Kaizen Financial Strategies
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 1, 2026), Kaizen Financial Strategies reported 169 stock positions worth $235.8 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 7.8% of the portfolio, followed by Schwab US Large-Cap Growth (SCHG, 7.6%) and Apple (AAPL, 6.4%). Compared with Q4 2025, it opened 22 new positions, sold out of 15, added to 72 and reduced 61. The biggest buy was Vanguard High DVD Yield ETF (VYM, shares +599%) and the biggest sale an exit from Schwab Long-Term US Treasury (SCHQ).
- Most Recent 13F
- Q2 2026
- Location
- CAMPBELL, CA
- CIK
- 0001842013
- Portfolio Value
- $235.8M (Q1 2026)
- SEC Filing
- 0001842013-26-000003 ↗ filed May 1, 2026
Holdings Value
Holdings 169 stocks · $235.8M
| SPY SS SPDR S&P 500 ETF Trust-US | 7.80% | 26,225 | $18.4M | Reduce -5.6% |
| SCHG Schwab US Large-Cap Growth | 7.55% | 554,386 | $17.8M | Add +2.0% |
| AAPL Apple Inc. | 6.43% | 57,584 | $15.2M | Reduce -2.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 5.35% | 277,840 | $12.6M | Reduce -8.9% |
| NVDA Nvidia Corp. | 4.37% | 51,976 | $10.3M | Reduce -3.7% |
| VCRB Vanguard Core Bond ETF | 4.18% | 127,046 | $9.9M | Reduce -1.6% |
| SCHI Schwab 5-10 Year Corporate B | 3.56% | 368,644 | $8.4M | Add +5.8% |
| GOOG Alphabet Inc. Class C | 3.30% | 23,384 | $7.8M | Reduce -1.4% |
| JIRE JPMorgan Int Res Enh Eqty | 3.00% | 88,160 | $7.1M | Add +11.2% |
| AMZN Amazon.com Inc. | 2.13% | 20,129 | $5.0M | Reduce -9.4% |
| SMH Vaneck Semiconductor ETF | 2.10% | 10,910 | $5.0M | Add +14.5% |
| GOOGL Alphabet Inc. Class A | 1.63% | 11,455 | $3.8M | Add +0.4% |
| VYM Vanguard High DVD Yield ETF | 1.50% | 22,948 | $3.5M | Add +599.4% |
| BX Blackstone Inc. | 1.34% | 24,696 | $3.2M | Reduce -9.0% |
| VIG Vanguard Dividend Apprec ETF | 1.34% | 14,046 | $3.2M | Reduce -18.8% |
| MSFT Microsoft Corp. | 1.25% | 6,998 | $2.9M | Reduce -7.0% |
| VPLS Vanguard Core-Plus Bond ETF | 1.18% | 35,667 | $2.8M | Add +170.4% |
| FNDB Schwab Fndmntl US BRD Mr ETF | 1.14% | 94,001 | $2.7M | Add +14.8% |
| QQQ Invesco QQQ Trust Series 1 | 1.11% | 4,076 | $2.6M | Add +1.2% |
| TSLA Tesla Inc. | 1.01% | 6,128 | $2.4M | Reduce -8.1% |
| SCHR Schwab Intermediate-Term US | 0.92% | 86,789 | $2.2M | Reduce -7.2% |
| XLK SS Technology Select Sector | 0.88% | 13,691 | $2.1M | Add +0.0% |
| SPYI Neos S&P 500 High Income ETF | 0.85% | 38,477 | $2.0M | Add +5.8% |
| SCUS Schwab Ultra-Short Inc. ETF | 0.85% | 79,122 | $2.0M | New |
| FNDA Schwab Fndmntl US SM Co. ETF | 0.84% | 57,105 | $2.0M | Add +13.9% |
| QQQI Neos Nasdaq-100 High Inc. ETF | 0.83% | 36,751 | $2.0M | Add +5.9% |
| DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND | 0.75% | 3,621 | $1.8M | Reduce -11.5% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.74% | 42,955 | $1.7M | Reduce -13.3% |
| META Meta Platforms Inc. Class A | 0.68% | 2,384 | $1.6M | Add +13.6% |
| AGX Argan Inc. | 0.66% | 2,581 | $1.6M | Reduce -24.6% |
| JIVE JPM Interntl Value ETF filed as J P MORGAN EXCHANGE TRADED F | 0.65% | 16,992 | $1.5M | New |
| AMD Advanced Micro Devices | 0.65% | 5,498 | $1.5M | Reduce -1.9% |
| XTL SS SPDR S&P Telecom ETF | 0.61% | 6,633 | $1.5M | Add +10.6% |
| LLY Eli Lilly & Co. | 0.61% | 1,580 | $1.4M | Reduce -12.5% |
| VOO Vanguard S&P 500 ETF | 0.60% | 2,210 | $1.4M | Reduce -0.4% |
| TEI Templeton Emrg MKTS Inc. | 0.49% | 174,506 | $1.2M | Add +1.8% |
| BLOK Amplify Blockchain Tech ETF | 0.48% | 19,130 | $1.1M | Reduce -0.5% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.47% | 21,443 | $1.1M | No change |
| SNDK Sandisk Corp. | 0.47% | 1,193 | $1.1M | Reduce -4.6% |
| QTUM Defiance Quantum ETF | 0.46% | 8,666 | $1.1M | Add +3.0% |
| KTOS Kratos Defense & Security | 0.45% | 14,400 | $1.1M | Reduce -4.6% |
| VWO Vanguard Ftse Emerging Marke | 0.43% | 17,544 | $1.0M | No change |
| GEV GE Vernova Inc. | 0.42% | 1,006 | $984K | Add +55.3% |
| CAT Caterpillar Inc. | 0.41% | 1,247 | $963K | Add +3.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.40% | 2,758 | $954K | Reduce -2.2% |
| VGSH Vanguard Short-Term Treasury | 0.39% | 15,526 | $908K | Reduce -12.3% |
| RSPT Invesco S&P 500 Equal Weight | 0.38% | 17,869 | $905K | Add +9.0% |
| AMAT Applied Materials Inc. | 0.37% | 2,234 | $871K | Reduce -0.4% |
| LRCX Lam Research Corp. | 0.37% | 3,302 | $862K | Reduce -28.1% |
| XSD SS SPDR S&P Semiconductor | 0.36% | 2,110 | $853K | Add +5.0% |
| ABBV Abbvie Inc. | 0.36% | 4,052 | $847K | Reduce -2.1% |
| XLRE SS Real Estate Select Sector | 0.35% | 18,934 | $829K | Reduce -13.6% |
| COST Costco Wholesale Corp. | 0.35% | 833 | $823K | Reduce -18.9% |
| PLTR Palantir Technologies Inc. Class A | 0.35% | 5,755 | $822K | Add +5.7% |
| XLF SS Financial Select Sector | 0.35% | 15,733 | $819K | No change |
| WDC Western Digital Corp. | 0.34% | 2,234 | $808K | Reduce -13.3% |
| XLC SS Comm Select Sector SPDR | 0.33% | 6,622 | $787K | Add +5.6% |
| KGC Kinross Gold Corp. | 0.32% | 22,301 | $755K | No change |
| SCHK Schwab 1000 Index ETF | 0.32% | 22,338 | $755K | Add +6.4% |
| GE General Electric filed as GE AEROSPACE | 0.32% | 2,530 | $755K | Add +0.7% |
| IUSG iShares Core S&P U.S. Growth | 0.32% | 4,344 | $752K | Add +0.1% |
| JPM JPMorgan Chase & Co. | 0.31% | 2,364 | $733K | Add +0.3% |
| EPOL iShares MSCI Poland ETF | 0.31% | 18,315 | $731K | Add +3.4% |
| UEC Uranium Energy Corp. | 0.31% | 48,011 | $728K | Add +1.1% |
| V Visa Inc. Class A | 0.30% | 2,274 | $717K | Reduce -15.8% |
| CRM Salesforce Inc. | 0.30% | 3,940 | $714K | Reduce -9.5% |
| SOXL Direx Dail Semi Bu 3X Et-Usd | 0.30% | 7,960 | $703K | Add +4.6% |
| BTC Grayscale Bitcoin Mini ETF | 0.30% | 21,023 | $701K | Add +88.8% |
| EDD Morgan Stanley Emrg MRK Dom | 0.29% | 121,694 | $688K | Add +4.9% |
| RGLD Royal Gold Inc. | 0.28% | 2,548 | $668K | Reduce -0.8% |
| USLM United States Lime & Mineral | 0.28% | 4,953 | $662K | Reduce -0.5% |
| STAG Stag Industrial Inc. | 0.28% | 16,925 | $657K | Add +1.1% |
| PDI PIMCO Dynamic Income Fund | 0.27% | 37,053 | $641K | Add +2.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.27% | 5,807 | $635K | Reduce -3.4% |
| NFLX Netflix Inc. | 0.27% | 5,849 | $630K | Add +7.2% |
| NEE Nextera Energy Inc. | 0.27% | 6,859 | $630K | Reduce -14.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.25% | 2,148 | $600K | Add +50.7% |
| GLD SPDR Gold Shares | 0.25% | 1,361 | $599K | Reduce -1.2% |
| IWM iShares Russell 2000 ETF | 0.24% | 2,063 | $557K | Add +0.1% |
| XITK SS SPDR F Inno Tech ETF | 0.23% | 3,314 | $554K | No change |
| CIBR First Trust Nasdaq Cybersecu | 0.23% | 8,384 | $553K | Add +0.1% |
| AVGO Broadcom Inc. | 0.23% | 1,386 | $552K | Add +31.5% |
| ETR Entergy Corp. | 0.23% | 4,778 | $552K | No change |
| CAH Cardinal Health Inc. | 0.22% | 2,462 | $525K | Add +0.1% |
| WES Western Midstream Partners L | 0.22% | 12,573 | $514K | Add +7.3% |
| OKLO Oklo Inc. | 0.21% | 7,895 | $507K | Reduce -4.2% |
| XAWFX Alliancebernstein GL Hi Inc. | 0.21% | 47,550 | $500K | Add +12.3% |
| AMGN Amgen Inc. | 0.20% | 1,384 | $483K | Add +1.1% |
| BIB Proshares Ultra Nasd Biotech | 0.20% | 5,565 | $483K | Add +4.7% |
| FALN iShares Fallen Angels ETF | 0.20% | 17,246 | $469K | Add +6.6% |
| IMCG iShares Morningstar Mid-Cap | 0.20% | 5,456 | $467K | Reduce -1.5% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.19% | 1,385 | $456K | Add +0.8% |
| SCHA Schwab US Small-Cap ETF | 0.19% | 14,137 | $447K | Add +0.1% |
| ARM Arm Holdings PLC-ADR | 0.19% | 2,750 | $446K | Reduce -3.5% |
| AXP American Express Co. | 0.19% | 1,344 | $438K | Reduce -19.1% |
| VCTR Victory Capital Holding - A | 0.19% | 6,060 | $437K | No change |
| VTEC Vanguard Ca Tax-Ex Bond | 0.18% | 4,363 | $436K | Add +30.0% |
| ANGL Vaneck Fallen Angel High YLD | 0.18% | 14,766 | $432K | Add +4.5% |
| MS Morgan Stanley | 0.18% | 2,288 | $429K | Add +0.8% |
| KIE SS SPDR S&P Insurance ETF | 0.18% | 7,350 | $424K | Add +2.8% |
Options reported separately and not counted above: SMH puts ($200K), XLF puts ($38K), IWM puts ($38K), MU puts ($9K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $396K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 325 | $396K | Add +1.6% |
Total filed on the 13F, all lines: $236.2M.
Portfolio Sells Q4 2025 → Q1 2026
| SCHQ Schwab Long-Term US Treasury | Sold out | 0.00% | −1.69 |
| AAPL Apple Inc. | Reduce -2.8% | 6.43% | −0.69 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -5.6% | 7.80% | −0.57 |
| CGDV Cap Group Dividend Value | Reduce -8.9% | 5.35% | −0.53 |
| BX Blackstone Inc. | Reduce -9.0% | 1.34% | −0.51 |
| MSFT Microsoft Corp. | Reduce -7.0% | 1.25% | −0.36 |
| VIG Vanguard Dividend Apprec ETF | Reduce -18.8% | 1.34% | −0.34 |
| TSLA Tesla Inc. | Reduce -8.1% | 1.01% | −0.32 |
| VCRB Vanguard Core Bond ETF | Reduce -1.6% | 4.18% | −0.27 |
| UGL Proshares Ultra Gold | Sold out | 0.00% | −0.25 |
| LLY Eli Lilly & Co. | Reduce -12.5% | 0.61% | −0.25 |
| CRM Salesforce Inc. | Reduce -9.5% | 0.30% | −0.21 |
| USO United States Oil Fund LP | Sold out | 0.00% | −0.19 |
| EWI iShares MSCI Italy ETF | Sold out | 0.00% | −0.19 |
| GLDM SPDR Gold Minishares Trust | Sold out | 0.00% | −0.14 |
| AMZN Amazon.com Inc. | Reduce -9.4% | 2.13% | −0.14 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -11.5% | 0.75% | −0.12 |
| SCHR Schwab Intermediate-Term US | Reduce -7.2% | 0.92% | −0.12 |
| V Visa Inc. Class A | Reduce -15.8% | 0.30% | −0.11 |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | Sold out | 0.00% | −0.11 |
| FAS Dirx DLY Finacial B3X ETF-Ui | Sold out | 0.00% | −0.11 |
| LULU Lululemon Athletica Inc. | Sold out | 0.00% | −0.11 |
| ISRG Intuitive Surgical Inc. | Sold out | 0.00% | −0.10 |
| SLM SLM Corp. | Sold out | 0.00% | −0.10 |
| XME SS SPDR S&P Metals Mining | Sold out | 0.00% | −0.10 |
| HLAL Wahed Ftse USA Shariah ETF | Sold out | 0.00% | −0.10 |
| SCHW Schwab (charles) Corp. | Sold out | 0.00% | −0.09 |
| FNF Fidelity National Financial | Sold out | 0.00% | −0.09 |
| ACHR Archer Aviation Inc. Class A | Reduce -14.4% | 0.18% | −0.09 |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | Sold out | 0.00% | −0.09 |
| AXP American Express Co. | Reduce -19.1% | 0.19% | −0.09 |
| NVDA Nvidia Corp. | Reduce -3.7% | 4.37% | −0.08 |
| VGSH Vanguard Short-Term Treasury | Reduce -12.3% | 0.39% | −0.07 |
| ABBV Abbvie Inc. | Reduce -2.1% | 0.36% | −0.06 |
| OKE Oneok Inc. | Reduce -42.6% | 0.10% | −0.06 |
| FNDE Schwab Fndmntl Em MRK Eq ETF | Reduce -13.3% | 0.74% | −0.05 |
| KTOS Kratos Defense & Security | Reduce -4.6% | 0.45% | −0.05 |
| QCOM Qualcomm Inc. | Reduce -6.9% | 0.12% | −0.05 |
| EWS iShares MSCI Singapore ETF | Reduce -37.5% | 0.09% | −0.05 |
| AXON Axon Enterprise Inc. | Reduce -0.5% | 0.10% | −0.05 |
| LEN Lennar Corp. Class A | Reduce -16.7% | 0.11% | −0.05 |
| XLY SS Consumer Disc Select Sect | Reduce -27.1% | 0.11% | −0.05 |
| OKLO Oklo Inc. | Reduce -4.2% | 0.21% | −0.05 |
| PANW Palo Alto Networks Inc. | Reduce -21.1% | 0.10% | −0.05 |
| PGR Progressive Corp. | Reduce -9.1% | 0.16% | −0.05 |
| COST Costco Wholesale Corp. | Reduce -18.9% | 0.35% | −0.04 |
| XLRE SS Real Estate Select Sector | Reduce -13.6% | 0.35% | −0.04 |
| ORCL Oracle Corp. | Reduce -5.9% | 0.17% | −0.03 |
| DFCA Dimensional Calfornia MB ETF | Reduce -17.5% | 0.10% | −0.03 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -3.4% | 0.27% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| VYM Vanguard High DVD Yield ETF | Add +599.4% | 1.50% | +1.29 |
| SCUS Schwab Ultra-Short Inc. ETF | New | 0.85% | +0.85 |
| VPLS Vanguard Core-Plus Bond ETF | Add +170.4% | 1.18% | +0.72 |
| JIVE JPM Interntl Value ETF | New | 0.65% | +0.65 |
| SMH Vaneck Semiconductor ETF | Add +14.5% | 2.10% | +0.59 |
| JIRE JPMorgan Int Res Enh Eqty | Add +11.2% | 3.00% | +0.37 |
| GEV GE Vernova Inc. | Add +55.3% | 0.42% | +0.23 |
| XTL SS SPDR S&P Telecom ETF | Add +10.6% | 0.61% | +0.21 |
| FNDB Schwab Fndmntl US BRD Mr ETF | Add +14.8% | 1.14% | +0.18 |
| UMMA Wahed Dow Jones Islamic WRLD | New | 0.17% | +0.17 |
| SOXL Direx Dail Semi Bu 3X Et-Usd | Add +4.6% | 0.30% | +0.16 |
| FNDA Schwab Fndmntl US SM Co. ETF | Add +13.9% | 0.84% | +0.14 |
| SCJ iShares MSCI Japan Small-Cap | New | 0.12% | +0.12 |
| DRS Leonardo DRS Inc. | New | 0.12% | +0.12 |
| AA Alcoa Corp. | New | 0.12% | +0.12 |
| UNH Unitedhealth Group Inc. | New | 0.12% | +0.12 |
| INCY Incyte Corp. | New | 0.12% | +0.12 |
| SCHD Schwab US DVD Equity ETF | New | 0.12% | +0.12 |
| DOW Dow Inc. | New | 0.11% | +0.11 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.11% | +0.11 |
| BTC Grayscale Bitcoin Mini ETF | Add +88.8% | 0.30% | +0.11 |
| CAT Caterpillar Inc. | Add +3.5% | 0.41% | +0.10 |
| XLI SS Industrial Select Sector | New | 0.10% | +0.10 |
| ESGD iShares Trust iShares ESG Aw | New | 0.10% | +0.10 |
| CVX Chevron Corp. | New | 0.09% | +0.09 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +50.7% | 0.25% | +0.09 |
| VGT Vanguard Info Tech ETF | New | 0.09% | +0.09 |
| JNJ Johnson & Johnson | New | 0.09% | +0.09 |
| MRK Merck & Co. Inc. | New | 0.09% | +0.09 |
| USDU Wisdomtree BBG Usd Bullish | New | 0.09% | +0.09 |
| MRVL Marvell Technology Inc. | New | 0.09% | +0.09 |
| SPOT Spotify Technology SA | New | 0.09% | +0.09 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | New | 0.09% | +0.09 |
| XNTK SS SPDR Nyse Tech ETF | New | 0.09% | +0.09 |
| XSD SS SPDR S&P Semiconductor | Add +5.0% | 0.36% | +0.08 |
| AVGO Broadcom Inc. | Add +31.5% | 0.23% | +0.07 |
| META Meta Platforms Inc. Class A | Add +13.6% | 0.68% | +0.07 |
| UEC Uranium Energy Corp. | Add +1.1% | 0.31% | +0.06 |
| GOOGL Alphabet Inc. Class A | Add +0.4% | 1.63% | +0.05 |
| RSPT Invesco S&P 500 Equal Weight | Add +9.0% | 0.38% | +0.05 |
| QTUM Defiance Quantum ETF | Add +3.0% | 0.46% | +0.05 |
| AES AES Corp. | Add +50.9% | 0.14% | +0.04 |
| NFLX Netflix Inc. | Add +7.2% | 0.27% | +0.04 |
| VTEC Vanguard Ca Tax-Ex Bond | Add +30.0% | 0.18% | +0.04 |
| EPOL iShares MSCI Poland ETF | Add +3.4% | 0.31% | +0.03 |
| EME Emcor Group Inc. | Add +5.1% | 0.14% | +0.03 |
| FLMX Franklin Ftse Mexico ETF | Add +9.2% | 0.15% | +0.02 |
| JEPI JPMorgan Equity Premium Inco | Add +29.6% | 0.12% | +0.02 |
| SCHI Schwab 5-10 Year Corporate B | Add +5.8% | 3.56% | +0.02 |
| BIB Proshares Ultra Nasd Biotech | Add +4.7% | 0.20% | +0.02 |
Options Activity Q4 2025 → Q1 2026
| SMH Vaneck Semiconductor ETF | put | New | 44,200 | $200K |
| IWM iShares Russell 2000 ETF | call | Sold out | 13,700 | $46Kbefore exit |
| SMH Vaneck Semiconductor ETF | call | Sold out | 13,700 | $45Kbefore exit |
| XLF SS Financial Select Sector | put | New | 27,400 | $38K |
| IWM iShares Russell 2000 ETF | put | New | 27,700 | $38K |
| MU Micron Technology Inc. | put | New | 10,000 | $9K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +1.6% | 325 | $396K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 169 | $252.8M | SCHG, AAPL, SPY, CGDV, NVDA |
| Q1 2026 | 169 | $235.8M | SPY, SCHG, AAPL, CGDV, NVDA |
| Q4 2025 | 162 | $226.2M | SPY, SCHG, AAPL, CGDV, NVDA |
| Q3 2025 | 150 | $220.8M | SPY, SCHG, AAPL, CGDV, NVDA |
| Q2 2025 | 147 | $196.0M | SPY, SCHG, AAPL, CGDV, VCRB |
| Q1 2025 | 136 | $172.4M | SPY, AAPL, SCHG, VCRB, CGDV |
| Q4 2024 | 131 | $175.8M | SPY, AAPL, SCHG, NVDA, VCRB |
| Q3 2024 | 133 | $171.6M | AAPL, SPY, SCHG, VIG, VCRB |
| Q2 2024 | 131 | $160.0M | AAPL, SPY, SCHG, VIG, VCRB |
| Q1 2024 | 122 | $146.9M | SPY, SCHG, AAPL, VIG, SCHZ |