Northeast Financial Consultants Inc

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 15, 2024), Northeast Financial Consultants Inc reported 291 stock positions worth $2.3 billion. Its top holding was Vanguard Mrngstar GR ETF-Sui (VUG) at 12.8% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 10.5%) and Vanguard Dividend Apprec ETF (VIG, 5.8%). Compared with Q2 2024, it opened 25 new positions, sold out of 5, added to 100 and reduced 39. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +4%) and the biggest sale Vanguard Mrngstar GR ETF-Sui (VUG, shares −0%).

Most Recent 13F
Q2 2025
Location
WESTPORT, CT
CIK
0001599863
Portfolio Value
$2.3B (Q3 2024)
SEC Filing
0001599863-24-000010 ↗ filed Nov 15, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $2.0B Q1 2024 Q2 2024: $2.2B Q2 2024 Q3 2024: $2.3B $2.3B Q3 2024 Q4 2024: $2.4B Q4 2024 Q1 2025: $2.3B Q1 2025 Q2 2025: $2.4B Q2 2025

Holdings 291 stocks · $2.3B
VUG Vanguard Mrngstar GR ETF-Sui 12.83% 764,366 $293.5M Reduce -0.0%
VOO Vanguard S&P 500 ETF 10.46% 453,369 $239.2M Add +4.4%
VIG Vanguard Dividend Apprec ETF 5.84% 673,900 $133.5M Reduce -0.4%
SPY SS SPDR S&P 500 ETF Trust-US 4.31% 171,606 $98.5M Reduce -0.1%
DGRO iShares Core Dividend Growth 3.87% 1,410,106 $88.4M Add +0.2%
QQQ Invesco QQQ Trust Series 1 3.84% 180,086 $87.9M Add +1.5%
AAPL Apple Inc. 3.27% 320,842 $74.8M Reduce -1.8%
BXSL Blackstone Secured Lending F 2.69% 2,096,848 $61.4M Add +12.5%
MSFT Microsoft Corp. 2.67% 141,799 $61.0M Add +1.5%
VYM Vanguard High DVD Yield ETF 2.65% 471,804 $60.5M Reduce -1.3%
AMZN Amazon.com Inc. 2.41% 295,468 $55.1M Reduce -0.1%
COWZ Pacer US Cash Cows 100 ETF 2.07% 816,791 $47.2M Reduce -1.6%
GBDC Golub Capital BDC Inc. 1.75% 2,648,321 $40.0M Add +25.9%
JPM JPMorgan Chase & Co. 1.56% 169,675 $35.8M Add +0.0%
PFE Pfizer Inc. 1.53% 1,207,994 $35.0M Add +0.9%
GOOG Alphabet Inc. Class C 1.53% 209,041 $34.9M Add +0.2%
FDN First Trust DJ Internet Ind 1.51% 162,784 $34.5M Reduce -5.4%
VTI VG Morningstar TS MKT ETF-US 1.44% 115,887 $32.8M Add +0.6%
GOOGL Alphabet Inc. Class A 1.38% 189,624 $31.4M Add +0.1%
IGV iShares Expanded Tech-Softwa 1.28% 327,906 $29.3M Reduce -1.8%
ITOT iShares Core S&P Total U.S. 1.22% 221,482 $27.8M Add +1.1%
IJR iShares Core S&P Small-Cap E 1.12% 219,656 $25.7M Add +5.5%
XLK SS Technology Select Sector 1.08% 109,851 $24.8M Reduce -1.2%
NVDA Nvidia Corp. 0.92% 173,131 $21.0M Reduce -0.8%
KKR KKR & Co. Inc. 0.83% 145,950 $19.1M Reduce -0.3%
AVGO Broadcom Inc. 0.73% 96,129 $16.6M Add +0.2%
IQLT iShares MSCI International Q 0.67% 369,979 $15.4M Add +3.0%
ARCC Ares Capital Corp. 0.56% 613,270 $12.8M Add +3.5%
BN Brookfield Corp. 0.55% 234,641 $12.5M No change
VTV Vanguard Mrngstr Val ETF-Aui 0.54% 70,132 $12.2M Reduce -0.7%
CVX Chevron Corp. 0.50% 78,319 $11.5M Add +0.0%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.49% 281,537 $11.2M Reduce -28.6%
IGM iShares Expanded Tech Sector 0.48% 115,348 $11.1M Add +1.2%
MPLX MPLX LP 0.45% 230,478 $10.2M Add +0.4%
BX Blackstone Inc. 0.44% 66,066 $10.1M Add +0.4%
PPA Invesco Aerospace & Defense 0.42% 83,730 $9.6M No change
XOM Exxon Mobil Corp. 0.42% 81,932 $9.6M Add +0.2%
HD Home Depot Inc. 0.41% 23,097 $9.4M Add +0.3%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.40% 95,721 $9.2M Add +0.0%
IVV iShares Core S&P 500 ETF 0.40% 15,778 $9.1M Add +2.7%
LLY Eli Lilly & Co. 0.38% 9,932 $8.8M Add +1.0%
VFH Vanguard Financials ETF 0.38% 78,835 $8.7M Reduce -6.6%
ZTS Zoetis Inc. 0.38% 44,175 $8.6M Add +0.0%
MRK Merck & Co. Inc. 0.38% 75,745 $8.6M Add +0.2%
SPYG SS SPDR P S&P 500 Growth ETF 0.37% 102,880 $8.5M Add +11.5%
EPD Enterprise Products Partners 0.37% 290,927 $8.5M No change
FMC FMC Corp. 0.37% 128,000 $8.4M No change
QUAL iShares MSCI USA Quality Fac 0.36% 45,942 $8.2M No change
MET Metlife Inc. 0.35% 96,579 $8.0M No change
GS Goldman Sachs Group Inc. 0.34% 15,569 $7.7M Reduce -2.0%
IHI iShares U.S. Medical Devices 0.34% 129,786 $7.7M Reduce -6.4%
WM Waste Management Inc. 0.30% 32,893 $6.8M Add +0.3%
V Visa Inc. Class A 0.28% 23,093 $6.3M Add +0.2%
IBIT iShares Bitcoin Trust ETF 0.28% 175,217 $6.3M New
JNJ Johnson & Johnson 0.27% 38,637 $6.3M Add +0.1%
UNH Unitedhealth Group Inc. 0.27% 10,510 $6.1M Reduce -0.3%
DE Deere & Co. 0.26% 14,482 $6.0M Add +0.1%
IJS iShares S&P Small-Cap 600 Va 0.25% 53,745 $5.8M Reduce -2.9%
HON Honeywell International Inc. 0.25% 27,932 $5.8M Add +0.0%
IWN iShares Russell 2000 Value E 0.23% 31,948 $5.3M Add +0.0%
IVW iShares S&P 500 Growth ETF 0.23% 54,134 $5.2M No change
XLE SS Energy Select Sector 0.22% 58,192 $5.1M Reduce -17.6%
XLV SS Health Care Select Sector 0.22% 32,548 $5.0M Reduce -2.5%
ASML ASML Holding NV-NY Reg SHS 0.22% 5,937 $4.9M Add +0.4%
MA Mastercard Inc. Class A 0.21% 9,944 $4.9M Reduce -2.7%
IWM iShares Russell 2000 ETF 0.21% 22,100 $4.9M Add +0.6%
JCI Johnson Controls Internation 0.20% 60,000 $4.7M No change
PM Philip Morris International 0.20% 36,778 $4.5M Add +2.9%
CRM Salesforce Inc. 0.19% 16,202 $4.4M Reduce -2.6%
PG The Procter & Gamble Co. 0.19% 25,597 $4.4M Reduce -2.9%
PSX Phillips 66 0.19% 32,720 $4.3M No change
TMO Thermo Fisher Scientific Inc. 0.18% 6,568 $4.1M Add +0.1%
PEP Pepsico Inc. 0.17% 22,995 $3.9M Reduce -0.4%
IWF iShares Russell 1000 Growth 0.17% 10,256 $3.8M No change
VBR Vngrd Mrngst SL-CP Val ETF-U 0.17% 18,950 $3.8M No change
QQXT First Trust Nasdaq-100 Ex-Te 0.16% 39,821 $3.7M No change
IWS iShares Russell Mid-Cap Valu 0.16% 27,788 $3.7M No change
IWB iShares Russell 1000 ETF 0.16% 11,616 $3.7M Reduce -0.2%
HDV iShares Core High Dividend E 0.15% 28,697 $3.4M No change
MTD Mettler-Toledo International 0.15% 2,244 $3.4M No change
ABBV Abbvie Inc. 0.15% 16,867 $3.3M Add +0.2%
XSW SS SPDR S&P Soft & Serv ETF 0.14% 19,924 $3.2M No change
ADP Automatic Data Processing 0.14% 11,545 $3.2M Add +0.2%
IYW iShares Ustechnology ETF 0.14% 20,563 $3.1M Reduce -0.9%
APO Apollo Global Management Inc. 0.14% 24,731 $3.1M Reduce -0.2%
VEU Vanguard Ftse All-World Ex-U 0.13% 48,857 $3.1M No change
OXY Occidental Petroleum Corp. 0.13% 57,866 $3.0M Add +1.1%
SPSM SS SPDR P S&P 600 Small Cap 0.13% 63,716 $2.9M No change
IJT iShares S&P Small-Cap 600 GR 0.12% 19,995 $2.8M No change
VRTX Vertex Pharmaceuticals Inc. 0.12% 5,974 $2.8M Add +0.2%
RC Ready Capital Corp. 0.11% 332,160 $2.5M No change
KO The Coca-Cola Co. 0.11% 34,590 $2.5M Add +0.4%
TXN Texas Instruments Inc. 0.11% 11,874 $2.5M No change
ET Energy Transfer LP 0.10% 149,058 $2.4M No change
IWD iShares Russell 1000 Value E 0.10% 12,056 $2.3M No change
MCD McDonald's Corp. 0.10% 7,452 $2.3M Add +0.8%
BA The Boeing Co. 0.10% 14,737 $2.2M Add +438.4%
BMY Bristol-Myers Squibb Co. 0.09% 41,806 $2.2M Add +0.0%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.09% 17,992 $2.1M Add +0.2%
STLD Steel Dynamics Inc. 0.09% 16,600 $2.1M No change
PNC PNC Financial Services Group 0.09% 11,194 $2.1M No change
AMGN Amgen Inc. 0.09% 6,419 $2.1M Add +0.5%
GLW Corning Inc. 0.09% 45,063 $2.0M No change
ARES Ares Management Corp. Class A 0.09% 13,042 $2.0M No change
EZM Wisdomtree US Midcap Fund 0.09% 32,505 $2.0M No change
MLM Martin Marietta Materials 0.09% 3,642 $2.0M No change
INTC Intel Corp. 0.08% 81,323 $1.9M No change
MO Altria Group Inc. 0.08% 36,287 $1.9M Add +2.8%
TT Trane Technologies PLC 0.08% 4,731 $1.8M Add +0.5%
XLI SS Industrial Select Sector 0.08% 13,041 $1.8M No change
REGN Regeneron Pharmaceuticals 0.08% 1,668 $1.8M Add +0.2%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.08% 41,400 $1.7M New
IYH iShares U.S. Healthcare ETF 0.08% 26,525 $1.7M No change
BXMT Blackstone Mortgage Tru Class A 0.07% 90,000 $1.7M Reduce -0.8%
MDLZ Mondelez International Inc. Class A 0.07% 23,098 $1.7M Add +3.1%
RTX RTX Corp. 0.07% 14,008 $1.7M No change
AB Alliancebernstein Holding LP 0.07% 46,409 $1.6M No change
VGT Vanguard Info Tech ETF 0.07% 2,686 $1.6M Reduce -14.9%
DGRW Wisdomtree U.S. Quality Divi 0.07% 18,415 $1.5M No change
OKE Oneok Inc. 0.07% 16,776 $1.5M Add +0.2%
EFA iShares MSCI Eafe ETF 0.07% 18,268 $1.5M No change
UPS United Parcel Service Class B 0.07% 11,079 $1.5M Reduce -0.9%
ECL Ecolab Inc. 0.07% 5,819 $1.5M Add +0.4%
SOXX iShares Semiconductor ETF 0.06% 6,436 $1.5M Add +13.8%
HASI Ha Sustainable Infrastructur 0.06% 43,000 $1.5M No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.06% 8,828 $1.5M No change
TSM Taiwan Semiconductor-SP ADR 0.06% 8,504 $1.5M No change
CALF PCR US SM CP CSH CWS ETF-Usd 0.06% 31,300 $1.5M Reduce -63.2%
FCX Freeport-McMoran Inc. 0.06% 28,818 $1.4M Add +0.3%
NFLX Netflix Inc. 0.06% 2,026 $1.4M Add +1.1%
DUK Duke Energy Corp. 0.06% 12,422 $1.4M Add +0.4%
IEFA iShares Core MSCI Eafe ETF 0.06% 18,309 $1.4M Reduce -1.8%
SDY SS SPDR S&P Dividend ETF 0.06% 9,789 $1.4M Add +0.5%
FVD First Trust Value Line DVD 0.06% 30,424 $1.4M Add +0.5%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.06% 17,038 $1.4M No change
HACK Amplify Cybersecurity ETF 0.06% 20,120 $1.4M No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.06% 5,489 $1.3M Add +0.0%
ITW Illinois Tool Works 0.06% 5,090 $1.3M No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.06% 4,972 $1.3M No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.06% 5,718 $1.3M Add +0.4%
BUG Global X Cybersecurity ETF 0.05% 40,450 $1.3M No change
IHAK iShares Cybersecurity & Tech 0.05% 25,400 $1.2M No change
NKE Nike Inc. Class B 0.05% 13,906 $1.2M Add +75.9%
PID Invesco International Divide 0.05% 61,943 $1.2M No change
IEMG iShares Core MSCI Emerging 0.05% 21,006 $1.2M Add +146.4%
COST Costco Wholesale Corp. 0.05% 1,354 $1.2M Add +1.6%
MTDR Matador Resources Co. 0.05% 22,428 $1.1M No change
IJH iShares Core S&P Midcap ETF 0.05% 17,772 $1.1M Add +0.7%
SYK Stryker Corp. 0.05% 2,995 $1.1M Add +0.7%
HEI Heico Corp. 0.05% 4,100 $1.1M No change
IMNM Immunome Inc. 0.05% 72,953 $1.1M No change
CVLG Covenant Logistics Group Inc. 0.05% 20,000 $1.1M No change
RFG Invesco S&P Midcap 400 Pure 0.05% 21,000 $1.0M No change
IXN iShares Global Tech ETF 0.04% 12,194 $1.0M Reduce -4.7%
IBB iShares Biotechnology ETF 0.04% 6,811 $992K Add +0.0%
ADBE Adobe Inc. 0.04% 1,911 $989K Add +0.7%
C Citigroup Inc. 0.04% 15,626 $978K No change
LMT Lockheed Martin Corp. 0.04% 1,655 $967K Add +0.3%
XHE SS SPDR S&P HC Equip ETF 0.04% 10,105 $915K Reduce -14.5%
TGRW T Rowe Price Growth Stock Et 0.04% 24,200 $912K No change
ACI Albertsons Cos Inc. Class A 0.04% 48,385 $894K No change
ORN Orion Group Holdings Inc. 0.04% 146,060 $843K No change
LHX L3HARRIS Technologies Inc. 0.04% 3,511 $835K Add +0.3%
ORCL Oracle Corp. 0.04% 4,888 $833K Add +1.6%
GLD SPDR Gold Shares 0.04% 3,376 $821K Add +10.4%
PKW Invesco Buyback Achievers Et 0.04% 7,100 $813K No change
META Meta Platforms Inc. Class A 0.03% 1,388 $795K Add +6.2%
ACN Accenture PLC Class A 0.03% 2,214 $783K Add +0.6%
URNJ Sprott Jr Uranium Miners ETF 0.03% 34,515 $762K No change
IWP iShares Russell Mid-Cap Grow 0.03% 6,331 $743K Reduce -0.8%
ABT Abbott Laboratories 0.03% 6,381 $727K Add +0.9%
CGBD Carlyle Secured Lending Inc. 0.03% 42,770 $726K No change
UBER Uber Technologies Inc. 0.03% 9,617 $723K Add +1.2%
VEA Vanguard Ftse Developed ETF 0.03% 13,214 $698K New
DVY iShares Select Dividend ETF 0.03% 5,160 $697K No change
VB Vanguard Most SM-Cap ETF-Usd 0.03% 2,873 $682K Add +98.5%
CASY Casey's General Stores Inc. 0.03% 1,800 $676K No change
IGF iShares Global Infrastructur 0.03% 12,345 $672K No change
VTRS Viatris Inc. 0.03% 56,225 $653K Add +0.1%
URNM Sprott Uranium Miners ETF 0.03% 13,680 $628K No change
VZ Verizon Communications Inc. 0.03% 13,916 $625K Add +0.2%
SHEL Shell PLC-ADR 0.03% 9,250 $610K No change
HCA HCA Healthcare Inc. 0.03% 1,500 $610K No change
IQV Iqvia Holdings Inc. 0.03% 2,540 $602K No change
VRNS Varonis Systems Inc. 0.03% 10,500 $593K No change
VDC Vanguard Consumer Staple ETF 0.02% 2,596 $567K No change
IWR iShares Russell Mid-Cap ETF 0.02% 6,208 $547K No change
VOOG Vanguard S&P 500 Growth ETF 0.02% 1,546 $534K Add +0.1%
TSLX Sixth Street Specialty Lendi 0.02% 26,000 $534K No change
MS Morgan Stanley 0.02% 5,085 $530K Add +1.2%
SCHF Schwab Intl Equity ETF 0.02% 12,826 $527K New
KMB Kimberly-Clark Corp. 0.02% 3,688 $525K No change
OCSL Oaktree Specialty Lending Co. 0.02% 32,166 $525K No change
ICE Intercontinental Exchange Inc. 0.02% 3,254 $523K Add +0.8%
EMR Emerson Electric Co. 0.02% 4,616 $505K No change
SPYI Neos S&P 500 High Income ETF 0.02% 9,746 $499K No change
BCRX Biocryst Pharmaceuticals Inc. 0.02% 65,633 $499K No change
AMD Advanced Micro Devices 0.02% 2,920 $479K Add +2.9%
BSX Boston Scientific Corp. 0.02% 5,574 $467K Add +0.7%
CIBR First Trust Nasdaq Cybersecu 0.02% 7,853 $465K Reduce -1.3%
SON Sonoco Products Co. 0.02% 8,300 $453K No change
FXH First Trust Health Care Alph 0.02% 4,050 $453K No change
MNST Monster Beverage Corp. 0.02% 8,640 $451K No change
SCHD Schwab US DVD Equity ETF 0.02% 5,317 $449K New
SBUX Starbucks Corp. 0.02% 4,588 $447K Add +0.0%
COP Conocophillips 0.02% 4,239 $446K No change
FYX First Trust Small Cap Core A 0.02% 4,400 $438K No change
EQT Eqt Corp. 0.02% 11,619 $426K Add +5.6%
MGM MGM Resorts International 0.02% 10,750 $420K No change
NOC Northrop Grumman Corp. 0.02% 794 $419K No change
UNP Union Pacific Corp. 0.02% 1,686 $416K Add +1.0%
VGK Vanguard Ftse Europe ETF 0.02% 5,835 $415K No change
WMT Walmart Inc. 0.02% 5,136 $415K Add +3.8%
CC The Chemours Co. 0.02% 20,320 $413K No change
CRWD CrowdStrike Holdings Inc. Class A 0.02% 1,465 $411K Add +7.3%
ALL Allstate Corp. 0.02% 2,123 $403K Add +0.7%
QCOM Qualcomm Inc. 0.02% 2,364 $402K Add +35.1%
CPK Chesapeake Utilities Corp. 0.02% 3,200 $397K No change
QQEW First TR Nasdaq-100 Sel Eq 0.02% 3,144 $394K No change
AZN Astrazeneca PLC-Spons ADR 0.02% 5,054 $394K Add +0.2%
BLK BlackRock Finance Inc. 0.02% 402 $382K Add +1.5%
SCHX Schwab US Large-Cap ETF 0.02% 5,600 $380K No change
PAA Plains All Amer Pipeline LP 0.02% 21,800 $379K No change
IJK iShares S&P Mid-Cap 400 Grow 0.02% 4,064 $374K No change
CBRE CBRE Group Inc. Class A 0.02% 3,000 $373K No change
EFG iShares MSCI Eafe Growth ETF 0.02% 3,463 $373K No change
SIRI Sirius XM Holdings Inc. 0.02% 15,150 $358K New
CSX CSX Corp. 0.02% 10,200 $352K No change
RIO Rio Tinto PLC-Spon ADR 0.01% 4,800 $342K No change
MRSH Marsh & McLennan Cos 0.01% 1,514 $338K Add +0.9%
LOW Lowe's Cos Inc. 0.01% 1,226 $332K Add +1.2%
CMI Cummins Inc. 0.01% 1,000 $324K No change
CARR Carrier Global Corp. 0.01% 3,801 $306K No change
TTE Totalenergies SE -Spon ADR 0.01% 4,675 $302K No change
AFL Aflac Inc. 0.01% 2,700 $302K No change
SPGI S&P Global Inc. 0.01% 579 $299K Add +2.7%
DFS Discover Financial Services 0.01% 2,130 $299K No change
IHE iShares US Pharmaceuticals E 0.01% 4,140 $292K No change
MDY State Street SPDR S&P Midcap 0.01% 513 $292K No change
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.01% 904 $291K No change
KMI Kinder Morgan Inc. 0.01% 12,960 $286K No change
TYG Tortoise Energy Infrastruct 0.01% 7,000 $275K No change
INSP Inspire Medical Systems Inc. 0.01% 1,300 $274K New
PAYX Paychex Inc. 0.01% 2,000 $268K No change
WCN Waste Connections Inc. 0.01% 1,500 $268K No change
LFUS Littelfuse Inc. 0.01% 1,000 $265K No change
IXUS iShares Core Intl Stock ETF 0.01% 3,648 $265K No change
OBDC Blue Owl Capital Corp. 0.01% 18,016 $262K New
URA Global X Uranium ETF 0.01% 9,138 $261K No change
DYAI Dyadic International Inc. 0.01% 250,000 $260K No change
VRNA Verona Pharma Ltd. 0.01% 8,700 $250K New
WFC Wells Fargo & Co. 0.01% 4,386 $248K Add +2.0%
VDE Vanguard Energy ETF 0.01% 2,006 $246K No change
NEE Nextera Energy Inc. 0.01% 2,898 $245K New
FITB Fifth Third Bancorp 0.01% 5,700 $244K No change
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.01% 2,000 $242K No change
NUE Nucor Corp. 0.01% 1,600 $241K No change
SMCI Super Micro Computer Inc. 0.01% 577 $240K No change
ENB Enbridge Inc. 0.01% 5,896 $239K No change
NVO Novo-Nordisk A/S-Spons ADR 0.01% 2,006 $239K Add +13.5%
GE General Electric filed as GE AEROSPACE 0.01% 1,255 $237K New
EXPD Expeditors Intl Wash Inc. 0.01% 1,800 $237K No change
CAT Caterpillar Inc. 0.01% 592 $232K New
CB Chubb Ltd. 0.01% 800 $231K No change
AXP American Express Co. 0.01% 846 $229K New
KR Kroger Co. 0.01% 4,000 $229K New
T AT&T Inc. 0.01% 10,304 $227K Add +2.9%
KHC The Kraft Heinz Co. 0.01% 6,393 $224K New
LBTYK Liberty Global Ltd. Class C 0.01% 10,386 $224K No change
FELV Fidelity Enh LRG Cap Val ETF 0.01% 7,238 $224K New
AXS Axis Capital Holdings Ltd. 0.01% 2,800 $223K New
AWK American Water Works Co. Inc. 0.01% 1,500 $219K New
LBRDK Liberty Broadband-C 0.01% 2,812 $217K Reduce -96.4%
DHR Danaher Corp. 0.01% 777 $216K New
CLX Clorox Company 0.01% 1,312 $214K New
AON Aon PLC Class A 0.01% 610 $211K New
VIOG Vanguard S&P SM Cap 600 GRW 0.01% 1,740 $208K New
VAW Vanguard Materials ETF 0.01% 975 $206K New
MAR Marriott International Class A 0.01% 822 $204K New
IT Gartner Inc. 0.01% 400 $203K New
MRBK Meridian Corp. 0.01% 10,000 $126K Reduce -33.3%
CLEARSIDE BIOMEDICAL INC 0.01% 93,000 $118K No change
ETWO E2OPEN Parent Holdings Inc. 0.00% 21,000 $93K No change
PNBK Patriot National Bancorp Inc. 0.00% 39,123 $74K No change
ALTM Arcadium Lithium PLC 0.00% 15,752 $45K No change
MGNX Macrogenics Inc. 0.00% 10,000 $33K No change
RLYB Rallybio Corp. 0.00% 22,088 $26K No change
FIBROGEN INC 0.00% 54,699 $22K No change
AWHL Aspira Women's Health Inc. 0.00% 23,436 $19K No change
VERU Veru Inc. 0.00% 16,300 $13K No change
CGTX Cognition Therapeutics Inc. 0.00% 24,500 $11K No change
Other holdings (3): bonds, preferreds, convertibles and warrants · $490K (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 185$237KNo change
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 7,161$213KNo change
HTZWW Hertz Global Hldgs Inc. -CW51 *W EXP 06/30/205 18,050$40KAdd +9.1%

Total filed on the 13F, all lines: $2.3B.

Portfolio Sells Q2 2024 → Q3 2024
VUG Vanguard Mrngstar GR ETF-Sui Reduce -0.0% 12.83% −0.34
BAC Bank of America Corp. Reduce -28.6% 0.49% −0.23
AMZN Amazon.com Inc. Reduce -0.1% 2.41% −0.23
LBRDK Liberty Broadband-C Reduce -96.4% 0.01% −0.19
FDN First Trust DJ Internet Ind Reduce -5.4% 1.51% −0.12
CALF PCR US SM CP CSH CWS ETF-Usd Reduce -63.2% 0.06% −0.11
XLK SS Technology Select Sector Reduce -1.2% 1.08% −0.07
NVDA Nvidia Corp. Reduce -0.8% 0.92% −0.07
XLE SS Energy Select Sector Reduce -17.6% 0.22% −0.07
IGV iShares Expanded Tech-Softwa Reduce -1.8% 1.28% −0.06
NOBL Proshares S&P 500 Dividend A Sold out 0.00% −0.03
IHI iShares U.S. Medical Devices Reduce -6.4% 0.34% −0.02
COWZ Pacer US Cash Cows 100 ETF Reduce -1.6% 2.07% −0.02
VGT Vanguard Info Tech ETF Reduce -14.9% 0.07% −0.01
BG Bunge Global SA Sold out 0.00% −0.01
LSXMK Liberty Media Corp.-Liber-New Sold out 0.00% −0.01
TSLA Tesla Inc. Sold out 0.00% −0.01
VFH Vanguard Financials ETF Reduce -6.6% 0.38% −0.01
IYW iShares Ustechnology ETF Reduce -0.9% 0.14% −0.01
PG The Procter & Gamble Co. Reduce -2.9% 0.19% −0.01
XHE SS SPDR S&P HC Equip ETF Reduce -14.5% 0.04% −0.01
XLV SS Health Care Select Sector Reduce -2.5% 0.22% −0.00
IXN iShares Global Tech ETF Reduce -4.7% 0.04% −0.00
PEP Pepsico Inc. Reduce -0.4% 0.17% −0.00
UPS United Parcel Service Class B Reduce -0.9% 0.07% −0.00
CRM Salesforce Inc. Reduce -2.6% 0.19% −0.00
SPY SS SPDR S&P 500 ETF Trust-US Reduce -0.1% 4.31% −0.00
MRBK Meridian Corp. Reduce -33.3% 0.01% −0.00
AKLI Akili Inc. Sold out 0.00% −0.00
CIBR First Trust Nasdaq Cybersecu Reduce -1.3% 0.02% −0.00
IWP iShares Russell Mid-Cap Grow Reduce -0.8% 0.03% 0.00
IWB iShares Russell 1000 ETF Reduce -0.2% 0.16% +0.00
IEFA iShares Core MSCI Eafe ETF Reduce -1.8% 0.06% +0.00
APO Apollo Global Management Inc. Reduce -0.2% 0.14% +0.00
BXMT Blackstone Mortgage Tru Class A Reduce -0.8% 0.07% +0.00
IJS iShares S&P Small-Cap 600 Va Reduce -2.9% 0.25% +0.00
GS Goldman Sachs Group Inc. Reduce -2.0% 0.34% +0.01
MA Mastercard Inc. Class A Reduce -2.7% 0.21% +0.01
VTV Vanguard Mrngstr Val ETF-Aui Reduce -0.7% 0.54% +0.01
UNH Unitedhealth Group Inc. Reduce -0.3% 0.27% +0.02
VYM Vanguard High DVD Yield ETF Reduce -1.3% 2.65% +0.03
AAPL Apple Inc. Reduce -1.8% 3.27% +0.10
KKR KKR & Co. Inc. Reduce -0.3% 0.83% +0.12
VIG Vanguard Dividend Apprec ETF Reduce -0.4% 5.84% +0.15

Portfolio Buys Q2 2024 → Q3 2024
VOO Vanguard S&P 500 ETF Add +4.4% 10.46% +0.46
IBIT iShares Bitcoin Trust ETF New 0.28% +0.28
GBDC Golub Capital BDC Inc. Add +25.9% 1.75% +0.23
DGRO iShares Core Dividend Growth Add +0.2% 3.87% +0.13
IJR iShares Core S&P Small-Cap E Add +5.5% 1.12% +0.10
SLB SLB Ltd. New 0.08% +0.08
BA The Boeing Co. Add +438.4% 0.10% +0.07
BX Blackstone Inc. Add +0.4% 0.44% +0.07
BXSL Blackstone Secured Lending F Add +12.5% 2.69% +0.06
HD Home Depot Inc. Add +0.3% 0.41% +0.04
SPYG SS SPDR P S&P 500 Growth ETF Add +11.5% 0.37% +0.03
IEMG iShares Core MSCI Emerging Add +146.4% 0.05% +0.03
VEA Vanguard Ftse Developed ETF New 0.03% +0.03
PM Philip Morris International Add +2.9% 0.20% +0.03
NKE Nike Inc. Class B Add +75.9% 0.05% +0.03
IQLT iShares MSCI International Q Add +3.0% 0.67% +0.02
ZTS Zoetis Inc. Add +0.0% 0.38% +0.02
SCHF Schwab Intl Equity ETF New 0.02% +0.02
SCHD Schwab US DVD Equity ETF New 0.02% +0.02
ITOT iShares Core S&P Total U.S. Add +1.1% 1.22% +0.02
SIRI Sirius XM Holdings Inc. New 0.02% +0.02
AVGO Broadcom Inc. Add +0.2% 0.73% +0.02
VB Vanguard Most SM-Cap ETF-Usd Add +98.5% 0.03% +0.02
VTI VG Morningstar TS MKT ETF-US Add +0.6% 1.44% +0.02
DE Deere & Co. Add +0.1% 0.26% +0.02
BMY Bristol-Myers Squibb Co. Add +0.0% 0.09% +0.01
JNJ Johnson & Johnson Add +0.1% 0.27% +0.01
ADP Automatic Data Processing Add +0.2% 0.14% +0.01
ABBV Abbvie Inc. Add +0.2% 0.15% +0.01
MCD McDonald's Corp. Add +0.8% 0.10% +0.01
INSP Inspire Medical Systems Inc. New 0.01% +0.01
OBDC Blue Owl Capital Corp. New 0.01% +0.01
VRNA Verona Pharma Ltd. New 0.01% +0.01
NEE Nextera Energy Inc. New 0.01% +0.01
IVV iShares Core S&P 500 ETF Add +2.7% 0.40% +0.01
TMO Thermo Fisher Scientific Inc. Add +0.1% 0.18% +0.01
GE General Electric New 0.01% +0.01
CAT Caterpillar Inc. New 0.01% +0.01
AXP American Express Co. New 0.01% +0.01
KR Kroger Co. New 0.01% +0.01
IBM Intl Business Machines Corp. Add +0.4% 0.06% +0.01
FELV Fidelity Enh LRG Cap Val ETF New 0.01% +0.01
KHC The Kraft Heinz Co. New 0.01% +0.01
AXS Axis Capital Holdings Ltd. New 0.01% +0.01
AWK American Water Works Co. Inc. New 0.01% +0.01
DHR Danaher Corp. New 0.01% +0.01
CLX Clorox Company New 0.01% +0.01
AON Aon PLC Class A New 0.01% +0.01
VIOG Vanguard S&P SM Cap 600 GRW New 0.01% +0.01
VAW Vanguard Materials ETF New 0.01% +0.01

Notes & Other Activity Q2 2024 → Q3 2024
HTZWW Hertz Global Hldgs Inc. -CW51 *W EXP 06/30/205 Add +9.1% 18,050 $40K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2025 299$2.4BVUG, VOO, VIG, BXSL, QQQ
Q1 2025 278$2.3BVUG, VOO, VIG, BXSL, SPY
Q4 2024 288$2.4BVUG, VOO, VIG, SPY, QQQ
Q3 2024 291$2.3BVUG, VOO, VIG, SPY, DGRO
Q2 2024 271$2.2BVUG, VOO, VIG, SPY, QQQ
Q1 2024 286$2.0BVUG, VOO, VIG, SPY, DGRO