Northeast Financial Consultants Inc
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), Northeast Financial Consultants Inc reported 288 stock positions worth $2.4 billion. Its top holding was Vanguard Mrngstar GR ETF-Sui (VUG) at 13.4% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 10.5%) and Vanguard Dividend Apprec ETF (VIG, 5.5%). Compared with Q3 2024, it opened 11 new positions, sold out of 14, added to 100 and reduced 45. The biggest buy was Vanguard Mrngstar GR ETF-Sui (VUG, shares +1%) and the biggest sale iShares MSCI International Q (IQLT, shares −41%).
- Most Recent 13F
- Q2 2025
- Location
- WESTPORT, CT
- CIK
- 0001599863
- Portfolio Value
- $2.4B (Q4 2024)
- SEC Filing
- 0001599863-25-000003 ↗ filed Feb 14, 2025
Holdings Value
Holdings 288 stocks · $2.4B
| VUG Vanguard Mrngstar GR ETF-Sui | 13.37% | 772,398 | $317.0M | Add +1.1% |
| VOO Vanguard S&P 500 ETF | 10.50% | 462,099 | $249.0M | Add +1.9% |
| VIG Vanguard Dividend Apprec ETF | 5.53% | 670,077 | $131.2M | Reduce -0.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.32% | 174,738 | $102.4M | Add +1.8% |
| QQQ Invesco QQQ Trust Series 1 | 3.93% | 182,400 | $93.2M | Add +1.3% |
| DGRO iShares Core Dividend Growth | 3.75% | 1,448,441 | $88.8M | Add +2.7% |
| AAPL Apple Inc. | 3.40% | 321,881 | $80.6M | Add +0.3% |
| BXSL Blackstone Secured Lending F | 3.22% | 2,361,294 | $76.3M | Add +12.6% |
| AMZN Amazon.com Inc. | 2.75% | 296,754 | $65.1M | Add +0.4% |
| VYM Vanguard High DVD Yield ETF | 2.58% | 479,201 | $61.1M | Add +1.6% |
| MSFT Microsoft Corp. | 2.54% | 142,637 | $60.1M | Add +0.6% |
| COWZ Pacer US Cash Cows 100 ETF | 1.94% | 815,088 | $46.0M | Reduce -0.2% |
| GOOG Alphabet Inc. Class C | 1.69% | 210,021 | $40.0M | Add +0.5% |
| GBDC Golub Capital BDC Inc. | 1.64% | 2,567,820 | $38.9M | Reduce -3.0% |
| FDN First Trust DJ Internet Ind | 1.59% | 155,498 | $37.8M | Reduce -4.5% |
| JPM JPMorgan Chase & Co. | 1.52% | 150,532 | $36.1M | Reduce -11.3% |
| GOOGL Alphabet Inc. Class A | 1.52% | 190,020 | $36.0M | Add +0.2% |
| IGV iShares Expanded Tech-Softwa | 1.39% | 329,721 | $33.0M | Add +0.6% |
| VTI VG Morningstar TS MKT ETF-US | 1.36% | 110,897 | $32.1M | Reduce -4.3% |
| PFE Pfizer Inc. | 1.29% | 1,156,297 | $30.7M | Reduce -4.3% |
| ITOT iShares Core S&P Total U.S. | 1.20% | 221,720 | $28.5M | Add +0.1% |
| IJR iShares Core S&P Small-Cap E | 1.07% | 220,947 | $25.5M | Add +0.6% |
| XLK SS Technology Select Sector | 1.05% | 107,300 | $24.9M | Reduce -2.3% |
| NVDA Nvidia Corp. | 0.98% | 172,141 | $23.1M | Reduce -0.6% |
| KKR KKR & Co. Inc. | 0.91% | 145,950 | $21.6M | No change |
| AVGO Broadcom Inc. | 0.89% | 91,067 | $21.1M | Reduce -5.3% |
| ARCC Ares Capital Corp. | 0.65% | 701,486 | $15.4M | Add +14.4% |
| BN Brookfield Corp. | 0.57% | 234,641 | $13.5M | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.52% | 279,332 | $12.3M | Reduce -0.8% |
| IGM iShares Expanded Tech Sector | 0.49% | 113,796 | $11.6M | Reduce -1.4% |
| BX Blackstone Inc. | 0.48% | 66,317 | $11.4M | Add +0.4% |
| CVX Chevron Corp. | 0.47% | 77,176 | $11.2M | Reduce -1.5% |
| MPLX MPLX LP | 0.47% | 230,478 | $11.0M | No change |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.46% | 64,043 | $10.8M | Reduce -8.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.45% | 95,507 | $10.6M | Reduce -0.2% |
| PPA Invesco Aerospace & Defense | 0.41% | 83,774 | $9.6M | Add +0.1% |
| IVV iShares Core S&P 500 ETF | 0.40% | 15,985 | $9.4M | Add +1.3% |
| VFH Vanguard Financials ETF | 0.39% | 78,963 | $9.3M | Add +0.2% |
| EPD Enterprise Products Partners | 0.38% | 290,927 | $9.1M | No change |
| HD Home Depot Inc. | 0.38% | 23,305 | $9.1M | Add +0.9% |
| GS Goldman Sachs Group Inc. | 0.38% | 15,827 | $9.1M | Add +1.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.38% | 102,880 | $9.0M | No change |
| XOM Exxon Mobil Corp. | 0.38% | 82,815 | $8.9M | Add +1.1% |
| QUAL iShares MSCI USA Quality Fac | 0.35% | 47,102 | $8.4M | Add +2.5% |
| IQLT iShares MSCI International Q | 0.34% | 218,099 | $8.1M | Reduce -41.0% |
| MET Metlife Inc. | 0.33% | 96,351 | $7.9M | Reduce -0.2% |
| LLY Eli Lilly & Co. | 0.32% | 9,956 | $7.7M | Add +0.2% |
| MRK Merck & Co. Inc. | 0.32% | 75,895 | $7.6M | Add +0.2% |
| V Visa Inc. Class A | 0.31% | 23,367 | $7.4M | Add +1.2% |
| IBIT iShares Bitcoin Trust ETF | 0.30% | 135,924 | $7.2M | Reduce -22.4% |
| ZTS Zoetis Inc. | 0.30% | 44,233 | $7.2M | Add +0.1% |
| WM Waste Management Inc. | 0.28% | 33,393 | $6.7M | Add +1.5% |
| FMC FMC Corp. | 0.26% | 128,000 | $6.2M | No change |
| IHI iShares U.S. Medical Devices | 0.26% | 105,447 | $6.2M | Reduce -18.8% |
| DE Deere & Co. | 0.26% | 14,482 | $6.1M | No change |
| IJS iShares S&P Small-Cap 600 Va | 0.24% | 52,817 | $5.7M | Reduce -1.7% |
| JNJ Johnson & Johnson | 0.24% | 38,828 | $5.6M | Add +0.5% |
| CRM Salesforce Inc. | 0.23% | 16,203 | $5.4M | Add +0.0% |
| UNH Unitedhealth Group Inc. | 0.23% | 10,606 | $5.4M | Add +0.9% |
| IVW iShares S&P 500 Growth ETF | 0.23% | 52,657 | $5.3M | Reduce -2.7% |
| IWN iShares Russell 2000 Value E | 0.22% | 31,957 | $5.2M | Add +0.0% |
| MA Mastercard Inc. Class A | 0.22% | 9,962 | $5.2M | Add +0.2% |
| IWM iShares Russell 2000 ETF | 0.20% | 21,926 | $4.8M | Reduce -0.8% |
| JCI Johnson Controls Internation | 0.20% | 60,000 | $4.7M | No change |
| XLE SS Energy Select Sector | 0.20% | 54,022 | $4.6M | Reduce -7.2% |
| HON Honeywell International Inc. | 0.19% | 20,125 | $4.5M | Reduce -27.9% |
| XLV SS Health Care Select Sector | 0.19% | 32,629 | $4.5M | Add +0.3% |
| PM Philip Morris International | 0.19% | 36,778 | $4.4M | No change |
| PG The Procter & Gamble Co. | 0.18% | 25,660 | $4.3M | Add +0.3% |
| IWF iShares Russell 1000 Growth | 0.17% | 10,256 | $4.1M | No change |
| EFA iShares MSCI Eafe ETF | 0.17% | 54,328 | $4.1M | Add +197.4% |
| APO Apollo Global Management Inc. | 0.17% | 24,731 | $4.1M | No change |
| ASML ASML Holding NV-NY Reg SHS | 0.17% | 5,833 | $4.0M | Reduce -1.8% |
| IWB iShares Russell 1000 ETF | 0.16% | 11,895 | $3.8M | Add +2.4% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.16% | 18,950 | $3.8M | No change |
| XSW SS SPDR S&P Soft & Serv ETF | 0.16% | 19,823 | $3.7M | Reduce -0.5% |
| PSX Phillips 66 | 0.16% | 32,720 | $3.7M | No change |
| QQXT First Trust Nasdaq-100 Ex-Te | 0.16% | 39,821 | $3.7M | No change |
| IWS iShares Russell Mid-Cap Valu | 0.15% | 27,828 | $3.6M | Add +0.1% |
| PEP Pepsico Inc. | 0.15% | 23,017 | $3.5M | Add +0.1% |
| TMO Thermo Fisher Scientific Inc. | 0.14% | 6,497 | $3.4M | Reduce -1.1% |
| ADP Automatic Data Processing | 0.14% | 11,545 | $3.4M | No change |
| IYW iShares Ustechnology ETF | 0.14% | 20,563 | $3.3M | No change |
| HDV iShares Core High Dividend E | 0.14% | 28,726 | $3.2M | Add +0.1% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.13% | 80,755 | $3.1M | Add +95.1% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.13% | 67,997 | $3.1M | Add +6.7% |
| ABBV Abbvie Inc. | 0.13% | 16,867 | $3.0M | No change |
| ET Energy Transfer LP | 0.12% | 149,058 | $2.9M | No change |
| OXY Occidental Petroleum Corp. | 0.12% | 58,307 | $2.9M | Add +0.8% |
| VEU Vanguard Ftse All-World Ex-U | 0.12% | 49,154 | $2.8M | Add +0.6% |
| MTD Mettler-Toledo International | 0.12% | 2,244 | $2.7M | No change |
| BA The Boeing Co. | 0.11% | 14,762 | $2.6M | Add +0.2% |
| IJT iShares S&P Small-Cap 600 GR | 0.10% | 18,387 | $2.5M | Reduce -8.0% |
| VRTX Vertex Pharmaceuticals Inc. | 0.10% | 6,040 | $2.4M | Add +1.1% |
| BMY Bristol-Myers Squibb Co. | 0.10% | 41,807 | $2.4M | Add +0.0% |
| ARES Ares Management Corp. Class A | 0.10% | 13,042 | $2.3M | No change |
| TXN Texas Instruments Inc. | 0.10% | 12,108 | $2.3M | Add +2.0% |
| RC Ready Capital Corp. | 0.10% | 332,160 | $2.3M | No change |
| GLW Corning Inc. | 0.09% | 46,563 | $2.2M | Add +3.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.09% | 17,992 | $2.2M | No change |
Portfolio Sells Q3 2024 → Q4 2024
| IQLT iShares MSCI International Q | Reduce -41.0% | 0.34% | −0.33 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.6% | 5.53% | −0.30 |
| PFE Pfizer Inc. | Reduce -4.3% | 1.29% | −0.23 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -0.2% | 1.94% | −0.12 |
| GBDC Golub Capital BDC Inc. | Reduce -3.0% | 1.64% | −0.11 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -4.3% | 1.36% | −0.08 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -8.7% | 0.46% | −0.08 |
| IHI iShares U.S. Medical Devices | Reduce -18.8% | 0.26% | −0.08 |
| HON Honeywell International Inc. | Reduce -27.9% | 0.19% | −0.06 |
| SOXX iShares Semiconductor ETF | Reduce -73.3% | 0.02% | −0.05 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -1.8% | 0.17% | −0.05 |
| JPM JPMorgan Chase & Co. | Reduce -11.3% | 1.52% | −0.04 |
| TMO Thermo Fisher Scientific Inc. | Reduce -1.1% | 0.14% | −0.04 |
| CVX Chevron Corp. | Reduce -1.5% | 0.47% | −0.03 |
| XLK SS Technology Select Sector | Reduce -2.3% | 1.05% | −0.03 |
| XLE SS Energy Select Sector | Reduce -7.2% | 0.20% | −0.03 |
| IMNM Immunome Inc. | Reduce -41.1% | 0.02% | −0.03 |
| VGT Vanguard Info Tech ETF | Reduce -34.6% | 0.05% | −0.02 |
| KO The Coca-Cola Co. | Reduce -2.7% | 0.09% | −0.02 |
| CC The Chemours Co. | Sold out | 0.00% | −0.02 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -8.0% | 0.10% | −0.02 |
| MET Metlife Inc. | Reduce -0.2% | 0.33% | −0.02 |
| RIO Rio Tinto PLC-Spon ADR | Sold out | 0.00% | −0.01 |
| INTC Intel Corp. | Reduce -0.2% | 0.07% | −0.01 |
| URNM Sprott Uranium Miners ETF | Reduce -42.9% | 0.01% | −0.01 |
| IQV Iqvia Holdings Inc. | Reduce -40.9% | 0.01% | −0.01 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -6.9% | 0.05% | −0.01 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -1.7% | 0.24% | −0.01 |
| NUE Nucor Corp. | Sold out | 0.00% | −0.01 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.01 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.01 |
| EXPD Expeditors Intl Wash Inc. | Sold out | 0.00% | −0.01 |
| KHC The Kraft Heinz Co. | Sold out | 0.00% | −0.01 |
| FVD First Trust Value Line DVD | Reduce -9.3% | 0.05% | −0.01 |
| IWD iShares Russell 1000 Value E | Reduce -4.0% | 0.09% | −0.01 |
| AWK American Water Works Co. Inc. | Sold out | 0.00% | −0.01 |
| DHR Danaher Corp. | Sold out | 0.00% | −0.01 |
| SDY SS SPDR S&P Dividend ETF | Reduce -5.6% | 0.05% | −0.01 |
| IWM iShares Russell 2000 ETF | Reduce -0.8% | 0.20% | −0.01 |
| VAW Vanguard Materials ETF | Sold out | 0.00% | −0.01 |
| IT Gartner Inc. | Sold out | 0.00% | −0.01 |
| TT Trane Technologies PLC | Reduce -2.6% | 0.07% | −0.01 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -1.4% | 0.06% | −0.01 |
| MRBK Meridian Corp. | Sold out | 0.00% | −0.01 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -0.7% | 0.06% | −0.00 |
| ETWO E2OPEN Parent Holdings Inc. | Sold out | 0.00% | −0.00 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.7% | 0.05% | −0.00 |
| COST Costco Wholesale Corp. | Reduce -3.0% | 0.05% | −0.00 |
| MGNX Macrogenics Inc. | Sold out | 0.00% | −0.00 |
| IVW iShares S&P 500 Growth ETF | Reduce -2.7% | 0.23% | −0.00 |
Portfolio Buys Q3 2024 → Q4 2024
| VUG Vanguard Mrngstar GR ETF-Sui | Add +1.1% | 13.37% | +0.54 |
| BXSL Blackstone Secured Lending F | Add +12.6% | 3.22% | +0.53 |
| AMZN Amazon.com Inc. | Add +0.4% | 2.75% | +0.34 |
| GOOG Alphabet Inc. Class C | Add +0.5% | 1.69% | +0.16 |
| GOOGL Alphabet Inc. Class A | Add +0.2% | 1.52% | +0.14 |
| AAPL Apple Inc. | Add +0.3% | 3.40% | +0.13 |
| IGV iShares Expanded Tech-Softwa | Add +0.6% | 1.39% | +0.11 |
| EFA iShares MSCI Eafe ETF | Add +197.4% | 0.17% | +0.11 |
| QQQ Invesco QQQ Trust Series 1 | Add +1.3% | 3.93% | +0.09 |
| ARCC Ares Capital Corp. | Add +14.4% | 0.65% | +0.09 |
| OBDC Blue Owl Capital Corp. | Add +541.6% | 0.07% | +0.06 |
| SLB SLB Ltd. | Add +95.1% | 0.13% | +0.05 |
| GS Goldman Sachs Group Inc. | Add +1.7% | 0.38% | +0.05 |
| BX Blackstone Inc. | Add +0.4% | 0.48% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +1.9% | 10.50% | +0.04 |
| CRM Salesforce Inc. | Add +0.0% | 0.23% | +0.03 |
| V Visa Inc. Class A | Add +1.2% | 0.31% | +0.03 |
| BWFG Bankwell Financial Group Inc. | New | 0.03% | +0.03 |
| OABI Omniab Inc. | New | 0.02% | +0.02 |
| IAU iShares Gold Trust | New | 0.02% | +0.02 |
| FBND Fidelity Total Bond ETF | New | 0.01% | +0.01 |
| VFH Vanguard Financials ETF | Add +0.2% | 0.39% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.8% | 4.32% | +0.01 |
| NFLX Netflix Inc. | Add +0.4% | 0.08% | +0.01 |
| BA The Boeing Co. | Add +0.2% | 0.11% | +0.01 |
| TSLA Tesla Inc. | New | 0.01% | +0.01 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +39.9% | 0.04% | +0.01 |
| AXP American Express Co. | Add +94.6% | 0.02% | +0.01 |
| LLYVK Liberty Media Corp.-Liberty-C | New | 0.01% | +0.01 |
| META Meta Platforms Inc. Class A | Add +31.0% | 0.04% | +0.01 |
| CCJ Cameco Corp. | New | 0.01% | +0.01 |
| TSM Taiwan Semiconductor-SP ADR | Add +4.0% | 0.07% | +0.01 |
| COHR Coherent Corp. | New | 0.01% | +0.01 |
| RL Ralph Lauren Corp. | New | 0.01% | +0.01 |
| LGND Ligand Pharmaceuticals | New | 0.01% | +0.01 |
| SNOW Snowflake Inc. | New | 0.01% | +0.01 |
| MA Mastercard Inc. Class A | Add +0.2% | 0.22% | +0.01 |
| BMY Bristol-Myers Squibb Co. | Add +0.0% | 0.10% | +0.01 |
| MTDR Matador Resources Co. | Add +0.5% | 0.05% | +0.01 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +6.1% | 0.02% | +0.00 |
| WFC Wells Fargo & Co. | Add +18.2% | 0.02% | +0.00 |
| GLW Corning Inc. | Add +3.3% | 0.09% | +0.00 |
| BLK BlackRock Inc. | Add +16.2% | 0.02% | +0.00 |
| RLYB Rallybio Corp. | Add +336.5% | 0.00% | +0.00 |
| IBM Intl Business Machines Corp. | Add +9.2% | 0.06% | +0.00 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +6.7% | 0.13% | +0.00 |
| IWB iShares Russell 1000 ETF | Add +2.4% | 0.16% | +0.00 |
| CIBR First Trust Nasdaq Cybersecu | Add +5.0% | 0.02% | +0.00 |
| VTRS Viatris Inc. | Add +2.6% | 0.03% | +0.00 |
| SPYI Neos S&P 500 High Income ETF | Add +12.3% | 0.02% | +0.00 |
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Sold out | 185 | $237Kbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Sold out | 7,161 | $213Kbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Sold out | 18,050 | $40Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.