Kozak & Associates, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 17, 2024), Kozak & Associates, Inc. reported 386 stock positions worth $371.9 million. Its top holding was iShares U.S. Tech Independen (IETC) at 12.3% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 11.8%) and Invesco QQQ Trust Series 1 (QQQ, 10.2%). Compared with Q4 2023, it opened 67 new positions, sold out of 30, added to 163 and reduced 75. The biggest buy was Nvidia (NVDA, shares +2%) and the biggest sale SS SPDR P S&P 500 Growth ETF (SPYG, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- HIGHLANDS RANCH, CO
- CIK
- 0001764970
- Portfolio Value
- $371.9M (Q1 2024)
- SEC Filing
- 0001764970-24-000003 ↗ filed May 17, 2024
Holdings Value
Holdings 386 stocks · $371.9M
| IETC iShares U.S. Tech Independen | 12.32% | 646,599 | $45.8M | Add +4.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 11.81% | 83,053 | $43.9M | Add +0.6% |
| QQQ Invesco QQQ Trust Series 1 | 10.19% | 83,843 | $37.9M | Add +1.1% |
| RWL Invesco S&P 500 Revenue ETF | 9.71% | 388,458 | $36.1M | Add +13.7% |
| MSFT Microsoft Corp. | 6.31% | 55,743 | $23.5M | Add +2.5% |
| NVDA Nvidia Corp. | 5.97% | 23,511 | $22.2M | Add +2.2% |
| AAPL Apple Inc. | 5.09% | 99,777 | $18.9M | Add +6.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 4.64% | 230,774 | $17.2M | Reduce -3.7% |
| IYG iShares U.S. Financial Servi | 4.11% | 229,580 | $15.3M | Add +3.2% |
| COST Costco Wholesale Corp. | 3.56% | 16,706 | $13.2M | Add +13.1% |
| AMZN Amazon.com Inc. | 3.50% | 70,908 | $13.0M | Add +11.2% |
| SMH Vaneck Semiconductor ETF | 3.39% | 54,314 | $12.6M | Add +8.0% |
| XLV SS Health Care Select Sector | 2.85% | 72,701 | $10.6M | Add +7.7% |
| SCHW Schwab (charles) Corp. | 2.76% | 131,482 | $10.3M | Add +5.9% |
| DE Deere & Co. | 2.19% | 20,642 | $8.1M | Add +15.4% |
| GOOG Alphabet Inc. Class C | 0.47% | 10,008 | $1.8M | Add +6.0% |
| JPM JPMorgan Chase & Co. | 0.44% | 8,061 | $1.6M | Reduce -2.2% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.38% | 15,774 | $1.4M | Add +0.3% |
| CVX Chevron Corp. | 0.37% | 8,505 | $1.4M | Add +0.6% |
| UNH Unitedhealth Group Inc. | 0.36% | 2,550 | $1.3M | Add +0.4% |
| V Visa Inc. Class A | 0.33% | 4,364 | $1.2M | Add +0.3% |
| HD Home Depot Inc. | 0.28% | 3,023 | $1.0M | Add +2.3% |
| NFLX Netflix Inc. | 0.25% | 1,543 | $942K | Reduce -7.3% |
| META Meta Platforms Inc. Class A | 0.24% | 1,915 | $906K | Reduce -10.4% |
| PG The Procter & Gamble Co. | 0.23% | 5,066 | $850K | Reduce -2.6% |
| GOOGL Alphabet Inc. Class A | 0.22% | 4,633 | $807K | Reduce -4.7% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.19% | 2,821 | $721K | Add +0.4% |
| CRM Salesforce Inc. | 0.19% | 2,515 | $716K | Add +0.1% |
| NOW ServiceNow Inc. | 0.19% | 937 | $710K | Add +105.0% |
| DFS Discover Financial Services | 0.18% | 5,469 | $683K | Add +0.6% |
| BX Blackstone Inc. | 0.18% | 5,282 | $675K | Add +1.4% |
| WDAY Workday Inc. Class A | 0.18% | 2,577 | $661K | No change |
| AXP American Express Co. | 0.18% | 2,723 | $657K | Add +0.6% |
| MCD McDonald's Corp. | 0.17% | 2,290 | $626K | Reduce -7.3% |
| MAR Marriott International Class A | 0.16% | 2,517 | $601K | Add +0.2% |
| FDX FedEx Corp. | 0.16% | 2,273 | $588K | Reduce -3.6% |
| CAT Caterpillar Inc. | 0.16% | 1,661 | $583K | Add +14.0% |
| LMT Lockheed Martin Corp. | 0.15% | 1,213 | $564K | Add +1.5% |
| GE General Electric | 0.15% | 3,373 | $543K | Add +0.2% |
| ADBE Adobe Inc. | 0.15% | 1,122 | $542K | Add +0.4% |
| JNJ Johnson & Johnson | 0.14% | 3,443 | $531K | Reduce -26.1% |
| FSLR First Solar Inc. | 0.14% | 2,650 | $516K | No change |
| QCOM Qualcomm Inc. | 0.14% | 2,661 | $514K | Add +0.5% |
| AVGO Broadcom Inc. | 0.14% | 362 | $510K | Add +11.7% |
| MRK Merck & Co. Inc. | 0.14% | 3,836 | $502K | Add +0.6% |
| BLK BlackRock Finance Inc. | 0.13% | 613 | $495K | Reduce -10.0% |
| ONT Onterris Inc. filed as MONTROSE ENVIRONMENTAL GROUP | 0.13% | 10,000 | $475K | Reduce -9.1% |
| CSCO Cisco Systems Inc. | 0.13% | 9,716 | $470K | Reduce -3.9% |
| XOM Exxon Mobil Corp. | 0.12% | 3,782 | $446K | Reduce -2.5% |
| NOBL Proshares S&P 500 Dividend A | 0.11% | 3,963 | $397K | Add +40.1% |
| NEE Nextera Energy Inc. | 0.11% | 5,137 | $393K | Reduce -0.6% |
| CMG Chipotle Mexican Grill Inc. | 0.10% | 124 | $390K | Add +49.4% |
| KO The Coca-Cola Co. | 0.10% | 6,118 | $387K | Add +0.7% |
| DRI Darden Restaurants Inc. | 0.10% | 2,444 | $370K | Add +1.7% |
| CSX CSX Corp. | 0.10% | 10,624 | $360K | Add +0.3% |
| ULTA Ulta Beauty Inc. | 0.10% | 881 | $353K | Add +1.1% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.09% | 873 | $349K | Add +11.8% |
| HON Honeywell International Inc. | 0.09% | 1,685 | $348K | Reduce -1.2% |
| LULU Lululemon Athletica Inc. | 0.09% | 1,018 | $344K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.09% | 800 | $330K | No change |
| OLED Universal Display Corp. | 0.09% | 1,882 | $327K | Add +0.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.09% | 8,169 | $320K | Add +1.0% |
| LRCX Lam Research Corp. | 0.09% | 339 | $320K | Add +89.4% |
| SHOP Shopify Inc. Class A | 0.08% | 5,410 | $313K | No change |
| QLD Proshares Ultra QQQ | 0.08% | 3,220 | $288K | Add +0.1% |
| SHEL Shell PLC-ADR | 0.08% | 3,923 | $281K | Add +1.0% |
| PEY Invesco High Yield Equity Di | 0.08% | 13,616 | $281K | Add +1.6% |
| EA Electronic Arts Inc. | 0.07% | 2,101 | $271K | Add +0.1% |
| GS Goldman Sachs Group Inc. | 0.07% | 558 | $259K | Reduce -36.5% |
| LOW Lowe's Cos Inc. | 0.07% | 1,079 | $251K | Reduce -26.5% |
| VLO Valero Energy Corp. | 0.07% | 1,580 | $251K | Add +0.7% |
| ABBV Abbvie Inc. | 0.07% | 1,471 | $242K | Reduce -2.8% |
| BSX Boston Scientific Corp. | 0.06% | 3,204 | $239K | No change |
| XEL Xcel Energy Inc. | 0.06% | 4,250 | $237K | Add +1.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.06% | 2,157 | $223K | Reduce -9.8% |
| SCHA Schwab US Small-Cap ETF | 0.06% | 4,231 | $206K | Add +0.2% |
| ZTS Zoetis Inc. | 0.05% | 1,151 | $200K | Add +0.2% |
| ARW Arrow Electronics Inc. | 0.05% | 1,441 | $187K | No change |
| ELV Elevance Health Inc. | 0.05% | 320 | $174K | Reduce -37.0% |
| CLX Clorox Company | 0.05% | 1,234 | $169K | Add +1.6% |
| XYZ Block Inc. | 0.04% | 2,330 | $167K | No change |
| RTX RTX Corp. | 0.04% | 1,557 | $162K | Add +0.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.04% | 935 | $158K | Reduce -1.2% |
| ORCL Oracle Corp. | 0.04% | 1,229 | $150K | Add +0.7% |
| WMB Williams Cos Inc. | 0.04% | 3,664 | $150K | Reduce -0.2% |
| GEV GE Vernova Inc. | 0.04% | 838 | $139K | New |
| EPD Enterprise Products Partners | 0.04% | 4,633 | $133K | Add +9.8% |
| ADSK Autodesk Inc. | 0.03% | 575 | $127K | No change |
| CMCSA Comcast Corp. Class A | 0.03% | 3,150 | $124K | Add +2.8% |
| RIO Rio Tinto PLC-Spon ADR | 0.03% | 1,717 | $123K | Add +3.9% |
| EFA iShares MSCI Eafe ETF | 0.03% | 1,482 | $121K | No change |
| AZN Astrazeneca PLC-Spons ADR | 0.03% | 1,531 | $118K | Add +1.5% |
| IVV iShares Core S&P 500 ETF | 0.03% | 216 | $115K | Reduce -19.7% |
| AMP Ameriprise Financial Inc. | 0.03% | 260 | $113K | Reduce -20.7% |
| LHX L3HARRIS Technologies Inc. | 0.03% | 502 | $111K | Add +0.6% |
| ABT Abbott Laboratories | 0.03% | 1,042 | $109K | Reduce -12.0% |
| ETN Eaton Corp. PLC | 0.03% | 330 | $109K | Reduce -12.9% |
| TSLA Tesla Inc. | 0.03% | 623 | $109K | Reduce -85.0% |
| NOC Northrop Grumman Corp. | 0.03% | 226 | $106K | Add +0.4% |
| NKE Nike Inc. Class B | 0.03% | 1,113 | $102K | Reduce -2.0% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $8K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 310 | $8K | Add +3.3% |
Lines left out (13) · $287 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| BDX Becton Dickinson and Co. | COM | 0 | $76 |
| VOOG Vanguard S&P 500 Growth ETF | 500 GRTH IDX F | 0 | $49 |
| VCIT Vanguard Int-Term Corporate | INT-TERM CORP | 0 | $29 |
| IEF iShares 7-10 Year Treasury B | 7-10 YR TRSY BD | 0 | $24 |
| BBAX JPMorgan Betabuilders Develo | BETA DEVE EX ETF | 0 | $20 |
| BNDX Vanguard Total Intl Bond ETF | TOTAL INT BD ETF | 0 | $19 |
| BBCA JPMorgan Betabuilders Canada | BETA CDA ETF NEW | 0 | $13 |
| JEPI JPMorgan Equity Premium Inco | EQUITY PREMIUM | 0 | $13 |
| IEMG iShares Core MSCI Emerging | CORE MSCI EMKT | 0 | $12 |
| BBEU JPMorgan Betabuilders Europe | BETA EURO ET NE | 0 | $10 |
| VGLT Vanguard Long-Term Treasury | LONG TERM TREAS | 0 | $9 |
| CAG Conagra Brands Inc. | COM | 0 | $8 |
| BND Vanguard Total Bond Market | TOTAL BND MRKT | 0 | $5 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $371.9M.
Portfolio Sells Q4 2023 → Q1 2024
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -3.7% | 4.64% | −0.34 |
| TSLA Tesla Inc. | Reduce -85.0% | 0.03% | −0.26 |
| JNJ Johnson & Johnson | Reduce -26.1% | 0.14% | −0.09 |
| MCD McDonald's Corp. | Reduce -7.3% | 0.17% | −0.06 |
| BLK BlackRock Finance Inc. | Reduce -10.0% | 0.13% | −0.04 |
| GS Goldman Sachs Group Inc. | Reduce -36.5% | 0.07% | −0.04 |
| CSCO Cisco Systems Inc. | Reduce -3.9% | 0.13% | −0.04 |
| LOW Lowe's Cos Inc. | Reduce -26.5% | 0.07% | −0.04 |
| CVS CVS Health Corp. | Reduce -44.4% | 0.02% | −0.03 |
| GOVT iShares US Treasury Bond ETF | Reduce -98.3% | 0.00% | −0.03 |
| ELV Elevance Health Inc. | Reduce -37.0% | 0.05% | −0.03 |
| VOO Vanguard S&P 500 ETF | Reduce -89.1% | 0.00% | −0.03 |
| FDX FedEx Corp. | Reduce -3.6% | 0.16% | −0.03 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -79.9% | 0.01% | −0.02 |
| IGIB iShares 5-10Y Inv Grade Corp. | Sold out | 0.00% | −0.02 |
| SBUX Starbucks Corp. | Reduce -52.9% | 0.01% | −0.02 |
| PG The Procter & Gamble Co. | Reduce -2.6% | 0.23% | −0.02 |
| BA The Boeing Co. | Reduce -41.3% | 0.01% | −0.02 |
| ACN Accenture PLC Class A | Reduce -27.4% | 0.02% | −0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -52.8% | 0.01% | −0.01 |
| JCI Johnson Controls Internation | Reduce -48.1% | 0.02% | −0.01 |
| BG Bunge Global SA | Reduce -96.1% | 0.00% | −0.01 |
| SYK Stryker Corp. | Reduce -96.7% | 0.00% | −0.01 |
| HON Honeywell International Inc. | Reduce -1.2% | 0.09% | −0.01 |
| ABT Abbott Laboratories | Reduce -12.0% | 0.03% | −0.01 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -45.8% | 0.02% | −0.01 |
| ADM Archer-Daniels-Midland Co. | Reduce -93.2% | 0.00% | −0.01 |
| ABBV Abbvie Inc. | Reduce -2.8% | 0.07% | −0.01 |
| AGG iShares Core U.S. Aggregate | Sold out | 0.00% | −0.01 |
| DIS The Walt Disney Co. | Reduce -9.8% | 0.06% | −0.01 |
| DBEF Xtrackers MSCI Eafe Hedged E | Sold out | 0.00% | −0.01 |
| DHR Danaher Corp. | Reduce -90.8% | 0.00% | −0.01 |
| IVV iShares Core S&P 500 ETF | Reduce -19.7% | 0.03% | −0.01 |
| MBB iShares MBS ETF | Sold out | 0.00% | −0.01 |
| NKE Nike Inc. Class B | Reduce -2.0% | 0.03% | −0.01 |
| MDT Medtronic PLC | Reduce -91.1% | 0.00% | −0.01 |
| AMP Ameriprise Financial Inc. | Reduce -20.7% | 0.03% | −0.01 |
| FVD First Trust Value Line DVD | Reduce -48.4% | 0.01% | −0.01 |
| PEP Pepsico Inc. | Reduce -21.3% | 0.02% | −0.01 |
| TT Trane Technologies PLC | Sold out | 0.00% | −0.01 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -73.7% | 0.00% | −0.01 |
| IBM Intl Business Machines Corp. | Reduce -1.2% | 0.04% | −0.01 |
| IPG Interpublic Group of Cos Inc. | Reduce -11.0% | 0.02% | −0.01 |
| GEHC GE Healthcare Technology | Reduce -16.8% | 0.02% | −0.01 |
| AFL Aflac Inc. | Reduce -10.8% | 0.02% | −0.01 |
| AMT American Tower Corp. | Reduce -9.9% | 0.01% | −0.01 |
| AMGN Amgen Inc. | Reduce -9.5% | 0.02% | −0.01 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -98.6% | 0.00% | −0.01 |
| META Meta Platforms Inc. Class A | Reduce -10.4% | 0.24% | −0.01 |
| IR Ingersoll-Rand Inc. | Reduce -99.5% | 0.00% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +2.2% | 5.97% | +1.85 |
| SMH Vaneck Semiconductor ETF | Add +8.0% | 3.39% | +0.59 |
| RWL Invesco S&P 500 Revenue ETF | Add +13.7% | 9.71% | +0.55 |
| AMZN Amazon.com Inc. | Add +11.2% | 3.50% | +0.40 |
| COST Costco Wholesale Corp. | Add +13.1% | 3.56% | +0.37 |
| SCHW Schwab (charles) Corp. | Add +5.9% | 2.76% | +0.23 |
| NOW ServiceNow Inc. | Add +105.0% | 0.19% | +0.09 |
| CMG Chipotle Mexican Grill Inc. | Add +49.4% | 0.10% | +0.04 |
| LRCX Lam Research Corp. | Add +89.4% | 0.09% | +0.04 |
| GOOG Alphabet Inc. Class C | Add +6.0% | 0.47% | +0.04 |
| GEV GE Vernova Inc. | New | 0.04% | +0.04 |
| CAT Caterpillar Inc. | Add +14.0% | 0.16% | +0.02 |
| AVGO Broadcom Inc. | Add +11.7% | 0.14% | +0.02 |
| NOBL Proshares S&P 500 Dividend A | Add +40.1% | 0.11% | +0.02 |
| AXP American Express Co. | Add +0.6% | 0.18% | +0.02 |
| QCOM Qualcomm Inc. | Add +0.5% | 0.14% | +0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +0.0% | 0.01% | +0.01 |
| GE General Electric | Add +0.2% | 0.15% | +0.01 |
| SPGP Invesco S&P 500 Garp ETF | New | 0.01% | +0.01 |
| SSO Proshares Ultra S&P500 | New | 0.01% | +0.01 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | New | 0.01% | +0.01 |
| USMV iShares MSCI USA Min Vol Fac | New | 0.01% | +0.01 |
| RDVI FT Vest Rising Dividend Achi | New | 0.00% | +0.00 |
| T AT&T Inc. | Add +58.7% | 0.02% | +0.00 |
| EDV Vanguard Extended Dur Treas | New | 0.00% | +0.00 |
| IJH iShares Core S&P Midcap ETF | New | 0.00% | +0.00 |
| DE Deere & Co. | Add +15.4% | 2.19% | +0.00 |
| SDVY First Trust Smid Cap Rising | New | 0.00% | +0.00 |
| BAC Bank of America Corp. | Add +1.0% | 0.09% | +0.00 |
| PEXL Pacer US Export Leaders ETF | New | 0.00% | +0.00 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +27.3% | 0.02% | +0.00 |
| DAL Delta Air Lines Inc. | Add +0.3% | 0.02% | +0.00 |
| STLA Stellantis NV | New | 0.00% | +0.00 |
| RLY SS Multi-Asset Real Ret ETF | New | 0.00% | +0.00 |
| DUSA Davis Select US Equity ETF | New | 0.00% | +0.00 |
| VLO Valero Energy Corp. | Add +0.7% | 0.07% | +0.00 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.00% | +0.00 |
| COR Cencora Inc. | New | 0.00% | +0.00 |
| SKYX SKYX Platforms Corp. | New | 0.00% | +0.00 |
| OKLO Oklo Inc. | New | 0.00% | +0.00 |
| TSM Taiwan Semiconductor-SP ADR | Add +110.4% | 0.00% | +0.00 |
| BP BP PLC-Spons ADR | Add +85.0% | 0.01% | +0.00 |
| OMFS Invesco RSL 2000 DYN Mltfctr | New | 0.00% | +0.00 |
| LCID Lucid Group Inc. | New | 0.00% | +0.00 |
| ZIM Zim Integrated Shipping Serv | New | 0.00% | +0.00 |
| VEA Vanguard Ftse Developed ETF | New | 0.00% | +0.00 |
| ACGL Arch Capital Group Ltd. | New | 0.00% | +0.00 |
| INTU Intuit Inc. | Add +109.1% | 0.00% | +0.00 |
| SCHH Schwab US REIT ETF | New | 0.00% | +0.00 |
| UNM Unum Group | New | 0.00% | +0.00 |
Notes & Other Activity Q4 2023 → Q1 2024
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Add +3.3% | 310 | $8K |
| BDX Becton Dickinson and Co. | COM | Reduce -100.0% | 0 | $76 |
| VOOG Vanguard S&P 500 Growth ETF | 500 GRTH IDX F | New | 0 | $49 |
| CI The Cigna Group | COM | Sold out | 0 | $45before exit |
| VCIT Vanguard Int-Term Corporate | INT-TERM CORP | Reduce -100.0% | 0 | $29 |
| IEF iShares 7-10 Year Treasury B | 7-10 YR TRSY BD | Reduce -100.0% | 0 | $24 |
| BBAX JPMorgan Betabuilders Develo | BETA DEVE EX ETF | New | 0 | $20 |
| BNDX Vanguard Total Intl Bond ETF | TOTAL INT BD ETF | New | 0 | $19 |
| ITW Illinois Tool Works | COM | Sold out | 0 | $17before exit |
| JEPI JPMorgan Equity Premium Inco | EQUITY PREMIUM | Reduce -100.0% | 0 | $13 |
| BBCA JPMorgan Betabuilders Canada | BETA CDA ETF NEW | New | 0 | $13 |
| IEMG iShares Core MSCI Emerging | CORE MSCI EMKT | Reduce -100.0% | 0 | $12 |
| BBEU JPMorgan Betabuilders Europe | BETA EURO ET NE | New | 0 | $10 |
| VGLT Vanguard Long-Term Treasury | LONG TERM TREAS | New | 0 | $9 |
| CAG Conagra Brands Inc. | COM | New | 0 | $8 |
| VGSH Vanguard Short-Term Treasury | SHORT TERM TREAS | Sold out | 0 | $8before exit |
| BND Vanguard Total Bond Market | TOTAL BND MRKT | New | 0 | $5 |
| SPTS SS SPDR P St Term TSY ETF | ST SHO TREAS ETF | Sold out | 0 | $1before exit |
| ROST Ross Stores Inc. | COM | Reduce -100.0% | 0 | $0 |
| PNC PNC Financial Services Group | COM | Reduce -100.0% | 0 | $0 |
| IGLB iShares 10+ Year Inv GR Corp. | 10+ YR INVST GRD | Reduce -100.0% | 0 | $0 |
| SCHR Schwab Intermediate-Term US | INT-TRM U.S TRES | Reduce -100.0% | 0 | $0 |
| SCHQ Schwab Long-Term US Treasury | LONG TERM US | Reduce -100.0% | 0 | $0 |
| IGSB iShares 1-5Y Inv Grade Corp. | ISHS 1-5YR INVS | Reduce -100.0% | 0 | $0 |
| SCHO Schwab Short-Term US Treas | SHT TM US TRES | Reduce -100.0% | 0 | $0 |
| VLTO Veralto Corp. | COM SHS | Reduce -100.0% | 0 | $0 |
| EMBC Embecta Corp. | COMMON STOCK | Reduce -100.0% | 0 | $0 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | ST LON TREAS ETF | Reduce -100.0% | 0 | $0 |
| UYLD Angel Oak Ultrashort Income | OAK ULTRASHORT | New | 0 | $0 |
| CARY Angel Oak Income ETF | INCOME ETF | New | 0 | $0 |
| BEEM Beam Global | COM | New | 0 | $0 |
| CTSH Cognizant Tech Solutions-A | CL A | New | 0 | $0 |
| DVN Devon Energy Corp. | COM | New | 0 | $0 |
| DFP Flaherty & Crumrine DYN Pref | SHS | New | 0 | $0 |
| FLGV Franklin U.S. Treasury Bond | US TREAS BD ETF | New | 0 | $0 |
| ULCC Frontier Group Holdings Inc. | COM | New | 0 | $0 |
| GILD Gilead Sciences Inc. | COM | New | 0 | $0 |
| BOTZ Global X Robotics & Artifici | RBTCS ARTFL INTE | New | 0 | $0 |
| GROY Gold Royalty Corp. | COMMON SHARES | New | 0 | $0 |
| GSLC Goldman Activebeta US LC ETF | ACTIVEBETA US LG | New | 0 | $0 |
| PODD Insulet Corp. | COM | New | 0 | $0 |
| KBWB Invesco KBW Bank ETF | KBW BK ETF | New | 0 | $0 |
| IVE iShares S&P 500 Value ETF | S&P 500 VAL ETF | New | 0 | $0 |
| ISCV iShares Morningstar Small-Ca | MRNING SM CP ETF | New | 0 | $0 |
| JSI JH Securitized Income ETF | HEND SECU IN ETF | New | 0 | $0 |
| JAAA Janus Henderson Aaa Clo ETF | HENDRSON AAA CL | New | 0 | $0 |
| JMBS Janus Henderson Mortg Backed | HENDERSON MTG | New | 0 | $0 |
| KNX Knight-Swift Transportation | CL A | New | 0 | $0 |
| OGE Oge Energy Corp. | COM | New | 0 | $0 |
| OPK Opko Health Inc. | COM | New | 0 | $0 |
Showing the first 50 of 62.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 432 | $576.0M | IETC, SPYG, SPY, QQQ, RWL |
| Q1 2026 | 441 | $512.8M | RWL, IETC, SPY, QQQ, IYG |
| Q4 2025 | 422 | $517.5M | RWL, IETC, SPY, QQQ, IYG |
| Q3 2025 | 445 | $507.8M | IETC, RWL, SPY, QQQ, IYG |
| Q2 2025 | 411 | $490.7M | IETC, RWL, SPY, QQQ, SPYG |
| Q1 2025 | 422 | $400.8M | RWL, IETC, SPY, QQQ, SPYG |
| Q4 2024 | 405 | $437.5M | IETC, RWL, SPY, QQQ, SPYG |
| Q3 2024 | 387 | $423.0M | IETC, RWL, SPY, QQQ, NVDA |
| Q2 2024 | 383 | $405.1M | IETC, SPY, RWL, QQQ, NVDA |
| Q1 2024 | 386 | $371.9M | IETC, SPY, QQQ, RWL, MSFT |