Kozak & Associates, Inc.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 18, 2025), Kozak & Associates, Inc. reported 445 stock positions worth $507.8 million. Its top holding was iShares U.S. Tech Independen (IETC) at 12.7% of the portfolio, followed by Invesco S&P 500 Revenue ETF (RWL, 12.5%) and SS SPDR S&P 500 ETF Trust-US (SPY, 9.1%). Compared with Q2 2025, it opened 83 new positions, sold out of 46, added to 143 and reduced 84. The biggest buy was iShares U.S. Industrials ETF (IYJ, shares +52%) and the biggest sale SS Health Care Select Sector (XLV, shares −100%).
- Most Recent 13F
- Q2 2026
- Location
- HIGHLANDS RANCH, CO
- CIK
- 0001764970
- Portfolio Value
- $507.8M (Q3 2025)
- SEC Filing
- 0001764970-25-000008 ↗ filed Nov 18, 2025
Holdings Value
Holdings 445 stocks · $507.8M
| IETC iShares U.S. Tech Independen | 12.70% | 645,182 | $64.5M | Reduce -5.5% |
| RWL Invesco S&P 500 Revenue ETF | 12.47% | 570,633 | $63.3M | Reduce -1.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 9.06% | 69,086 | $46.0M | Reduce -3.5% |
| QQQ Invesco QQQ Trust Series 1 | 8.41% | 70,783 | $42.7M | Reduce -3.8% |
| IYG iShares U.S. Financial Servi | 7.06% | 417,733 | $35.9M | Add +30.8% |
| SPYG SS SPDR P S&P 500 Growth ETF | 6.29% | 307,290 | $32.0M | Reduce -4.1% |
| IYJ iShares U.S. Industrials ETF | 5.61% | 201,879 | $28.5M | Add +52.2% |
| NVDA Nvidia Corp. | 5.18% | 141,069 | $26.3M | Reduce -10.4% |
| MSFT Microsoft Corp. | 5.07% | 50,725 | $25.7M | Reduce -5.5% |
| AAPL Apple Inc. | 4.66% | 88,491 | $23.7M | Reduce -3.6% |
| SMH Vaneck Semiconductor ETF | 4.45% | 66,345 | $22.6M | Reduce -11.2% |
| AMZN Amazon.com Inc. | 3.84% | 83,635 | $19.5M | Reduce -4.0% |
| COST Costco Wholesale Corp. | 3.16% | 17,565 | $16.0M | Reduce -13.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 1.08% | 11,727 | $5.5M | Add +1544.7% |
| SCHW Schwab (charles) Corp. | 0.55% | 30,156 | $2.8M | Reduce -6.1% |
| AVGO Broadcom Inc. | 0.47% | 6,918 | $2.4M | Add +2.0% |
| JPM JPMorgan Chase & Co. | 0.44% | 7,448 | $2.2M | Add +2.6% |
| GOOG Alphabet Inc. Class C | 0.42% | 7,424 | $2.1M | Add +0.6% |
| V Visa Inc. Class A | 0.34% | 5,366 | $1.7M | Add +21.6% |
| NFLX Netflix Inc. | 0.34% | 15,710 | $1.7M | Add +914.2% |
| CVX Chevron Corp. | 0.29% | 9,352 | $1.4M | Add +5.8% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.26% | 14,260 | $1.3M | Reduce -4.4% |
| GOOGL Alphabet Inc. Class A | 0.26% | 4,564 | $1.3M | Add +10.8% |
| LMT Lockheed Martin Corp. | 0.23% | 2,524 | $1.2M | Add +99.5% |
| META Meta Platforms Inc. Class A | 0.23% | 1,910 | $1.1M | Add +0.6% |
| ABBV Abbvie Inc. | 0.22% | 4,874 | $1.1M | Add +0.5% |
| CAT Caterpillar Inc. | 0.18% | 1,701 | $939K | Add +6.5% |
| NOBL Proshares S&P 500 Dividend A | 0.18% | 8,721 | $891K | Add +3.5% |
| XSMO Invesco S&P Smallcap Momentu | 0.17% | 12,576 | $875K | Reduce -10.7% |
| AXP American Express Co. | 0.17% | 2,484 | $848K | Add +1.9% |
| WM Waste Management Inc. | 0.17% | 4,052 | $843K | No change |
| NOW ServiceNow Inc. | 0.16% | 972 | $812K | Add +0.4% |
| BX Blackstone Inc. | 0.15% | 5,506 | $762K | Add +1.5% |
| MCD McDonald's Corp. | 0.14% | 2,349 | $716K | Add +0.6% |
| PG The Procter & Gamble Co. | 0.13% | 4,685 | $683K | Reduce -1.0% |
| FSLR First Solar Inc. | 0.13% | 2,650 | $672K | No change |
| BLK BlackRock Inc. | 0.13% | 650 | $665K | Add +2.2% |
| DE Deere & Co. | 0.13% | 1,375 | $655K | Reduce -0.9% |
| WDAY Workday Inc. Class A | 0.12% | 2,722 | $612K | No change |
| CRM Salesforce Inc. | 0.12% | 2,515 | $596K | Reduce -2.3% |
| CSCO Cisco Systems Inc. | 0.12% | 7,622 | $593K | Add +6.3% |
| HD Home Depot Inc. | 0.11% | 1,620 | $580K | Reduce -19.0% |
| COF Capital One Financial Corp. | 0.11% | 2,833 | $569K | Add +4.4% |
| PYLD PIMCO Multisector Bond Actv | 0.11% | 21,157 | $565K | Add +180.1% |
| GE General Electric filed as GE AEROSPACE | 0.11% | 1,860 | $558K | Reduce -2.7% |
| XOM Exxon Mobil Corp. | 0.11% | 4,661 | $549K | Add +4.0% |
| CSX CSX Corp. | 0.11% | 16,022 | $545K | Add +49.8% |
| MAR Marriott International Class A | 0.11% | 1,888 | $534K | Add +0.2% |
| NEE Nextera Energy Inc. | 0.09% | 5,376 | $461K | Reduce -2.1% |
| IVV iShares Core S&P 500 ETF | 0.09% | 684 | $458K | Add +208.1% |
| GEV GE Vernova Inc. | 0.09% | 783 | $452K | Add +0.4% |
| DRI Darden Restaurants Inc. | 0.09% | 2,565 | $441K | Add +1.6% |
| QCOM Qualcomm Inc. | 0.08% | 2,543 | $424K | Reduce -6.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.08% | 7,935 | $409K | Add +3.4% |
| ORCL Oracle Corp. | 0.08% | 1,762 | $387K | Add +18.0% |
| GS Goldman Sachs Group Inc. | 0.07% | 485 | $376K | Add +7.8% |
| JNJ Johnson & Johnson | 0.07% | 1,873 | $374K | Add +10.4% |
| SHOP Shopify Inc. Class A | 0.07% | 2,667 | $373K | Reduce -4.0% |
| GILD Gilead Sciences Inc. | 0.07% | 3,000 | $372K | Reduce -0.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.07% | 1,214 | $361K | Add +20.4% |
| ADBE Adobe Inc. | 0.07% | 1,084 | $352K | Add +0.6% |
| DUK Duke Energy Corp. | 0.06% | 2,611 | $327K | Reduce -1.7% |
| BSX Boston Scientific Corp. | 0.06% | 3,204 | $326K | No change |
| KO The Coca-Cola Co. | 0.06% | 4,231 | $299K | Add +5.3% |
| VLO Valero Energy Corp. | 0.06% | 1,657 | $296K | Add +0.7% |
| RTX RTX Corp. | 0.06% | 1,657 | $291K | Add +4.4% |
| XEL Xcel Energy Inc. | 0.06% | 3,473 | $282K | Reduce -11.4% |
| EA Electronic Arts Inc. | 0.05% | 1,383 | $278K | Reduce -8.2% |
| SHEL Shell PLC-ADR | 0.05% | 3,597 | $271K | Reduce -0.5% |
| OKLO Oklo Inc. | 0.05% | 2,700 | $257K | No change |
| WMB Williams Cos Inc. | 0.05% | 4,153 | $249K | Add +0.8% |
| TSLA Tesla Inc. | 0.05% | 598 | $245K | Reduce -42.1% |
| ONT Onterris Inc. filed as MONTROSE ENVIRONMENTAL GROUP | 0.05% | 10,000 | $238K | No change |
| MDGL Madrigal Pharmaceuticals Inc. | 0.05% | 424 | $235K | Add +30.9% |
| SCHA Schwab US Small-Cap ETF | 0.04% | 8,405 | $226K | Add +0.3% |
| ROP Roper Technologies Inc. | 0.04% | 507 | $225K | New |
| OLED Universal Display Corp. | 0.04% | 1,896 | $214K | Add +0.3% |
| MO Altria Group Inc. | 0.04% | 3,618 | $210K | Add +1.5% |
| HON Honeywell International Inc. | 0.04% | 1,027 | $201K | Reduce -16.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.04% | 392 | $197K | Add +5.1% |
| EFA iShares MSCI Eafe ETF | 0.04% | 2,012 | $189K | No change |
| PEP Pepsico Inc. | 0.04% | 1,278 | $189K | Reduce -7.9% |
| FDX FedEx Corp. | 0.04% | 682 | $181K | Add +0.6% |
| MRK Merck & Co. Inc. | 0.04% | 1,924 | $179K | Reduce -5.4% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.03% | 673 | $175K | Add +0.1% |
| PEY Invesco High Yield Equity Di | 0.03% | 8,467 | $168K | Reduce -6.8% |
| ADSK Autodesk Inc. | 0.03% | 575 | $168K | No change |
| AEM Agnico Eagle Mines Ltd. | 0.03% | 1,000 | $165K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.03% | 1,474 | $156K | No change |
| UNH Unitedhealth Group Inc. | 0.03% | 469 | $150K | Reduce -60.4% |
| LHX L3HARRIS Technologies Inc. | 0.03% | 509 | $146K | Add +0.4% |
| DAL Delta Air Lines Inc. | 0.03% | 2,610 | $146K | Add +0.3% |
| T AT&T Inc. | 0.03% | 5,565 | $142K | Add +16.8% |
| MS Morgan Stanley | 0.03% | 875 | $139K | Add +21.0% |
| ZTS Zoetis Inc. | 0.03% | 1,164 | $138K | Add +0.3% |
| LRCX Lam Research Corp. | 0.03% | 928 | $137K | Add +0.2% |
| ABT Abbott Laboratories | 0.03% | 1,047 | $136K | Add +4.1% |
| NOC Northrop Grumman Corp. | 0.03% | 242 | $136K | Add +0.4% |
| AZN Astrazeneca PLC-Spons ADR | 0.03% | 1,501 | $134K | Reduce -2.6% |
| LOW Lowe's Cos Inc. | 0.03% | 593 | $133K | Add +1.5% |
Lines left out (7) · $70 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| IWO iShares Russell 2000 Growth | RUS 2000 GRW ETF | 0 | $49 |
| SRET Global X Superdividend REIT | SUPERDVDND REIT | 0 | $8 |
| SPHQ Invesco S&P 500 Quality ETF | S&P500 QUALITY | 0 | $6 |
| SBRA Sabra Health Care REIT Inc. | COM | 0 | $3 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | MCAP VL IDXVIP | 0 | $2 |
| JRS Nuveen Real Estate Income | COM | 0 | $1 |
| SPSM SS SPDR P S&P 600 Small Cap | ST STR SP600 SML | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $507.8M.
Portfolio Sells Q2 2025 → Q3 2025
| XLV SS Health Care Select Sector | Reduce -99.6% | 0.01% | −3.38 |
| COST Costco Wholesale Corp. | Reduce -13.3% | 3.16% | −0.90 |
| IETC iShares U.S. Tech Independen | Reduce -5.5% | 12.70% | −0.59 |
| MSFT Microsoft Corp. | Reduce -5.5% | 5.07% | −0.44 |
| AMZN Amazon.com Inc. | Reduce -4.0% | 3.84% | −0.12 |
| CMG Chipotle Mexican Grill Inc. | Reduce -55.7% | 0.02% | −0.06 |
| SCHW Schwab (charles) Corp. | Reduce -6.1% | 0.55% | −0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.5% | 9.06% | −0.05 |
| NVDA Nvidia Corp. | Reduce -10.4% | 5.18% | −0.04 |
| UNH Unitedhealth Group Inc. | Reduce -60.4% | 0.03% | −0.04 |
| HD Home Depot Inc. | Reduce -19.0% | 0.11% | −0.04 |
| ARW Arrow Electronics Inc. | Reduce -79.9% | 0.01% | −0.03 |
| XSMO Invesco S&P Smallcap Momentu | Reduce -10.7% | 0.17% | −0.03 |
| CRM Salesforce Inc. | Reduce -2.3% | 0.12% | −0.02 |
| NVS Novartis AG-Sponsored ADR | Reduce -97.9% | 0.00% | −0.02 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -4.4% | 0.26% | −0.02 |
| HON Honeywell International Inc. | Reduce -16.7% | 0.04% | −0.02 |
| PG The Procter & Gamble Co. | Reduce -1.0% | 0.13% | −0.02 |
| SGOV iShares 0-3 Month Treasury B | Sold out | 0.00% | −0.02 |
| DE Deere & Co. | Reduce -0.9% | 0.13% | −0.01 |
| CLX Clorox Company | Reduce -99.0% | 0.00% | −0.01 |
| TSLA Tesla Inc. | Reduce -42.1% | 0.05% | −0.01 |
| IPG Interpublic Group of Cos Inc. | Sold out | 0.00% | −0.01 |
| CMCSA Comcast Corp. Class A | Reduce -33.5% | 0.01% | −0.01 |
| AMT American Tower Corp. | Reduce -94.5% | 0.00% | −0.01 |
| ELV Elevance Health Inc. | Reduce -41.2% | 0.01% | −0.01 |
| APD Air Products & Chemicals Inc. | Reduce -98.9% | 0.00% | −0.01 |
| SBUX Starbucks Corp. | Reduce -74.2% | 0.00% | −0.01 |
| GPC Genuine Parts Co. | Reduce -21.1% | 0.02% | −0.01 |
| AMP Ameriprise Financial Inc. | Reduce -3.4% | 0.02% | −0.01 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -73.5% | 0.00% | −0.01 |
| PEY Invesco High Yield Equity Di | Reduce -6.8% | 0.03% | −0.01 |
| SCHD Schwab US DVD Equity ETF | Reduce -86.3% | 0.00% | −0.01 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -89.0% | 0.00% | −0.01 |
| WHR Whirlpool Corp. | Sold out | 0.00% | −0.01 |
| QCOM Qualcomm Inc. | Reduce -6.2% | 0.08% | −0.00 |
| XLF SS Financial Select Sector | Reduce -59.7% | 0.00% | −0.00 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -28.4% | 0.01% | −0.00 |
| TRMD Torm PLC-A | Sold out | 0.00% | −0.00 |
| LDOS Leidos Holdings Inc. | Sold out | 0.00% | −0.00 |
| TGT Target Corp. | Reduce -47.9% | 0.00% | −0.00 |
| NKE Nike Inc. Class B | Reduce -8.7% | 0.01% | −0.00 |
| APP AppLovin Corp. Class A | Sold out | 0.00% | −0.00 |
| KLAC KLA Corp. | Sold out | 0.00% | −0.00 |
| XLK SS Technology Select Sector | Sold out | 0.00% | −0.00 |
| LNTH Lantheus Holdings Inc. | Sold out | 0.00% | −0.00 |
| MFA Mfa Financial Inc. | Sold out | 0.00% | −0.00 |
| XRNPX Cohen & Steers REIT and Pref | Reduce -99.8% | 0.00% | −0.00 |
| SELF Global Self Storage Inc. | Reduce -100.0% | 0.00% | −0.00 |
| PGZ Principal Real Estate Income | Reduce -99.9% | 0.00% | −0.00 |
Portfolio Buys Q2 2025 → Q3 2025
| IYJ iShares U.S. Industrials ETF | Add +52.2% | 5.61% | +1.69 |
| IYG iShares U.S. Financial Servi | Add +30.8% | 7.06% | +1.45 |
| DIA SS SPDR Dow Jones Indus Avg | Add +1544.7% | 1.08% | +1.01 |
| GOOG Alphabet Inc. Class C | Add +0.6% | 0.42% | +0.15 |
| LMT Lockheed Martin Corp. | Add +99.5% | 0.23% | +0.11 |
| GOOGL Alphabet Inc. Class A | Add +10.8% | 0.26% | +0.11 |
| AVGO Broadcom Inc. | Add +2.0% | 0.47% | +0.08 |
| PYLD PIMCO Multisector Bond Actv | Add +180.1% | 0.11% | +0.07 |
| IVV iShares Core S&P 500 ETF | Add +208.1% | 0.09% | +0.06 |
| CAT Caterpillar Inc. | Add +6.5% | 0.18% | +0.05 |
| ROP Roper Technologies Inc. | New | 0.04% | +0.04 |
| ABBV Abbvie Inc. | Add +0.5% | 0.22% | +0.04 |
| CSX CSX Corp. | Add +49.8% | 0.11% | +0.03 |
| MDGL Madrigal Pharmaceuticals Inc. | Add +30.9% | 0.05% | +0.03 |
| AGG iShares Core U.S. Aggregate | New | 0.02% | +0.02 |
| V Visa Inc. Class A | Add +21.6% | 0.34% | +0.02 |
| JPM JPMorgan Chase & Co. | Add +2.6% | 0.44% | +0.02 |
| IWB iShares Russell 1000 ETF | New | 0.02% | +0.02 |
| JNJ Johnson & Johnson | Add +10.4% | 0.07% | +0.02 |
| CSCO Cisco Systems Inc. | Add +6.3% | 0.12% | +0.02 |
| IBM Intl Business Machines Corp. | Add +20.4% | 0.07% | +0.01 |
| VEA Vanguard Ftse Developed ETF | Add +91800.0% | 0.01% | +0.01 |
| GS Goldman Sachs Group Inc. | Add +7.8% | 0.07% | +0.01 |
| RTX RTX Corp. | Add +4.4% | 0.06% | +0.01 |
| WMT Walmart Inc. | Add +73.5% | 0.02% | +0.01 |
| CVX Chevron Corp. | Add +5.8% | 0.29% | +0.01 |
| AXP American Express Co. | Add +1.9% | 0.17% | +0.01 |
| VLO Valero Energy Corp. | Add +0.7% | 0.06% | +0.01 |
| LRCX Lam Research Corp. | Add +0.2% | 0.03% | +0.01 |
| LLY Eli Lilly & Co. | Add +140.0% | 0.01% | +0.01 |
| BAC Bank of America Corp. | Add +3.4% | 0.08% | +0.01 |
| ADP Automatic Data Processing | Add +1281.8% | 0.01% | +0.01 |
| TSM Taiwan Semiconductor-SP ADR | Add +104.0% | 0.01% | +0.01 |
| BNDX Vanguard Total Intl Bond ETF | New | 0.01% | +0.01 |
| MS Morgan Stanley | Add +21.0% | 0.03% | +0.01 |
| SAP Sap SE-Sponsored ADR | New | 0.01% | +0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +24.8% | 0.03% | +0.01 |
| CMI Cummins Inc. | Add +6.4% | 0.02% | +0.01 |
| IEFA iShares Core MSCI Eafe ETF | Add +3462.5% | 0.00% | +0.00 |
| ORCL Oracle Corp. | Add +18.0% | 0.08% | +0.00 |
| XOM Exxon Mobil Corp. | Add +4.0% | 0.11% | +0.00 |
| C Citigroup Inc. | Add +12.3% | 0.02% | +0.00 |
| GEV GE Vernova Inc. | Add +0.4% | 0.09% | +0.00 |
| VYM Vanguard High DVD Yield ETF | New | 0.00% | +0.00 |
| IWM iShares Russell 2000 ETF | Add +26.7% | 0.02% | +0.00 |
| IJR iShares Core S&P Small-Cap E | Add +316.0% | 0.00% | +0.00 |
| SONY Sony Group Corp. - SP ADR | New | 0.00% | +0.00 |
| EVMO Eaton Vance Mortgage Opp ETF | New | 0.00% | +0.00 |
| FDX FedEx Corp. | Add +0.6% | 0.04% | +0.00 |
| GOF Guggenheim Strategic Opport | New | 0.00% | +0.00 |
Notes & Other Activity Q2 2025 → Q3 2025
| CME Cme Group Inc. | COM | Sold out | 0 | $66before exit |
| PNC PNC Financial Services Group | COM | Sold out | 0 | $66before exit |
| ESS Essex Property Trust Inc. | COM | Sold out | 0 | $56before exit |
| EOG EOG Resources Inc. | COM | Sold out | 0 | $48before exit |
| DTE DTE Energy Company | COM | Sold out | 0 | $37before exit |
| TROW T Rowe Price Group Inc. | COM | Sold out | 0 | $35before exit |
| APO Apollo Global Management Inc. | COM | Sold out | 0 | $29before exit |
| BALL Ball Corp. | COM | Sold out | 0 | $27before exit |
| TJX TJX Companies Inc. | COM | Sold out | 0 | $27before exit |
| XYL Xylem Inc. | COM | Sold out | 0 | $23before exit |
| BR Broadridge Financial Solutio | COM | Sold out | 0 | $22before exit |
| NDAQ Nasdaq Inc. | COM | Sold out | 0 | $22before exit |
| PNR Pentair PLC | SHS | Sold out | 0 | $22before exit |
| EQT Eqt Corp. | COM | Sold out | 0 | $21before exit |
| WMS Advanced Drainage Systems Inc. | COM | Sold out | 0 | $19before exit |
| CLH Clean Harbors Inc. | COM | Sold out | 0 | $17before exit |
| EIX Edison International | COM | Sold out | 0 | $15before exit |
| WTS Watts Water Technologies-A | CL A | Sold out | 0 | $15before exit |
| MSI Motorola Solutions Inc. | COM NEW | Sold out | 0 | $14before exit |
| ECL Ecolab Inc. | COM | Sold out | 0 | $13before exit |
| NTR Nutrien Ltd. | COM | Sold out | 0 | $13before exit |
| BMI Badger Meter Inc. | COM | Sold out | 0 | $12before exit |
| ICE Intercontinental Exchange Inc. | COM | Sold out | 0 | $12before exit |
| ZWS Zurn Elkay Water Solutions C | COM | Sold out | 0 | $11before exit |
| MWA Mueller Water Products Inc. Class A | COM SER A | Sold out | 0 | $10before exit |
| TTEK Tetra Tech Inc. | COM | Sold out | 0 | $10before exit |
| VRSK Verisk Analytics Inc. | COM | Sold out | 0 | $10before exit |
| ARIS WATER SOLUTIONS INC-A | CLASS A COM | Sold out | 0 | $9before exit |
| CCK Crown Holdings Inc. | COM | Sold out | 0 | $9before exit |
| VMI Valmont Industries | COM | Sold out | 0 | $9before exit |
| BIDU Baidu Inc. - Spon ADR | SPON ADR REP A | Sold out | 0 | $8before exit |
| SRET Global X Superdividend REIT | SUPERDVDND REIT | New | 0 | $8 |
| PPA Invesco Aerospace & Defense | AEROSPACE DEFN | Sold out | 0 | $8before exit |
| TRI Thomson Reuters Corp. | COM | Sold out | 0 | $8before exit |
| IEUS iShares MSCI Europe Small-Ca | DEVSMCP EXNA ETF | Sold out | 0 | $7before exit |
| LNN Lindsay Corp. | COM | Sold out | 0 | $7before exit |
| DAR Darling Ingredients Inc. | COM | Sold out | 0 | $6before exit |
| ETG Eaton Vance T/A GL DVD Incm | COM | Sold out | 0 | $6before exit |
| ERII Energy Recovery Inc. | COM | Sold out | 0 | $6before exit |
| TTC Toro Co. | COM | Sold out | 0 | $6before exit |
| CWCO Consolidated Water Co.-Ord SH | ORD | Sold out | 0 | $6before exit |
| SHW The Sherwin-Williams Co. | COM | Sold out | 0 | $5before exit |
| AMBA Ambarella Inc. | SHS | Sold out | 0 | $5before exit |
| NWPX NWPX Infrastructure Inc. | COM | Sold out | 0 | $4before exit |
| PATH Uipath Inc. Class A | CL A | Sold out | 0 | $4before exit |
| NOMD Nomad Foods Ltd. | USD ORD SHS | Sold out | 0 | $4before exit |
| AGCO Agco Corp. | COM | Sold out | 0 | $3before exit |
| CCC CCC Intelligent Solutions Ho | COM | Sold out | 0 | $3before exit |
| NICE Nice Ltd. - Spon ADR | SPONSORED ADR | Sold out | 0 | $3before exit |
| SBRA Sabra Health Care REIT Inc. | COM | New | 0 | $3 |
Showing the first 50 of 61.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 432 | $576.0M | IETC, SPYG, SPY, QQQ, RWL |
| Q1 2026 | 441 | $512.8M | RWL, IETC, SPY, QQQ, IYG |
| Q4 2025 | 422 | $517.5M | RWL, IETC, SPY, QQQ, IYG |
| Q3 2025 | 445 | $507.8M | IETC, RWL, SPY, QQQ, IYG |
| Q2 2025 | 411 | $490.7M | IETC, RWL, SPY, QQQ, SPYG |
| Q1 2025 | 422 | $400.8M | RWL, IETC, SPY, QQQ, SPYG |
| Q4 2024 | 405 | $437.5M | IETC, RWL, SPY, QQQ, SPYG |
| Q3 2024 | 387 | $423.0M | IETC, RWL, SPY, QQQ, NVDA |
| Q2 2024 | 383 | $405.1M | IETC, SPY, RWL, QQQ, NVDA |
| Q1 2024 | 386 | $371.9M | IETC, SPY, QQQ, RWL, MSFT |