Kozak & Associates, Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 6, 2025), Kozak & Associates, Inc. reported 405 stock positions worth $437.5 million. Its top holding was iShares U.S. Tech Independen (IETC) at 13.1% of the portfolio, followed by Invesco S&P 500 Revenue ETF (RWL, 12.4%) and SS SPDR S&P 500 ETF Trust-US (SPY, 9.8%). Compared with Q3 2024, it opened 59 new positions, sold out of 43, added to 159 and reduced 68. The biggest buy was a new position in iShares U.S. Industrials ETF (IYJ) and the biggest sale Deere (DE, shares −94%).
- Most Recent 13F
- Q2 2026
- Location
- HIGHLANDS RANCH, CO
- CIK
- 0001764970
- Portfolio Value
- $437.5M (Q4 2024)
- SEC Filing
- 0001764970-25-000001 ↗ filed Jan 6, 2025
Holdings Value
Holdings 405 stocks · $437.5M
| IETC iShares U.S. Tech Independen | 13.10% | 662,789 | $57.3M | Reduce -1.8% |
| RWL Invesco S&P 500 Revenue ETF | 12.43% | 549,917 | $54.4M | Add +14.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 9.79% | 72,360 | $42.8M | Reduce -9.7% |
| QQQ Invesco QQQ Trust Series 1 | 8.66% | 73,021 | $37.9M | Reduce -7.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 6.51% | 318,889 | $28.5M | Add +48.5% |
| NVDA Nvidia Corp. | 5.09% | 154,036 | $22.3M | Reduce -28.3% |
| MSFT Microsoft Corp. | 5.02% | 51,864 | $22.0M | Reduce -8.4% |
| AAPL Apple Inc. | 4.97% | 89,279 | $21.7M | Reduce -15.1% |
| IYG iShares U.S. Financial Servi | 4.69% | 261,636 | $20.5M | Add +4.4% |
| AMZN Amazon.com Inc. | 4.29% | 83,736 | $18.8M | Add +3.6% |
| COST Costco Wholesale Corp. | 4.18% | 19,936 | $18.3M | Add +2.8% |
| SMH Vaneck Semiconductor ETF | 4.02% | 69,776 | $17.6M | Add +39.9% |
| XLV SS Health Care Select Sector | 3.35% | 105,578 | $14.7M | Add +23.5% |
| IYJ iShares U.S. Industrials ETF | 3.13% | 102,014 | $13.7M | New |
| SCHW Schwab (charles) Corp. | 0.58% | 34,148 | $2.5M | Reduce -72.9% |
| JPM JPMorgan Chase & Co. | 0.40% | 7,278 | $1.8M | Reduce -4.9% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.33% | 15,445 | $1.4M | Reduce -1.2% |
| GOOG Alphabet Inc. Class C | 0.33% | 7,372 | $1.4M | Add +0.9% |
| NFLX Netflix Inc. | 0.31% | 1,550 | $1.4M | Add +0.5% |
| AVGO Broadcom Inc. | 0.31% | 5,847 | $1.4M | Add +60.1% |
| CVX Chevron Corp. | 0.29% | 8,694 | $1.3M | Add +0.3% |
| V Visa Inc. Class A | 0.27% | 3,794 | $1.2M | Add +2.2% |
| META Meta Platforms Inc. Class A | 0.26% | 1,904 | $1.2M | Reduce -0.1% |
| XSMO Invesco S&P Smallcap Momentu | 0.26% | 16,715 | $1.1M | Reduce -57.3% |
| UNH Unitedhealth Group Inc. | 0.24% | 2,008 | $1.0M | Reduce -3.4% |
| NOW ServiceNow Inc. | 0.23% | 928 | $996K | Reduce -1.0% |
| BX Blackstone Inc. | 0.21% | 5,342 | $940K | Add +0.5% |
| CRM Salesforce Inc. | 0.19% | 2,530 | $842K | Add +0.4% |
| HD Home Depot Inc. | 0.18% | 2,032 | $791K | Add +0.9% |
| PG The Procter & Gamble Co. | 0.18% | 4,746 | $784K | Add +1.8% |
| NOBL Proshares S&P 500 Dividend A | 0.17% | 7,654 | $761K | Add +56.9% |
| GOOGL Alphabet Inc. Class A | 0.16% | 3,759 | $721K | Add +5.3% |
| MCD McDonald's Corp. | 0.16% | 2,312 | $682K | Add +1.2% |
| WDAY Workday Inc. Class A | 0.15% | 2,577 | $652K | No change |
| BLK BlackRock Inc. | 0.14% | 617 | $630K | No change |
| LMT Lockheed Martin Corp. | 0.14% | 1,247 | $601K | Add +1.6% |
| DE Deere & Co. | 0.13% | 1,383 | $584K | Reduce -94.1% |
| CAT Caterpillar Inc. | 0.13% | 1,585 | $577K | Reduce -5.3% |
| AXP American Express Co. | 0.13% | 1,832 | $555K | Add +0.2% |
| MAR Marriott International Class A | 0.12% | 1,876 | $516K | Add +0.2% |
| ADBE Adobe Inc. | 0.12% | 1,175 | $506K | Add +1.6% |
| FSLR First Solar Inc. | 0.11% | 2,650 | $494K | No change |
| XOM Exxon Mobil Corp. | 0.11% | 4,462 | $481K | Add +4.0% |
| GE General Electric filed as GE AEROSPACE | 0.11% | 2,764 | $475K | Reduce -0.9% |
| DRI Darden Restaurants Inc. | 0.11% | 2,489 | $467K | Add +0.9% |
| DFS Discover Financial Services | 0.11% | 2,625 | $462K | No change |
| CSCO Cisco Systems Inc. | 0.10% | 7,481 | $440K | Reduce -3.1% |
| QCOM Qualcomm Inc. | 0.10% | 2,691 | $425K | Add +0.4% |
| CMG Chipotle Mexican Grill Inc. | 0.09% | 6,912 | $413K | Add +11.5% |
| NEE Nextera Energy Inc. | 0.09% | 5,302 | $382K | Add +2.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.08% | 8,119 | $364K | Add +2.5% |
| JNJ Johnson & Johnson | 0.08% | 2,511 | $362K | Reduce -7.0% |
| CSX CSX Corp. | 0.08% | 10,607 | $343K | Add +0.4% |
| KO The Coca-Cola Co. | 0.08% | 5,374 | $332K | Reduce -12.3% |
| ABBV Abbvie Inc. | 0.07% | 1,721 | $312K | Add +2.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.07% | 724 | $309K | Reduce -15.2% |
| GS Goldman Sachs Group Inc. | 0.07% | 521 | $302K | Reduce -7.6% |
| HON Honeywell International Inc. | 0.07% | 1,303 | $295K | Add +2.5% |
| FDX FedEx Corp. | 0.07% | 1,070 | $294K | Reduce -9.8% |
| BSX Boston Scientific Corp. | 0.07% | 3,204 | $291K | No change |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.07% | 1,035 | $290K | Reduce -48.9% |
| MRK Merck & Co. Inc. | 0.07% | 2,892 | $287K | Add +3.1% |
| OLED Universal Display Corp. | 0.07% | 1,885 | $286K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.06% | 614 | $278K | Add +11.6% |
| LOW Lowe's Cos Inc. | 0.06% | 1,111 | $276K | Add +2.5% |
| GEV GE Vernova Inc. | 0.06% | 779 | $276K | Reduce -2.1% |
| XEL Xcel Energy Inc. | 0.06% | 4,119 | $275K | Add +2.1% |
| ORCL Oracle Corp. | 0.06% | 1,564 | $260K | Add +5.5% |
| SHEL Shell PLC-ADR | 0.06% | 3,981 | $257K | Add +1.8% |
| TSLA Tesla Inc. | 0.06% | 608 | $250K | Reduce -2.4% |
| SHOP Shopify Inc. Class A | 0.06% | 2,243 | $245K | Reduce -58.5% |
| WMB Williams Cos Inc. | 0.05% | 4,056 | $230K | Add +43.5% |
| SCHA Schwab US Small-Cap ETF | 0.05% | 8,350 | $219K | Reduce -50.0% |
| XYZ Block Inc. | 0.05% | 2,330 | $215K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.05% | 958 | $213K | Add +0.6% |
| IVV iShares Core S&P 500 ETF | 0.05% | 350 | $208K | Add +44.0% |
| EA Electronic Arts Inc. | 0.05% | 1,380 | $202K | No change |
| VLO Valero Energy Corp. | 0.05% | 1,618 | $201K | Add +0.9% |
| RTX RTX Corp. | 0.04% | 1,661 | $192K | Add +5.5% |
| ONT Onterris Inc. filed as MONTROSE ENVIRONMENTAL GROUP | 0.04% | 10,000 | $192K | No change |
| PYLD PIMCO Multisector Bond Actv | 0.04% | 7,345 | $190K | New |
| PEY Invesco High Yield Equity Di | 0.04% | 8,883 | $189K | Add +1.1% |
| ZTS Zoetis Inc. | 0.04% | 1,157 | $189K | Reduce -1.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.04% | 1,597 | $178K | Reduce -16.1% |
| ADSK Autodesk Inc. | 0.04% | 575 | $169K | No change |
| CLX Clorox Company | 0.04% | 1,024 | $167K | Add +0.8% |
| ARW Arrow Electronics Inc. | 0.04% | 1,441 | $163K | No change |
| DAL Delta Air Lines Inc. | 0.03% | 2,567 | $151K | Add +0.2% |
| CMCSA Comcast Corp. Class A | 0.03% | 4,000 | $151K | Add +8.9% |
| EFA iShares MSCI Eafe ETF | 0.03% | 1,985 | $150K | Add +1.1% |
| LULU Lululemon Athletica Inc. | 0.03% | 379 | $143K | Reduce -62.7% |
| AMP Ameriprise Financial Inc. | 0.03% | 262 | $140K | Add +0.4% |
| ELV Elevance Health Inc. | 0.03% | 356 | $132K | Reduce -7.5% |
| ABT Abbott Laboratories | 0.03% | 1,146 | $130K | Reduce -8.2% |
| ETN Eaton Corp. PLC | 0.03% | 347 | $119K | Add +5.2% |
| NOC Northrop Grumman Corp. | 0.03% | 239 | $112K | Add +4.8% |
| AZN Astrazeneca PLC-Spons ADR | 0.02% | 1,601 | $106K | Add +4.0% |
| LHX L3HARRIS Technologies Inc. | 0.02% | 504 | $106K | No change |
| DUK Duke Energy Corp. | 0.02% | 972 | $105K | Add +6.7% |
| AFL Aflac Inc. | 0.02% | 1,011 | $104K | Add +0.5% |
Lines left out (34) · $252 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| PNR Pentair PLC | SHS | 0 | $21 |
| XYL Xylem Inc. | COM | 0 | $20 |
| WMS Advanced Drainage Systems Inc. | COM | 0 | $18 |
| CLH Clean Harbors Inc. | COM | 0 | $17 |
| WTS Watts Water Technologies-A | CL A | 0 | $12 |
| BMI Badger Meter Inc. | COM | 0 | $11 |
| TTEK Tetra Tech Inc. | COM | 0 | $11 |
| NTR Nutrien Ltd. | COM | 0 | $10 |
| ZWS Zurn Elkay Water Solutions C | COM | 0 | $10 |
| ARIS WATER SOLUTIONS INC-A | CLASS A COM | 0 | $9 |
| MWA Mueller Water Products Inc. Class A | COM SER A | 0 | $9 |
| BIDU Baidu Inc. - Spon ADR | SPON ADR REP A | 0 | $8 |
| VMI Valmont Industries | COM | 0 | $8 |
| AI C3.AI Inc. Class A | CL A | 0 | $7 |
| ERII Energy Recovery Inc. | COM | 0 | $7 |
| TRI Thomson Reuters Corp. | COM | 0 | $7 |
| DAR Darling Ingredients Inc. | COM | 0 | $6 |
| PPA Invesco Aerospace & Defense | AEROSPACE DEFN | 0 | $6 |
| TTC Toro Co. | COM | 0 | $6 |
| LNN Lindsay Corp. | COM | 0 | $5 |
| NWPX NWPX Infrastructure Inc. | COM | 0 | $5 |
| AMBA Ambarella Inc. | SHS | 0 | $5 |
| CWCO Consolidated Water Co.-Ord SH | ORD | 0 | $5 |
| CCC CCC Intelligent Solutions Ho | COM | 0 | $4 |
| PATH Uipath Inc. Class A | CL A | 0 | $4 |
| AGCO Agco Corp. | COM | 0 | $3 |
| NICE Nice Ltd. - Spon ADR | SPONSORED ADR | 0 | $3 |
| SYNA Synaptics Inc. | COM | 0 | $3 |
| XMTR Xometry Inc. Class A | CLASS A COM | 0 | $3 |
| NOMD Nomad Foods Ltd. | USD ORD SHS | 0 | $3 |
| ALEX Alexander & Baldwin Inc. | COM | 0 | $2 |
| CEVA Ceva Inc. | COM | 0 | $2 |
| PAHC Phibro Animal Health Corp. Class A | CL A COM | 0 | $1 |
| SSTK Shutterstock Inc. | COM | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $437.5M.
Portfolio Sells Q3 2024 → Q4 2024
| DE Deere & Co. | Reduce -94.1% | 0.13% | −2.13 |
| NVDA Nvidia Corp. | Reduce -28.3% | 5.09% | −1.81 |
| SCHW Schwab (charles) Corp. | Reduce -72.9% | 0.58% | −1.57 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -9.7% | 9.79% | −1.24 |
| AAPL Apple Inc. | Reduce -15.1% | 4.97% | −0.80 |
| MSFT Microsoft Corp. | Reduce -8.4% | 5.02% | −0.55 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -7.3% | 8.66% | −0.49 |
| XSMO Invesco S&P Smallcap Momentu | Reduce -57.3% | 0.26% | −0.37 |
| ULTA Ulta Beauty Inc. | Sold out | 0.00% | −0.08 |
| AJG Arthur J Gallagher & Co. | Reduce -48.9% | 0.07% | −0.07 |
| SHOP Shopify Inc. Class A | Reduce -58.5% | 0.06% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -3.4% | 0.24% | −0.05 |
| LRCX Lam Research Corp. | Reduce -97.3% | 0.02% | −0.04 |
| LULU Lululemon Athletica Inc. | Reduce -62.7% | 0.03% | −0.04 |
| KO The Coca-Cola Co. | Reduce -12.3% | 0.08% | −0.03 |
| CAT Caterpillar Inc. | Reduce -5.3% | 0.13% | −0.02 |
| JNJ Johnson & Johnson | Reduce -7.0% | 0.08% | −0.02 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -1.2% | 0.33% | −0.02 |
| GE General Electric | Reduce -0.9% | 0.11% | −0.02 |
| F Ford Motor Co. | Reduce -97.1% | 0.00% | −0.02 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -15.2% | 0.07% | −0.02 |
| CVS CVS Health Corp. | Reduce -94.3% | 0.00% | −0.02 |
| ELV Elevance Health Inc. | Reduce -7.5% | 0.03% | −0.01 |
| GEHC GE Healthcare Technology | Reduce -81.4% | 0.00% | −0.01 |
| ZTS Zoetis Inc. | Reduce -1.6% | 0.04% | −0.01 |
| KHC The Kraft Heinz Co. | Reduce -94.1% | 0.00% | −0.01 |
| FDX FedEx Corp. | Reduce -9.8% | 0.07% | −0.01 |
| PEP Pepsico Inc. | Reduce -24.5% | 0.01% | −0.01 |
| MMM 3M Co. | Reduce -84.5% | 0.00% | −0.01 |
| YUM Yum! Brands Inc. | Sold out | 0.00% | −0.01 |
| NKE Nike Inc. Class B | Reduce -14.9% | 0.02% | −0.01 |
| DVY iShares Select Dividend ETF | Sold out | 0.00% | −0.01 |
| IXUS iShares Core Intl Stock ETF | Sold out | 0.00% | −0.01 |
| GNL Global Net Lease Inc. | Sold out | 0.00% | −0.01 |
| TRP TC Energy Corp. | Reduce -92.8% | 0.00% | −0.01 |
| ABT Abbott Laboratories | Reduce -8.2% | 0.03% | −0.00 |
| ILCG iShares Morningstar Growth E | Reduce -37.0% | 0.01% | −0.00 |
| GOVT iShares US Treasury Bond ETF | Reduce -90.8% | 0.00% | −0.00 |
| BALL Ball Corp. | Reduce -41.9% | 0.00% | −0.00 |
| BA The Boeing Co. | Reduce -35.6% | 0.01% | −0.00 |
| IHF iShares U.S. Healthcare Prov | Sold out | 0.00% | −0.00 |
| MRSH Marsh & McLennan Cos | Reduce -3.2% | 0.02% | −0.00 |
| DIS The Walt Disney Co. | Reduce -16.1% | 0.04% | −0.00 |
| IWO iShares Russell 2000 Growth | Reduce -40.6% | 0.00% | −0.00 |
| MBB iShares MBS ETF | Sold out | 0.00% | −0.00 |
| TROW T Rowe Price Group Inc. | Reduce -42.4% | 0.00% | −0.00 |
| IEUS iShares MSCI Europe Small-Ca | Reduce -43.1% | 0.00% | −0.00 |
| CSCO Cisco Systems Inc. | Reduce -3.1% | 0.10% | −0.00 |
| SCHD Schwab US DVD Equity ETF | Reduce -81.2% | 0.00% | −0.00 |
| IGEB iShares Investment Grade SYS | Sold out | 0.00% | −0.00 |
Portfolio Buys Q3 2024 → Q4 2024
| IYJ iShares U.S. Industrials ETF | New | 3.13% | +3.13 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +48.5% | 6.51% | +2.26 |
| RWL Invesco S&P 500 Revenue ETF | Add +14.9% | 12.43% | +1.11 |
| SMH Vaneck Semiconductor ETF | Add +39.9% | 4.02% | +1.10 |
| AMZN Amazon.com Inc. | Add +3.6% | 4.29% | +0.72 |
| XLV SS Health Care Select Sector | Add +23.5% | 3.35% | +0.26 |
| IYG iShares U.S. Financial Servi | Add +4.4% | 4.69% | +0.25 |
| AVGO Broadcom Inc. | Add +60.1% | 0.31% | +0.16 |
| COST Costco Wholesale Corp. | Add +2.8% | 4.18% | +0.11 |
| NFLX Netflix Inc. | Add +0.5% | 0.31% | +0.06 |
| NOBL Proshares S&P 500 Dividend A | Add +56.9% | 0.17% | +0.05 |
| PYLD PIMCO Multisector Bond Actv | New | 0.04% | +0.04 |
| GOOG Alphabet Inc. Class C | Add +0.9% | 0.33% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +5.3% | 0.16% | +0.03 |
| V Visa Inc. Class A | Add +2.2% | 0.27% | +0.02 |
| CRM Salesforce Inc. | Add +0.4% | 0.19% | +0.02 |
| SGOV iShares 0-3 Month Treasury B | New | 0.02% | +0.02 |
| WMB Williams Cos Inc. | Add +43.5% | 0.05% | +0.02 |
| BX Blackstone Inc. | Add +0.5% | 0.21% | +0.01 |
| IVV iShares Core S&P 500 ETF | Add +44.0% | 0.05% | +0.01 |
| DRI Darden Restaurants Inc. | Add +0.9% | 0.11% | +0.01 |
| ET Energy Transfer LP | Add +69.6% | 0.02% | +0.01 |
| WSM Williams-Sonoma Inc. | New | 0.01% | +0.01 |
| CMG Chipotle Mexican Grill Inc. | Add +11.5% | 0.09% | +0.01 |
| AGG iShares Core U.S. Aggregate | New | 0.01% | +0.01 |
| AXP American Express Co. | Add +0.2% | 0.13% | +0.01 |
| XLF SS Financial Select Sector | New | 0.00% | +0.00 |
| VEA Vanguard Ftse Developed ETF | Add +268.0% | 0.01% | +0.00 |
| SRE Sempra | New | 0.00% | +0.00 |
| TRV The Travelers Cos Inc. | New | 0.00% | +0.00 |
| IWM iShares Russell 2000 ETF | Add +26.2% | 0.02% | +0.00 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +11.6% | 0.06% | +0.00 |
| WMT Walmart Inc. | Add +22.3% | 0.01% | +0.00 |
| BAC Bank of America Corp. | Add +2.5% | 0.08% | +0.00 |
| VWO Vanguard Ftse Emerging Marke | Add +0.0% | 0.00% | +0.00 |
| TOTL SS Doubleline TR Tact ETF | New | 0.00% | +0.00 |
| VMC Vulcan Materials Co. | New | 0.00% | +0.00 |
| ENB Enbridge Inc. | New | 0.00% | +0.00 |
| PLTR Palantir Technologies Inc. Class A | Add +25.0% | 0.00% | +0.00 |
| TMUS T-Mobile US Inc. | Add +530.0% | 0.00% | +0.00 |
| BDX Becton Dickinson and Co. | New | 0.00% | +0.00 |
| EFV iShares MSCI Eafe Value ETF | New | 0.00% | +0.00 |
| LITMAN GREGORY FDS TR | New | 0.00% | +0.00 |
| XLK SS Technology Select Sector | New | 0.00% | +0.00 |
| WM Waste Management Inc. | Add +115.4% | 0.01% | +0.00 |
| VIG Vanguard Dividend Apprec ETF | Add +161.3% | 0.00% | +0.00 |
| JCI Johnson Controls Internation | New | 0.00% | +0.00 |
| KLAC KLA Corp. | New | 0.00% | +0.00 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | New | 0.00% | +0.00 |
| O Realty Income Corp. | Add +334.6% | 0.00% | +0.00 |
Notes & Other Activity Q3 2024 → Q4 2024
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Sold out | 315 | $8Kbefore exit |
| PNR Pentair PLC | SHS | New | 0 | $21 |
| XYL Xylem Inc. | COM | New | 0 | $20 |
| WMS Advanced Drainage Systems Inc. | COM | New | 0 | $18 |
| SSO Proshares Ultra S&P500 | PSHS ULT S&P 500 | Sold out | 0 | $18before exit |
| CLH Clean Harbors Inc. | COM | New | 0 | $17 |
| FVD First Trust Value Line DVD | SHS | Sold out | 0 | $16before exit |
| FNDA Schwab Fndmntl US SM Co. ETF | FUNDAMENTAL US S | Sold out | 0 | $15before exit |
| VONG Vanguard Russell 1000 Growth | VNG RUS1000GRW | Sold out | 0 | $15before exit |
| WTS Watts Water Technologies-A | CL A | New | 0 | $12 |
| BMI Badger Meter Inc. | COM | New | 0 | $11 |
| TTEK Tetra Tech Inc. | COM | New | 0 | $11 |
| NTR Nutrien Ltd. | COM | New | 0 | $10 |
| ZWS Zurn Elkay Water Solutions C | COM | New | 0 | $10 |
| ARIS WATER SOLUTIONS INC-A | CLASS A COM | New | 0 | $9 |
| MWA Mueller Water Products Inc. Class A | COM SER A | New | 0 | $9 |
| BIDU Baidu Inc. - Spon ADR | SPON ADR REP A | New | 0 | $8 |
| JNK SS SPDR BB High Yield Bond | ST BLOO HIGH ETF | Sold out | 0 | $8before exit |
| VMI Valmont Industries | COM | New | 0 | $8 |
| AI C3.AI Inc. Class A | CL A | New | 0 | $7 |
| ERII Energy Recovery Inc. | COM | New | 0 | $7 |
| TRI Thomson Reuters Corp. | COM | New | 0 | $7 |
| DAR Darling Ingredients Inc. | COM | New | 0 | $6 |
| TTC Toro Co. | COM | New | 0 | $6 |
| LNN Lindsay Corp. | COM | New | 0 | $5 |
| NWPX NWPX Infrastructure Inc. | COM | New | 0 | $5 |
| BND Vanguard Total Bond Market | TOTAL BND MRKT | Sold out | 0 | $5before exit |
| AMBA Ambarella Inc. | SHS | New | 0 | $5 |
| CWCO Consolidated Water Co.-Ord SH | ORD | New | 0 | $5 |
| CCC CCC Intelligent Solutions Ho | COM | New | 0 | $4 |
| PATH Uipath Inc. Class A | CL A | New | 0 | $4 |
| AGCO Agco Corp. | COM | New | 0 | $3 |
| ILF iShares Latin America 40 ETF | LATN AMER 40 ETF | Sold out | 0 | $3before exit |
| NICE Nice Ltd. - Spon ADR | SPONSORED ADR | New | 0 | $3 |
| SYNA Synaptics Inc. | COM | New | 0 | $3 |
| SYY Sysco Corp. | COM | Sold out | 0 | $3before exit |
| XMTR Xometry Inc. Class A | CLASS A COM | New | 0 | $3 |
| NOMD Nomad Foods Ltd. | USD ORD SHS | New | 0 | $3 |
| ALEX Alexander & Baldwin Inc. | COM | New | 0 | $2 |
| CEVA Ceva Inc. | COM | New | 0 | $2 |
| PAHC Phibro Animal Health Corp. Class A | CL A COM | New | 0 | $1 |
| SSTK Shutterstock Inc. | COM | New | 0 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 432 | $576.0M | IETC, SPYG, SPY, QQQ, RWL |
| Q1 2026 | 441 | $512.8M | RWL, IETC, SPY, QQQ, IYG |
| Q4 2025 | 422 | $517.5M | RWL, IETC, SPY, QQQ, IYG |
| Q3 2025 | 445 | $507.8M | IETC, RWL, SPY, QQQ, IYG |
| Q2 2025 | 411 | $490.7M | IETC, RWL, SPY, QQQ, SPYG |
| Q1 2025 | 422 | $400.8M | RWL, IETC, SPY, QQQ, SPYG |
| Q4 2024 | 405 | $437.5M | IETC, RWL, SPY, QQQ, SPYG |
| Q3 2024 | 387 | $423.0M | IETC, RWL, SPY, QQQ, NVDA |
| Q2 2024 | 383 | $405.1M | IETC, SPY, RWL, QQQ, NVDA |
| Q1 2024 | 386 | $371.9M | IETC, SPY, QQQ, RWL, MSFT |