Inc. | New | 0.09% | +0.09 |
| EWT iShares MSCI Taiwan ETF | New | 0.09% | +0.09 |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | New | 0.09% | +0.09 |
| ALL Allstate Corp. | New | 0.09% | +0.09 |
| IYJ iShares U.S. Industrials ETF | New | 0.08% | +0.08 |
| GLDM SPDR Gold Minishares Trust | New | 0.08% | +0.08 |
| DHT DHT Holdings Inc. | New | 0.07% | +0.07 |
| CIBR First Trust Nasdaq Cybersecu | Add +0.1% | 0.30% | +0.07 |
| AXON Axon Enterprise Inc. | Add +17.5% | 0.16% | +0.06 |
| FALN iShares Fallen Angels ETF | Add +36.0% | 0.25% | +0.05 |
| SPCX Space Exploration Techn Class A | New | 0.05% | +0.05 |
| ABBV Abbvie Inc. | Add +1.0% | 0.41% | +0.05 |
| XHS SS SPDR S&P HC Services ETF | Add +21.0% | 0.15% | +0.05 |
| UNH Unitedhealth Group Inc. | Add +10.7% | 0.16% | +0.05 |
| FNDA Schwab Fndmntl US SM Co. ETF | Add +1.9% | 0.87% | +0.03 |
| VNM Vaneck Vietnam ETF | Add +26.6% | 0.19% | +0.03 |
| IUSG iShares Core S&P U.S. Growth | Add +7.0% | 0.34% | +0.03 |
| SCHA Schwab US Small-Cap ETF | Add +7.4% | 0.21% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +4.8% | 0.13% | +0.02 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +7.3% | 0.21% | +0.02 |
| SCHK Schwab 1000 Index ETF | Add +6.4% | 0.34% | +0.02 |
| SPG Simon Property Group Inc. | Add +5.7% | 0.20% | +0.02 |
| SCHM Schwab US Mid Cap ETF | Add +5.5% | 0.17% | +0.01 |
| MRK Merck & Co. Inc. | Add +12.0% | 0.10% | +0.01 |
| CAH Cardinal Health Inc. | Add +0.0% | 0.23% | +0.01 |
| WES Western Midstream Partners L | Add +5.1% | 0.23% | +0.01 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +8.3% | 0.12% | +0.01 |
| XAWFX Alliancebernstein GL Hi Inc. | Add +12.4% | 0.22% | +0.01 |
| SCJ iShares MSCI Japan Small-Cap | Add +5.8% | 0.13% | +0.00 |
Options Activity Q1 2026 → Q2 2026
| SMH Vaneck Semiconductor ETF | put | Reduce -14.7% | 37,700 | $23.4M |
| CAT Caterpillar Inc. | put | New | 11,400 | $11.3M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 14,700 | $11.0M |
| IWM iShares Russell 2000 ETF | put | Reduce -13.0% | 24,100 | $7.2M |
| SPCX Space Exploration Techn Class A | put | New | 1,000 | $158K |
| MU Micron Technology Inc. | put | Sold out | 10,000 | $9Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2026 → Q2 2026
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +1.5% | 330 | $412K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 169 | $252.8M | SCHG, AAPL, SPY, CGDV, NVDA |
| Q1 2026 | 169 | $235.8M | SPY, SCHG, AAPL, CGDV, NVDA |
| Q4 2025 | 162 | $226.2M | SPY, SCHG, AAPL, CGDV, NVDA |
| Q3 2025 | 150 | $220.8M | SPY, SCHG, AAPL, CGDV, NVDA |
| Q2 2025 | 147 | $196.0M | SPY, SCHG, AAPL, CGDV, VCRB |
| Q1 2025 | 136 | $172.4M | SPY, AAPL, SCHG, VCRB, CGDV |
| Q4 2024 | 131 | $175.8M | SPY, AAPL, SCHG, NVDA, VCRB |
| Q3 2024 | 133 | $171.6M | AAPL, SPY, SCHG, VIG, VCRB |
| Q2 2024 | 131 | $160.0M | AAPL, SPY, SCHG, VIG, VCRB |
| Q1 2024 | 122 | $146.9M | SPY, SCHG, AAPL, VIG, SCHZ |