OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) reported 370 stock positions worth $3.2 billion. Its top holding was Pioneer Natural Resources (PXD) at 19.7% of the portfolio, followed by Hess (HES, 13.8%) and Juniper Networks (JNPR, 5.1%). Compared with Q4 2023, it opened 92 new positions, sold out of 89, added to 91 and reduced 139. The biggest buy was a new position in Juniper Networks (JNPR) and the biggest sale an exit from Splunk (SPLK).

Most Recent 13F
Q4 2025
Location
CHICAGO, IL
CIK
0001132716
Portfolio Value
$3.2B (Q1 2024)
SEC Filing
0001132716-24-000022 ↗ filed May 15, 2024

Holdings Value

0$1.0B$2.0B$3.0B$4.0B$5.0B Q1 2024: $3.2B $3.2B Q1 2024 Q2 2024: $3.3B Q2 2024 Q3 2024: $3.9B Q3 2024 Q4 2024: $3.9B Q4 2024 Q1 2025: $4.1B Q1 2025 Q2 2025: $3.5B Q2 2025 Q3 2025: $3.1B Q3 2025 Q4 2025: $3.6B Q4 2025

Holdings 370 stocks · $3.2B
PXD Pioneer Natural Resources Co. 19.72% 2,431,644 $638.3M Reduce -5.6%
HES Hess Corp. 13.84% 2,935,149 $448.0M Add +26.8%
JNPR Juniper Networks Inc. 5.07% 4,428,704 $164.1M New
X United States Steel Corp. 4.64% 3,681,664 $150.1M Add +163.0%
CERE Cerevel Therapeutics Holding 4.22% 3,230,529 $136.6M Add +87.3%
AXONICS INC 4.15% 1,945,920 $134.2M Add +3928.3%
ANSS Ansys Inc. 3.79% 352,899 $122.5M New
CTLT Catalent Inc. 3.01% 1,723,772 $97.3M New
ACI Albertsons Cos Inc. Class A 1.53% 2,312,817 $49.6M Add +52.9%
DFS Discover Financial Services 1.39% 343,669 $45.1M New
SWN Southwestern Energy Co. 1.33% 5,695,124 $43.2M New
RYAAY Ryanair Holdings PLC-SP ADR 0.93% 207,240 $30.2M Reduce -4.6%
OXY Occidental Petroleum Corp. 0.71% 355,268 $23.1M Add +41.2%
OKTA Okta Inc. 0.65% 200,000 $20.9M Add +135.3%
NVDA Nvidia Corp. 0.64% 22,899 $20.7M Add +27.4%
ETRN Equitrans Midstream Corp. 0.63% 1,644,508 $20.5M New
NPAB New Providence Acquisition-A 0.62% 1,857,465 $20.0M No change
MAT Mattel Inc. 0.59% 969,029 $19.2M No change
SCRM Screaming Eagle Acq Class A 0.57% 1,719,492 $18.4M No change
NSC Norfolk Southern Corp. 0.55% 69,500 $17.7M Add +42.1%
PNR Pentair PLC 0.53% 200,800 $17.2M Add +79.9%
AVGO Broadcom Inc. 0.53% 12,869 $17.1M Add +111.6%
ALV Autoliv Inc. 0.53% 141,425 $17.0M Reduce -2.6%
SHW The Sherwin-Williams Co. 0.52% 48,500 $16.8M New
TCOM Trip.com Group Ltd.-ADR 0.49% 365,000 $16.0M Add +92.1%
ERF Enerplus Corp. 0.49% 810,000 $15.9M New
HUBB Hubbell Inc. 0.49% 38,300 $15.9M Add +96.4%
SP SP Plus Corp. 0.48% 298,558 $15.6M New
FCX Freeport-McMoran Inc. 0.47% 321,393 $15.1M Add +4.9%
CFLT Confluent Inc. Class A 0.47% 495,000 $15.1M Add +120.0%
ESTC Elastic NV 0.46% 150,000 $15.0M Add +150.0%
ECL Ecolab Inc. 0.45% 63,400 $14.6M Add +73.7%
BIDU Baidu Inc. - Spon ADR 0.45% 137,500 $14.5M Add +30.9%
QRVO Qorvo Inc. 0.44% 125,000 $14.4M No change
CP Canadian Pacific Kansas City 0.44% 160,000 $14.1M New
GE General Electric 0.42% 77,600 $13.6M Reduce -5.6%
UAL United Airlines Holdings Inc. 0.41% 278,100 $13.3M New
APH Amphenol Corp. Class A 0.41% 114,350 $13.2M Add +125.8%
IR Ingersoll-Rand Inc. 0.39% 131,218 $12.5M Reduce -1.0%
MRVL Marvell Technology Inc. 0.38% 175,000 $12.4M Add +775.0%
AZEK The Azek Co. Inc. 0.38% 241,900 $12.1M Add +80.3%
NVT Nvent Electric PLC 0.37% 158,470 $11.9M Add +56.0%
DOV Dover Corp. 0.37% 67,140 $11.9M New
AMZN Amazon.com Inc. 0.35% 63,621 $11.5M Add +53.2%
TCN Tricon Residential Inc. 0.34% 1,000,000 $11.2M New
WCN Waste Connections Inc. 0.33% 61,855 $10.6M Add +27.9%
HEI Heico Corp. 0.33% 55,225 $10.5M New
LHX L3HARRIS Technologies Inc. 0.31% 47,600 $10.1M Add +226.0%
ADBE Adobe Inc. 0.29% 18,797 $9.5M Add +1363.9%
SOXX iShares Semiconductor ETF 0.27% 38,000 $8.6M New
HOLI Hollysys Automation Technolo 0.26% 325,301 $8.3M Add +713.3%
SPT Sprout Social Inc. Class A 0.25% 135,000 $8.1M Add +575.0%
CTVA Corteva Inc. 0.22% 121,100 $7.0M New
CVII Churchill Capital Corp. Vii-A 0.21% 635,761 $6.8M No change
SKGR SK Growth Opportunities Co. Class A 0.21% 614,130 $6.8M No change
ORCL Oracle Corp. 0.20% 52,486 $6.6M Add +340.1%
KSPI JSC Kaspi.kz ADR filed as KASPI KZ JSC 0.20% 50,000 $6.4M New
BALL Ball Corp. 0.20% 94,840 $6.4M Reduce -35.6%
RAMP Liveramp Holdings Inc. 0.20% 185,000 $6.4M New
HCP Hashicorp Inc. Class A 0.19% 232,500 $6.3M New
CDLX Cardlytics Inc. 0.19% 425,000 $6.2M Add +112.5%
JCI Johnson Controls Internation 0.19% 93,100 $6.1M New
AAPL Apple Inc. 0.19% 35,000 $6.0M New
FTAI Ftai Aviation Ltd. 0.18% 87,900 $5.9M New
FR First Industrial Realty TR 0.18% 112,067 $5.9M Add +903.6%
TSM Taiwan Semiconductor-SP ADR 0.18% 42,000 $5.7M New
WH Wyndham Hotels & Resorts Inc. 0.17% 70,175 $5.4M Add +514.1%
DAL Delta Air Lines Inc. 0.17% 112,391 $5.4M No change
VRT Vertiv Holdings Co. Class A 0.16% 65,300 $5.3M Add +22.3%
RRACF Rigel Resource Acquisit Class A 0.16% 462,203 $5.2M No change
EMBJ Embraer SA-Spon ADR 0.15% 186,700 $5.0M New
DE Deere & Co. 0.15% 11,700 $4.8M New
FLR Fluor Corp. 0.15% 112,550 $4.8M New
FBIN Fortune Brands Innovations I 0.14% 54,150 $4.6M New
COP Conocophillips 0.14% 35,929 $4.6M Add +1.1%
TECK Teck Resources Ltd.-CLS B 0.14% 99,100 $4.5M Reduce -25.1%
CHH Choice Hotels Intl Inc. 0.14% 35,885 $4.5M New
CRM Salesforce Inc. 0.14% 15,000 $4.5M Add +30.4%
VAC Marriott Vacations World 0.14% 40,800 $4.4M New
NVR NVR Inc. 0.13% 537 $4.3M Reduce -42.8%
ELS Equity Lifestyle Properties 0.13% 67,075 $4.3M Add +50.2%
ETSY Etsy Inc. 0.13% 62,500 $4.3M New
MSFT Microsoft Corp. 0.13% 10,088 $4.2M Reduce -59.9%
SBAC SBA Communications Corp. 0.13% 19,270 $4.2M Reduce -2.5%
TRNO Terreno Realty Corp. 0.13% 62,600 $4.2M Add +5.4%
EXPE Expedia Group Inc. 0.13% 30,000 $4.1M New
COLOMBIER ACQUISITION CORP 0.13% 400,000 $4.1M New
RENEF Cartesian Growth Corp. II- A 0.13% 368,478 $4.1M No change
CDNS Cadence Design SYS Inc. 0.13% 13,000 $4.0M New
GDX Vaneck Gold Miners ETF 0.12% 125,000 $4.0M Reduce -37.5%
ZS Zscaler Inc. 0.12% 20,000 $3.9M Add +900.0%
ZTO Zto Express Cayman Inc.-ADR 0.12% 182,952 $3.8M Add +443.7%
NCLH Norwegian Cruise Line Holdin 0.12% 178,031 $3.7M Reduce -25.2%
BAX Baxter International Inc. 0.11% 86,126 $3.7M Reduce -34.8%
AZN Astrazeneca PLC-Spons ADR 0.11% 54,284 $3.7M Add +69.3%
BEKE Ke Holdings Inc.-ADR filed as KE HLDGS INC 0.11% 264,000 $3.6M Reduce -30.0%
EVLV Evolv Technologies Holdings 0.11% 806,623 $3.6M Reduce -15.7%
GAQ Generation Asia I Acquisit-A 0.11% 325,141 $3.6M No change
FIVN FIVE9 Inc. 0.11% 57,500 $3.6M New
MTH Meritage Homes Corp. 0.11% 20,287 $3.6M Add +383.6%
TAL Tal Education Group- ADR 0.11% 312,000 $3.5M Add +38.0%
ANSC Agriculture & Natural Soluti 0.11% 344,955 $3.5M No change
LCW Learn CW Investment Corp. Class A 0.11% 318,875 $3.5M No change
ASAN Asana Inc. Class A 0.10% 212,500 $3.3M Add +1316.7%
REXR Rexford Industrial Realty Inc. 0.10% 64,796 $3.3M Reduce -40.4%
BRX Brixmor Property Group Inc. 0.10% 136,405 $3.2M New
PTGX Protagonist Therapeutics Inc. 0.10% 109,330 $3.2M Add +3.0%
DDOG Datadog Inc. Class A 0.10% 25,000 $3.1M New
TSLA Tesla Inc. 0.10% 17,500 $3.1M Add +1066.7%
BDX Becton Dickinson and Co. 0.09% 12,362 $3.1M Add +283.1%
ACEL Accel Entertainment Inc. 0.09% 254,737 $3.0M No change
MU Micron Technology Inc. 0.09% 25,000 $2.9M Reduce -72.2%
AXTA Axalta Coating Systems Ltd. 0.09% 85,250 $2.9M No change
KRG Kite Realty Group Trust 0.09% 135,125 $2.9M Add +1384.6%
RHP Ryman Hospitality Properties 0.09% 24,825 $2.9M Reduce -41.1%
SBXC Silverbox Corp. III-A 0.09% 273,228 $2.9M No change
EXR Extra Space Storage Inc. 0.09% 19,200 $2.8M Add +203.6%
BE Bloom Energy Corp. Class A 0.09% 250,000 $2.8M New
VST Vistra Corp. 0.09% 40,000 $2.8M New
PLAOF Patria Latin American Opport 0.09% 245,652 $2.8M No change
DHI D.R. Horton Inc. 0.09% 16,827 $2.8M Add +10.6%
SBRA Sabra Health Care REIT Inc. 0.08% 185,650 $2.7M Reduce -21.5%
PDD PDD Holdings Inc. 0.08% 22,895 $2.7M Add +94.1%
GOOGL Alphabet Inc. Class A 0.08% 17,500 $2.6M Add +16.7%
QCOM Qualcomm Inc. 0.08% 15,500 $2.6M New
SNDX Syndax Pharmaceuticals Inc. 0.08% 108,431 $2.6M Add +13.0%
ZG Zillow Group Inc. Class A 0.08% 52,500 $2.5M Reduce -43.9%
MAC The Macerich Co. 0.08% 145,775 $2.5M New
NETD Nabors Energy Transition C-A 0.08% 241,468 $2.5M No change
HR Healthcare Realty Trust Inc. 0.08% 173,500 $2.5M Add +14.9%
EVCO Everest Consolidator Acquisi 0.08% 218,844 $2.4M No change
NFLX Netflix Inc. 0.08% 4,000 $2.4M Reduce -23.8%
HALO Halozyme Therapeutics Inc. 0.07% 59,683 $2.4M Add +115.6%
APLE Apple Hospitality REIT Inc. 0.07% 148,000 $2.4M Add +279.8%
DCPH Deciphera Pharmaceuticals Inc. 0.07% 151,796 $2.4M Add +28.7%
CUBE Cubesmart 0.07% 52,575 $2.4M New
UE Urban Edge Properties 0.07% 136,050 $2.3M New
AGIO Agios Pharmaceuticals Inc. 0.07% 79,906 $2.3M Reduce -37.0%
SWTX Springworks Therapeutics Inc. 0.07% 47,250 $2.3M Reduce -37.2%
IDYA Ideaya Biosciences Inc. 0.07% 52,045 $2.3M Reduce -30.2%
VICI Vici Properties Inc. filed as VICI PPTYS INC 0.07% 76,650 $2.3M Add +42.0%
COHR Coherent Corp. 0.07% 37,069 $2.2M Reduce -38.4%
ROIC Retail Opportunity Investmen 0.07% 172,900 $2.2M Reduce -0.7%
IRTC Irhythm Holdings Inc. 0.07% 18,947 $2.2M Reduce -6.9%
USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP 0.07% 206,973 $2.2M No change
APXIF Apx Acquisition Corp. I 0.07% 187,581 $2.1M No change
PRAX Praxis Precision Medicines I 0.07% 34,729 $2.1M Add +55.9%
BCYC Bicycle Therapeutics PLC-ADR 0.07% 84,980 $2.1M Add +15.5%
APCA Ap Acquisition Corp. Class A 0.07% 187,581 $2.1M No change
MCD McDonald's Corp. 0.07% 7,500 $2.1M New
IP International Paper Co. 0.06% 53,760 $2.1M Reduce -56.4%
PK Park Hotels & Resorts Inc. 0.06% 119,275 $2.1M New
BURTECH ACQUISITION CORP 0.06% 187,581 $2.1M No change
SLAMF Slam Corp. Class A 0.06% 182,628 $2.0M No change
LEGT.U Legato Merger Corp. III 0.06% 200,000 $2.0M New
ON On Semiconductor 0.06% 27,500 $2.0M Reduce -59.6%
ARCH Arch Resources Inc. 0.06% 12,500 $2.0M New
RARE Ultragenyx Pharmaceutical Inc. 0.06% 42,606 $2.0M Reduce -25.2%
TWLO Twilio Inc. Class A 0.06% 32,500 $2.0M New
NTES Netease Inc.-ADR 0.06% 19,058 $2.0M Add +1.4%
ESTA Establishment Labs Holdings 0.06% 38,445 $2.0M Reduce -20.6%
VSAC Vision Sensing Acquisition-A 0.06% 175,381 $2.0M No change
MERSANA THERAPEUTICS INC 0.06% 434,293 $1.9M Reduce -21.8%
NBIX Neurocrine Biosciences Inc. 0.06% 14,000 $1.9M Reduce -29.3%
WOLF Wolfspeed Inc. 0.06% 65,000 $1.9M New
NLY Annaly Capital Management Inc. 0.06% 96,500 $1.9M Reduce -27.7%
KIDS Orthopediatrics Corp. 0.06% 64,814 $1.9M Add +60.8%
IMCR Immunocore Holdings PLC-ADR 0.06% 28,924 $1.9M Add +4.6%
ANAB Anaptysbio Inc. 0.06% 83,025 $1.9M Reduce -4.7%
KNSA Kiniksa Pharmaceuticals Ltd. 0.06% 94,495 $1.9M Reduce -6.2%
XFOR X4 Pharmaceuticals Inc. 0.06% 1,335,521 $1.9M Reduce -23.4%
IONS Ionis Pharmaceuticals Inc. 0.06% 42,412 $1.8M Add +48.2%
ARES ACQUISITION CORP II 0.06% 170,767 $1.8M No change
ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN 0.06% 27,500 $1.8M Reduce -63.3%
ANNX Annexon Inc. 0.06% 248,277 $1.8M Reduce -64.2%
DSAQ Direct Selling Acquisition-A 0.05% 160,685 $1.8M No change
KRC Kilroy Realty Corp. 0.05% 48,725 $1.8M Add +0.8%
PHYTF Pyrophyte Acquisition Corp. Class A 0.05% 159,438 $1.8M No change
TMCI Treace Medical Concepts Inc. 0.05% 135,913 $1.8M Reduce -12.3%
RCFAF Perception Capital Corp. IV filed as RCF ACQUISITION CORP 0.05% 159,438 $1.8M No change
PLUM ACQUISITION CORP I 0.05% 159,438 $1.8M No change
TLGYF TLGY Acquisition Corp. Class A 0.05% 156,317 $1.8M No change
OHI Omega Healthcare Investors 0.05% 55,725 $1.8M Reduce -30.1%
IVCBF Invest Acquisition Corp. 0.05% 156,317 $1.8M No change
HPE Hewlett Packard Enterprise 0.05% 99,000 $1.8M New
FEXD Fintech Ecosystem Developm-A 0.05% 159,438 $1.8M No change
AMD Advanced Micro Devices 0.05% 9,624 $1.7M New
INSP Inspire Medical Systems Inc. 0.05% 8,085 $1.7M Reduce -4.7%
EGP Eastgroup Properties Inc. 0.05% 9,645 $1.7M Reduce -20.0%
CSLMF CSLM Acquisition Corp. 0.05% 156,317 $1.7M No change
OCUL Ocular Therapeutix Inc. 0.05% 188,578 $1.7M Reduce -43.2%
BPMC Blueprint Medicines Corp. 0.05% 18,000 $1.7M Add +100.0%
SUI Sun Communities Inc. filed as SUN CMNTYS INC 0.05% 13,220 $1.7M Add +107.2%
ATEC Alphatec Holdings Inc. 0.05% 122,821 $1.7M Add +32.3%
AOGO Arogo Capital Acquisition -A 0.05% 156,317 $1.7M No change
AMH American Homes 4 Rent- A 0.05% 45,300 $1.7M Reduce -43.6%
AMT American Tower Corp. 0.05% 8,400 $1.7M Reduce -48.3%
SILK Silk Road Medical Inc. filed as SILK RD MED INC 0.05% 90,556 $1.7M Add +24.8%
INVH Invitation Homes Inc. 0.05% 46,525 $1.7M New
STX Seagate Technology Holdings 0.05% 17,500 $1.6M New
NOW ServiceNow Inc. 0.05% 2,119 $1.6M Add +49.9%
FNVTF Finnovate Acquisition Corp. Class A 0.05% 143,494 $1.6M No change
MAA Mid-America Apartment Comm 0.05% 12,175 $1.6M Reduce -32.7%
RZLT Rezolute Inc. 0.05% 626,259 $1.6M Add +4.2%
ELME Elme Communities 0.05% 114,400 $1.6M Reduce -48.8%
AIV Apartment Invt & Mgmt Co. Class A 0.05% 193,200 $1.6M Add +150.4%
SNY Sanofi-ADR 0.05% 32,483 $1.6M Reduce -73.7%
SLN Silence Therapeutics PLC-ADR 0.05% 72,223 $1.6M Reduce -22.5%
BOX Box Inc. Class A 0.05% 55,000 $1.6M New
ADT Adt Inc. 0.05% 229,607 $1.5M No change
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.05% 10,000 $1.5M Reduce -50.0%
LRMR Larimar Therapeutics Inc. 0.05% 202,783 $1.5M Reduce -36.6%
IVT Inventrust Properties Corp. 0.05% 59,375 $1.5M New
ATXS Astria Therapeutics Inc. 0.05% 108,120 $1.5M Add +38.4%
PODD Insulet Corp. 0.05% 8,847 $1.5M Reduce -2.2%
AIRC Apartment Income REIT Co. 0.05% 46,425 $1.5M New
FNA Paragon 28 Inc. 0.05% 119,645 $1.5M Reduce -5.5%
MDT Medtronic PLC 0.04% 16,702 $1.5M Reduce -25.2%
INSM Insmed Inc. 0.04% 53,507 $1.5M Reduce -5.7%
STRO Sutro Biopharma Inc. Com SHS 0.04% 255,057 $1.4M Reduce -32.6%
MRUS Merus NV 0.04% 31,642 $1.4M Reduce -73.9%
WELNF Integrated Wellness Acq - A 0.04% 125,054 $1.4M No change
INZY Inozyme Pharma Inc. 0.04% 183,218 $1.4M Reduce -25.2%
GLPI Gaming and Leisure Propertie 0.04% 29,775 $1.4M Add +23.4%
EWTX Edgewise Therapeutics Inc. 0.04% 75,097 $1.4M Reduce -34.5%
PDM Piedmont Realty Trust Inc. 0.04% 189,600 $1.3M New
NFSCF Enphys Acquisition Corp. 0.04% 122,826 $1.3M No change
BDTX Black Diamond Therapeutics I 0.04% 257,000 $1.3M New
ARVN Arvinas Inc. 0.04% 31,501 $1.3M Reduce -65.4%
PEN Penumbra Inc. 0.04% 5,798 $1.3M Add +2.7%
ORIC Oric Pharmaceuticals Inc. 0.04% 92,366 $1.3M Reduce -64.9%
MTCH Match Group Inc. 0.04% 35,000 $1.3M Reduce -12.5%
CVLT Commvault Systems Inc. 0.04% 12,500 $1.3M New
DOC Healthpeak Properties Inc. 0.04% 67,200 $1.3M Reduce -59.4%
RVNC Revance Therapeutics Inc. 0.04% 254,667 $1.3M Add +132.2%
MFA Mfa Financial Inc. 0.04% 109,800 $1.3M New
MIRM Mirum Pharmaceuticals Inc. 0.04% 49,857 $1.3M Reduce -0.1%
NVNO Envveno Medical Corporation 0.04% 226,308 $1.2M Reduce -4.2%
OFIX Orthofix Medical Inc. 0.04% 84,249 $1.2M Add +5.0%
RCUS Arcus Biosciences Inc. 0.04% 64,122 $1.2M Add +20.4%
VERA Vera Therapeutics Inc. 0.04% 27,566 $1.2M Reduce -74.2%
PYPL PayPal Holdings Inc. 0.04% 17,500 $1.2M Reduce -65.0%
LBPH Longboard Pharmaceuticals Inc. 0.04% 54,053 $1.2M Reduce -56.1%
PATH Uipath Inc. Class A 0.04% 50,000 $1.1M Reduce -66.7%
KROS Keros Therapeutics Inc. 0.03% 17,053 $1.1M Add +20.8%
ASML ASML Holding NV-NY Reg SHS 0.03% 1,156 $1.1M New
AXGN Axogen Inc. 0.03% 137,575 $1.1M No change
ALCYF Alchemy Investments Acquisit 0.03% 103,486 $1.1M New
KPTI Karyopharm Therapeutics Inc. 0.03% 722,327 $1.1M Reduce -10.0%
NXRT Nexpoint Residential 0.03% 33,550 $1.1M New
HAYMAKER ACQUISITION CORP 4 0.03% 103,486 $1.1M No change
AAT American Assets Trust Inc. 0.03% 48,100 $1.1M New
MGM MGM Resorts International 0.03% 21,726 $1.0M Reduce -32.6%
ROIV Roivant Sciences Ltd. 0.03% 97,217 $1.0M Reduce -51.0%
BSX Boston Scientific Corp. 0.03% 14,800 $1.0M Reduce -25.2%
CGEM Cullinan Therapeutics Inc. 0.03% 59,352 $1.0M Add +9.2%
EQIX Equinix Inc. 0.03% 1,224 $1.0M Reduce -65.0%
RIGL Rigel Pharmaceuticals Inc. 0.03% 672,750 $996K Reduce -25.2%
AUTL Autolus Therapeutics PLC 0.03% 155,857 $994K Reduce -71.1%
KALV Kalvista Pharmaceuticals Inc. 0.03% 82,000 $973K New
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.03% 11,000 $962K Reduce -26.7%
SHO Sunstone Hotel Investors Inc. 0.03% 86,150 $960K New
DYN Dyne Therapeutics Inc. 0.03% 33,125 $940K Reduce -42.2%
SYRS Syros Pharmaceuticals Inc. 0.03% 175,000 $936K Add +34.6%
DEI Douglas Emmett Inc. 0.03% 66,825 $927K New
INCY Incyte Corp. 0.03% 16,250 $926K Reduce -60.4%
ACRV Acrivon Therapeutics Inc. 0.03% 126,949 $908K Add +35.9%
MCHP Microchip Technology Inc. 0.03% 10,000 $897K New
CNTB Connect Biopharma Hldgs Ltd. 0.03% 510,701 $889K Reduce -9.0%
TRIS Tristar Acquisition I Corp. Class A 0.03% 80,656 $884K No change
SRPT Sarepta Therapeutics Inc. 0.03% 6,813 $882K Reduce -70.5%
CYH Community Health Systems Inc. 0.03% 250,000 $875K New
NKTR Nektar Therapeutics 0.03% 935,620 $874K Reduce -25.2%
NKTX Nkarta Inc. 0.03% 80,000 $865K New
BMBL Bumble Inc. Class A 0.03% 75,000 $851K Reduce -88.0%
RLAY Relay Therapeutics Inc. 0.03% 100,039 $830K Reduce -25.2%
ARDX Ardelyx Inc. 0.03% 111,889 $817K Reduce -45.3%
LTC LTC Properties Inc. filed as LTC PPTYS INC 0.03% 24,925 $810K Reduce -54.9%
ALLK Allakos LLC 0.03% 641,665 $808K New
CRC California Resources Corp. 0.02% 14,536 $801K Reduce -3.9%
OVID Ovid Therapeutics Inc. 0.02% 259,500 $791K Add +79.6%
SONO Sonos Inc. 0.02% 40,000 $762K New
REPL Replimune Group Inc. 0.02% 92,991 $760K Reduce -7.0%
HLVX Hillevax Inc. 0.02% 45,676 $760K Reduce -25.2%
MLYS Mineralys Therapeutics Inc. 0.02% 58,474 $755K Reduce -68.6%
VTYX Ventyx Biosciences Inc. 0.02% 134,000 $737K New
SRRK Scholar Rock Holding Corp. 0.02% 41,378 $735K Reduce -51.4%
BCAB Bioatla Inc. 0.02% 209,770 $722K Add +16.3%
BKD Brookdale Senior Living Inc. 0.02% 109,000 $720K Add +185.6%
AXSM Axsome Therapeutics Inc. 0.02% 8,918 $712K Reduce -25.2%
SPKLF Spark I Acquisition Corp. 0.02% 68,991 $708K No change
INFA Informatica Inc. Class A 0.02% 20,000 $700K Reduce -79.0%
SDGR Schrodinger Inc. 0.02% 25,906 $699K Reduce -15.4%
AFRM Affirm Holdings Inc. 0.02% 18,500 $689K New
PD Pagerduty Inc. 0.02% 30,000 $680K New
RAPT THERAPEUTICS INC 0.02% 73,088 $656K Add +18.1%
PRCT Procept Biorobotics Corp. 0.02% 13,217 $653K Reduce -33.0%
TEVA Teva Pharmaceutical-SP ADR 0.02% 44,896 $633K Reduce -50.1%
BOLD Boundless Bio Inc. 0.02% 41,650 $594K New
OSI Osiris Acquisition Corp. Class A 0.02% 55,585 $589K No change
IFRX Inflarx NV 0.02% 382,409 $589K Add +89.4%
VRNA Verona Pharma Ltd. 0.02% 36,305 $584K Reduce -25.2%
ALT Altimmune Inc. 0.02% 56,795 $578K Add +65.6%
CARG Cargurus Inc. 0.02% 25,000 $577K New
ZYME Zymeworks Inc. 0.02% 54,457 $573K Reduce -60.0%
KALA Kala Bio Inc. 0.02% 72,554 $569K New
BHAC Focus Impact BH3 Acquisiti-A 0.02% 54,209 $568K No change
VSTM Verastem Inc. 0.02% 46,232 $546K Reduce -25.2%
BIIB Biogen Inc. 0.02% 2,500 $539K Reduce -48.8%
CPNG Coupang Inc. 0.02% 30,000 $534K New
AURA Aura Biosciences Inc. 0.02% 67,325 $529K Reduce -25.2%
COO The Cooper Cos Inc. 0.02% 5,189 $526K New
DNLI Denali Therapeutics Inc. 0.02% 25,033 $514K Reduce -27.4%
ALC Alcon Inc. filed as ALCON AG 0.02% 6,054 $504K New
SHOP Shopify Inc. Class A 0.02% 6,500 $502K New
ALGS Aligos Therapeutics Inc. 0.02% 500,000 $490K New
SLRN Acelyrin Inc. 0.01% 71,412 $482K Add +19.0%
AVBP Arrivent Biopharma Inc. 0.01% 26,181 $468K New
NNN NNN REIT Inc. 0.01% 10,700 $457K Reduce -89.9%
THRD Third Harmonic Bio Inc. 0.01% 48,403 $457K Reduce -25.2%
PTCT PTC Therapeutics Inc. 0.01% 15,000 $436K Reduce -58.4%
SVRA Savara Inc. 0.01% 87,437 $435K Reduce -50.6%
CPT Camden Property Trust 0.01% 4,375 $431K Reduce -37.7%
NHI Natl Health Investors Inc. filed as NATIONAL HEALTH INVS INC 0.01% 6,775 $426K Reduce -88.3%
ETNB 89BIO Inc. 0.01% 35,962 $419K Reduce -54.5%
PCVX Vaxcyte Inc. 0.01% 6,007 $410K Reduce -25.2%
CNTX Context Therapeutics Inc. 0.01% 296,675 $409K No change
AMC AMC Entertainment HLDS Class A 0.01% 107,755 $401K Reduce -1.8%
PANW Palo Alto Networks Inc. 0.01% 1,400 $398K Reduce -86.0%
QTRX Quanterix Corp. 0.01% 16,794 $396K No change
ESPR Esperion Therapeutics Inc. 0.01% 142,418 $382K Reduce -73.0%
SKIL Skillsoft Corp. 0.01% 41,692 $375K Add +0.0%
QURE Uniqure NV 0.01% 71,064 $370K Reduce -25.2%
NVCR Novocure Ltd. 0.01% 22,782 $356K New
UTHR United Therapeutics Corp. 0.01% 1,528 $351K Reduce -69.7%
CSR Centerspace 0.01% 6,050 $346K New
XENE Xenon Pharmaceuticals Inc. 0.01% 7,987 $344K Reduce -45.6%
WIX Wix.com Ltd. 0.01% 2,500 $344K Reduce -92.5%
ICLR Icon PLC 0.01% 972 $327K New
PHAT Phathom Pharmaceuticals Inc. 0.01% 28,583 $304K Reduce -33.9%
CRBP Corbus Pharmaceuticals Holdi 0.01% 7,500 $294K New
VRDN Viridian Therapeutics Inc. 0.01% 16,457 $288K Reduce -45.1%
CYPH Cypherpunk Technologies Inc. filed as LEAP THERAPEUTICS INC 0.01% 107,412 $286K Reduce -25.2%
CRNX Crinetics Pharmaceuticals Inc. 0.01% 6,021 $282K Reduce -40.0%
EPR Epr Properties filed as EPR PPTYS 0.01% 6,600 $280K New
EDIT Editas Medicine Inc. 0.01% 37,403 $278K Reduce -25.2%
GTY Getty Realty Corp. 0.01% 10,130 $277K Reduce -87.5%
W Wayfair Inc. Class A 0.01% 4,000 $272K Reduce -60.0%
NERV Minerva Neurosciences Inc. 0.01% 99,644 $257K Add +54.1%
ADC Agree Realty Corp. 0.01% 4,400 $251K Reduce -94.8%
VNET Vnet Group Inc.-ADR 0.01% 150,000 $233K New
PLTR Palantir Technologies Inc. Class A 0.01% 10,000 $230K Reduce -33.3%
FRSH Freshworks Inc. Class A 0.01% 12,500 $228K Reduce -64.3%
IMUX Immunic Inc. 0.01% 167,685 $221K Reduce -72.1%
LAMR Lamar Advertising Co. Class A 0.01% 1,775 $212K New
ADPT Adaptive Biotechnologies 0.01% 65,745 $211K Reduce -60.3%
CYTK Cytokinetics Inc. 0.01% 2,993 $210K New
VERU Veru Inc. 0.01% 299,221 $209K Reduce -57.3%
SCYX Scynexis Inc. 0.01% 141,731 $208K Reduce -25.2%
ABBV Abbvie Inc. 0.01% 1,138 $207K Reduce -92.3%
IRON Disc Medicine Inc. 0.01% 3,319 $207K Reduce -64.5%
BCRX Biocryst Pharmaceuticals Inc. 0.01% 32,630 $166K Reduce -45.8%
DTIL Precision Biosciences Inc. 0.00% 11,546 $157K Add +45.5%
COGT Cogent Biosciences Inc. 0.00% 22,442 $151K New
UNBX Unity Biotechnology Inc. 0.00% 70,397 $115K Reduce -24.1%
AFMDQ Affimed NV 0.00% 19,071 $101K Reduce -25.2%
PMVP PMV Pharmaceuticals Inc. 0.00% 56,852 $97K Reduce -54.9%
CHGG Chegg Inc. 0.00% 12,500 $95K Reduce -50.0%
BSLKW Golden Arrow Merger Corp. 0.00% 114,498 $20K No change
FASWF Stonebridge Acquisition Corp. 0.00% 138,661 $6K No change

Options reported separately and not counted above: AAL puts ($3.8M), LCID puts ($2.3M), RIG puts ($1.7M), PTON puts ($1.1M), COTY puts ($639K), ANNX calls ($532K), LYV puts ($409K), NCLH puts ($396K), VKTX calls ($388K), HLF puts ($358K), TRML puts ($345K), SRPT calls ($318K), and 77 more.

Other holdings (51): bonds, preferreds, convertibles and warrants · $234.5M (not counted above)
SecurityClassShares / PrincipalValueChange
SPIRIT AIRLINES INC (SAVE 1 05/15/26) NOTE 1.000% 5/1 · principal 77,636,000$37.3MReduce -11.4%
PELOTON INTERACTIVE INC (PTON 0 02/15/26) NOTE 2/1 · principal 42,500,000$36.1MNo change
REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) NOTE 1.750% 2/1 · principal 40,000,000$29.5MAdd +27.0%
ACORDA THERAPEUTICS INC (ACOR 6 12/01/24) NOTE 6.000%12/0 · principal 30,000,000$19.8MNo change
BANDWIDTH INC (BAND 0.5 04/01/28) NOTE 0.500% 4/0 · principal 26,500,000$19.1MReduce -19.7%
TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) NOTE 2.250% 3/0 · principal 25,500,000$16.4MAdd +13.3%
FUBOTV INC (FUBO 3.25 02/15/26) NOTE 3.250% 2/1 · principal 25,000,000$16.0MNo change
PETIQ INC (PETQ 4 06/01/26) NOTE 4.000% 6/0 · principal 15,000,000$14.9MNo change
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 300,000$12.9MNo change
BEYOND MEAT INC (BYND 0 03/15/27) NOTE 3/1 · principal 40,000,000$9.6MReduce -1.7%
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal 10,000,000$9.2MNo change
LENDINGTREE INC (TREE 0.5 07/15/25) NOTE 0.500% 7/1 · principal 7,500,000$7.0MReduce -44.4%
PROTALIX BIOTHERAPEAUTIC (PLX 7.5 09/01/24) NOTE 7.500% 9/0 · principal 4,000,000$4.0MNo change
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal 2,000,000$1.7MNo change
EVLVW Evolv Technologies -CW26 *W EXP 07/16/202 478,241$294KNo change
GAQWF Generation Asia I Acq -CW23 *W EXP 99/99/999 938,800$117KNo change
AEON BIOPHARMA INC *W EXP 07/21/202 74,997$114KNo change
Colombier Acquisition - 29 *W EXP 11/24/202 133,333$63KNew
XAGEW Alpha Healthcare Acquis-CW27 *W EXP 07/12/202 371,250$57KNo change
CNXXW Conx Corp. Class A -CW27 *W EXP 10/30/202 316,890$55KNo change
CVIIW Churchill Capital Vii -CW28 *W EXP 02/29/202 133,530$43KNo change
JWSWF Jaws Mustang Acq C -CW26 *W EXP 01/30/202 172,581$39KNo change
BNAIW Brand Engagement Netwo -CW27 *W EXP 03/14/202 153,567$20KNew
KDKRW Ares Acquisition Corp. II-28 *W EXP 99/99/999 85,383$17KNo change
PLAOW Patria Latin American-CW27 *W EXP 99/99/999 178,033$17KNo change
USARW Inflection Point Acquis-C-28 *W EXP 08/31/202 103,486$16KNo change
TVGNW Semper Paratus Acqu -CW26 *W EXP 02/14/202 185,416$15KNew
APXIW Apx Acquisition Corp. I -23 *W EXP 99/99/999 91,439$14KNo change
REEWF Cartesian Growth Corp. II -28 *W EXP 07/12/202 122,826$14KNo change
COOLW Corner Growth Acq Class A -CW27 *W EXP 99/99/999 75,251$13KNo change
SEPAW Sep Acquisition Corp. -CW23 *W EXP 99/99/999 80,900$12KNo change
EVCOW Everest Consolidator Acquisi *W EXP 99/99/999 78,716$12KNo change
BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 72,293$12KNew
SBXC.WS Silverbox Corp. III-28 *W EXP 02/28/202 91,076$11KNo change
LCWWF Learn CW Investment A -CW28 *W EXP 10/08/202 231,102$11KNo change
MCAAW Mountain & Co. I Acq -CW23 *W EXP 09/30/202 136,155$11KNo change
JETAI INC *W EXP 08/10/202 197,427$11KNo change
IVAWF Investcorp India Acquisi -27 *W EXP 06/01/202 214,435$11KNo change
CSLWF Consilium Acquisition -27 *W EXP 99/99/999 68,781$9KNo change
RMGWF RMG Acquisition Class A -CW27 *W EXP 99/99/999 126,755$9KNo change
SEDA.WS SDCL Edge Acq Class A -CW28 *W EXP 99/99/999 49,013$7KNo change
RDZNW Vahanna Tech Edge -CW24 *W EXP 11/30/202 67,181$6KNo change
SPECW Perception Capital II -CW28 *W EXP 10/17/202 231,101$6KNo change
TRONW Corner Growth Acquisiti-CW23 *W EXP 99/99/999 116,665$6KNo change
AENTW Adara Acquisition Class A -CW26 *W EXP 02/11/202 116,781$5KNo change
MSAIW Sportsmap Tech Acq -CW27 *W EXP 12/19/202 145,732$5KNo change
OPTXW Omnilit Acquisition Class A -23 *W EXP 99/99/999 33,069$4KNo change
BLUAW Blueriver Acquisit A -CW26 *W EXP 01/04/202 49,521$4KNo change
PUCKW Goal Acquisitions Corp.-CW *W EXP 99/99/999 283,281$3KNo change
FNVWF Finnovate Acquisition -CW23 *W EXP 09/30/202 130,406$2KNo change
WINVW Winvest Acquisition -CW23 *W EXP 08/09/202 18,392$285No change

Total filed on the 13F, all lines: $3.5B.

Portfolio Sells Q4 2023 → Q1 2024
SPLK Splunk Inc. Sold out 0.00% −19.55
SRC Spirit Realty Capital Inc. Sold out 0.00% −4.17
IMGN Immunogen Inc. Sold out 0.00% −1.98
CPRI Capri Holdings Ltd. Sold out 0.00% −1.63
KRTX Karuna Therapeutics Inc. Sold out 0.00% −1.18
GHIX Gores Holding Ix Inc. Class A Sold out 0.00% −0.57
PXD Pioneer Natural Resources Co. Reduce -5.6% 19.72% −0.48
UNP Union Pacific Corp. Sold out 0.00% −0.44
VMC Vulcan Materials Co. Sold out 0.00% −0.36
BMBL Bumble Inc. Class A Reduce -88.0% 0.03% −0.29
PPG PPG Industries Inc. Sold out 0.00% −0.29
MEOH Methanex Corp. Sold out 0.00% −0.23
BKNG Booking Holdings Inc. Sold out 0.00% −0.23
CCJ Cameco Corp. Sold out 0.00% −0.21
MSFT Microsoft Corp. Reduce -59.9% 0.13% −0.20
BLDR Builders Firstsource Inc. Sold out 0.00% −0.20
RPT REALTY Sold out 0.00% −0.20
ADC Agree Realty Corp. Reduce -94.8% 0.01% −0.18
MU Micron Technology Inc. Reduce -72.2% 0.09% −0.18
WLK Westlake Corp. Sold out 0.00% −0.17
SMAR Smartsheet Inc. Class A Sold out 0.00% −0.17
SNY Sanofi-ADR Reduce -73.7% 0.05% −0.17
O Realty Income Corp. Sold out 0.00% −0.15
NNN NNN REIT Inc. Reduce -89.9% 0.01% −0.15
LUV Southwest Airlines Co. Sold out 0.00% −0.14
CARR Carrier Global Corp. Sold out 0.00% −0.14
ON On Semiconductor Reduce -59.6% 0.06% −0.14
WIX Wix.com Ltd. Reduce -92.5% 0.01% −0.13
ZM Zoom Communications Inc. Reduce -63.3% 0.06% −0.13
POOL Pool Corp. Sold out 0.00% −0.12
ROSS Ross Acquisition Corp. II -A Sold out 0.00% −0.12
CHEA Chenghe Acquisition Co. Class A Sold out 0.00% −0.12
REXR Rexford Industrial Realty Inc. Reduce -40.4% 0.10% −0.11
UPS United Parcel Service Class B Sold out 0.00% −0.11
ZG Zillow Group Inc. Class A Reduce -43.9% 0.08% −0.11
VZIO Vizio Holding Corp. Class A Sold out 0.00% −0.11
BEKE Ke Holdings Inc.-ADR Reduce -30.0% 0.11% −0.10
NHI Natl Health Investors Inc. Reduce -88.3% 0.01% −0.10
BALL Ball Corp. Reduce -35.6% 0.20% −0.10
FOCUS IMPACT ACQUISITION COR Sold out 0.00% −0.10
NUBIA BRAND INTERNATIONAL CO Sold out 0.00% −0.10
PLMJF Plum Acquisition Corp. III Sold out 0.00% −0.10
PATH Uipath Inc. Class A Reduce -66.7% 0.04% −0.09
CFFS CF Acquisition Corp. Vii Class A Sold out 0.00% −0.09
NVR NVR Inc. Reduce -42.8% 0.13% −0.09
GDX Vaneck Gold Miners ETF Reduce -37.5% 0.12% −0.09
ARVN Arvinas Inc. Reduce -65.4% 0.04% −0.09
IP International Paper Co. Reduce -56.4% 0.06% −0.09
PANW Palo Alto Networks Inc. Reduce -86.0% 0.01% −0.09
AUTL Autolus Therapeutics PLC Reduce -71.1% 0.03% −0.09

Portfolio Buys Q4 2023 → Q1 2024
JNPR Juniper Networks Inc. New 5.07% +5.07
AXONICS INC Add +3928.3% 4.15% +4.04
ANSS Ansys Inc. New 3.79% +3.79
CTLT Catalent Inc. New 3.01% +3.01
X United States Steel Corp. Add +163.0% 4.64% +2.26
HES Hess Corp. Add +26.8% 13.84% +2.20
CERE Cerevel Therapeutics Holding Add +87.3% 4.22% +1.67
DFS Discover Financial Services New 1.39% +1.39
SWN Southwestern Energy Co. New 1.33% +1.33
ETRN Equitrans Midstream Corp. New 0.63% +0.63
SHW The Sherwin-Williams Co. New 0.52% +0.52
ERF Enerplus Corp. New 0.49% +0.49
SP SP Plus Corp. New 0.48% +0.48
CP Canadian Pacific Kansas City New 0.44% +0.44
UAL United Airlines Holdings Inc. New 0.41% +0.41
OKTA Okta Inc. Add +135.3% 0.65% +0.38
DOV Dover Corp. New 0.37% +0.37
TCN Tricon Residential Inc. New 0.34% +0.34
MRVL Marvell Technology Inc. Add +775.0% 0.38% +0.34
NVDA Nvidia Corp. Add +27.4% 0.64% +0.33
HEI Heico Corp. New 0.33% +0.33
ACI Albertsons Cos Inc. Class A Add +52.9% 1.53% +0.32
AVGO Broadcom Inc. Add +111.6% 0.53% +0.29
CFLT Confluent Inc. Class A Add +120.0% 0.47% +0.28
HUBB Hubbell Inc. Add +96.4% 0.49% +0.27
ADBE Adobe Inc. Add +1363.9% 0.29% +0.27
SOXX iShares Semiconductor ETF New 0.27% +0.27
TCOM Trip.com Group Ltd.-ADR Add +92.1% 0.49% +0.26
PNR Pentair PLC Add +79.9% 0.53% +0.25
APH Amphenol Corp. Class A Add +125.8% 0.41% +0.23
ESTC Elastic NV Add +150.0% 0.46% +0.23
HOLI Hollysys Automation Technolo Add +713.3% 0.26% +0.22
CTVA Corteva Inc. New 0.22% +0.22
LHX L3HARRIS Technologies Inc. Add +226.0% 0.31% +0.21
SPT Sprout Social Inc. Class A Add +575.0% 0.25% +0.21
ECL Ecolab Inc. Add +73.7% 0.45% +0.20
KSPI JSC Kaspi.kz ADR New 0.20% +0.20
RAMP Liveramp Holdings Inc. New 0.20% +0.20
AZEK The Azek Co. Inc. Add +80.3% 0.38% +0.20
HCP Hashicorp Inc. Class A New 0.19% +0.19
OXY Occidental Petroleum Corp. Add +41.2% 0.71% +0.19
JCI Johnson Controls Internation New 0.19% +0.19
AAPL Apple Inc. New 0.19% +0.19
FTAI Ftai Aviation Ltd. New 0.18% +0.18
TSM Taiwan Semiconductor-SP ADR New 0.18% +0.18
FR First Industrial Realty TR Add +903.6% 0.18% +0.16
ORCL Oracle Corp. Add +340.1% 0.20% +0.16
NVT Nvent Electric PLC Add +56.0% 0.37% +0.16
EMBJ Embraer SA-Spon ADR New 0.15% +0.15
DE Deere & Co. New 0.15% +0.15

Options Activity Q4 2023 → Q1 2024
AAL American Airlines Group Inc. put Reduce -49.8% 9,376,000 $3.8M
LCID Lucid Group Inc. put Reduce -2.7% 730,000 $2.3M
RIG Transocean Ltd. put Add +94.9% 828,400 $1.7M
PTON Peloton Interactive Inc. Class A put Reduce -30.1% 725,000 $1.1M
DISH Dish Network Corp. Class A put Sold out 126,400 $1.1Mbefore exit
SAVEQ Spirit Airlines Inc. put Sold out 300,000 $885Kbefore exit
COTY Coty Inc. Class A put Reduce -3.8% 1,364,500 $639K
ANNX Annexon Inc. call New 418,500 $532K
GDX Vaneck Gold Miners ETF call Sold out 400,000 $452Kbefore exit
LYV Live Nation Entertainment Inc. put Add +3.7% 237,900 $409K
NCLH Norwegian Cruise Line Holdin put Add +324.3% 233,800 $396K
VKTX Viking Therapeutics Inc. call New 50,000 $388K
CYTK Cytokinetics Inc. call Sold out 10,000 $387Kbefore exit
HLF Herbalife Ltd. put New 82,400 $358K
TRML Tourmaline Bio Inc. put New 20,000 $345K
IMCR Immunocore Holdings PLC-ADR call Sold out 25,000 $340Kbefore exit
SRPT Sarepta Therapeutics Inc. call New 35,000 $318K
F Ford Motor Co. put Reduce -22.9% 570,900 $313K
XRX Xerox Holdings Corp. put Add +18.5% 294,800 $296K
DCPH Deciphera Pharmaceuticals Inc. call Sold out 120,000 $290Kbefore exit
XBI SS SPDR S&P Biotech ETF call Add +71.4% 300,000 $287K
CCL Carnival Corp. put Reduce -24.5% 771,500 $281K
CHTR Charter Communications Inc. Class A put New 3,400 $260K
CYH Community Health Systems Inc. call New 525,000 $253K
QQQ Invesco QQQ Trust Series 1 put Sold out 90,000 $252Kbefore exit
HTZ Hertz Global Hldgs Inc. put New 181,900 $252K
CRSP Crispr Therapeutics AG put New 20,000 $242K
PRAX Praxis Precision Medicines I call New 27,100 $238K
XBI SS SPDR S&P Biotech ETF put New 90,000 $232K
AAPL Apple Inc. put New 50,000 $220K
AMCX AMC Global Media Inc. put New 50,000 $215K
HYG Ishr Ibx Usd Hiyld CB ETF-Ui put New 1,300,000 $189K
OMF Onemain Holdings Inc. put Add +51.7% 30,500 $187K
CPRI Capri Holdings Ltd. put Reduce -9.3% 12,600 $182K
NBR Nabors Industries Ltd. put New 19,100 $173K
TSLA Tesla Inc. put New 50,000 $170K
AAPL Apple Inc. call New 50,000 $169K
XLV SS Health Care Select Sector call New 80,000 $161K
ARGX Argenx SE - ADR call Sold out 12,000 $135Kbefore exit
KRYS Krystal Biotech Inc. call New 12,000 $133K
BGS B&G Foods Inc. put Reduce -47.8% 117,500 $132K
BCYC Bicycle Therapeutics PLC-ADR call Reduce -44.0% 70,000 $130K
NVCR Novocure Ltd. call New 100,000 $120K
APLS Apellis Pharmaceuticals Inc. call Sold out 25,000 $119Kbefore exit
MGM MGM Resorts International put Add +114.3% 75,000 $118K
ADT Adt Inc. put Sold out 35,600 $116Kbefore exit
KVUE Kenvue Inc. call Sold out 130,000 $116Kbefore exit
BHVN Biohaven Ltd. call New 23,000 $110K
STWD Starwood Property Trust Inc. put Reduce -35.2% 65,600 $104K
M Macy's Inc. call New 150,000 $103K

Showing the first 50 of 123.

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2023 → Q1 2024
SPIRIT AIRLINES INC (SAVE 1 05/15/26) NOTE 1.000% 5/1 · principal Reduce -11.4% 77,636,000 $37.3M
REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) NOTE 1.750% 2/1 · principal Add +27.0% 40,000,000 $29.5M
DISH NETWORK CORP (DISH 0 12/15/25) NOTE 12/1 · principal Sold out 40,000,000 $24.9Mbefore exit
BANDWIDTH INC (BAND 0.5 04/01/28) NOTE 0.500% 4/0 · principal Reduce -19.7% 26,500,000 $19.1M
TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) NOTE 2.250% 3/0 · principal Add +13.3% 25,500,000 $16.4M
BEYOND MEAT INC (BYND 0 03/15/27) NOTE 3/1 · principal Reduce -1.7% 40,000,000 $9.6M
LENDINGTREE INC (TREE 0.5 07/15/25) NOTE 0.500% 7/1 · principal Reduce -44.4% 7,500,000 $7.0M
NIKOLA CORP (NKLA 8.25 12/15/26) NOTE 8.250%12/1 · principal Sold out 5,000,000 $6.0Mbefore exit
SPLUNK INC (SPLK 1.125 06/15/27) NOTE 1.125% 6/1 · principal Sold out 5,719,000 $5.4Mbefore exit
SCRMW Screaming Eagle Acq Class A -27 *W EXP 99/99/999 Sold out 573,164 $262Kbefore exit
Colombier Acquisition - 29 *W EXP 11/24/202 New 133,333 $63K
SKGRW SK Growth Opportunities -29 *W EXP 06/28/202 Sold out 420,833 $23Kbefore exit
BNAIW Brand Engagement Netwo -CW27 *W EXP 03/14/202 New 153,567 $20K
TVGNW Semper Paratus Acqu -CW26 *W EXP 02/14/202 New 185,416 $15K
BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 New 72,293 $12K
ALTUW Altitude Acq Class A -CW27 *W EXP 11/30/202 Sold out 231,102 $6Kbefore exit
SLACW Social Leverage Acq A -CW27 *W EXP 02/17/202 Sold out 128,141 $4Kbefore exit
CSTWF Constellation Acq A -CW27 *W EXP 01/29/202 Sold out 139,600 $3Kbefore exit
FICVW Frontier Investment A -CW23 *W EXP 06/29/202 Sold out 32,524 $1Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q4 2025Amended 175$3.6BCYBR, GTLS, CMA, DAY, RNAM
Q3 2025Amended 189$3.1BCYBR, VRNA, K, GTLS, FYBR
Q2 2025Amended 262$3.5BK, WBA, SKX, BPMC, FYBR
Q1 2025Amended 239$4.1BHES, DFS, ITCI, K, CHX
Q4 2024Amended 312$3.9BHES, JNPR, K, HCP, SMAR
Q3 2024Amended 367$3.9BHES, K, CTLT, HCP, JNPR
Q2 2024Amended 385$3.3BHES, JNPR, HCP, CTLT, ETRN
Q1 2024Amended 370$3.2BPXD, HES, JNPR, X, CERE