Kozak & Associates, Inc.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 5, 2024), Kozak & Associates, Inc. reported 383 stock positions worth $405.1 million. Its top holding was iShares U.S. Tech Independen (IETC) at 12.6% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 11.1%) and Invesco S&P 500 Revenue ETF (RWL, 10.6%). Compared with Q1 2024, it opened 14 new positions, sold out of 18, added to 120 and reduced 57. The biggest buy was Invesco S&P 500 Revenue ETF (RWL, shares +19%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- HIGHLANDS RANCH, CO
- CIK
- 0001764970
- Portfolio Value
- $405.1M (Q2 2024)
- SEC Filing
- 0001764970-24-000004 ↗ filed Jul 5, 2024
Holdings Value
Holdings 383 stocks · $405.1M
| IETC iShares U.S. Tech Independen | 12.63% | 665,660 | $51.1M | Add +3.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 11.14% | 81,803 | $45.1M | Reduce -1.5% |
| RWL Invesco S&P 500 Revenue ETF | 10.56% | 461,043 | $42.8M | Add +18.7% |
| QQQ Invesco QQQ Trust Series 1 | 9.78% | 80,667 | $39.6M | Reduce -3.8% |
| NVDA Nvidia Corp. | 6.79% | 214,376 | $27.5M | Reduce -8.8% |
| MSFT Microsoft Corp. | 6.43% | 56,510 | $26.0M | Add +1.4% |
| AAPL Apple Inc. | 5.74% | 104,949 | $23.3M | Add +5.2% |
| SPYG SS SPDR P S&P 500 Growth ETF | 4.53% | 223,679 | $18.4M | Reduce -3.1% |
| IYG iShares U.S. Financial Servi | 4.15% | 254,585 | $16.8M | Add +10.9% |
| COST Costco Wholesale Corp. | 4.09% | 19,194 | $16.6M | Add +14.9% |
| AMZN Amazon.com Inc. | 3.82% | 78,392 | $15.5M | Add +10.6% |
| SMH Vaneck Semiconductor ETF | 3.29% | 49,441 | $13.3M | Reduce -9.0% |
| XLV SS Health Care Select Sector | 3.01% | 85,217 | $12.2M | Add +17.2% |
| SCHW Schwab (charles) Corp. | 2.28% | 124,385 | $9.2M | Reduce -5.4% |
| DE Deere & Co. | 2.09% | 23,310 | $8.5M | Add +12.9% |
| JPM JPMorgan Chase & Co. | 0.38% | 7,426 | $1.5M | Reduce -7.9% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.34% | 15,665 | $1.4M | Reduce -0.7% |
| CVX Chevron Corp. | 0.33% | 8,593 | $1.3M | Add +1.0% |
| GOOG Alphabet Inc. Class C | 0.32% | 6,881 | $1.3M | Reduce -31.3% |
| NFLX Netflix Inc. | 0.26% | 1,543 | $1.1M | No change |
| UNH Unitedhealth Group Inc. | 0.25% | 2,067 | $1.0M | Reduce -18.9% |
| META Meta Platforms Inc. Class A | 0.24% | 1,888 | $963K | Reduce -1.4% |
| V Visa Inc. Class A | 0.24% | 3,545 | $954K | Reduce -18.8% |
| NOW ServiceNow Inc. | 0.18% | 937 | $736K | No change |
| PG The Procter & Gamble Co. | 0.18% | 4,419 | $724K | Reduce -12.8% |
| GOOGL Alphabet Inc. Class A | 0.16% | 3,564 | $662K | Reduce -23.1% |
| CRM Salesforce Inc. | 0.16% | 2,515 | $656K | No change |
| BX Blackstone Inc. | 0.16% | 5,282 | $652K | No change |
| HD Home Depot Inc. | 0.16% | 1,929 | $644K | Reduce -36.2% |
| ADBE Adobe Inc. | 0.16% | 1,118 | $637K | Reduce -0.4% |
| AVGO Broadcom Inc. | 0.15% | 363 | $627K | Add +0.3% |
| FSLR First Solar Inc. | 0.15% | 2,650 | $612K | No change |
| WDAY Workday Inc. Class A | 0.14% | 2,577 | $581K | No change |
| MCD McDonald's Corp. | 0.14% | 2,305 | $576K | Add +0.7% |
| LMT Lockheed Martin Corp. | 0.14% | 1,221 | $569K | Add +0.7% |
| CAT Caterpillar Inc. | 0.14% | 1,667 | $551K | Add +0.4% |
| QCOM Qualcomm Inc. | 0.13% | 2,672 | $545K | Add +0.4% |
| GE General Electric filed as GE AEROSPACE | 0.13% | 3,314 | $540K | Reduce -1.8% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.13% | 2,025 | $532K | Reduce -28.2% |
| BLK BlackRock Finance Inc. | 0.12% | 617 | $487K | Add +0.7% |
| MAR Marriott International Class A | 0.11% | 1,869 | $449K | Reduce -25.7% |
| AXP American Express Co. | 0.11% | 1,890 | $446K | Reduce -30.6% |
| XOM Exxon Mobil Corp. | 0.11% | 3,863 | $443K | Add +2.1% |
| NOBL Proshares S&P 500 Dividend A | 0.10% | 4,398 | $420K | Add +11.0% |
| OLED Universal Display Corp. | 0.10% | 1,885 | $411K | Add +0.2% |
| ONT Onterris Inc. filed as MONTROSE ENVIRONMENTAL GROUP | 0.10% | 10,000 | $401K | No change |
| JNJ Johnson & Johnson | 0.10% | 2,742 | $399K | Reduce -20.4% |
| KO The Coca-Cola Co. | 0.10% | 6,089 | $386K | Reduce -0.5% |
| CMG Chipotle Mexican Grill Inc. | 0.09% | 6,200 | $382K | No change |
| NEE Nextera Energy Inc. | 0.09% | 5,173 | $372K | Add +0.7% |
| CSCO Cisco Systems Inc. | 0.09% | 7,891 | $372K | Reduce -18.8% |
| LRCX Lam Research Corp. | 0.09% | 339 | $368K | No change |
| MRK Merck & Co. Inc. | 0.09% | 2,898 | $365K | Reduce -24.4% |
| SHOP Shopify Inc. Class A | 0.09% | 5,410 | $361K | No change |
| DRI Darden Restaurants Inc. | 0.09% | 2,444 | $355K | No change |
| CSX CSX Corp. | 0.09% | 10,532 | $353K | Reduce -0.9% |
| DFS Discover Financial Services | 0.09% | 2,618 | $346K | Reduce -52.1% |
| FDX FedEx Corp. | 0.09% | 1,172 | $344K | Reduce -48.4% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.08% | 872 | $343K | Reduce -0.1% |
| ULTA Ulta Beauty Inc. | 0.08% | 868 | $338K | Reduce -1.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.08% | 8,219 | $336K | Add +0.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.08% | 800 | $325K | No change |
| LULU Lululemon Athletica Inc. | 0.08% | 1,018 | $306K | No change |
| SHEL Shell PLC-ADR | 0.07% | 3,909 | $285K | Reduce -0.4% |
| HON Honeywell International Inc. | 0.07% | 1,265 | $269K | Reduce -24.9% |
| PEY Invesco High Yield Equity Di | 0.07% | 13,718 | $267K | Add +0.8% |
| GS Goldman Sachs Group Inc. | 0.06% | 554 | $259K | Reduce -0.7% |
| VLO Valero Energy Corp. | 0.06% | 1,591 | $252K | Add +0.7% |
| BSX Boston Scientific Corp. | 0.06% | 3,204 | $244K | No change |
| ABBV Abbvie Inc. | 0.06% | 1,471 | $241K | No change |
| LOW Lowe's Cos Inc. | 0.06% | 1,079 | $230K | No change |
| XEL Xcel Energy Inc. | 0.06% | 4,250 | $224K | No change |
| ZTS Zoetis Inc. | 0.05% | 1,154 | $203K | Add +0.3% |
| SCHA Schwab US Small-Cap ETF | 0.05% | 4,246 | $201K | Add +0.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.05% | 2,033 | $200K | Reduce -5.8% |
| EA Electronic Arts Inc. | 0.05% | 1,380 | $191K | Reduce -34.3% |
| ORCL Oracle Corp. | 0.04% | 1,229 | $177K | No change |
| ELV Elevance Health Inc. | 0.04% | 334 | $177K | Add +4.4% |
| ARW Arrow Electronics Inc. | 0.04% | 1,441 | $172K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.04% | 944 | $166K | Add +1.0% |
| CLX Clorox Company | 0.04% | 1,234 | $163K | No change |
| WMB Williams Cos Inc. | 0.04% | 3,704 | $159K | Add +1.1% |
| RTX RTX Corp. | 0.04% | 1,567 | $158K | Add +0.6% |
| TSLA Tesla Inc. | 0.04% | 623 | $154K | No change |
| XYZ Block Inc. | 0.04% | 2,330 | $150K | No change |
| GEV GE Vernova Inc. | 0.04% | 824 | $142K | Reduce -1.7% |
| ADSK Autodesk Inc. | 0.04% | 575 | $142K | No change |
| DAL Delta Air Lines Inc. | 0.03% | 2,628 | $125K | Add +69.7% |
| EFA iShares MSCI Eafe ETF | 0.03% | 1,509 | $120K | Add +1.8% |
| CMCSA Comcast Corp. Class A | 0.03% | 3,150 | $120K | No change |
| AZN Astrazeneca PLC-Spons ADR | 0.03% | 1,531 | $118K | No change |
| LHX L3HARRIS Technologies Inc. | 0.03% | 504 | $113K | Add +0.4% |
| AMP Ameriprise Financial Inc. | 0.03% | 261 | $113K | Add +0.4% |
| ABT Abbott Laboratories | 0.03% | 1,042 | $107K | No change |
| ETN Eaton Corp. PLC | 0.03% | 330 | $105K | No change |
| NOC Northrop Grumman Corp. | 0.02% | 227 | $99K | Add +0.4% |
| IVV iShares Core S&P 500 ETF | 0.02% | 175 | $97K | Reduce -19.0% |
| DUK Duke Energy Corp. | 0.02% | 903 | $90K | Add +1.0% |
| AFL Aflac Inc. | 0.02% | 1,002 | $89K | Add +0.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.02% | 233 | $89K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $8K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 310 | $8K | No change |
Lines left out (4) · $29 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| VONG Vanguard Russell 1000 Growth | VNG RUS1000GRW | 0 | $14 |
| VWO Vanguard Ftse Emerging Marke | FTSE EMR MKT ETF | 0 | $8 |
| TMO Thermo Fisher Scientific Inc. | COM | 0 | $4 |
| ILF iShares Latin America 40 ETF | LATN AMER 40 ETF | 0 | $3 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $405.1M.
Portfolio Sells Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.5% | 11.14% | −0.67 |
| SCHW Schwab (charles) Corp. | Reduce -5.4% | 2.28% | −0.48 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.8% | 9.78% | −0.41 |
| GOOG Alphabet Inc. Class C | Reduce -31.3% | 0.32% | −0.15 |
| HD Home Depot Inc. | Reduce -36.2% | 0.16% | −0.12 |
| UNH Unitedhealth Group Inc. | Reduce -18.9% | 0.25% | −0.11 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -3.1% | 4.53% | −0.10 |
| SMH Vaneck Semiconductor ETF | Reduce -9.0% | 3.29% | −0.10 |
| DFS Discover Financial Services | Reduce -52.1% | 0.09% | −0.10 |
| V Visa Inc. Class A | Reduce -18.8% | 0.24% | −0.09 |
| QLD Proshares Ultra QQQ | Reduce -100.0% | 0.00% | −0.08 |
| FDX FedEx Corp. | Reduce -48.4% | 0.09% | −0.07 |
| AXP American Express Co. | Reduce -30.6% | 0.11% | −0.07 |
| AJG Arthur J Gallagher & Co. | Reduce -28.2% | 0.13% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -7.9% | 0.38% | −0.06 |
| GOOGL Alphabet Inc. Class A | Reduce -23.1% | 0.16% | −0.05 |
| MAR Marriott International Class A | Reduce -25.7% | 0.11% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -12.8% | 0.18% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -24.4% | 0.09% | −0.04 |
| JNJ Johnson & Johnson | Reduce -20.4% | 0.10% | −0.04 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -0.7% | 0.34% | −0.04 |
| CSCO Cisco Systems Inc. | Reduce -18.8% | 0.09% | −0.03 |
| EPD Enterprise Products Partners | Reduce -77.5% | 0.01% | −0.03 |
| HON Honeywell International Inc. | Reduce -24.9% | 0.07% | −0.03 |
| EA Electronic Arts Inc. | Reduce -34.3% | 0.05% | −0.03 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -69.8% | 0.01% | −0.02 |
| GE General Electric | Reduce -1.8% | 0.13% | −0.01 |
| ULTA Ulta Beauty Inc. | Reduce -1.5% | 0.08% | −0.01 |
| DIS The Walt Disney Co. | Reduce -5.8% | 0.05% | −0.01 |
| CSX CSX Corp. | Reduce -0.9% | 0.09% | −0.01 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -0.1% | 0.08% | −0.01 |
| KO The Coca-Cola Co. | Reduce -0.5% | 0.10% | −0.01 |
| PEP Pepsico Inc. | Reduce -23.7% | 0.01% | −0.01 |
| IVV iShares Core S&P 500 ETF | Reduce -19.0% | 0.02% | −0.01 |
| META Meta Platforms Inc. Class A | Reduce -1.4% | 0.24% | −0.01 |
| GEHC GE Healthcare Technology | Reduce -19.7% | 0.01% | −0.01 |
| TRMD Torm PLC-A | Reduce -68.8% | 0.00% | −0.01 |
| GS Goldman Sachs Group Inc. | Reduce -0.7% | 0.06% | −0.01 |
| SHEL Shell PLC-ADR | Reduce -0.4% | 0.07% | −0.01 |
| AGNC AGNC Investment Corp. | Reduce -68.7% | 0.00% | −0.00 |
| EDV Vanguard Extended Dur Treas | Sold out | 0.00% | −0.00 |
| INTC Intel Corp. | Reduce -46.7% | 0.00% | −0.00 |
| GLW Corning Inc. | Reduce -68.8% | 0.00% | −0.00 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -64.6% | 0.00% | −0.00 |
| XLE SS Energy Select Sector | Reduce -98.4% | 0.00% | −0.00 |
| PKST Peakstone Realty Trust | Sold out | 0.00% | −0.00 |
| RLY SS Multi-Asset Real Ret ETF | Sold out | 0.00% | −0.00 |
| CMI Cummins Inc. | Reduce -5.3% | 0.01% | −0.00 |
| TNET Trinet Group Inc. | Sold out | 0.00% | −0.00 |
| FCX Freeport-McMoran Inc. | Reduce -43.2% | 0.00% | −0.00 |
Portfolio Buys Q1 2024 → Q2 2024
| RWL Invesco S&P 500 Revenue ETF | Add +18.7% | 10.56% | +0.84 |
| AAPL Apple Inc. | Add +5.2% | 5.74% | +0.65 |
| COST Costco Wholesale Corp. | Add +14.9% | 4.09% | +0.53 |
| AMZN Amazon.com Inc. | Add +10.6% | 3.82% | +0.32 |
| IETC iShares U.S. Tech Independen | Add +3.0% | 12.63% | +0.31 |
| XLV SS Health Care Select Sector | Add +17.2% | 3.01% | +0.16 |
| MSFT Microsoft Corp. | Add +1.4% | 6.43% | +0.12 |
| IYG iShares U.S. Financial Servi | Add +10.9% | 4.15% | +0.03 |
| AVGO Broadcom Inc. | Add +0.3% | 0.15% | +0.02 |
| OLED Universal Display Corp. | Add +0.2% | 0.10% | +0.01 |
| DAL Delta Air Lines Inc. | Add +69.7% | 0.03% | +0.01 |
| SPYM Ste STR SPDR PT S&P 500 ETF | New | 0.00% | +0.00 |
| VCIT Vanguard Int-Term Corporate | Add +0.0% | 0.00% | +0.00 |
| QUAL iShares MSCI USA Quality Fac | New | 0.00% | +0.00 |
| SRLN SS Blackstone Sr Loan ETF | New | 0.00% | +0.00 |
| IEMG iShares Core MSCI Emerging | Add +0.0% | 0.00% | +0.00 |
| EMB iShares JP Morgan Usd Emergi | New | 0.00% | +0.00 |
| PPA Invesco Aerospace & Defense | New | 0.00% | +0.00 |
| OKLO Oklo Inc. | Add +70.0% | 0.00% | +0.00 |
| VAC Marriott Vacations World | New | 0.00% | +0.00 |
| FLJP Franklin Ftse Japan ETF | New | 0.00% | +0.00 |
| HTGC Hercules Capital Inc. | Add +2.0% | 0.01% | +0.00 |
| BKLN Invesco Senior Loan ETF | New | 0.00% | +0.00 |
| WBA Walgreens Boots Alliance Inc. | Add +244.7% | 0.00% | +0.00 |
| BND Vanguard Total Bond Market | Add +0.0% | 0.00% | +0.00 |
| GLDM SPDR Gold Minishares Trust | New | 0.00% | +0.00 |
| JNK SS SPDR BB High Yield Bond | New | 0.00% | +0.00 |
| SIRI Sirius XM Holdings Inc. | Add +1.0% | 0.00% | +0.00 |
| T AT&T Inc. | Add +2.1% | 0.02% | +0.00 |
| COPX Global X Copper Miners ETF | New | 0.00% | +0.00 |
| WHR Whirlpool Corp. | Add +1.8% | 0.01% | +0.00 |
| BABA Alibaba Group Holding-SP ADR | New | 0.00% | 0.00 |
| ADM Archer-Daniels-Midland Co. | Add +2.4% | 0.00% | 0.00 |
| DD Dupont DE Nemours Inc. | Add +6.3% | 0.00% | 0.00 |
| JETS US Global Jets ETF | New | 0.00% | 0.00 |
| ONEQ Fidelity Nasdaq Comp Indx | Add +0.1% | 0.02% | 0.00 |
| FIVA Fidelity Intl Val Fact ETF | Add +3.6% | 0.00% | 0.00 |
| FL Foot Locker Inc. | New | 0.00% | 0.00 |
| HPQ HP Inc. | Add +0.8% | 0.00% | 0.00 |
| IIM Invesco Value Municipal Inco | Add +1.0% | 0.00% | 0.00 |
| ILCG iShares Morningstar Growth E | Add +0.2% | 0.01% | 0.00 |
| IVLU iShares MSCI International V | Add +2.4% | 0.00% | 0.00 |
| MRO Marathon Oil Corp. | Add +0.5% | 0.00% | 0.00 |
| VFC VF Corp. | Add +0.8% | 0.00% | 0.00 |
| COF Capital One Financial Corp. | Add +2.9% | 0.00% | −0.00 |
| CION Cion Investment Corp. | Add +3.0% | 0.00% | −0.00 |
| CWEN.A Clearway Energy Inc. Class A | Add +2.3% | 0.00% | −0.00 |
| FSCO FS Credit Opportunities Corp. | Add +1.9% | 0.00% | −0.00 |
| FHN First Horizon Corp. | Add +1.4% | 0.00% | −0.00 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +1.6% | 0.00% | −0.00 |
Notes & Other Activity Q1 2024 → Q2 2024
| BDX Becton Dickinson and Co. | COM | Sold out | 0 | $76before exit |
| VOOG Vanguard S&P 500 Growth ETF | 500 GRTH IDX F | Sold out | 0 | $49before exit |
| IEF iShares 7-10 Year Treasury B | 7-10 YR TRSY BD | Sold out | 0 | $24before exit |
| BBAX JPMorgan Betabuilders Develo | BETA DEVE EX ETF | Sold out | 0 | $20before exit |
| BNDX Vanguard Total Intl Bond ETF | TOTAL INT BD ETF | Sold out | 0 | $19before exit |
| VONG Vanguard Russell 1000 Growth | VNG RUS1000GRW | New | 0 | $14 |
| BBCA JPMorgan Betabuilders Canada | BETA CDA ETF NEW | Sold out | 0 | $13before exit |
| JEPI JPMorgan Equity Premium Inco | EQUITY PREMIUM | Sold out | 0 | $13before exit |
| BBEU JPMorgan Betabuilders Europe | BETA EURO ET NE | Sold out | 0 | $10before exit |
| VGLT Vanguard Long-Term Treasury | LONG TERM TREAS | Sold out | 0 | $9before exit |
| CAG Conagra Brands Inc. | COM | Sold out | 0 | $8before exit |
| VWO Vanguard Ftse Emerging Marke | FTSE EMR MKT ETF | New | 0 | $8 |
| TMO Thermo Fisher Scientific Inc. | COM | Reduce -100.0% | 0 | $4 |
| ILF iShares Latin America 40 ETF | LATN AMER 40 ETF | Reduce -100.0% | 0 | $3 |
| UYLD Angel Oak Ultrashort Income | OAK ULTRASHORT | Sold out | 0 | $0before exit |
| CARY Angel Oak Income ETF | INCOME ETF | Sold out | 0 | $0before exit |
| BEEM Beam Global | COM | Sold out | 0 | $0before exit |
| CTSH Cognizant Tech Solutions-A | CL A | Sold out | 0 | $0before exit |
| DVN Devon Energy Corp. | COM | Sold out | 0 | $0before exit |
| EMBC Embecta Corp. | COMMON STOCK | Sold out | 0 | $0before exit |
| DFP Flaherty & Crumrine DYN Pref | SHS | Sold out | 0 | $0before exit |
| FLGV Franklin U.S. Treasury Bond | US TREAS BD ETF | Sold out | 0 | $0before exit |
| ULCC Frontier Group Holdings Inc. | COM | Sold out | 0 | $0before exit |
| GILD Gilead Sciences Inc. | COM | Sold out | 0 | $0before exit |
| BOTZ Global X Robotics & Artifici | RBTCS ARTFL INTE | Sold out | 0 | $0before exit |
| GROY Gold Royalty Corp. | COMMON SHARES | Sold out | 0 | $0before exit |
| GSLC Goldman Activebeta US LC ETF | ACTIVEBETA US LG | Sold out | 0 | $0before exit |
| PODD Insulet Corp. | COM | Sold out | 0 | $0before exit |
| KBWB Invesco KBW Bank ETF | KBW BK ETF | Sold out | 0 | $0before exit |
| IVE iShares S&P 500 Value ETF | S&P 500 VAL ETF | Sold out | 0 | $0before exit |
| IGSB iShares 1-5Y Inv Grade Corp. | ISHS 1-5YR INVS | Sold out | 0 | $0before exit |
| ISCV iShares Morningstar Small-Ca | MRNING SM CP ETF | Sold out | 0 | $0before exit |
| IGLB iShares 10+ Year Inv GR Corp. | 10+ YR INVST GRD | Sold out | 0 | $0before exit |
| JSI JH Securitized Income ETF | HEND SECU IN ETF | Sold out | 0 | $0before exit |
| JAAA Janus Henderson Aaa Clo ETF | HENDRSON AAA CL | Sold out | 0 | $0before exit |
| JMBS Janus Henderson Mortg Backed | HENDERSON MTG | Sold out | 0 | $0before exit |
| KNX Knight-Swift Transportation | CL A | Sold out | 0 | $0before exit |
| OGE Oge Energy Corp. | COM | Sold out | 0 | $0before exit |
| OPK Opko Health Inc. | COM | Sold out | 0 | $0before exit |
| PNC PNC Financial Services Group | COM | Sold out | 0 | $0before exit |
| QS Quantumscape Corp. | COM CL A | Sold out | 0 | $0before exit |
| REXR Rexford Industrial Realty Inc. | COM | Sold out | 0 | $0before exit |
| RHI Robert Half Inc. | COM | Sold out | 0 | $0before exit |
| ROST Ross Stores Inc. | COM | Sold out | 0 | $0before exit |
| SPBO SS SPDR P Corp. Bond ETF | ST STR CORPO ETF | Sold out | 0 | $0before exit |
| CWB SS SPDR BB Conv Sec ETF | ST STR CONV ETF | Sold out | 0 | $0before exit |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | ST LON TREAS ETF | Sold out | 0 | $0before exit |
| SPTI SS SPDR P Int Term TSY ETF | ST INTER ETF | Sold out | 0 | $0before exit |
| TOTL SS Doubleline TR Tact ETF | ST STR TOTAL ETF | Sold out | 0 | $0before exit |
| KOMP SS SPDR S&P Kensho Ne Comp | SP KENSHO NEWEC | Sold out | 0 | $0before exit |
Showing the first 50 of 58.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 432 | $576.0M | IETC, SPYG, SPY, QQQ, RWL |
| Q1 2026 | 441 | $512.8M | RWL, IETC, SPY, QQQ, IYG |
| Q4 2025 | 422 | $517.5M | RWL, IETC, SPY, QQQ, IYG |
| Q3 2025 | 445 | $507.8M | IETC, RWL, SPY, QQQ, IYG |
| Q2 2025 | 411 | $490.7M | IETC, RWL, SPY, QQQ, SPYG |
| Q1 2025 | 422 | $400.8M | RWL, IETC, SPY, QQQ, SPYG |
| Q4 2024 | 405 | $437.5M | IETC, RWL, SPY, QQQ, SPYG |
| Q3 2024 | 387 | $423.0M | IETC, RWL, SPY, QQQ, NVDA |
| Q2 2024 | 383 | $405.1M | IETC, SPY, RWL, QQQ, NVDA |
| Q1 2024 | 386 | $371.9M | IETC, SPY, QQQ, RWL, MSFT |