OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) reported 370 stock positions worth $3.2 billion. Its top holding was Pioneer Natural Resources (PXD) at 19.7% of the portfolio, followed by Hess (HES, 13.8%) and Juniper Networks (JNPR, 5.1%). Compared with Q4 2023, it opened 92 new positions, sold out of 89, added to 91 and reduced 139. The biggest buy was a new position in Juniper Networks (JNPR) and the biggest sale an exit from Splunk (SPLK).
- Most Recent 13F
- Q4 2025
- Location
- CHICAGO, IL
- CIK
- 0001132716
- Portfolio Value
- $3.2B (Q1 2024)
- SEC Filing
- 0001132716-24-000022 ↗ filed May 15, 2024
Holdings Value
Holdings 370 stocks · $3.2B
| PXD Pioneer Natural Resources Co. | 19.72% | 2,431,644 | $638.3M | Reduce -5.6% |
| HES Hess Corp. | 13.84% | 2,935,149 | $448.0M | Add +26.8% |
| JNPR Juniper Networks Inc. | 5.07% | 4,428,704 | $164.1M | New |
| X United States Steel Corp. | 4.64% | 3,681,664 | $150.1M | Add +163.0% |
| CERE Cerevel Therapeutics Holding | 4.22% | 3,230,529 | $136.6M | Add +87.3% |
| AXONICS INC | 4.15% | 1,945,920 | $134.2M | Add +3928.3% |
| ANSS Ansys Inc. | 3.79% | 352,899 | $122.5M | New |
| CTLT Catalent Inc. | 3.01% | 1,723,772 | $97.3M | New |
| ACI Albertsons Cos Inc. Class A | 1.53% | 2,312,817 | $49.6M | Add +52.9% |
| DFS Discover Financial Services | 1.39% | 343,669 | $45.1M | New |
| SWN Southwestern Energy Co. | 1.33% | 5,695,124 | $43.2M | New |
| RYAAY Ryanair Holdings PLC-SP ADR | 0.93% | 207,240 | $30.2M | Reduce -4.6% |
| OXY Occidental Petroleum Corp. | 0.71% | 355,268 | $23.1M | Add +41.2% |
| OKTA Okta Inc. | 0.65% | 200,000 | $20.9M | Add +135.3% |
| NVDA Nvidia Corp. | 0.64% | 22,899 | $20.7M | Add +27.4% |
| ETRN Equitrans Midstream Corp. | 0.63% | 1,644,508 | $20.5M | New |
| NPAB New Providence Acquisition-A | 0.62% | 1,857,465 | $20.0M | No change |
| MAT Mattel Inc. | 0.59% | 969,029 | $19.2M | No change |
| SCRM Screaming Eagle Acq Class A | 0.57% | 1,719,492 | $18.4M | No change |
| NSC Norfolk Southern Corp. | 0.55% | 69,500 | $17.7M | Add +42.1% |
| PNR Pentair PLC | 0.53% | 200,800 | $17.2M | Add +79.9% |
| AVGO Broadcom Inc. | 0.53% | 12,869 | $17.1M | Add +111.6% |
| ALV Autoliv Inc. | 0.53% | 141,425 | $17.0M | Reduce -2.6% |
| SHW The Sherwin-Williams Co. | 0.52% | 48,500 | $16.8M | New |
| TCOM Trip.com Group Ltd.-ADR | 0.49% | 365,000 | $16.0M | Add +92.1% |
| ERF Enerplus Corp. | 0.49% | 810,000 | $15.9M | New |
| HUBB Hubbell Inc. | 0.49% | 38,300 | $15.9M | Add +96.4% |
| SP SP Plus Corp. | 0.48% | 298,558 | $15.6M | New |
| FCX Freeport-McMoran Inc. | 0.47% | 321,393 | $15.1M | Add +4.9% |
| CFLT Confluent Inc. Class A | 0.47% | 495,000 | $15.1M | Add +120.0% |
| ESTC Elastic NV | 0.46% | 150,000 | $15.0M | Add +150.0% |
| ECL Ecolab Inc. | 0.45% | 63,400 | $14.6M | Add +73.7% |
| BIDU Baidu Inc. - Spon ADR | 0.45% | 137,500 | $14.5M | Add +30.9% |
| QRVO Qorvo Inc. | 0.44% | 125,000 | $14.4M | No change |
| CP Canadian Pacific Kansas City | 0.44% | 160,000 | $14.1M | New |
| GE General Electric | 0.42% | 77,600 | $13.6M | Reduce -5.6% |
| UAL United Airlines Holdings Inc. | 0.41% | 278,100 | $13.3M | New |
| APH Amphenol Corp. Class A | 0.41% | 114,350 | $13.2M | Add +125.8% |
| IR Ingersoll-Rand Inc. | 0.39% | 131,218 | $12.5M | Reduce -1.0% |
| MRVL Marvell Technology Inc. | 0.38% | 175,000 | $12.4M | Add +775.0% |
| AZEK The Azek Co. Inc. | 0.38% | 241,900 | $12.1M | Add +80.3% |
| NVT Nvent Electric PLC | 0.37% | 158,470 | $11.9M | Add +56.0% |
| DOV Dover Corp. | 0.37% | 67,140 | $11.9M | New |
| AMZN Amazon.com Inc. | 0.35% | 63,621 | $11.5M | Add +53.2% |
| TCN Tricon Residential Inc. | 0.34% | 1,000,000 | $11.2M | New |
| WCN Waste Connections Inc. | 0.33% | 61,855 | $10.6M | Add +27.9% |
| HEI Heico Corp. | 0.33% | 55,225 | $10.5M | New |
| LHX L3HARRIS Technologies Inc. | 0.31% | 47,600 | $10.1M | Add +226.0% |
| ADBE Adobe Inc. | 0.29% | 18,797 | $9.5M | Add +1363.9% |
| SOXX iShares Semiconductor ETF | 0.27% | 38,000 | $8.6M | New |
| HOLI Hollysys Automation Technolo | 0.26% | 325,301 | $8.3M | Add +713.3% |
| SPT Sprout Social Inc. Class A | 0.25% | 135,000 | $8.1M | Add +575.0% |
| CTVA Corteva Inc. | 0.22% | 121,100 | $7.0M | New |
| CVII Churchill Capital Corp. Vii-A | 0.21% | 635,761 | $6.8M | No change |
| SKGR SK Growth Opportunities Co. Class A | 0.21% | 614,130 | $6.8M | No change |
| ORCL Oracle Corp. | 0.20% | 52,486 | $6.6M | Add +340.1% |
| KSPI JSC Kaspi.kz ADR filed as KASPI KZ JSC | 0.20% | 50,000 | $6.4M | New |
| BALL Ball Corp. | 0.20% | 94,840 | $6.4M | Reduce -35.6% |
| RAMP Liveramp Holdings Inc. | 0.20% | 185,000 | $6.4M | New |
| HCP Hashicorp Inc. Class A | 0.19% | 232,500 | $6.3M | New |
| CDLX Cardlytics Inc. | 0.19% | 425,000 | $6.2M | Add +112.5% |
| JCI Johnson Controls Internation | 0.19% | 93,100 | $6.1M | New |
| AAPL Apple Inc. | 0.19% | 35,000 | $6.0M | New |
| FTAI Ftai Aviation Ltd. | 0.18% | 87,900 | $5.9M | New |
| FR First Industrial Realty TR | 0.18% | 112,067 | $5.9M | Add +903.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.18% | 42,000 | $5.7M | New |
| WH Wyndham Hotels & Resorts Inc. | 0.17% | 70,175 | $5.4M | Add +514.1% |
| DAL Delta Air Lines Inc. | 0.17% | 112,391 | $5.4M | No change |
| VRT Vertiv Holdings Co. Class A | 0.16% | 65,300 | $5.3M | Add +22.3% |
| RRACF Rigel Resource Acquisit Class A | 0.16% | 462,203 | $5.2M | No change |
| EMBJ Embraer SA-Spon ADR | 0.15% | 186,700 | $5.0M | New |
| DE Deere & Co. | 0.15% | 11,700 | $4.8M | New |
| FLR Fluor Corp. | 0.15% | 112,550 | $4.8M | New |
| FBIN Fortune Brands Innovations I | 0.14% | 54,150 | $4.6M | New |
| COP Conocophillips | 0.14% | 35,929 | $4.6M | Add +1.1% |
| TECK Teck Resources Ltd.-CLS B | 0.14% | 99,100 | $4.5M | Reduce -25.1% |
| CHH Choice Hotels Intl Inc. | 0.14% | 35,885 | $4.5M | New |
| CRM Salesforce Inc. | 0.14% | 15,000 | $4.5M | Add +30.4% |
| VAC Marriott Vacations World | 0.14% | 40,800 | $4.4M | New |
| NVR NVR Inc. | 0.13% | 537 | $4.3M | Reduce -42.8% |
| ELS Equity Lifestyle Properties | 0.13% | 67,075 | $4.3M | Add +50.2% |
| ETSY Etsy Inc. | 0.13% | 62,500 | $4.3M | New |
| MSFT Microsoft Corp. | 0.13% | 10,088 | $4.2M | Reduce -59.9% |
| SBAC SBA Communications Corp. | 0.13% | 19,270 | $4.2M | Reduce -2.5% |
| TRNO Terreno Realty Corp. | 0.13% | 62,600 | $4.2M | Add +5.4% |
| EXPE Expedia Group Inc. | 0.13% | 30,000 | $4.1M | New |
| COLOMBIER ACQUISITION CORP | 0.13% | 400,000 | $4.1M | New |
| RENEF Cartesian Growth Corp. II- A | 0.13% | 368,478 | $4.1M | No change |
| CDNS Cadence Design SYS Inc. | 0.13% | 13,000 | $4.0M | New |
| GDX Vaneck Gold Miners ETF | 0.12% | 125,000 | $4.0M | Reduce -37.5% |
| ZS Zscaler Inc. | 0.12% | 20,000 | $3.9M | Add +900.0% |
| ZTO Zto Express Cayman Inc.-ADR | 0.12% | 182,952 | $3.8M | Add +443.7% |
| NCLH Norwegian Cruise Line Holdin | 0.12% | 178,031 | $3.7M | Reduce -25.2% |
| BAX Baxter International Inc. | 0.11% | 86,126 | $3.7M | Reduce -34.8% |
| AZN Astrazeneca PLC-Spons ADR | 0.11% | 54,284 | $3.7M | Add +69.3% |
| BEKE Ke Holdings Inc.-ADR filed as KE HLDGS INC | 0.11% | 264,000 | $3.6M | Reduce -30.0% |
| EVLV Evolv Technologies Holdings | 0.11% | 806,623 | $3.6M | Reduce -15.7% |
| GAQ Generation Asia I Acquisit-A | 0.11% | 325,141 | $3.6M | No change |
| FIVN FIVE9 Inc. | 0.11% | 57,500 | $3.6M | New |
| MTH Meritage Homes Corp. | 0.11% | 20,287 | $3.6M | Add +383.6% |
Options reported separately and not counted above: AAL puts ($3.8M), LCID puts ($2.3M), RIG puts ($1.7M), PTON puts ($1.1M), COTY puts ($639K), ANNX calls ($532K), LYV puts ($409K), NCLH puts ($396K), VKTX calls ($388K), HLF puts ($358K), TRML puts ($345K), SRPT calls ($318K), and 77 more.
Other holdings (51): bonds, preferreds, convertibles and warrants · $234.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 77,636,000 | $37.3M | Reduce -11.4% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 42,500,000 | $36.1M | No change |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 40,000,000 | $29.5M | Add +27.0% |
| ACORDA THERAPEUTICS INC (ACOR 6 12/01/24) | NOTE 6.000%12/0 · principal | 30,000,000 | $19.8M | No change |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 26,500,000 | $19.1M | Reduce -19.7% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 25,500,000 | $16.4M | Add +13.3% |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 25,000,000 | $16.0M | No change |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 15,000,000 | $14.9M | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 300,000 | $12.9M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 40,000,000 | $9.6M | Reduce -1.7% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 10,000,000 | $9.2M | No change |
| LENDINGTREE INC (TREE 0.5 07/15/25) | NOTE 0.500% 7/1 · principal | 7,500,000 | $7.0M | Reduce -44.4% |
| PROTALIX BIOTHERAPEAUTIC (PLX 7.5 09/01/24) | NOTE 7.500% 9/0 · principal | 4,000,000 | $4.0M | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 2,000,000 | $1.7M | No change |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 478,241 | $294K | No change |
| GAQWF Generation Asia I Acq -CW23 | *W EXP 99/99/999 | 938,800 | $117K | No change |
| AEON BIOPHARMA INC | *W EXP 07/21/202 | 74,997 | $114K | No change |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 133,333 | $63K | New |
| XAGEW Alpha Healthcare Acquis-CW27 | *W EXP 07/12/202 | 371,250 | $57K | No change |
| CNXXW Conx Corp. Class A -CW27 | *W EXP 10/30/202 | 316,890 | $55K | No change |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 133,530 | $43K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 172,581 | $39K | No change |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 153,567 | $20K | New |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 85,383 | $17K | No change |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 178,033 | $17K | No change |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 103,486 | $16K | No change |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 185,416 | $15K | New |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 91,439 | $14K | No change |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 122,826 | $14K | No change |
| COOLW Corner Growth Acq Class A -CW27 | *W EXP 99/99/999 | 75,251 | $13K | No change |
| SEPAW Sep Acquisition Corp. -CW23 | *W EXP 99/99/999 | 80,900 | $12K | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 78,716 | $12K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 72,293 | $12K | New |
| SBXC.WS Silverbox Corp. III-28 | *W EXP 02/28/202 | 91,076 | $11K | No change |
| LCWWF Learn CW Investment A -CW28 | *W EXP 10/08/202 | 231,102 | $11K | No change |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 136,155 | $11K | No change |
| JETAI INC | *W EXP 08/10/202 | 197,427 | $11K | No change |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 214,435 | $11K | No change |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 68,781 | $9K | No change |
| RMGWF RMG Acquisition Class A -CW27 | *W EXP 99/99/999 | 126,755 | $9K | No change |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 49,013 | $7K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 67,181 | $6K | No change |
| SPECW Perception Capital II -CW28 | *W EXP 10/17/202 | 231,101 | $6K | No change |
| TRONW Corner Growth Acquisiti-CW23 | *W EXP 99/99/999 | 116,665 | $6K | No change |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | 116,781 | $5K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 145,732 | $5K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 33,069 | $4K | No change |
| BLUAW Blueriver Acquisit A -CW26 | *W EXP 01/04/202 | 49,521 | $4K | No change |
| PUCKW Goal Acquisitions Corp.-CW | *W EXP 99/99/999 | 283,281 | $3K | No change |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | 130,406 | $2K | No change |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | 18,392 | $285 | No change |
Total filed on the 13F, all lines: $3.5B.
Portfolio Sells Q4 2023 → Q1 2024
| SPLK Splunk Inc. | Sold out | 0.00% | −19.55 |
| SRC Spirit Realty Capital Inc. | Sold out | 0.00% | −4.17 |
| IMGN Immunogen Inc. | Sold out | 0.00% | −1.98 |
| CPRI Capri Holdings Ltd. | Sold out | 0.00% | −1.63 |
| KRTX Karuna Therapeutics Inc. | Sold out | 0.00% | −1.18 |
| GHIX Gores Holding Ix Inc. Class A | Sold out | 0.00% | −0.57 |
| PXD Pioneer Natural Resources Co. | Reduce -5.6% | 19.72% | −0.48 |
| UNP Union Pacific Corp. | Sold out | 0.00% | −0.44 |
| VMC Vulcan Materials Co. | Sold out | 0.00% | −0.36 |
| BMBL Bumble Inc. Class A | Reduce -88.0% | 0.03% | −0.29 |
| PPG PPG Industries Inc. | Sold out | 0.00% | −0.29 |
| MEOH Methanex Corp. | Sold out | 0.00% | −0.23 |
| BKNG Booking Holdings Inc. | Sold out | 0.00% | −0.23 |
| CCJ Cameco Corp. | Sold out | 0.00% | −0.21 |
| MSFT Microsoft Corp. | Reduce -59.9% | 0.13% | −0.20 |
| BLDR Builders Firstsource Inc. | Sold out | 0.00% | −0.20 |
| RPT REALTY | Sold out | 0.00% | −0.20 |
| ADC Agree Realty Corp. | Reduce -94.8% | 0.01% | −0.18 |
| MU Micron Technology Inc. | Reduce -72.2% | 0.09% | −0.18 |
| WLK Westlake Corp. | Sold out | 0.00% | −0.17 |
| SMAR Smartsheet Inc. Class A | Sold out | 0.00% | −0.17 |
| SNY Sanofi-ADR | Reduce -73.7% | 0.05% | −0.17 |
| O Realty Income Corp. | Sold out | 0.00% | −0.15 |
| NNN NNN REIT Inc. | Reduce -89.9% | 0.01% | −0.15 |
| LUV Southwest Airlines Co. | Sold out | 0.00% | −0.14 |
| CARR Carrier Global Corp. | Sold out | 0.00% | −0.14 |
| ON On Semiconductor | Reduce -59.6% | 0.06% | −0.14 |
| WIX Wix.com Ltd. | Reduce -92.5% | 0.01% | −0.13 |
| ZM Zoom Communications Inc. | Reduce -63.3% | 0.06% | −0.13 |
| POOL Pool Corp. | Sold out | 0.00% | −0.12 |
| ROSS Ross Acquisition Corp. II -A | Sold out | 0.00% | −0.12 |
| CHEA Chenghe Acquisition Co. Class A | Sold out | 0.00% | −0.12 |
| REXR Rexford Industrial Realty Inc. | Reduce -40.4% | 0.10% | −0.11 |
| UPS United Parcel Service Class B | Sold out | 0.00% | −0.11 |
| ZG Zillow Group Inc. Class A | Reduce -43.9% | 0.08% | −0.11 |
| VZIO Vizio Holding Corp. Class A | Sold out | 0.00% | −0.11 |
| BEKE Ke Holdings Inc.-ADR | Reduce -30.0% | 0.11% | −0.10 |
| NHI Natl Health Investors Inc. | Reduce -88.3% | 0.01% | −0.10 |
| BALL Ball Corp. | Reduce -35.6% | 0.20% | −0.10 |
| FOCUS IMPACT ACQUISITION COR | Sold out | 0.00% | −0.10 |
| NUBIA BRAND INTERNATIONAL CO | Sold out | 0.00% | −0.10 |
| PLMJF Plum Acquisition Corp. III | Sold out | 0.00% | −0.10 |
| PATH Uipath Inc. Class A | Reduce -66.7% | 0.04% | −0.09 |
| CFFS CF Acquisition Corp. Vii Class A | Sold out | 0.00% | −0.09 |
| NVR NVR Inc. | Reduce -42.8% | 0.13% | −0.09 |
| GDX Vaneck Gold Miners ETF | Reduce -37.5% | 0.12% | −0.09 |
| ARVN Arvinas Inc. | Reduce -65.4% | 0.04% | −0.09 |
| IP International Paper Co. | Reduce -56.4% | 0.06% | −0.09 |
| PANW Palo Alto Networks Inc. | Reduce -86.0% | 0.01% | −0.09 |
| AUTL Autolus Therapeutics PLC | Reduce -71.1% | 0.03% | −0.09 |
Portfolio Buys Q4 2023 → Q1 2024
| JNPR Juniper Networks Inc. | New | 5.07% | +5.07 |
| AXONICS INC | Add +3928.3% | 4.15% | +4.04 |
| ANSS Ansys Inc. | New | 3.79% | +3.79 |
| CTLT Catalent Inc. | New | 3.01% | +3.01 |
| X United States Steel Corp. | Add +163.0% | 4.64% | +2.26 |
| HES Hess Corp. | Add +26.8% | 13.84% | +2.20 |
| CERE Cerevel Therapeutics Holding | Add +87.3% | 4.22% | +1.67 |
| DFS Discover Financial Services | New | 1.39% | +1.39 |
| SWN Southwestern Energy Co. | New | 1.33% | +1.33 |
| ETRN Equitrans Midstream Corp. | New | 0.63% | +0.63 |
| SHW The Sherwin-Williams Co. | New | 0.52% | +0.52 |
| ERF Enerplus Corp. | New | 0.49% | +0.49 |
| SP SP Plus Corp. | New | 0.48% | +0.48 |
| CP Canadian Pacific Kansas City | New | 0.44% | +0.44 |
| UAL United Airlines Holdings Inc. | New | 0.41% | +0.41 |
| OKTA Okta Inc. | Add +135.3% | 0.65% | +0.38 |
| DOV Dover Corp. | New | 0.37% | +0.37 |
| TCN Tricon Residential Inc. | New | 0.34% | +0.34 |
| MRVL Marvell Technology Inc. | Add +775.0% | 0.38% | +0.34 |
| NVDA Nvidia Corp. | Add +27.4% | 0.64% | +0.33 |
| HEI Heico Corp. | New | 0.33% | +0.33 |
| ACI Albertsons Cos Inc. Class A | Add +52.9% | 1.53% | +0.32 |
| AVGO Broadcom Inc. | Add +111.6% | 0.53% | +0.29 |
| CFLT Confluent Inc. Class A | Add +120.0% | 0.47% | +0.28 |
| HUBB Hubbell Inc. | Add +96.4% | 0.49% | +0.27 |
| ADBE Adobe Inc. | Add +1363.9% | 0.29% | +0.27 |
| SOXX iShares Semiconductor ETF | New | 0.27% | +0.27 |
| TCOM Trip.com Group Ltd.-ADR | Add +92.1% | 0.49% | +0.26 |
| PNR Pentair PLC | Add +79.9% | 0.53% | +0.25 |
| APH Amphenol Corp. Class A | Add +125.8% | 0.41% | +0.23 |
| ESTC Elastic NV | Add +150.0% | 0.46% | +0.23 |
| HOLI Hollysys Automation Technolo | Add +713.3% | 0.26% | +0.22 |
| CTVA Corteva Inc. | New | 0.22% | +0.22 |
| LHX L3HARRIS Technologies Inc. | Add +226.0% | 0.31% | +0.21 |
| SPT Sprout Social Inc. Class A | Add +575.0% | 0.25% | +0.21 |
| ECL Ecolab Inc. | Add +73.7% | 0.45% | +0.20 |
| KSPI JSC Kaspi.kz ADR | New | 0.20% | +0.20 |
| RAMP Liveramp Holdings Inc. | New | 0.20% | +0.20 |
| AZEK The Azek Co. Inc. | Add +80.3% | 0.38% | +0.20 |
| HCP Hashicorp Inc. Class A | New | 0.19% | +0.19 |
| OXY Occidental Petroleum Corp. | Add +41.2% | 0.71% | +0.19 |
| JCI Johnson Controls Internation | New | 0.19% | +0.19 |
| AAPL Apple Inc. | New | 0.19% | +0.19 |
| FTAI Ftai Aviation Ltd. | New | 0.18% | +0.18 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.18% | +0.18 |
| FR First Industrial Realty TR | Add +903.6% | 0.18% | +0.16 |
| ORCL Oracle Corp. | Add +340.1% | 0.20% | +0.16 |
| NVT Nvent Electric PLC | Add +56.0% | 0.37% | +0.16 |
| EMBJ Embraer SA-Spon ADR | New | 0.15% | +0.15 |
| DE Deere & Co. | New | 0.15% | +0.15 |
Options Activity Q4 2023 → Q1 2024
| AAL American Airlines Group Inc. | put | Reduce -49.8% | 9,376,000 | $3.8M |
| LCID Lucid Group Inc. | put | Reduce -2.7% | 730,000 | $2.3M |
| RIG Transocean Ltd. | put | Add +94.9% | 828,400 | $1.7M |
| PTON Peloton Interactive Inc. Class A | put | Reduce -30.1% | 725,000 | $1.1M |
| DISH Dish Network Corp. Class A | put | Sold out | 126,400 | $1.1Mbefore exit |
| SAVEQ Spirit Airlines Inc. | put | Sold out | 300,000 | $885Kbefore exit |
| COTY Coty Inc. Class A | put | Reduce -3.8% | 1,364,500 | $639K |
| ANNX Annexon Inc. | call | New | 418,500 | $532K |
| GDX Vaneck Gold Miners ETF | call | Sold out | 400,000 | $452Kbefore exit |
| LYV Live Nation Entertainment Inc. | put | Add +3.7% | 237,900 | $409K |
| NCLH Norwegian Cruise Line Holdin | put | Add +324.3% | 233,800 | $396K |
| VKTX Viking Therapeutics Inc. | call | New | 50,000 | $388K |
| CYTK Cytokinetics Inc. | call | Sold out | 10,000 | $387Kbefore exit |
| HLF Herbalife Ltd. | put | New | 82,400 | $358K |
| TRML Tourmaline Bio Inc. | put | New | 20,000 | $345K |
| IMCR Immunocore Holdings PLC-ADR | call | Sold out | 25,000 | $340Kbefore exit |
| SRPT Sarepta Therapeutics Inc. | call | New | 35,000 | $318K |
| F Ford Motor Co. | put | Reduce -22.9% | 570,900 | $313K |
| XRX Xerox Holdings Corp. | put | Add +18.5% | 294,800 | $296K |
| DCPH Deciphera Pharmaceuticals Inc. | call | Sold out | 120,000 | $290Kbefore exit |
| XBI SS SPDR S&P Biotech ETF | call | Add +71.4% | 300,000 | $287K |
| CCL Carnival Corp. | put | Reduce -24.5% | 771,500 | $281K |
| CHTR Charter Communications Inc. Class A | put | New | 3,400 | $260K |
| CYH Community Health Systems Inc. | call | New | 525,000 | $253K |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 90,000 | $252Kbefore exit |
| HTZ Hertz Global Hldgs Inc. | put | New | 181,900 | $252K |
| CRSP Crispr Therapeutics AG | put | New | 20,000 | $242K |
| PRAX Praxis Precision Medicines I | call | New | 27,100 | $238K |
| XBI SS SPDR S&P Biotech ETF | put | New | 90,000 | $232K |
| AAPL Apple Inc. | put | New | 50,000 | $220K |
| AMCX AMC Global Media Inc. | put | New | 50,000 | $215K |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | New | 1,300,000 | $189K |
| OMF Onemain Holdings Inc. | put | Add +51.7% | 30,500 | $187K |
| CPRI Capri Holdings Ltd. | put | Reduce -9.3% | 12,600 | $182K |
| NBR Nabors Industries Ltd. | put | New | 19,100 | $173K |
| TSLA Tesla Inc. | put | New | 50,000 | $170K |
| AAPL Apple Inc. | call | New | 50,000 | $169K |
| XLV SS Health Care Select Sector | call | New | 80,000 | $161K |
| ARGX Argenx SE - ADR | call | Sold out | 12,000 | $135Kbefore exit |
| KRYS Krystal Biotech Inc. | call | New | 12,000 | $133K |
| BGS B&G Foods Inc. | put | Reduce -47.8% | 117,500 | $132K |
| BCYC Bicycle Therapeutics PLC-ADR | call | Reduce -44.0% | 70,000 | $130K |
| NVCR Novocure Ltd. | call | New | 100,000 | $120K |
| APLS Apellis Pharmaceuticals Inc. | call | Sold out | 25,000 | $119Kbefore exit |
| MGM MGM Resorts International | put | Add +114.3% | 75,000 | $118K |
| ADT Adt Inc. | put | Sold out | 35,600 | $116Kbefore exit |
| KVUE Kenvue Inc. | call | Sold out | 130,000 | $116Kbefore exit |
| BHVN Biohaven Ltd. | call | New | 23,000 | $110K |
| STWD Starwood Property Trust Inc. | put | Reduce -35.2% | 65,600 | $104K |
| M Macy's Inc. | call | New | 150,000 | $103K |
Showing the first 50 of 123.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | Reduce -11.4% | 77,636,000 | $37.3M |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | Add +27.0% | 40,000,000 | $29.5M |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Sold out | 40,000,000 | $24.9Mbefore exit |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | Reduce -19.7% | 26,500,000 | $19.1M |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | Add +13.3% | 25,500,000 | $16.4M |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | Reduce -1.7% | 40,000,000 | $9.6M |
| LENDINGTREE INC (TREE 0.5 07/15/25) | NOTE 0.500% 7/1 · principal | Reduce -44.4% | 7,500,000 | $7.0M |
| NIKOLA CORP (NKLA 8.25 12/15/26) | NOTE 8.250%12/1 · principal | Sold out | 5,000,000 | $6.0Mbefore exit |
| SPLUNK INC (SPLK 1.125 06/15/27) | NOTE 1.125% 6/1 · principal | Sold out | 5,719,000 | $5.4Mbefore exit |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | Sold out | 573,164 | $262Kbefore exit |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | New | 133,333 | $63K |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | Sold out | 420,833 | $23Kbefore exit |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | New | 153,567 | $20K |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | New | 185,416 | $15K |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | New | 72,293 | $12K |
| ALTUW Altitude Acq Class A -CW27 | *W EXP 11/30/202 | Sold out | 231,102 | $6Kbefore exit |
| SLACW Social Leverage Acq A -CW27 | *W EXP 02/17/202 | Sold out | 128,141 | $4Kbefore exit |
| CSTWF Constellation Acq A -CW27 | *W EXP 01/29/202 | Sold out | 139,600 | $3Kbefore exit |
| FICVW Frontier Investment A -CW23 | *W EXP 06/29/202 | Sold out | 32,524 | $1Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q4 2025Amended | 175 | $3.6B | CYBR, GTLS, CMA, DAY, RNAM |
| Q3 2025Amended | 189 | $3.1B | CYBR, VRNA, K, GTLS, FYBR |
| Q2 2025Amended | 262 | $3.5B | K, WBA, SKX, BPMC, FYBR |
| Q1 2025Amended | 239 | $4.1B | HES, DFS, ITCI, K, CHX |
| Q4 2024Amended | 312 | $3.9B | HES, JNPR, K, HCP, SMAR |
| Q3 2024Amended | 367 | $3.9B | HES, K, CTLT, HCP, JNPR |
| Q2 2024Amended | 385 | $3.3B | HES, JNPR, HCP, CTLT, ETRN |
| Q1 2024Amended | 370 | $3.2B | PXD, HES, JNPR, X, CERE |