Northeast Financial Consultants Inc
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 15, 2024), Northeast Financial Consultants Inc reported 271 stock positions worth $2.2 billion. Its top holding was Vanguard Mrngstar GR ETF-Sui (VUG) at 13.2% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 10.0%) and Vanguard Dividend Apprec ETF (VIG, 5.7%). Compared with Q1 2024, it opened 5 new positions, sold out of 20, added to 59 and reduced 81. The biggest buy was Golub Capital BDC (GBDC, shares +152%) and the biggest sale Vanguard High DVD Yield ETF (VYM, shares −2%).
- Most Recent 13F
- Q2 2025
- Location
- WESTPORT, CT
- CIK
- 0001599863
- Portfolio Value
- $2.2B (Q2 2024)
- SEC Filing
- 0001599863-24-000008 ↗ filed Aug 15, 2024
Holdings Value
Holdings 271 stocks · $2.2B
| VUG Vanguard Mrngstar GR ETF-Sui | 13.18% | 764,608 | $286.0M | Add +3.5% |
| VOO Vanguard S&P 500 ETF | 10.01% | 434,178 | $217.1M | Add +11.8% |
| VIG Vanguard Dividend Apprec ETF | 5.69% | 676,531 | $123.5M | Add +3.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.31% | 171,800 | $93.5M | Add +1.3% |
| QQQ Invesco QQQ Trust Series 1 | 3.92% | 177,374 | $85.0M | Add +9.3% |
| DGRO iShares Core Dividend Growth | 3.74% | 1,407,002 | $81.1M | Add +5.0% |
| AAPL Apple Inc. | 3.17% | 326,722 | $68.8M | Reduce -4.0% |
| MSFT Microsoft Corp. | 2.88% | 139,679 | $62.4M | Add +1.0% |
| AMZN Amazon.com Inc. | 2.63% | 295,808 | $57.2M | Add +11.3% |
| BXSL Blackstone Secured Lending F | 2.63% | 1,864,469 | $57.1M | Add +16.1% |
| VYM Vanguard High DVD Yield ETF | 2.61% | 478,039 | $56.7M | Reduce -2.2% |
| COWZ Pacer US Cash Cows 100 ETF | 2.08% | 830,353 | $45.2M | Add +0.9% |
| GOOG Alphabet Inc. Class C | 1.76% | 208,705 | $38.3M | Reduce -0.3% |
| FDN First Trust DJ Internet Ind | 1.63% | 172,102 | $35.3M | Reduce -1.7% |
| GOOGL Alphabet Inc. Class A | 1.59% | 189,457 | $34.5M | Add +0.1% |
| JPM JPMorgan Chase & Co. | 1.58% | 169,601 | $34.3M | Reduce -5.4% |
| PFE Pfizer Inc. | 1.54% | 1,196,768 | $33.5M | Reduce -3.7% |
| GBDC Golub Capital BDC Inc. | 1.52% | 2,104,195 | $33.1M | Add +151.8% |
| VTI VG Morningstar TS MKT ETF-US | 1.42% | 115,181 | $30.8M | Add +0.6% |
| IGV iShares Expanded Tech-Softwa | 1.34% | 333,862 | $29.0M | Reduce -1.3% |
| ITOT iShares Core S&P Total U.S. | 1.20% | 219,179 | $26.0M | Add +0.0% |
| XLK SS Technology Select Sector | 1.16% | 111,201 | $25.2M | Reduce -0.6% |
| IJR iShares Core S&P Small-Cap E | 1.02% | 208,145 | $22.2M | Add +9.7% |
| NVDA Nvidia Corp. | 0.99% | 174,545 | $21.6M | Add +1.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.72% | 394,381 | $15.7M | Reduce -14.2% |
| AVGO Broadcom Inc. | 0.71% | 9,594 | $15.4M | Add +0.2% |
| KKR KKR & Co. Inc. | 0.71% | 146,350 | $15.4M | Add +6.9% |
| IQLT iShares MSCI International Q | 0.65% | 359,247 | $14.0M | Add +24.3% |
| ARCC Ares Capital Corp. | 0.57% | 592,566 | $12.3M | Add +2.4% |
| CVX Chevron Corp. | 0.56% | 78,301 | $12.2M | Reduce -0.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.52% | 70,611 | $11.3M | Reduce -11.6% |
| IGM iShares Expanded Tech Sector | 0.50% | 113,948 | $10.7M | Add +46.1% |
| MPLX MPLX LP | 0.45% | 229,478 | $9.8M | No change |
| BN Brookfield Corp. | 0.45% | 234,641 | $9.7M | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.44% | 95,712 | $9.5M | Reduce -1.9% |
| XOM Exxon Mobil Corp. | 0.43% | 81,788 | $9.4M | Reduce -0.4% |
| MRK Merck & Co. Inc. | 0.43% | 75,586 | $9.4M | Reduce -1.4% |
| LLY Eli Lilly & Co. | 0.41% | 9,835 | $8.9M | Add +0.6% |
| PPA Invesco Aerospace & Defense | 0.40% | 83,730 | $8.6M | Reduce -0.1% |
| EPD Enterprise Products Partners | 0.39% | 290,927 | $8.4M | No change |
| VFH Vanguard Financials ETF | 0.39% | 84,412 | $8.4M | Reduce -2.7% |
| IVV iShares Core S&P 500 ETF | 0.39% | 15,363 | $8.4M | Reduce -8.6% |
| BX Blackstone Inc. | 0.38% | 65,820 | $8.1M | Reduce -1.1% |
| HD Home Depot Inc. | 0.37% | 23,035 | $7.9M | Add +0.1% |
| QUAL iShares MSCI USA Quality Fac | 0.36% | 45,942 | $7.8M | Add +3.5% |
| IHI iShares U.S. Medical Devices | 0.36% | 138,701 | $7.8M | Reduce -12.8% |
| ZTS Zoetis Inc. | 0.35% | 44,156 | $7.7M | No change |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.34% | 92,246 | $7.4M | Add +2.0% |
| FMC FMC Corp. | 0.34% | 128,000 | $7.4M | Add +64.1% |
| GS Goldman Sachs Group Inc. | 0.33% | 15,890 | $7.2M | Reduce -20.3% |
| WM Waste Management Inc. | 0.32% | 32,804 | $7.0M | No change |
| MET Metlife Inc. | 0.31% | 96,579 | $6.8M | Reduce -1.1% |
| XLE SS Energy Select Sector | 0.30% | 70,583 | $6.4M | Reduce -6.5% |
| V Visa Inc. Class A | 0.28% | 23,052 | $6.1M | Reduce -1.3% |
| ASML ASML Holding NV-NY Reg SHS | 0.28% | 5,911 | $6.0M | Add +2.4% |
| HON Honeywell International Inc. | 0.27% | 27,931 | $6.0M | Reduce -3.0% |
| JNJ Johnson & Johnson | 0.26% | 38,609 | $5.6M | Reduce -2.4% |
| DE Deere & Co. | 0.25% | 14,474 | $5.4M | Reduce -11.7% |
| IJS iShares S&P Small-Cap 600 Va | 0.25% | 55,363 | $5.4M | Reduce -2.8% |
| UNH Unitedhealth Group Inc. | 0.25% | 10,537 | $5.4M | Reduce -1.0% |
| IVW iShares S&P 500 Growth ETF | 0.23% | 54,134 | $5.0M | No change |
| XLV SS Health Care Select Sector | 0.22% | 33,374 | $4.9M | Reduce -0.8% |
| IWN iShares Russell 2000 Value E | 0.22% | 31,938 | $4.9M | Add +0.0% |
| PSX Phillips 66 | 0.21% | 32,720 | $4.6M | Reduce -1.4% |
| MA Mastercard Inc. Class A | 0.21% | 10,222 | $4.5M | Reduce -1.9% |
| IWM iShares Russell 2000 ETF | 0.21% | 21,980 | $4.5M | Add +2.5% |
| PG The Procter & Gamble Co. | 0.20% | 26,359 | $4.3M | Reduce -1.6% |
| CRM Salesforce Inc. | 0.20% | 16,628 | $4.3M | Add +14.1% |
| LBRDK Liberty Broadband-C | 0.20% | 77,839 | $4.3M | No change |
| JCI Johnson Controls Internation | 0.18% | 60,000 | $4.0M | No change |
| PEP Pepsico Inc. | 0.18% | 23,096 | $3.8M | Add +0.2% |
| IWF iShares Russell 1000 Growth | 0.17% | 10,256 | $3.7M | No change |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.17% | 85,034 | $3.7M | Add +0.3% |
| TMO Thermo Fisher Scientific Inc. | 0.17% | 6,559 | $3.6M | Add +0.6% |
| PM Philip Morris International | 0.17% | 35,742 | $3.6M | Reduce -0.3% |
| OXY Occidental Petroleum Corp. | 0.17% | 57,248 | $3.6M | Add +0.3% |
| QQXT First Trust Nasdaq-100 Ex-Te | 0.16% | 39,821 | $3.5M | No change |
| IWB iShares Russell 1000 ETF | 0.16% | 11,641 | $3.5M | Add +582.0% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.16% | 18,950 | $3.5M | Reduce -6.8% |
| IWS iShares Russell Mid-Cap Valu | 0.15% | 27,788 | $3.4M | No change |
| MTD Mettler-Toledo International | 0.14% | 2,244 | $3.1M | No change |
| IYW iShares Ustechnology ETF | 0.14% | 20,755 | $3.1M | No change |
| HDV iShares Core High Dividend E | 0.14% | 28,697 | $3.1M | No change |
| XSW SS SPDR S&P Soft & Serv ETF | 0.14% | 19,924 | $3.0M | No change |
| APO Apollo Global Management Inc. | 0.13% | 24,781 | $2.9M | Reduce -40.1% |
| ABBV Abbvie Inc. | 0.13% | 16,830 | $2.9M | Reduce -4.0% |
| VEU Vanguard Ftse All-World Ex-U | 0.13% | 48,857 | $2.9M | Reduce -9.4% |
| VRTX Vertex Pharmaceuticals Inc. | 0.13% | 5,962 | $2.8M | Add +0.4% |
| ADP Automatic Data Processing | 0.13% | 11,527 | $2.8M | Reduce -0.9% |
| RC Ready Capital Corp. | 0.13% | 332,160 | $2.7M | No change |
| SPSM SS SPDR P S&P 600 Small Cap | 0.12% | 63,716 | $2.6M | Reduce -3.6% |
| IJT iShares S&P Small-Cap 600 GR | 0.12% | 19,995 | $2.6M | Reduce -4.0% |
| INTC Intel Corp. | 0.12% | 81,323 | $2.5M | Add +3.4% |
| ET Energy Transfer LP | 0.11% | 149,058 | $2.4M | Add +2.1% |
| TXN Texas Instruments Inc. | 0.11% | 11,874 | $2.3M | Add +2.4% |
| KO The Coca-Cola Co. | 0.10% | 34,463 | $2.2M | Reduce -12.6% |
| STLD Steel Dynamics Inc. | 0.10% | 16,600 | $2.1M | No change |
| IWD iShares Russell 1000 Value E | 0.10% | 12,056 | $2.1M | No change |
| AMGN Amgen Inc. | 0.09% | 6,386 | $2.0M | Reduce -5.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.09% | 17,958 | $2.0M | No change |
Other holdings (3): bonds, preferreds, convertibles and warrants · $555K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7,161 | $295K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 185 | $220K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 16,550 | $41K | Add +3.1% |
Total filed on the 13F, all lines: $2.2B.
Portfolio Sells Q1 2024 → Q2 2024
| VYM Vanguard High DVD Yield ETF | Reduce -2.2% | 2.61% | −0.29 |
| JPM JPMorgan Chase & Co. | Reduce -5.4% | 1.58% | −0.18 |
| DD Dupont DE Nemours Inc. | Sold out | 0.00% | −0.17 |
| PNC PNC Financial Services Group | Reduce -61.7% | 0.08% | −0.15 |
| PFE Pfizer Inc. | Reduce -3.7% | 1.54% | −0.15 |
| DIS The Walt Disney Co. | Reduce -1.9% | 0.44% | −0.15 |
| MLM Martin Marietta Materials | Reduce -52.5% | 0.09% | −0.14 |
| FDN First Trust DJ Internet Ind | Reduce -1.7% | 1.63% | −0.14 |
| BAC Bank of America Corp. | Reduce -14.2% | 0.72% | −0.13 |
| C Citigroup Inc. | Reduce -71.4% | 0.05% | −0.12 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -11.6% | 0.52% | −0.12 |
| IHI iShares U.S. Medical Devices | Reduce -12.8% | 0.36% | −0.10 |
| APO Apollo Global Management Inc. | Reduce -40.1% | 0.13% | −0.09 |
| DE Deere & Co. | Reduce -11.7% | 0.25% | −0.08 |
| IGV iShares Expanded Tech-Softwa | Reduce -1.3% | 1.34% | −0.08 |
| GS Goldman Sachs Group Inc. | Reduce -20.3% | 0.33% | −0.08 |
| MRK Merck & Co. Inc. | Reduce -1.4% | 0.43% | −0.07 |
| BX Blackstone Inc. | Reduce -1.1% | 0.38% | −0.05 |
| XLE SS Energy Select Sector | Reduce -6.5% | 0.30% | −0.05 |
| PSX Phillips 66 | Reduce -1.4% | 0.21% | −0.05 |
| VFH Vanguard Financials ETF | Reduce -2.7% | 0.39% | −0.05 |
| JNJ Johnson & Johnson | Reduce -2.4% | 0.26% | −0.05 |
| IVV iShares Core S&P 500 ETF | Reduce -8.6% | 0.39% | −0.05 |
| CVX Chevron Corp. | Reduce -0.5% | 0.56% | −0.04 |
| MET Metlife Inc. | Reduce -1.1% | 0.31% | −0.04 |
| V Visa Inc. Class A | Reduce -1.3% | 0.28% | −0.04 |
| BMY Bristol-Myers Squibb Co. | Reduce -7.9% | 0.08% | −0.04 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -2.8% | 0.25% | −0.04 |
| MA Mastercard Inc. Class A | Reduce -1.9% | 0.21% | −0.04 |
| XOM Exxon Mobil Corp. | Reduce -0.4% | 0.43% | −0.03 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -6.8% | 0.16% | −0.03 |
| CMI Cummins Inc. | Reduce -66.8% | 0.01% | −0.03 |
| WSO Watsco Inc. | Sold out | 0.00% | −0.03 |
| CNC Centene Corp. | Sold out | 0.00% | −0.02 |
| UPS United Parcel Service Class B | Reduce -13.7% | 0.07% | −0.02 |
| ABBV Abbvie Inc. | Reduce -4.0% | 0.13% | −0.02 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -9.4% | 0.13% | −0.02 |
| GPC Genuine Parts Co. | Sold out | 0.00% | −0.02 |
| PPA Invesco Aerospace & Defense | Reduce -0.1% | 0.40% | −0.02 |
| XLV SS Health Care Select Sector | Reduce -0.8% | 0.22% | −0.02 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -3.6% | 0.12% | −0.02 |
| KO The Coca-Cola Co. | Reduce -12.6% | 0.10% | −0.02 |
| KR Kroger Co. | Sold out | 0.00% | −0.02 |
| WMB Williams Cos Inc. | Sold out | 0.00% | −0.02 |
| ADP Automatic Data Processing | Reduce -0.9% | 0.13% | −0.02 |
| CVS CVS Health Corp. | Sold out | 0.00% | −0.02 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -4.0% | 0.12% | −0.02 |
| HON Honeywell International Inc. | Reduce -3.0% | 0.27% | −0.02 |
| XHE SS SPDR S&P HC Equip ETF | Reduce -15.8% | 0.05% | −0.01 |
| EZM Wisdomtree US Midcap Fund | Reduce -3.6% | 0.09% | −0.01 |
Portfolio Buys Q1 2024 → Q2 2024
| GBDC Golub Capital BDC Inc. | Add +151.8% | 1.52% | +0.84 |
| VOO Vanguard S&P 500 ETF | Add +11.8% | 10.01% | +0.84 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +3.5% | 13.18% | +0.69 |
| QQQ Invesco QQQ Trust Series 1 | Add +9.3% | 3.92% | +0.38 |
| AMZN Amazon.com Inc. | Add +11.3% | 2.63% | +0.28 |
| NVDA Nvidia Corp. | Add +1.4% | 0.99% | +0.23 |
| GOOGL Alphabet Inc. Class A | Add +0.1% | 1.59% | +0.19 |
| BXSL Blackstone Secured Lending F | Add +16.1% | 2.63% | +0.18 |
| IGM iShares Expanded Tech Sector | Add +46.1% | 0.50% | +0.17 |
| IWB iShares Russell 1000 ETF | Add +582.0% | 0.16% | +0.14 |
| FMC FMC Corp. | Add +64.1% | 0.34% | +0.10 |
| AVGO Broadcom Inc. | Add +0.2% | 0.71% | +0.09 |
| IQLT iShares MSCI International Q | Add +24.3% | 0.65% | +0.08 |
| IMNM Immunome Inc. | New | 0.04% | +0.04 |
| LLY Eli Lilly & Co. | Add +0.6% | 0.41% | +0.04 |
| KKR KKR & Co. Inc. | Add +6.9% | 0.71% | +0.03 |
| SOXX iShares Semiconductor ETF | Add +96.8% | 0.06% | +0.03 |
| EFA iShares MSCI Eafe ETF | Add +101.9% | 0.07% | +0.03 |
| SPYI Neos S&P 500 High Income ETF | New | 0.02% | +0.02 |
| MSFT Microsoft Corp. | Add +1.0% | 2.88% | +0.02 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +2.0% | 0.34% | +0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | New | 0.01% | +0.01 |
| NVO Novo-Nordisk A/S-Spons ADR | New | 0.01% | +0.01 |
| IGF iShares Global Infrastructur | Add +79.3% | 0.03% | +0.01 |
| ORN Orion Group Holdings Inc. | Add +7.9% | 0.06% | +0.01 |
| IJH iShares Core S&P Midcap ETF | Add +34.2% | 0.05% | +0.01 |
| TXN Texas Instruments Inc. | Add +2.4% | 0.11% | +0.01 |
| VRTX Vertex Pharmaceuticals Inc. | Add +0.4% | 0.13% | +0.01 |
| ORCL Oracle Corp. | Add +14.9% | 0.03% | +0.01 |
| META Meta Platforms Inc. Class A | Add +23.6% | 0.03% | +0.01 |
| BCRX Biocryst Pharmaceuticals Inc. | Add +8.3% | 0.02% | +0.00 |
| ASML ASML Holding NV-NY Reg SHS | Add +2.4% | 0.28% | +0.00 |
| QUAL iShares MSCI USA Quality Fac | Add +3.5% | 0.36% | +0.00 |
| NFLX Netflix Inc. | Add +0.3% | 0.06% | +0.00 |
| QCOM Qualcomm Inc. | Add +6.1% | 0.02% | +0.00 |
| FIBROGEN INC | New | 0.00% | +0.00 |
| WMT Walmart Inc. | Add +2.5% | 0.02% | +0.00 |
| BLK BlackRock Finance Inc. | Add +21.5% | 0.01% | +0.00 |
| AMD Advanced Micro Devices | Add +12.4% | 0.02% | −0.00 |
| ET Energy Transfer LP | Add +2.1% | 0.11% | −0.00 |
| LOW Lowe's Cos Inc. | Add +6.7% | 0.01% | −0.00 |
| NOC Northrop Grumman Corp. | Add +0.1% | 0.02% | −0.00 |
| IBM Intl Business Machines Corp. | Add +9.7% | 0.05% | −0.00 |
| SBUX Starbucks Corp. | Add +0.0% | 0.02% | −0.00 |
| SDY SS SPDR S&P Dividend ETF | Add +0.7% | 0.06% | −0.01 |
| IJR iShares Core S&P Small-Cap E | Add +9.7% | 1.02% | −0.01 |
| MTDR Matador Resources Co. | Add +0.3% | 0.06% | −0.01 |
| MCD McDonald's Corp. | Add +0.3% | 0.09% | −0.02 |
| OXY Occidental Petroleum Corp. | Add +0.3% | 0.17% | −0.02 |
| IWM iShares Russell 2000 ETF | Add +2.5% | 0.21% | −0.02 |
Notes & Other Activity Q1 2024 → Q2 2024
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +3.1% | 16,550 | $41K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.