Northeast Financial Consultants Inc
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 15, 2024), Northeast Financial Consultants Inc reported 291 stock positions worth $2.3 billion. Its top holding was Vanguard Mrngstar GR ETF-Sui (VUG) at 12.8% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 10.5%) and Vanguard Dividend Apprec ETF (VIG, 5.8%). Compared with Q2 2024, it opened 25 new positions, sold out of 5, added to 100 and reduced 39. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +4%) and the biggest sale Vanguard Mrngstar GR ETF-Sui (VUG, shares −0%).
- Most Recent 13F
- Q2 2025
- Location
- WESTPORT, CT
- CIK
- 0001599863
- Portfolio Value
- $2.3B (Q3 2024)
- SEC Filing
- 0001599863-24-000010 ↗ filed Nov 15, 2024
Holdings Value
Holdings 291 stocks · $2.3B
| VUG Vanguard Mrngstar GR ETF-Sui | 12.83% | 764,366 | $293.5M | Reduce -0.0% |
| VOO Vanguard S&P 500 ETF | 10.46% | 453,369 | $239.2M | Add +4.4% |
| VIG Vanguard Dividend Apprec ETF | 5.84% | 673,900 | $133.5M | Reduce -0.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.31% | 171,606 | $98.5M | Reduce -0.1% |
| DGRO iShares Core Dividend Growth | 3.87% | 1,410,106 | $88.4M | Add +0.2% |
| QQQ Invesco QQQ Trust Series 1 | 3.84% | 180,086 | $87.9M | Add +1.5% |
| AAPL Apple Inc. | 3.27% | 320,842 | $74.8M | Reduce -1.8% |
| BXSL Blackstone Secured Lending F | 2.69% | 2,096,848 | $61.4M | Add +12.5% |
| MSFT Microsoft Corp. | 2.67% | 141,799 | $61.0M | Add +1.5% |
| VYM Vanguard High DVD Yield ETF | 2.65% | 471,804 | $60.5M | Reduce -1.3% |
| AMZN Amazon.com Inc. | 2.41% | 295,468 | $55.1M | Reduce -0.1% |
| COWZ Pacer US Cash Cows 100 ETF | 2.07% | 816,791 | $47.2M | Reduce -1.6% |
| GBDC Golub Capital BDC Inc. | 1.75% | 2,648,321 | $40.0M | Add +25.9% |
| JPM JPMorgan Chase & Co. | 1.56% | 169,675 | $35.8M | Add +0.0% |
| PFE Pfizer Inc. | 1.53% | 1,207,994 | $35.0M | Add +0.9% |
| GOOG Alphabet Inc. Class C | 1.53% | 209,041 | $34.9M | Add +0.2% |
| FDN First Trust DJ Internet Ind | 1.51% | 162,784 | $34.5M | Reduce -5.4% |
| VTI VG Morningstar TS MKT ETF-US | 1.44% | 115,887 | $32.8M | Add +0.6% |
| GOOGL Alphabet Inc. Class A | 1.38% | 189,624 | $31.4M | Add +0.1% |
| IGV iShares Expanded Tech-Softwa | 1.28% | 327,906 | $29.3M | Reduce -1.8% |
| ITOT iShares Core S&P Total U.S. | 1.22% | 221,482 | $27.8M | Add +1.1% |
| IJR iShares Core S&P Small-Cap E | 1.12% | 219,656 | $25.7M | Add +5.5% |
| XLK SS Technology Select Sector | 1.08% | 109,851 | $24.8M | Reduce -1.2% |
| NVDA Nvidia Corp. | 0.92% | 173,131 | $21.0M | Reduce -0.8% |
| KKR KKR & Co. Inc. | 0.83% | 145,950 | $19.1M | Reduce -0.3% |
| AVGO Broadcom Inc. | 0.73% | 96,129 | $16.6M | Add +0.2% |
| IQLT iShares MSCI International Q | 0.67% | 369,979 | $15.4M | Add +3.0% |
| ARCC Ares Capital Corp. | 0.56% | 613,270 | $12.8M | Add +3.5% |
| BN Brookfield Corp. | 0.55% | 234,641 | $12.5M | No change |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.54% | 70,132 | $12.2M | Reduce -0.7% |
| CVX Chevron Corp. | 0.50% | 78,319 | $11.5M | Add +0.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.49% | 281,537 | $11.2M | Reduce -28.6% |
| IGM iShares Expanded Tech Sector | 0.48% | 115,348 | $11.1M | Add +1.2% |
| MPLX MPLX LP | 0.45% | 230,478 | $10.2M | Add +0.4% |
| BX Blackstone Inc. | 0.44% | 66,066 | $10.1M | Add +0.4% |
| PPA Invesco Aerospace & Defense | 0.42% | 83,730 | $9.6M | No change |
| XOM Exxon Mobil Corp. | 0.42% | 81,932 | $9.6M | Add +0.2% |
| HD Home Depot Inc. | 0.41% | 23,097 | $9.4M | Add +0.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.40% | 95,721 | $9.2M | Add +0.0% |
| IVV iShares Core S&P 500 ETF | 0.40% | 15,778 | $9.1M | Add +2.7% |
| LLY Eli Lilly & Co. | 0.38% | 9,932 | $8.8M | Add +1.0% |
| VFH Vanguard Financials ETF | 0.38% | 78,835 | $8.7M | Reduce -6.6% |
| ZTS Zoetis Inc. | 0.38% | 44,175 | $8.6M | Add +0.0% |
| MRK Merck & Co. Inc. | 0.38% | 75,745 | $8.6M | Add +0.2% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.37% | 102,880 | $8.5M | Add +11.5% |
| EPD Enterprise Products Partners | 0.37% | 290,927 | $8.5M | No change |
| FMC FMC Corp. | 0.37% | 128,000 | $8.4M | No change |
| QUAL iShares MSCI USA Quality Fac | 0.36% | 45,942 | $8.2M | No change |
| MET Metlife Inc. | 0.35% | 96,579 | $8.0M | No change |
| GS Goldman Sachs Group Inc. | 0.34% | 15,569 | $7.7M | Reduce -2.0% |
| IHI iShares U.S. Medical Devices | 0.34% | 129,786 | $7.7M | Reduce -6.4% |
| WM Waste Management Inc. | 0.30% | 32,893 | $6.8M | Add +0.3% |
| V Visa Inc. Class A | 0.28% | 23,093 | $6.3M | Add +0.2% |
| IBIT iShares Bitcoin Trust ETF | 0.28% | 175,217 | $6.3M | New |
| JNJ Johnson & Johnson | 0.27% | 38,637 | $6.3M | Add +0.1% |
| UNH Unitedhealth Group Inc. | 0.27% | 10,510 | $6.1M | Reduce -0.3% |
| DE Deere & Co. | 0.26% | 14,482 | $6.0M | Add +0.1% |
| IJS iShares S&P Small-Cap 600 Va | 0.25% | 53,745 | $5.8M | Reduce -2.9% |
| HON Honeywell International Inc. | 0.25% | 27,932 | $5.8M | Add +0.0% |
| IWN iShares Russell 2000 Value E | 0.23% | 31,948 | $5.3M | Add +0.0% |
| IVW iShares S&P 500 Growth ETF | 0.23% | 54,134 | $5.2M | No change |
| XLE SS Energy Select Sector | 0.22% | 58,192 | $5.1M | Reduce -17.6% |
| XLV SS Health Care Select Sector | 0.22% | 32,548 | $5.0M | Reduce -2.5% |
| ASML ASML Holding NV-NY Reg SHS | 0.22% | 5,937 | $4.9M | Add +0.4% |
| MA Mastercard Inc. Class A | 0.21% | 9,944 | $4.9M | Reduce -2.7% |
| IWM iShares Russell 2000 ETF | 0.21% | 22,100 | $4.9M | Add +0.6% |
| JCI Johnson Controls Internation | 0.20% | 60,000 | $4.7M | No change |
| PM Philip Morris International | 0.20% | 36,778 | $4.5M | Add +2.9% |
| CRM Salesforce Inc. | 0.19% | 16,202 | $4.4M | Reduce -2.6% |
| PG The Procter & Gamble Co. | 0.19% | 25,597 | $4.4M | Reduce -2.9% |
| PSX Phillips 66 | 0.19% | 32,720 | $4.3M | No change |
| TMO Thermo Fisher Scientific Inc. | 0.18% | 6,568 | $4.1M | Add +0.1% |
| PEP Pepsico Inc. | 0.17% | 22,995 | $3.9M | Reduce -0.4% |
| IWF iShares Russell 1000 Growth | 0.17% | 10,256 | $3.8M | No change |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.17% | 18,950 | $3.8M | No change |
| QQXT First Trust Nasdaq-100 Ex-Te | 0.16% | 39,821 | $3.7M | No change |
| IWS iShares Russell Mid-Cap Valu | 0.16% | 27,788 | $3.7M | No change |
| IWB iShares Russell 1000 ETF | 0.16% | 11,616 | $3.7M | Reduce -0.2% |
| HDV iShares Core High Dividend E | 0.15% | 28,697 | $3.4M | No change |
| MTD Mettler-Toledo International | 0.15% | 2,244 | $3.4M | No change |
| ABBV Abbvie Inc. | 0.15% | 16,867 | $3.3M | Add +0.2% |
| XSW SS SPDR S&P Soft & Serv ETF | 0.14% | 19,924 | $3.2M | No change |
| ADP Automatic Data Processing | 0.14% | 11,545 | $3.2M | Add +0.2% |
| IYW iShares Ustechnology ETF | 0.14% | 20,563 | $3.1M | Reduce -0.9% |
| APO Apollo Global Management Inc. | 0.14% | 24,731 | $3.1M | Reduce -0.2% |
| VEU Vanguard Ftse All-World Ex-U | 0.13% | 48,857 | $3.1M | No change |
| OXY Occidental Petroleum Corp. | 0.13% | 57,866 | $3.0M | Add +1.1% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.13% | 63,716 | $2.9M | No change |
| IJT iShares S&P Small-Cap 600 GR | 0.12% | 19,995 | $2.8M | No change |
| VRTX Vertex Pharmaceuticals Inc. | 0.12% | 5,974 | $2.8M | Add +0.2% |
| RC Ready Capital Corp. | 0.11% | 332,160 | $2.5M | No change |
| KO The Coca-Cola Co. | 0.11% | 34,590 | $2.5M | Add +0.4% |
| TXN Texas Instruments Inc. | 0.11% | 11,874 | $2.5M | No change |
| ET Energy Transfer LP | 0.10% | 149,058 | $2.4M | No change |
| IWD iShares Russell 1000 Value E | 0.10% | 12,056 | $2.3M | No change |
| MCD McDonald's Corp. | 0.10% | 7,452 | $2.3M | Add +0.8% |
| BA The Boeing Co. | 0.10% | 14,737 | $2.2M | Add +438.4% |
| BMY Bristol-Myers Squibb Co. | 0.09% | 41,806 | $2.2M | Add +0.0% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.09% | 17,992 | $2.1M | Add +0.2% |
| STLD Steel Dynamics Inc. | 0.09% | 16,600 | $2.1M | No change |
Other holdings (3): bonds, preferreds, convertibles and warrants · $490K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 185 | $237K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7,161 | $213K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 18,050 | $40K | Add +9.1% |
Total filed on the 13F, all lines: $2.3B.
Portfolio Sells Q2 2024 → Q3 2024
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -0.0% | 12.83% | −0.34 |
| BAC Bank of America Corp. | Reduce -28.6% | 0.49% | −0.23 |
| AMZN Amazon.com Inc. | Reduce -0.1% | 2.41% | −0.23 |
| LBRDK Liberty Broadband-C | Reduce -96.4% | 0.01% | −0.19 |
| FDN First Trust DJ Internet Ind | Reduce -5.4% | 1.51% | −0.12 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -63.2% | 0.06% | −0.11 |
| XLK SS Technology Select Sector | Reduce -1.2% | 1.08% | −0.07 |
| NVDA Nvidia Corp. | Reduce -0.8% | 0.92% | −0.07 |
| XLE SS Energy Select Sector | Reduce -17.6% | 0.22% | −0.07 |
| IGV iShares Expanded Tech-Softwa | Reduce -1.8% | 1.28% | −0.06 |
| NOBL Proshares S&P 500 Dividend A | Sold out | 0.00% | −0.03 |
| IHI iShares U.S. Medical Devices | Reduce -6.4% | 0.34% | −0.02 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -1.6% | 2.07% | −0.02 |
| VGT Vanguard Info Tech ETF | Reduce -14.9% | 0.07% | −0.01 |
| BG Bunge Global SA | Sold out | 0.00% | −0.01 |
| LSXMK Liberty Media Corp.-Liber-New | Sold out | 0.00% | −0.01 |
| TSLA Tesla Inc. | Sold out | 0.00% | −0.01 |
| VFH Vanguard Financials ETF | Reduce -6.6% | 0.38% | −0.01 |
| IYW iShares Ustechnology ETF | Reduce -0.9% | 0.14% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -2.9% | 0.19% | −0.01 |
| XHE SS SPDR S&P HC Equip ETF | Reduce -14.5% | 0.04% | −0.01 |
| XLV SS Health Care Select Sector | Reduce -2.5% | 0.22% | −0.00 |
| IXN iShares Global Tech ETF | Reduce -4.7% | 0.04% | −0.00 |
| PEP Pepsico Inc. | Reduce -0.4% | 0.17% | −0.00 |
| UPS United Parcel Service Class B | Reduce -0.9% | 0.07% | −0.00 |
| CRM Salesforce Inc. | Reduce -2.6% | 0.19% | −0.00 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.1% | 4.31% | −0.00 |
| MRBK Meridian Corp. | Reduce -33.3% | 0.01% | −0.00 |
| AKLI Akili Inc. | Sold out | 0.00% | −0.00 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -1.3% | 0.02% | −0.00 |
| IWP iShares Russell Mid-Cap Grow | Reduce -0.8% | 0.03% | 0.00 |
| IWB iShares Russell 1000 ETF | Reduce -0.2% | 0.16% | +0.00 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -1.8% | 0.06% | +0.00 |
| APO Apollo Global Management Inc. | Reduce -0.2% | 0.14% | +0.00 |
| BXMT Blackstone Mortgage Tru Class A | Reduce -0.8% | 0.07% | +0.00 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -2.9% | 0.25% | +0.00 |
| GS Goldman Sachs Group Inc. | Reduce -2.0% | 0.34% | +0.01 |
| MA Mastercard Inc. Class A | Reduce -2.7% | 0.21% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -0.7% | 0.54% | +0.01 |
| UNH Unitedhealth Group Inc. | Reduce -0.3% | 0.27% | +0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -1.3% | 2.65% | +0.03 |
| AAPL Apple Inc. | Reduce -1.8% | 3.27% | +0.10 |
| KKR KKR & Co. Inc. | Reduce -0.3% | 0.83% | +0.12 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.4% | 5.84% | +0.15 |
Portfolio Buys Q2 2024 → Q3 2024
| VOO Vanguard S&P 500 ETF | Add +4.4% | 10.46% | +0.46 |
| IBIT iShares Bitcoin Trust ETF | New | 0.28% | +0.28 |
| GBDC Golub Capital BDC Inc. | Add +25.9% | 1.75% | +0.23 |
| DGRO iShares Core Dividend Growth | Add +0.2% | 3.87% | +0.13 |
| IJR iShares Core S&P Small-Cap E | Add +5.5% | 1.12% | +0.10 |
| SLB SLB Ltd. | New | 0.08% | +0.08 |
| BA The Boeing Co. | Add +438.4% | 0.10% | +0.07 |
| BX Blackstone Inc. | Add +0.4% | 0.44% | +0.07 |
| BXSL Blackstone Secured Lending F | Add +12.5% | 2.69% | +0.06 |
| HD Home Depot Inc. | Add +0.3% | 0.41% | +0.04 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +11.5% | 0.37% | +0.03 |
| IEMG iShares Core MSCI Emerging | Add +146.4% | 0.05% | +0.03 |
| VEA Vanguard Ftse Developed ETF | New | 0.03% | +0.03 |
| PM Philip Morris International | Add +2.9% | 0.20% | +0.03 |
| NKE Nike Inc. Class B | Add +75.9% | 0.05% | +0.03 |
| IQLT iShares MSCI International Q | Add +3.0% | 0.67% | +0.02 |
| ZTS Zoetis Inc. | Add +0.0% | 0.38% | +0.02 |
| SCHF Schwab Intl Equity ETF | New | 0.02% | +0.02 |
| SCHD Schwab US DVD Equity ETF | New | 0.02% | +0.02 |
| ITOT iShares Core S&P Total U.S. | Add +1.1% | 1.22% | +0.02 |
| SIRI Sirius XM Holdings Inc. | New | 0.02% | +0.02 |
| AVGO Broadcom Inc. | Add +0.2% | 0.73% | +0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +98.5% | 0.03% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.6% | 1.44% | +0.02 |
| DE Deere & Co. | Add +0.1% | 0.26% | +0.02 |
| BMY Bristol-Myers Squibb Co. | Add +0.0% | 0.09% | +0.01 |
| JNJ Johnson & Johnson | Add +0.1% | 0.27% | +0.01 |
| ADP Automatic Data Processing | Add +0.2% | 0.14% | +0.01 |
| ABBV Abbvie Inc. | Add +0.2% | 0.15% | +0.01 |
| MCD McDonald's Corp. | Add +0.8% | 0.10% | +0.01 |
| INSP Inspire Medical Systems Inc. | New | 0.01% | +0.01 |
| OBDC Blue Owl Capital Corp. | New | 0.01% | +0.01 |
| VRNA Verona Pharma Ltd. | New | 0.01% | +0.01 |
| NEE Nextera Energy Inc. | New | 0.01% | +0.01 |
| IVV iShares Core S&P 500 ETF | Add +2.7% | 0.40% | +0.01 |
| TMO Thermo Fisher Scientific Inc. | Add +0.1% | 0.18% | +0.01 |
| GE General Electric | New | 0.01% | +0.01 |
| CAT Caterpillar Inc. | New | 0.01% | +0.01 |
| AXP American Express Co. | New | 0.01% | +0.01 |
| KR Kroger Co. | New | 0.01% | +0.01 |
| IBM Intl Business Machines Corp. | Add +0.4% | 0.06% | +0.01 |
| FELV Fidelity Enh LRG Cap Val ETF | New | 0.01% | +0.01 |
| KHC The Kraft Heinz Co. | New | 0.01% | +0.01 |
| AXS Axis Capital Holdings Ltd. | New | 0.01% | +0.01 |
| AWK American Water Works Co. Inc. | New | 0.01% | +0.01 |
| DHR Danaher Corp. | New | 0.01% | +0.01 |
| CLX Clorox Company | New | 0.01% | +0.01 |
| AON Aon PLC Class A | New | 0.01% | +0.01 |
| VIOG Vanguard S&P SM Cap 600 GRW | New | 0.01% | +0.01 |
| VAW Vanguard Materials ETF | New | 0.01% | +0.01 |
Notes & Other Activity Q2 2024 → Q3 2024
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +9.1% | 18,050 | $40K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.