Northeast Financial Consultants Inc

In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 15, 2024), Northeast Financial Consultants Inc reported 271 stock positions worth $2.2 billion. Its top holding was Vanguard Mrngstar GR ETF-Sui (VUG) at 13.2% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 10.0%) and Vanguard Dividend Apprec ETF (VIG, 5.7%). Compared with Q1 2024, it opened 5 new positions, sold out of 20, added to 59 and reduced 81. The biggest buy was Golub Capital BDC (GBDC, shares +152%) and the biggest sale Vanguard High DVD Yield ETF (VYM, shares −2%).

Most Recent 13F
Q2 2025
Location
WESTPORT, CT
CIK
0001599863
Portfolio Value
$2.2B (Q2 2024)
SEC Filing
0001599863-24-000008 ↗ filed Aug 15, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $2.0B Q1 2024 Q2 2024: $2.2B $2.2B Q2 2024 Q3 2024: $2.3B Q3 2024 Q4 2024: $2.4B Q4 2024 Q1 2025: $2.3B Q1 2025 Q2 2025: $2.4B Q2 2025

Holdings 271 stocks · $2.2B
VUG Vanguard Mrngstar GR ETF-Sui 13.18% 764,608 $286.0M Add +3.5%
VOO Vanguard S&P 500 ETF 10.01% 434,178 $217.1M Add +11.8%
VIG Vanguard Dividend Apprec ETF 5.69% 676,531 $123.5M Add +3.3%
SPY SS SPDR S&P 500 ETF Trust-US 4.31% 171,800 $93.5M Add +1.3%
QQQ Invesco QQQ Trust Series 1 3.92% 177,374 $85.0M Add +9.3%
DGRO iShares Core Dividend Growth 3.74% 1,407,002 $81.1M Add +5.0%
AAPL Apple Inc. 3.17% 326,722 $68.8M Reduce -4.0%
MSFT Microsoft Corp. 2.88% 139,679 $62.4M Add +1.0%
AMZN Amazon.com Inc. 2.63% 295,808 $57.2M Add +11.3%
BXSL Blackstone Secured Lending F 2.63% 1,864,469 $57.1M Add +16.1%
VYM Vanguard High DVD Yield ETF 2.61% 478,039 $56.7M Reduce -2.2%
COWZ Pacer US Cash Cows 100 ETF 2.08% 830,353 $45.2M Add +0.9%
GOOG Alphabet Inc. Class C 1.76% 208,705 $38.3M Reduce -0.3%
FDN First Trust DJ Internet Ind 1.63% 172,102 $35.3M Reduce -1.7%
GOOGL Alphabet Inc. Class A 1.59% 189,457 $34.5M Add +0.1%
JPM JPMorgan Chase & Co. 1.58% 169,601 $34.3M Reduce -5.4%
PFE Pfizer Inc. 1.54% 1,196,768 $33.5M Reduce -3.7%
GBDC Golub Capital BDC Inc. 1.52% 2,104,195 $33.1M Add +151.8%
VTI VG Morningstar TS MKT ETF-US 1.42% 115,181 $30.8M Add +0.6%
IGV iShares Expanded Tech-Softwa 1.34% 333,862 $29.0M Reduce -1.3%
ITOT iShares Core S&P Total U.S. 1.20% 219,179 $26.0M Add +0.0%
XLK SS Technology Select Sector 1.16% 111,201 $25.2M Reduce -0.6%
IJR iShares Core S&P Small-Cap E 1.02% 208,145 $22.2M Add +9.7%
NVDA Nvidia Corp. 0.99% 174,545 $21.6M Add +1.4%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.72% 394,381 $15.7M Reduce -14.2%
AVGO Broadcom Inc. 0.71% 9,594 $15.4M Add +0.2%
KKR KKR & Co. Inc. 0.71% 146,350 $15.4M Add +6.9%
IQLT iShares MSCI International Q 0.65% 359,247 $14.0M Add +24.3%
ARCC Ares Capital Corp. 0.57% 592,566 $12.3M Add +2.4%
CVX Chevron Corp. 0.56% 78,301 $12.2M Reduce -0.5%
VTV Vanguard Mrngstr Val ETF-Aui 0.52% 70,611 $11.3M Reduce -11.6%
IGM iShares Expanded Tech Sector 0.50% 113,948 $10.7M Add +46.1%
MPLX MPLX LP 0.45% 229,478 $9.8M No change
BN Brookfield Corp. 0.45% 234,641 $9.7M No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.44% 95,712 $9.5M Reduce -1.9%
XOM Exxon Mobil Corp. 0.43% 81,788 $9.4M Reduce -0.4%
MRK Merck & Co. Inc. 0.43% 75,586 $9.4M Reduce -1.4%
LLY Eli Lilly & Co. 0.41% 9,835 $8.9M Add +0.6%
PPA Invesco Aerospace & Defense 0.40% 83,730 $8.6M Reduce -0.1%
EPD Enterprise Products Partners 0.39% 290,927 $8.4M No change
VFH Vanguard Financials ETF 0.39% 84,412 $8.4M Reduce -2.7%
IVV iShares Core S&P 500 ETF 0.39% 15,363 $8.4M Reduce -8.6%
BX Blackstone Inc. 0.38% 65,820 $8.1M Reduce -1.1%
HD Home Depot Inc. 0.37% 23,035 $7.9M Add +0.1%
QUAL iShares MSCI USA Quality Fac 0.36% 45,942 $7.8M Add +3.5%
IHI iShares U.S. Medical Devices 0.36% 138,701 $7.8M Reduce -12.8%
ZTS Zoetis Inc. 0.35% 44,156 $7.7M No change
SPYG SS SPDR P S&P 500 Growth ETF 0.34% 92,246 $7.4M Add +2.0%
FMC FMC Corp. 0.34% 128,000 $7.4M Add +64.1%
GS Goldman Sachs Group Inc. 0.33% 15,890 $7.2M Reduce -20.3%
WM Waste Management Inc. 0.32% 32,804 $7.0M No change
MET Metlife Inc. 0.31% 96,579 $6.8M Reduce -1.1%
XLE SS Energy Select Sector 0.30% 70,583 $6.4M Reduce -6.5%
V Visa Inc. Class A 0.28% 23,052 $6.1M Reduce -1.3%
ASML ASML Holding NV-NY Reg SHS 0.28% 5,911 $6.0M Add +2.4%
HON Honeywell International Inc. 0.27% 27,931 $6.0M Reduce -3.0%
JNJ Johnson & Johnson 0.26% 38,609 $5.6M Reduce -2.4%
DE Deere & Co. 0.25% 14,474 $5.4M Reduce -11.7%
IJS iShares S&P Small-Cap 600 Va 0.25% 55,363 $5.4M Reduce -2.8%
UNH Unitedhealth Group Inc. 0.25% 10,537 $5.4M Reduce -1.0%
IVW iShares S&P 500 Growth ETF 0.23% 54,134 $5.0M No change
XLV SS Health Care Select Sector 0.22% 33,374 $4.9M Reduce -0.8%
IWN iShares Russell 2000 Value E 0.22% 31,938 $4.9M Add +0.0%
PSX Phillips 66 0.21% 32,720 $4.6M Reduce -1.4%
MA Mastercard Inc. Class A 0.21% 10,222 $4.5M Reduce -1.9%
IWM iShares Russell 2000 ETF 0.21% 21,980 $4.5M Add +2.5%
PG The Procter & Gamble Co. 0.20% 26,359 $4.3M Reduce -1.6%
CRM Salesforce Inc. 0.20% 16,628 $4.3M Add +14.1%
LBRDK Liberty Broadband-C 0.20% 77,839 $4.3M No change
JCI Johnson Controls Internation 0.18% 60,000 $4.0M No change
PEP Pepsico Inc. 0.18% 23,096 $3.8M Add +0.2%
IWF iShares Russell 1000 Growth 0.17% 10,256 $3.7M No change
CALF PCR US SM CP CSH CWS ETF-Usd 0.17% 85,034 $3.7M Add +0.3%
TMO Thermo Fisher Scientific Inc. 0.17% 6,559 $3.6M Add +0.6%
PM Philip Morris International 0.17% 35,742 $3.6M Reduce -0.3%
OXY Occidental Petroleum Corp. 0.17% 57,248 $3.6M Add +0.3%
QQXT First Trust Nasdaq-100 Ex-Te 0.16% 39,821 $3.5M No change
IWB iShares Russell 1000 ETF 0.16% 11,641 $3.5M Add +582.0%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.16% 18,950 $3.5M Reduce -6.8%
IWS iShares Russell Mid-Cap Valu 0.15% 27,788 $3.4M No change
MTD Mettler-Toledo International 0.14% 2,244 $3.1M No change
IYW iShares Ustechnology ETF 0.14% 20,755 $3.1M No change
HDV iShares Core High Dividend E 0.14% 28,697 $3.1M No change
XSW SS SPDR S&P Soft & Serv ETF 0.14% 19,924 $3.0M No change
APO Apollo Global Management Inc. 0.13% 24,781 $2.9M Reduce -40.1%
ABBV Abbvie Inc. 0.13% 16,830 $2.9M Reduce -4.0%
VEU Vanguard Ftse All-World Ex-U 0.13% 48,857 $2.9M Reduce -9.4%
VRTX Vertex Pharmaceuticals Inc. 0.13% 5,962 $2.8M Add +0.4%
ADP Automatic Data Processing 0.13% 11,527 $2.8M Reduce -0.9%
RC Ready Capital Corp. 0.13% 332,160 $2.7M No change
SPSM SS SPDR P S&P 600 Small Cap 0.12% 63,716 $2.6M Reduce -3.6%
IJT iShares S&P Small-Cap 600 GR 0.12% 19,995 $2.6M Reduce -4.0%
INTC Intel Corp. 0.12% 81,323 $2.5M Add +3.4%
ET Energy Transfer LP 0.11% 149,058 $2.4M Add +2.1%
TXN Texas Instruments Inc. 0.11% 11,874 $2.3M Add +2.4%
KO The Coca-Cola Co. 0.10% 34,463 $2.2M Reduce -12.6%
STLD Steel Dynamics Inc. 0.10% 16,600 $2.1M No change
IWD iShares Russell 1000 Value E 0.10% 12,056 $2.1M No change
AMGN Amgen Inc. 0.09% 6,386 $2.0M Reduce -5.2%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.09% 17,958 $2.0M No change
MLM Martin Marietta Materials 0.09% 3,642 $2.0M Reduce -52.5%
MCD McDonald's Corp. 0.09% 7,396 $1.9M Add +0.3%
EZM Wisdomtree US Midcap Fund 0.09% 32,505 $1.9M Reduce -3.6%
VGT Vanguard Info Tech ETF 0.08% 3,156 $1.8M No change
GLW Corning Inc. 0.08% 45,063 $1.8M No change
REGN Regeneron Pharmaceuticals 0.08% 1,665 $1.7M No change
PNC PNC Financial Services Group 0.08% 11,194 $1.7M Reduce -61.7%
ARES Ares Management Corp. Class A 0.08% 13,042 $1.7M Reduce -6.8%
BMY Bristol-Myers Squibb Co. 0.08% 41,805 $1.7M Reduce -7.9%
IYH iShares U.S. Healthcare ETF 0.07% 26,525 $1.6M Reduce -7.7%
MO Altria Group Inc. 0.07% 35,287 $1.6M No change
XLI SS Industrial Select Sector 0.07% 13,041 $1.6M No change
BXMT Blackstone Mortgage Tru Class A 0.07% 90,705 $1.6M No change
AB Alliancebernstein Holding LP 0.07% 46,409 $1.6M Reduce -4.8%
TT Trane Technologies PLC 0.07% 4,709 $1.5M No change
UPS United Parcel Service Class B 0.07% 11,179 $1.5M Reduce -13.7%
TSM Taiwan Semiconductor-SP ADR 0.07% 8,504 $1.5M No change
MDLZ Mondelez International Inc. Class A 0.07% 22,403 $1.5M Reduce -0.8%
DGRW Wisdomtree U.S. Quality Divi 0.07% 18,415 $1.4M No change
EFA iShares MSCI Eafe ETF 0.07% 18,268 $1.4M Add +101.9%
RTX RTX Corp. 0.06% 14,008 $1.4M Reduce -0.7%
FCX Freeport-McMoran Inc. 0.06% 28,721 $1.4M No change
SOXX iShares Semiconductor ETF 0.06% 5,654 $1.4M Add +96.8%
ORN Orion Group Holdings Inc. 0.06% 146,060 $1.4M Add +7.9%
ECL Ecolab Inc. 0.06% 5,796 $1.4M No change
OKE Oneok Inc. 0.06% 16,744 $1.4M No change
IEFA iShares Core MSCI Eafe ETF 0.06% 18,639 $1.4M No change
NFLX Netflix Inc. 0.06% 2,005 $1.4M Add +0.3%
MTDR Matador Resources Co. 0.06% 22,428 $1.3M Add +0.3%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.06% 8,828 $1.3M No change
HACK Amplify Cybersecurity ETF 0.06% 20,120 $1.3M No change
HASI Ha Sustainable Infrastructur filed as HANNON ARMSTRONG SUST INFR C 0.06% 43,000 $1.3M No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.06% 5,488 $1.3M No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.06% 4,972 $1.2M Reduce -7.7%
DUK Duke Energy Corp. 0.06% 12,372 $1.2M No change
SDY SS SPDR S&P Dividend ETF 0.06% 9,736 $1.2M Add +0.7%
FVD First Trust Value Line DVD 0.06% 30,272 $1.2M Reduce -2.6%
ITW Illinois Tool Works 0.06% 5,090 $1.2M No change
BUG Global X Cybersecurity ETF 0.06% 40,450 $1.2M Reduce -5.3%
IHAK iShares Cybersecurity & Tech 0.05% 25,400 $1.2M Reduce -5.3%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.05% 17,038 $1.2M No change
COST Costco Wholesale Corp. 0.05% 1,332 $1.1M No change
PID Invesco International Divide 0.05% 61,943 $1.1M No change
IXN iShares Global Tech ETF 0.05% 12,794 $1.1M No change
ADBE Adobe Inc. 0.05% 1,897 $1.1M No change
IJH iShares Core S&P Midcap ETF 0.05% 17,641 $1.0M Add +34.2%
RFG Invesco S&P Midcap 400 Pure 0.05% 21,000 $1.0M No change
SYK Stryker Corp. 0.05% 2,975 $1.0M Reduce -11.8%
XHE SS SPDR S&P HC Equip ETF 0.05% 11,815 $997K Reduce -15.8%
C Citigroup Inc. 0.05% 15,626 $992K Reduce -71.4%
CVLG Covenant Logistics Group Inc. 0.05% 20,000 $986K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.05% 5,696 $985K Add +9.7%
ACI Albertsons Cos Inc. Class A 0.04% 48,385 $956K No change
IBB iShares Biotechnology ETF 0.04% 6,810 $935K Reduce -1.7%
HEI Heico Corp. 0.04% 4,100 $917K No change
TGRW T Rowe Price Growth Stock Et 0.04% 24,200 $900K No change
IMNM Immunome Inc. 0.04% 72,953 $883K New
URNJ Sprott Jr Uranium Miners ETF 0.04% 34,515 $826K No change
LHX L3HARRIS Technologies Inc. 0.04% 3,500 $786K No change
LMT Lockheed Martin Corp. 0.04% 1,650 $771K No change
CGBD Carlyle Secured Lending Inc. 0.04% 42,770 $759K No change
PKW Invesco Buyback Achievers Et 0.03% 7,100 $738K No change
IWP iShares Russell Mid-Cap Grow 0.03% 6,381 $704K No change
NOBL Proshares S&P 500 Dividend A 0.03% 7,318 $703K No change
UBER Uber Technologies Inc. 0.03% 9,500 $690K No change
CASY Casey's General Stores Inc. 0.03% 1,800 $687K No change
ORCL Oracle Corp. 0.03% 4,809 $679K Add +14.9%
URNM Sprott Uranium Miners ETF 0.03% 13,680 $674K No change
SHEL Shell PLC-ADR 0.03% 9,250 $668K No change
ACN Accenture PLC Class A 0.03% 2,200 $668K No change
META Meta Platforms Inc. Class A 0.03% 1,307 $659K Add +23.6%
ABT Abbott Laboratories 0.03% 6,326 $657K Reduce -8.0%
GLD SPDR Gold Shares 0.03% 3,057 $657K No change
DVY iShares Select Dividend ETF 0.03% 5,160 $624K No change
OCSL Oaktree Specialty Lending Co. 0.03% 32,166 $605K No change
VTRS Viatris Inc. 0.03% 56,146 $597K Reduce -4.4%
NKE Nike Inc. Class B 0.03% 7,906 $596K Reduce -4.8%
IGF iShares Global Infrastructur 0.03% 12,345 $592K Add +79.3%
VZ Verizon Communications Inc. 0.03% 13,882 $572K Reduce -21.3%
TSLX Sixth Street Specialty Lendi 0.03% 26,000 $555K No change
IQV Iqvia Holdings Inc. 0.02% 2,540 $537K No change
VDC Vanguard Consumer Staple ETF 0.02% 2,596 $527K No change
CRWD CrowdStrike Holdings Inc. Class A 0.02% 1,365 $523K No change
VOOG Vanguard S&P 500 Growth ETF 0.02% 1,544 $515K No change
KMB Kimberly-Clark Corp. 0.02% 3,688 $510K No change
EMR Emerson Electric Co. 0.02% 4,616 $508K Reduce -17.8%
VRNS Varonis Systems Inc. 0.02% 10,500 $504K No change
IWR iShares Russell Mid-Cap ETF 0.02% 6,208 $503K No change
BA The Boeing Co. 0.02% 2,737 $498K Reduce -3.5%
SPYI Neos S&P 500 High Income ETF 0.02% 9,746 $489K New
MS Morgan Stanley 0.02% 5,025 $488K No change
COP Conocophillips 0.02% 4,239 $485K No change
HCA HCA Healthcare Inc. 0.02% 1,500 $482K Reduce -19.4%
MGM MGM Resorts International 0.02% 10,750 $478K No change
SMCI Super Micro Computer Inc. 0.02% 577 $473K No change
AMD Advanced Micro Devices 0.02% 2,839 $461K Add +12.4%
CC The Chemours Co. 0.02% 20,320 $459K No change
IEMG iShares Core MSCI Emerging 0.02% 8,524 $456K No change
CIBR First Trust Nasdaq Cybersecu 0.02% 7,953 $449K No change
ICE Intercontinental Exchange Inc. 0.02% 3,227 $442K Reduce -4.4%
MNST Monster Beverage Corp. 0.02% 8,640 $432K No change
BSX Boston Scientific Corp. 0.02% 5,535 $426K Reduce -15.2%
FXH First Trust Health Care Alph 0.02% 4,050 $423K No change
SON Sonoco Products Co. 0.02% 8,300 $421K No change
EQT Eqt Corp. 0.02% 11,000 $407K No change
BCRX Biocryst Pharmaceuticals Inc. 0.02% 65,633 $406K Add +8.3%
FYX First Trust Small Cap Core A 0.02% 4,400 $398K No change
AZN Astrazeneca PLC-Spons ADR 0.02% 5,045 $393K No change
VGK Vanguard Ftse Europe ETF 0.02% 5,835 $390K No change
PAA Plains All Amer Pipeline LP 0.02% 21,800 $389K No change
QQEW First TR Nasdaq-100 Sel Eq 0.02% 3,144 $388K No change
UNP Union Pacific Corp. 0.02% 1,670 $378K Reduce -13.3%
DYAI Dyadic International Inc. 0.02% 250,000 $370K No change
SCHX Schwab US Large-Cap ETF 0.02% 5,600 $360K No change
IJK iShares S&P Mid-Cap 400 Grow 0.02% 4,064 $358K No change
SBUX Starbucks Corp. 0.02% 4,586 $357K Add +0.0%
EFG iShares MSCI Eafe Growth ETF 0.02% 3,463 $354K No change
QCOM Qualcomm Inc. 0.02% 1,750 $349K Add +6.1%
NOC Northrop Grumman Corp. 0.02% 794 $346K Add +0.1%
CSX CSX Corp. 0.02% 10,200 $341K No change
CPK Chesapeake Utilities Corp. 0.02% 3,200 $340K No change
ALL Allstate Corp. 0.02% 2,108 $337K No change
WMT Walmart Inc. 0.02% 4,950 $335K Add +2.5%
RIO Rio Tinto PLC-Spon ADR 0.01% 4,800 $316K No change
MRSH Marsh & McLennan Cos 0.01% 1,500 $316K Reduce -41.4%
BG Bunge Global SA 0.01% 2,958 $316K Reduce -42.4%
VB Vanguard Most SM-Cap ETF-Usd 0.01% 1,447 $316K New
BLK BlackRock Finance Inc. 0.01% 396 $312K Add +21.5%
TTE Totalenergies SE -Spon ADR 0.01% 4,675 $312K No change
LSXMK Liberty Media Corp.-Liber-New 0.01% 13,978 $310K No change
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.01% 904 $284K No change
DFS Discover Financial Services 0.01% 2,130 $279K No change
CMI Cummins Inc. 0.01% 1,000 $277K Reduce -66.8%
IHE iShares US Pharmaceuticals E 0.01% 4,140 $275K No change
MDY State Street SPDR S&P Midcap 0.01% 513 $274K No change
CBRE CBRE Group Inc. Class A 0.01% 3,000 $267K No change
LOW Lowe's Cos Inc. 0.01% 1,212 $267K Add +6.7%
URA Global X Uranium ETF 0.01% 9,138 $265K No change
WCN Waste Connections Inc. 0.01% 1,500 $263K No change
KMI Kinder Morgan Inc. 0.01% 12,960 $258K Reduce -30.2%
VDE Vanguard Energy ETF 0.01% 2,006 $256K No change
LFUS Littelfuse Inc. 0.01% 1,000 $256K No change
WFC Wells Fargo & Co. 0.01% 4,300 $255K Reduce -6.5%
NUE Nucor Corp. 0.01% 1,600 $253K No change
NVO Novo-Nordisk A/S-Spons ADR 0.01% 1,768 $252K New
SPGI S&P Global Inc. 0.01% 564 $252K No change
IXUS iShares Core Intl Stock ETF 0.01% 3,648 $246K No change
TYG Tortoise Energy Infrastruct 0.01% 7,000 $244K Reduce -15.2%
AFL Aflac Inc. 0.01% 2,700 $241K No change
CARR Carrier Global Corp. 0.01% 3,801 $240K No change
PAYX Paychex Inc. 0.01% 2,000 $237K Reduce -33.3%
EXPD Expeditors Intl Wash Inc. 0.01% 1,800 $225K No change
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.01% 2,000 $218K No change
TSLA Tesla Inc. 0.01% 1,100 $218K Reduce -45.0%
ENB Enbridge Inc. 0.01% 5,896 $210K No change
FITB Fifth Third Bancorp 0.01% 5,700 $208K No change
CB Chubb Ltd. 0.01% 800 $204K No change
T AT&T Inc. 0.01% 10,010 $191K Reduce -47.2%
LBTYK Liberty Global Ltd. Class C 0.01% 10,386 $185K No change
MRBK Meridian Corp. 0.01% 15,000 $158K Reduce -47.1%
CLEARSIDE BIOMEDICAL INC 0.01% 93,000 $121K No change
ETWO E2OPEN Parent Holdings Inc. 0.00% 21,000 $94K Reduce -44.2%
PNBK Patriot National Bancorp Inc. 0.00% 39,123 $73K No change
ALTM Arcadium Lithium PLC 0.00% 15,752 $53K No change
FIBROGEN INC 0.00% 54,699 $49K New
MGNX Macrogenics Inc. 0.00% 10,000 $43K No change
CGTX Cognition Therapeutics Inc. 0.00% 24,500 $41K No change
AWHL Aspira Women's Health Inc. 0.00% 23,436 $35K No change
RLYB Rallybio Corp. 0.00% 22,088 $30K No change
AKLI Akili Inc. 0.00% 56,554 $25K No change
VERU Veru Inc. 0.00% 16,300 $14K No change
Other holdings (3): bonds, preferreds, convertibles and warrants · $555K (not counted above)
SecurityClassShares / PrincipalValueChange
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 7,161$295KNo change
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 185$220KNo change
HTZWW Hertz Global Hldgs Inc. -CW51 *W EXP 06/30/205 16,550$41KAdd +3.1%

Total filed on the 13F, all lines: $2.2B.

Portfolio Sells Q1 2024 → Q2 2024
VYM Vanguard High DVD Yield ETF Reduce -2.2% 2.61% −0.29
JPM JPMorgan Chase & Co. Reduce -5.4% 1.58% −0.18
DD Dupont DE Nemours Inc. Sold out 0.00% −0.17
PNC PNC Financial Services Group Reduce -61.7% 0.08% −0.15
PFE Pfizer Inc. Reduce -3.7% 1.54% −0.15
DIS The Walt Disney Co. Reduce -1.9% 0.44% −0.15
MLM Martin Marietta Materials Reduce -52.5% 0.09% −0.14
FDN First Trust DJ Internet Ind Reduce -1.7% 1.63% −0.14
BAC Bank of America Corp. Reduce -14.2% 0.72% −0.13
C Citigroup Inc. Reduce -71.4% 0.05% −0.12
VTV Vanguard Mrngstr Val ETF-Aui Reduce -11.6% 0.52% −0.12
IHI iShares U.S. Medical Devices Reduce -12.8% 0.36% −0.10
APO Apollo Global Management Inc. Reduce -40.1% 0.13% −0.09
DE Deere & Co. Reduce -11.7% 0.25% −0.08
IGV iShares Expanded Tech-Softwa Reduce -1.3% 1.34% −0.08
GS Goldman Sachs Group Inc. Reduce -20.3% 0.33% −0.08
MRK Merck & Co. Inc. Reduce -1.4% 0.43% −0.07
BX Blackstone Inc. Reduce -1.1% 0.38% −0.05
XLE SS Energy Select Sector Reduce -6.5% 0.30% −0.05
PSX Phillips 66 Reduce -1.4% 0.21% −0.05
VFH Vanguard Financials ETF Reduce -2.7% 0.39% −0.05
JNJ Johnson & Johnson Reduce -2.4% 0.26% −0.05
IVV iShares Core S&P 500 ETF Reduce -8.6% 0.39% −0.05
CVX Chevron Corp. Reduce -0.5% 0.56% −0.04
MET Metlife Inc. Reduce -1.1% 0.31% −0.04
V Visa Inc. Class A Reduce -1.3% 0.28% −0.04
BMY Bristol-Myers Squibb Co. Reduce -7.9% 0.08% −0.04
IJS iShares S&P Small-Cap 600 Va Reduce -2.8% 0.25% −0.04
MA Mastercard Inc. Class A Reduce -1.9% 0.21% −0.04
XOM Exxon Mobil Corp. Reduce -0.4% 0.43% −0.03
VBR Vngrd Mrngst SL-CP Val ETF-U Reduce -6.8% 0.16% −0.03
CMI Cummins Inc. Reduce -66.8% 0.01% −0.03
WSO Watsco Inc. Sold out 0.00% −0.03
CNC Centene Corp. Sold out 0.00% −0.02
UPS United Parcel Service Class B Reduce -13.7% 0.07% −0.02
ABBV Abbvie Inc. Reduce -4.0% 0.13% −0.02
VEU Vanguard Ftse All-World Ex-U Reduce -9.4% 0.13% −0.02
GPC Genuine Parts Co. Sold out 0.00% −0.02
PPA Invesco Aerospace & Defense Reduce -0.1% 0.40% −0.02
XLV SS Health Care Select Sector Reduce -0.8% 0.22% −0.02
SPSM SS SPDR P S&P 600 Small Cap Reduce -3.6% 0.12% −0.02
KO The Coca-Cola Co. Reduce -12.6% 0.10% −0.02
KR Kroger Co. Sold out 0.00% −0.02
WMB Williams Cos Inc. Sold out 0.00% −0.02
ADP Automatic Data Processing Reduce -0.9% 0.13% −0.02
CVS CVS Health Corp. Sold out 0.00% −0.02
IJT iShares S&P Small-Cap 600 GR Reduce -4.0% 0.12% −0.02
HON Honeywell International Inc. Reduce -3.0% 0.27% −0.02
XHE SS SPDR S&P HC Equip ETF Reduce -15.8% 0.05% −0.01
EZM Wisdomtree US Midcap Fund Reduce -3.6% 0.09% −0.01

Portfolio Buys Q1 2024 → Q2 2024
GBDC Golub Capital BDC Inc. Add +151.8% 1.52% +0.84
VOO Vanguard S&P 500 ETF Add +11.8% 10.01% +0.84
VUG Vanguard Mrngstar GR ETF-Sui Add +3.5% 13.18% +0.69
QQQ Invesco QQQ Trust Series 1 Add +9.3% 3.92% +0.38
AMZN Amazon.com Inc. Add +11.3% 2.63% +0.28
NVDA Nvidia Corp. Add +1.4% 0.99% +0.23
GOOGL Alphabet Inc. Class A Add +0.1% 1.59% +0.19
BXSL Blackstone Secured Lending F Add +16.1% 2.63% +0.18
IGM iShares Expanded Tech Sector Add +46.1% 0.50% +0.17
IWB iShares Russell 1000 ETF Add +582.0% 0.16% +0.14
FMC FMC Corp. Add +64.1% 0.34% +0.10
AVGO Broadcom Inc. Add +0.2% 0.71% +0.09
IQLT iShares MSCI International Q Add +24.3% 0.65% +0.08
IMNM Immunome Inc. New 0.04% +0.04
LLY Eli Lilly & Co. Add +0.6% 0.41% +0.04
KKR KKR & Co. Inc. Add +6.9% 0.71% +0.03
SOXX iShares Semiconductor ETF Add +96.8% 0.06% +0.03
EFA iShares MSCI Eafe ETF Add +101.9% 0.07% +0.03
SPYI Neos S&P 500 High Income ETF New 0.02% +0.02
MSFT Microsoft Corp. Add +1.0% 2.88% +0.02
SPYG SS SPDR P S&P 500 Growth ETF Add +2.0% 0.34% +0.02
VB Vanguard Most SM-Cap ETF-Usd New 0.01% +0.01
NVO Novo-Nordisk A/S-Spons ADR New 0.01% +0.01
IGF iShares Global Infrastructur Add +79.3% 0.03% +0.01
ORN Orion Group Holdings Inc. Add +7.9% 0.06% +0.01
IJH iShares Core S&P Midcap ETF Add +34.2% 0.05% +0.01
TXN Texas Instruments Inc. Add +2.4% 0.11% +0.01
VRTX Vertex Pharmaceuticals Inc. Add +0.4% 0.13% +0.01
ORCL Oracle Corp. Add +14.9% 0.03% +0.01
META Meta Platforms Inc. Class A Add +23.6% 0.03% +0.01
BCRX Biocryst Pharmaceuticals Inc. Add +8.3% 0.02% +0.00
ASML ASML Holding NV-NY Reg SHS Add +2.4% 0.28% +0.00
QUAL iShares MSCI USA Quality Fac Add +3.5% 0.36% +0.00
NFLX Netflix Inc. Add +0.3% 0.06% +0.00
QCOM Qualcomm Inc. Add +6.1% 0.02% +0.00
FIBROGEN INC New 0.00% +0.00
WMT Walmart Inc. Add +2.5% 0.02% +0.00
BLK BlackRock Finance Inc. Add +21.5% 0.01% +0.00
AMD Advanced Micro Devices Add +12.4% 0.02% −0.00
ET Energy Transfer LP Add +2.1% 0.11% −0.00
LOW Lowe's Cos Inc. Add +6.7% 0.01% −0.00
NOC Northrop Grumman Corp. Add +0.1% 0.02% −0.00
IBM Intl Business Machines Corp. Add +9.7% 0.05% −0.00
SBUX Starbucks Corp. Add +0.0% 0.02% −0.00
SDY SS SPDR S&P Dividend ETF Add +0.7% 0.06% −0.01
IJR iShares Core S&P Small-Cap E Add +9.7% 1.02% −0.01
MTDR Matador Resources Co. Add +0.3% 0.06% −0.01
MCD McDonald's Corp. Add +0.3% 0.09% −0.02
OXY Occidental Petroleum Corp. Add +0.3% 0.17% −0.02
IWM iShares Russell 2000 ETF Add +2.5% 0.21% −0.02

Notes & Other Activity Q1 2024 → Q2 2024
HTZWW Hertz Global Hldgs Inc. -CW51 *W EXP 06/30/205 Add +3.1% 16,550 $41K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2025 299$2.4BVUG, VOO, VIG, BXSL, QQQ
Q1 2025 278$2.3BVUG, VOO, VIG, BXSL, SPY
Q4 2024 288$2.4BVUG, VOO, VIG, SPY, QQQ
Q3 2024 291$2.3BVUG, VOO, VIG, SPY, DGRO
Q2 2024 271$2.2BVUG, VOO, VIG, SPY, QQQ
Q1 2024 286$2.0BVUG, VOO, VIG, SPY, DGRO