Northeast Financial Consultants Inc
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Northeast Financial Consultants Inc reported 286 stock positions worth $2.0 billion. Its top holding was Vanguard Mrngstar GR ETF-Sui (VUG) at 12.5% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 9.2%) and Vanguard Dividend Apprec ETF (VIG, 5.9%). Compared with Q4 2023, it opened 23 new positions, sold out of 12, added to 80 and reduced 59. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +23%) and the biggest sale Pfizer (PFE, shares −53%).
- Most Recent 13F
- Q2 2025
- Location
- WESTPORT, CT
- CIK
- 0001599863
- Portfolio Value
- $2.0B (Q1 2024)
- SEC Filing
- 0001599863-24-000006 ↗ filed May 15, 2024
Holdings Value
Holdings 286 stocks · $2.0B
| VUG Vanguard Mrngstar GR ETF-Sui | 12.49% | 739,002 | $254.4M | Add +5.3% |
| VOO Vanguard S&P 500 ETF | 9.17% | 388,450 | $186.7M | Add +22.8% |
| VIG Vanguard Dividend Apprec ETF | 5.87% | 655,223 | $119.7M | Add +5.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.35% | 169,545 | $88.7M | Reduce -4.8% |
| DGRO iShares Core Dividend Growth | 3.82% | 1,340,616 | $77.8M | Reduce -1.1% |
| QQQ Invesco QQQ Trust Series 1 | 3.54% | 162,247 | $72.0M | Add +25.8% |
| VYM Vanguard High DVD Yield ETF | 2.90% | 488,829 | $59.1M | Reduce -0.9% |
| AAPL Apple Inc. | 2.87% | 340,357 | $58.4M | Reduce -10.4% |
| MSFT Microsoft Corp. | 2.86% | 138,287 | $58.2M | Add +10.0% |
| BXSL Blackstone Secured Lending F | 2.46% | 1,605,503 | $50.0M | Add +58.3% |
| AMZN Amazon.com Inc. | 2.35% | 265,727 | $47.9M | Add +0.6% |
| COWZ Pacer US Cash Cows 100 ETF | 2.35% | 822,536 | $47.8M | Add +7.1% |
| JPM JPMorgan Chase & Co. | 1.76% | 179,352 | $35.9M | Add +0.7% |
| FDN First Trust DJ Internet Ind | 1.76% | 175,137 | $35.9M | Reduce -1.2% |
| PFE Pfizer Inc. | 1.69% | 1,243,159 | $34.5M | Reduce -53.2% |
| GOOG Alphabet Inc. Class C | 1.56% | 209,352 | $31.9M | Add +0.0% |
| VTI VG Morningstar TS MKT ETF-US | 1.46% | 114,504 | $29.8M | Add +0.9% |
| IGV iShares Expanded Tech-Softwa | 1.42% | 338,226 | $28.8M | Add +7.5% |
| GOOGL Alphabet Inc. Class A | 1.40% | 189,340 | $28.6M | Reduce -1.2% |
| ITOT iShares Core S&P Total U.S. | 1.24% | 219,157 | $25.3M | Add +55.8% |
| XLK SS Technology Select Sector | 1.14% | 111,811 | $23.3M | Add +1.5% |
| IJR iShares Core S&P Small-Cap E | 1.03% | 189,727 | $21.0M | Add +54.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.86% | 459,823 | $17.4M | Reduce -3.3% |
| NVDA Nvidia Corp. | 0.76% | 17,211 | $15.6M | Reduce -0.7% |
| GBDC Golub Capital BDC Inc. | 0.68% | 835,753 | $13.9M | Add +78.4% |
| KKR KKR & Co. Inc. | 0.68% | 136,950 | $13.8M | No change |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.64% | 79,832 | $13.0M | Reduce -19.9% |
| AVGO Broadcom Inc. | 0.62% | 9,577 | $12.7M | Add +4.5% |
| CVX Chevron Corp. | 0.61% | 78,701 | $12.4M | Add +2.3% |
| ARCC Ares Capital Corp. | 0.59% | 578,763 | $12.0M | Add +41.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.59% | 97,512 | $11.9M | Reduce -0.2% |
| IQLT iShares MSCI International Q | 0.56% | 288,976 | $11.5M | Add +111.4% |
| MRK Merck & Co. Inc. | 0.50% | 76,646 | $10.1M | Add +1.4% |
| BN Brookfield Corp. | 0.48% | 234,641 | $9.8M | No change |
| XOM Exxon Mobil Corp. | 0.47% | 82,089 | $9.5M | Add +0.5% |
| MPLX MPLX LP | 0.47% | 229,478 | $9.5M | No change |
| IHI iShares U.S. Medical Devices | 0.46% | 159,089 | $9.3M | Reduce -23.8% |
| VFH Vanguard Financials ETF | 0.44% | 86,729 | $8.9M | Reduce -17.7% |
| IVV iShares Core S&P 500 ETF | 0.43% | 16,799 | $8.8M | Add +6.2% |
| HD Home Depot Inc. | 0.43% | 23,017 | $8.8M | Reduce -11.7% |
| BX Blackstone Inc. | 0.43% | 66,545 | $8.7M | Reduce -2.5% |
| PPA Invesco Aerospace & Defense | 0.42% | 83,794 | $8.5M | Add +0.9% |
| EPD Enterprise Products Partners | 0.42% | 290,927 | $8.5M | Reduce -0.7% |
| GS Goldman Sachs Group Inc. | 0.41% | 19,930 | $8.3M | Reduce -10.3% |
| LLY Eli Lilly & Co. | 0.37% | 9,779 | $7.6M | Add +59.9% |
| ZTS Zoetis Inc. | 0.37% | 44,156 | $7.5M | No change |
| QUAL iShares MSCI USA Quality Fac | 0.36% | 44,394 | $7.3M | No change |
| MET Metlife Inc. | 0.36% | 97,679 | $7.2M | Reduce -1.6% |
| XLE SS Energy Select Sector | 0.35% | 75,520 | $7.1M | Reduce -6.2% |
| WM Waste Management Inc. | 0.34% | 32,804 | $7.0M | Add +2.8% |
| DE Deere & Co. | 0.33% | 16,386 | $6.7M | Reduce -1.3% |
| IGM iShares Expanded Tech Sector | 0.33% | 77,994 | $6.7M | New |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.32% | 90,451 | $6.6M | Add +9.4% |
| V Visa Inc. Class A | 0.32% | 23,357 | $6.5M | Add +3.0% |
| JNJ Johnson & Johnson | 0.31% | 39,568 | $6.3M | Add +2.1% |
| HON Honeywell International Inc. | 0.29% | 28,787 | $5.9M | Reduce -8.3% |
| IJS iShares S&P Small-Cap 600 Va | 0.29% | 56,979 | $5.9M | Reduce -19.4% |
| ASML ASML Holding NV-NY Reg SHS | 0.28% | 5,773 | $5.6M | Add +8.4% |
| PSX Phillips 66 | 0.27% | 33,200 | $5.4M | No change |
| UNH Unitedhealth Group Inc. | 0.26% | 10,640 | $5.3M | Add +3.1% |
| IWN iShares Russell 2000 Value E | 0.25% | 31,930 | $5.1M | Add +0.0% |
| MA Mastercard Inc. Class A | 0.25% | 10,422 | $5.0M | Add +1.5% |
| XLV SS Health Care Select Sector | 0.24% | 33,644 | $5.0M | Add +4.3% |
| FMC FMC Corp. | 0.24% | 78,000 | $5.0M | No change |
| PNC PNC Financial Services Group | 0.23% | 29,194 | $4.7M | Reduce -23.6% |
| MLM Martin Marietta Materials | 0.23% | 7,660 | $4.7M | Add +8.8% |
| APO Apollo Global Management Inc. | 0.23% | 41,352 | $4.7M | Reduce -0.6% |
| IVW iShares S&P 500 Growth ETF | 0.22% | 54,134 | $4.6M | Reduce -0.0% |
| IWM iShares Russell 2000 ETF | 0.22% | 21,455 | $4.5M | Add +3.1% |
| LBRDK Liberty Broadband-C | 0.22% | 77,839 | $4.5M | No change |
| CRM Salesforce Inc. | 0.22% | 14,573 | $4.4M | Add +1.1% |
| PG The Procter & Gamble Co. | 0.21% | 26,794 | $4.3M | Add +2.8% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.20% | 84,814 | $4.2M | Add +16.9% |
| PEP Pepsico Inc. | 0.20% | 23,054 | $4.0M | Add +0.7% |
| JCI Johnson Controls Internation | 0.19% | 60,000 | $3.9M | No change |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.19% | 20,326 | $3.9M | Reduce -5.8% |
| TMO Thermo Fisher Scientific Inc. | 0.19% | 6,522 | $3.8M | Reduce -0.8% |
| OXY Occidental Petroleum Corp. | 0.18% | 57,065 | $3.7M | Add +0.3% |
| QQXT First Trust Nasdaq-100 Ex-Te | 0.18% | 39,821 | $3.6M | Reduce -0.5% |
| IWS iShares Russell Mid-Cap Valu | 0.17% | 27,788 | $3.5M | No change |
| INTC Intel Corp. | 0.17% | 78,687 | $3.5M | New |
| IWF iShares Russell 1000 Growth | 0.17% | 10,256 | $3.5M | No change |
| C Citigroup Inc. | 0.17% | 54,626 | $3.5M | Reduce -12.1% |
| DD Dupont DE Nemours Inc. | 0.17% | 44,810 | $3.4M | Add +0.3% |
| PM Philip Morris International | 0.16% | 35,842 | $3.3M | Add +0.1% |
| ABBV Abbvie Inc. | 0.16% | 17,530 | $3.2M | Add +7.2% |
| HDV iShares Core High Dividend E | 0.16% | 28,697 | $3.2M | No change |
| VEU Vanguard Ftse All-World Ex-U | 0.16% | 53,902 | $3.2M | Add +9.9% |
| XSW SS SPDR S&P Soft & Serv ETF | 0.15% | 19,924 | $3.1M | No change |
| RC Ready Capital Corp. | 0.15% | 332,160 | $3.0M | Reduce -1.4% |
| MTD Mettler-Toledo International | 0.15% | 2,244 | $3.0M | Reduce -4.7% |
| ADP Automatic Data Processing | 0.14% | 11,627 | $2.9M | Add +0.9% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.14% | 66,111 | $2.8M | Reduce -0.4% |
| IYW iShares Ustechnology ETF | 0.14% | 20,755 | $2.8M | Reduce -2.6% |
| IJT iShares S&P Small-Cap 600 GR | 0.13% | 20,830 | $2.7M | Reduce -4.2% |
| VRTX Vertex Pharmaceuticals Inc. | 0.12% | 5,937 | $2.5M | No change |
| BMY Bristol-Myers Squibb Co. | 0.12% | 45,380 | $2.5M | Add +7.6% |
| STLD Steel Dynamics Inc. | 0.12% | 16,600 | $2.5M | No change |
| KO The Coca-Cola Co. | 0.12% | 39,417 | $2.4M | No change |
| ET Energy Transfer LP | 0.11% | 145,927 | $2.3M | Reduce -2.4% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $605K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7,161 | $309K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 185 | $226K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 16,050 | $71K | Add +3.2% |
Total filed on the 13F, all lines: $2.0B.
Portfolio Sells Q4 2023 → Q1 2024
| PFE Pfizer Inc. | Reduce -53.2% | 1.69% | −2.54 |
| AAPL Apple Inc. | Reduce -10.4% | 2.87% | −1.18 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -4.8% | 4.35% | −0.33 |
| DGRO iShares Core Dividend Growth | Reduce -1.1% | 3.82% | −0.22 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -19.9% | 0.64% | −0.19 |
| IHI iShares U.S. Medical Devices | Reduce -23.8% | 0.46% | −0.17 |
| VYM Vanguard High DVD Yield ETF | Reduce -0.9% | 2.90% | −0.15 |
| SCHW Schwab (charles) Corp. | Sold out | 0.00% | −0.13 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -19.4% | 0.29% | −0.12 |
| VFH Vanguard Financials ETF | Reduce -17.7% | 0.44% | −0.10 |
| PNC PNC Financial Services Group | Reduce -23.6% | 0.23% | −0.10 |
| GOOGL Alphabet Inc. Class A | Reduce -1.2% | 1.40% | −0.08 |
| HON Honeywell International Inc. | Reduce -8.3% | 0.29% | −0.07 |
| VTRS Viatris Inc. | Reduce -66.1% | 0.03% | −0.07 |
| SPYV SS SPDR P S&P 500 Value ETF | Sold out | 0.00% | −0.07 |
| FDN First Trust DJ Internet Ind | Reduce -1.2% | 1.76% | −0.07 |
| HD Home Depot Inc. | Reduce -11.7% | 0.43% | −0.07 |
| GS Goldman Sachs Group Inc. | Reduce -10.3% | 0.41% | −0.07 |
| BX Blackstone Inc. | Reduce -2.5% | 0.43% | −0.07 |
| LHX L3HARRIS Technologies Inc. | Reduce -50.0% | 0.04% | −0.04 |
| RC Ready Capital Corp. | Reduce -1.4% | 0.15% | −0.04 |
| DE Deere & Co. | Reduce -1.3% | 0.33% | −0.04 |
| WSO Watsco Inc. | Reduce -52.0% | 0.03% | −0.03 |
| MFIC Midcap Financial Investment | Sold out | 0.00% | −0.03 |
| BAC Bank of America Corp. | Reduce -3.3% | 0.86% | −0.03 |
| MS Morgan Stanley | Reduce -50.4% | 0.02% | −0.03 |
| BG Bunge Global SA | Reduce -43.2% | 0.03% | −0.02 |
| BXMT Blackstone Mortgage Tru Class A | Reduce -5.1% | 0.09% | −0.02 |
| XLE SS Energy Select Sector | Reduce -6.2% | 0.35% | −0.02 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -5.8% | 0.19% | −0.02 |
| KLAC KLA Corp. | Sold out | 0.00% | −0.02 |
| KDP Keurig Dr Pepper Inc. | Sold out | 0.00% | −0.02 |
| ATI Ati Inc. | Sold out | 0.00% | −0.02 |
| QQXT First Trust Nasdaq-100 Ex-Te | Reduce -0.5% | 0.18% | −0.02 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -4.2% | 0.13% | −0.02 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -0.4% | 0.14% | −0.02 |
| RTX RTX Corp. | Reduce -19.9% | 0.07% | −0.01 |
| IQV Iqvia Holdings Inc. | Reduce -29.1% | 0.03% | −0.01 |
| CSX CSX Corp. | Reduce -39.8% | 0.02% | −0.01 |
| VYMI Vanguard Int High DVD YLD Inc. | Sold out | 0.00% | −0.01 |
| ACWI iShares MSCI Acwi ETF | Sold out | 0.00% | −0.01 |
| MRBK Meridian Corp. | Reduce -15.0% | 0.01% | −0.01 |
| DOW Dow Inc. | Sold out | 0.00% | −0.01 |
| APA Apa Corp. | Sold out | 0.00% | −0.01 |
| BDX Becton Dickinson and Co. | Sold out | 0.00% | −0.01 |
| MTD Mettler-Toledo International | Reduce -4.7% | 0.15% | −0.01 |
| CAT Caterpillar Inc. | Sold out | 0.00% | −0.01 |
| EPD Enterprise Products Partners | Reduce -0.7% | 0.42% | −0.01 |
| LMT Lockheed Martin Corp. | Reduce -11.2% | 0.04% | −0.01 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -8.1% | 0.07% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| VOO Vanguard S&P 500 ETF | Add +22.8% | 9.17% | +1.52 |
| BXSL Blackstone Secured Lending F | Add +58.3% | 2.46% | +0.90 |
| QQQ Invesco QQQ Trust Series 1 | Add +25.8% | 3.54% | +0.61 |
| ITOT iShares Core S&P Total U.S. | Add +55.8% | 1.24% | +0.42 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +5.3% | 12.49% | +0.41 |
| IGM iShares Expanded Tech Sector | New | 0.33% | +0.33 |
| IJR iShares Core S&P Small-Cap E | Add +54.4% | 1.03% | +0.29 |
| GBDC Golub Capital BDC Inc. | Add +78.4% | 0.68% | +0.29 |
| IQLT iShares MSCI International Q | Add +111.4% | 0.56% | +0.28 |
| MSFT Microsoft Corp. | Add +10.0% | 2.86% | +0.24 |
| LLY Eli Lilly & Co. | Add +59.9% | 0.37% | +0.18 |
| INTC Intel Corp. | New | 0.17% | +0.17 |
| ARCC Ares Capital Corp. | Add +41.7% | 0.59% | +0.14 |
| COWZ Pacer US Cash Cows 100 ETF | Add +7.1% | 2.35% | +0.14 |
| AMZN Amazon.com Inc. | Add +0.6% | 2.35% | +0.13 |
| JPM JPMorgan Chase & Co. | Add +0.7% | 1.76% | +0.09 |
| HACK Amplify Cybersecurity ETF | New | 0.06% | +0.06 |
| AVGO Broadcom Inc. | Add +4.5% | 0.62% | +0.06 |
| ASML ASML Holding NV-NY Reg SHS | Add +8.4% | 0.28% | +0.05 |
| ACI Albertsons Cos Inc. Class A | New | 0.05% | +0.05 |
| MRK Merck & Co. Inc. | Add +1.4% | 0.50% | +0.04 |
| MLM Martin Marietta Materials | Add +8.8% | 0.23% | +0.04 |
| SMCI Super Micro Computer Inc. | New | 0.03% | +0.03 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +9.4% | 0.32% | +0.03 |
| WM Waste Management Inc. | Add +2.8% | 0.34% | +0.03 |
| CC The Chemours Co. | New | 0.03% | +0.03 |
| VIG Vanguard Dividend Apprec ETF | Add +5.7% | 5.87% | +0.03 |
| URNJ Sprott Jr Uranium Miners ETF | Add +93.7% | 0.04% | +0.02 |
| ABBV Abbvie Inc. | Add +7.2% | 0.16% | +0.02 |
| XOM Exxon Mobil Corp. | Add +0.5% | 0.47% | +0.02 |
| KR Kroger Co. | New | 0.02% | +0.02 |
| IVV iShares Core S&P 500 ETF | Add +6.2% | 0.43% | +0.02 |
| CVS CVS Health Corp. | New | 0.02% | +0.02 |
| SOXX iShares Semiconductor ETF | Add +84.9% | 0.03% | +0.02 |
| LOW Lowe's Cos Inc. | New | 0.01% | +0.01 |
| MDY State Street SPDR S&P Midcap | New | 0.01% | +0.01 |
| DFS Discover Financial Services | New | 0.01% | +0.01 |
| DOV Dover Corp. | New | 0.01% | +0.01 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | New | 0.01% | +0.01 |
| IBM Intl Business Machines Corp. | Add +29.4% | 0.05% | +0.01 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +16.9% | 0.20% | +0.01 |
| SPGI S&P Global Inc. | New | 0.01% | +0.01 |
| GE General Electric | New | 0.01% | +0.01 |
| IP International Paper Co. | New | 0.01% | +0.01 |
| TSM Taiwan Semiconductor-SP ADR | Add +5.8% | 0.06% | +0.01 |
| FITB Fifth Third Bancorp | New | 0.01% | +0.01 |
| MAR Marriott International Class A | New | 0.01% | +0.01 |
| CB Chubb Ltd. | New | 0.01% | +0.01 |
| SYK Stryker Corp. | Add +13.4% | 0.06% | +0.01 |
| CLX Clorox Company | New | 0.01% | +0.01 |
Notes & Other Activity Q4 2023 → Q1 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Sold out | 184 | $222Kbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +3.2% | 16,050 | $71K |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | Sold out | 14,821 | $4Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.