OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) reported 367 stock positions worth $3.9 billion. Its top holding was Hess (HES) at 10.4% of the portfolio, followed by Kellanova (K, 7.8%) and Catalent (CTLT, 6.0%). Compared with Q2 2024, it opened 87 new positions, sold out of 106, added to 122 and reduced 150. The biggest buy was a new position in Kellanova (K) and the biggest sale an exit from Equitrans Midstream (ETRN).
- Most Recent 13F
- Q4 2025
- Location
- CHICAGO, IL
- CIK
- 0001132716
- Portfolio Value
- $3.9B (Q3 2024)
- SEC Filing
- 0001132716-24-000037 ↗ filed Nov 14, 2024
Holdings Value
Holdings 367 stocks · $3.9B
| HES Hess Corp. | 10.37% | 2,970,970 | $403.5M | Reduce -3.0% |
| K Kellanova | 7.84% | 3,778,689 | $305.0M | New |
| CTLT Catalent Inc. | 6.00% | 3,856,472 | $233.6M | Add +38.5% |
| HCP Hashicorp Inc. Class A | 5.96% | 6,845,958 | $231.8M | Add +46.5% |
| JNPR Juniper Networks Inc. | 5.83% | 5,820,591 | $226.9M | Add +12.0% |
| MRO Marathon Oil Corp. | 5.70% | 8,329,434 | $221.8M | Add +88.3% |
| CHX Championx Corp. | 4.76% | 6,139,397 | $185.1M | Add +113.0% |
| SRCL Stericycle Inc. | 4.43% | 2,824,521 | $172.3M | Add +527.7% |
| AXONICS INC | 3.84% | 2,148,826 | $149.6M | Reduce -2.2% |
| EDR Endeavor Group Hold Class A | 3.44% | 4,684,342 | $133.8M | Reduce -2.2% |
| ANSS Ansys Inc. | 2.90% | 353,776 | $112.7M | Reduce -2.2% |
| X United States Steel Corp. | 2.78% | 3,060,000 | $108.1M | Reduce -14.8% |
| SPR Spirit Aerosystems Hold Class A | 2.32% | 2,780,079 | $90.4M | New |
| PRFT Perficient Inc. | 2.05% | 1,054,740 | $79.6M | Add +152.3% |
| ACI Albertsons Cos Inc. Class A | 1.42% | 2,999,902 | $55.4M | Add +23.1% |
| AMED Amedisys Inc. | 1.24% | 500,000 | $48.3M | New |
| EQC Equity Commonwealth | 1.12% | 2,183,123 | $43.4M | New |
| SMAR Smartsheet Inc. Class A | 0.71% | 500,000 | $27.7M | Add +2130.6% |
| BALY Bally's Corp. | 0.63% | 1,414,378 | $24.4M | New |
| RYAAY Ryanair Holdings PLC-SP ADR | 0.56% | 485,370 | $21.9M | Add +144.6% |
| FYBR Frontier Communications Pare | 0.55% | 600,000 | $21.3M | New |
| MMM 3M Co. | 0.54% | 152,800 | $20.9M | New |
| MAT Mattel Inc. | 0.47% | 969,029 | $18.5M | No change |
| PH Parker Hannifin Corp. | 0.47% | 28,670 | $18.1M | New |
| TECK Teck Resources Ltd.-CLS B | 0.45% | 337,000 | $17.6M | Add +40.8% |
| CEG Constellation Energy | 0.38% | 56,250 | $14.6M | Add +331.7% |
| AVGO Broadcom Inc. | 0.35% | 79,498 | $13.7M | Reduce -35.8% |
| NSC Norfolk Southern Corp. | 0.34% | 52,560 | $13.1M | New |
| RCM R1 RCM Inc. | 0.32% | 884,581 | $12.5M | New |
| NVDA Nvidia Corp. | 0.32% | 103,069 | $12.5M | Reduce -49.2% |
| PEG Public Service Enterprise GP | 0.31% | 134,400 | $12.0M | Reduce -1.6% |
| MELI MercadoLibre Inc. | 0.29% | 5,476 | $11.2M | Reduce -54.0% |
| JD Jd.com Inc.-ADR | 0.29% | 280,442 | $11.2M | Add +1502.5% |
| VST Vistra Corp. | 0.28% | 91,900 | $10.9M | Add +206.3% |
| CCK Crown Holdings Inc. | 0.28% | 111,620 | $10.7M | New |
| HUBB Hubbell Inc. | 0.27% | 24,400 | $10.5M | New |
| PDD PDD Holdings Inc. | 0.27% | 77,255 | $10.4M | Add +22.1% |
| ST Sensata Technologies Holdplc | 0.26% | 281,400 | $10.1M | Reduce -12.4% |
| CCJ Cameco Corp. | 0.26% | 209,570 | $10.0M | New |
| BKR Baker Hughes Co. | 0.25% | 270,900 | $9.8M | New |
| JBHT Hunt (jb) Transprt SVCS Inc. | 0.25% | 56,780 | $9.8M | Add +50.2% |
| ITUB Itau Unibanco H-Spon PRF ADR | 0.24% | 1,419,230 | $9.4M | Add +386.0% |
| NUE Nucor Corp. | 0.24% | 60,900 | $9.2M | Reduce -33.0% |
| OXY Occidental Petroleum Corp. | 0.22% | 166,400 | $8.6M | Add +31.8% |
| FLR Fluor Corp. | 0.21% | 173,940 | $8.3M | Add +10.9% |
| LHX L3HARRIS Technologies Inc. | 0.21% | 34,700 | $8.3M | Reduce -45.9% |
| DAL Delta Air Lines Inc. | 0.21% | 162,391 | $8.2M | Add +44.5% |
| SO The Southern Co. | 0.21% | 90,720 | $8.2M | Reduce -52.3% |
| UAL United Airlines Holdings Inc. | 0.20% | 139,700 | $8.0M | Add +235.8% |
| GDX Vaneck Gold Miners ETF | 0.20% | 200,000 | $8.0M | New |
| NXPI NXP Semiconductors NV | 0.20% | 33,100 | $7.9M | New |
| ELS Equity Lifestyle Properties | 0.20% | 111,140 | $7.9M | Reduce -29.5% |
| EMBJ Embraer SA-Spon ADR | 0.19% | 212,770 | $7.5M | Add +0.8% |
| PNR Pentair PLC | 0.18% | 72,830 | $7.1M | Add +31.1% |
| FLUT Flutter Entertainment PLC-Di | 0.18% | 30,000 | $7.1M | New |
| EGP Eastgroup Properties Inc. | 0.18% | 37,309 | $7.0M | Reduce -10.6% |
| CLH Clean Harbors Inc. | 0.18% | 28,600 | $6.9M | New |
| WH Wyndham Hotels & Resorts Inc. | 0.18% | 87,403 | $6.8M | Reduce -16.4% |
| EQT Eqt Corp. | 0.18% | 185,950 | $6.8M | Add +16.6% |
| SKGR SK Growth Opportunities Co. Class A | 0.17% | 594,910 | $6.7M | Reduce -3.1% |
| AMZN Amazon.com Inc. | 0.17% | 35,798 | $6.7M | Add +1.4% |
| SBRA Sabra Health Care REIT Inc. | 0.17% | 352,238 | $6.6M | Reduce -1.5% |
| KSPI JSC Kaspi.kz ADR filed as KASPI KZ JSC | 0.17% | 61,493 | $6.5M | Add +66.1% |
| INVH Invitation Homes Inc. | 0.16% | 179,606 | $6.3M | Add +63.6% |
| APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC | 0.16% | 85,820 | $6.2M | New |
| BRX Brixmor Property Group Inc. | 0.16% | 220,061 | $6.1M | Reduce -33.8% |
| CYH Community Health Systems Inc. | 0.16% | 1,000,000 | $6.1M | Add +66.7% |
| CPRI Capri Holdings Ltd. | 0.16% | 142,539 | $6.0M | Reduce -2.2% |
| AMH American Homes 4 Rent- A | 0.15% | 154,973 | $5.9M | Add +14.3% |
| FBIN Fortune Brands Innovations I | 0.15% | 66,400 | $5.9M | New |
| EQIX Equinix Inc. | 0.15% | 6,664 | $5.9M | Add +29.6% |
| RHP Ryman Hospitality Properties | 0.15% | 54,653 | $5.9M | Add +40.4% |
| CDP Copt Defense Properties | 0.15% | 190,126 | $5.8M | New |
| ECL Ecolab Inc. | 0.15% | 22,440 | $5.7M | Reduce -32.0% |
| NPAB New Providence Acquisition-A | 0.15% | 500,000 | $5.7M | No change |
| NVR NVR Inc. | 0.14% | 559 | $5.5M | Reduce -24.6% |
| INFA Informatica Inc. Class A | 0.14% | 215,000 | $5.4M | Add +115.0% |
| OKTA Okta Inc. | 0.14% | 72,500 | $5.4M | Reduce -42.0% |
| PAAS Pan American Silver Corp. | 0.13% | 250,000 | $5.2M | New |
| MSFT Microsoft Corp. | 0.13% | 12,122 | $5.2M | Add +2.0% |
| FR First Industrial Realty TR | 0.13% | 92,596 | $5.2M | Reduce -13.0% |
| GTES Gates Industrial Corp. UK Ltd. | 0.13% | 286,650 | $5.0M | Reduce -20.2% |
| FCX Freeport-McMoran Inc. | 0.13% | 100,000 | $5.0M | New |
| FTV Fortive Corp. | 0.13% | 63,100 | $5.0M | New |
| VCICU Vine Hill Cap Invest-Unit | 0.12% | 475,000 | $4.8M | New |
| SPT Sprout Social Inc. Class A | 0.12% | 160,000 | $4.7M | Add +1500.0% |
| MTH Meritage Homes Corp. | 0.12% | 21,851 | $4.5M | Reduce -22.5% |
| SHO Sunstone Hotel Investors Inc. | 0.12% | 434,106 | $4.5M | Add +19.6% |
| WCN Waste Connections Inc. | 0.11% | 24,725 | $4.4M | Reduce -75.8% |
| AWK American Water Works Co. Inc. | 0.11% | 30,000 | $4.4M | New |
| SUI Sun Communities Inc. filed as SUN CMNTYS INC | 0.11% | 32,262 | $4.4M | Reduce -50.3% |
| ROKU Roku Inc. | 0.11% | 57,743 | $4.3M | Add +724.9% |
| BDX Becton Dickinson and Co. | 0.11% | 17,588 | $4.2M | Add +30.2% |
| ARE Alexandria Real Estate Equit | 0.11% | 35,373 | $4.2M | Add +15.6% |
| GLOB Globant SA | 0.11% | 20,742 | $4.1M | Add +228.3% |
| RENEF Cartesian Growth Corp. II- A | 0.11% | 356,946 | $4.1M | Reduce -3.1% |
| UE Urban Edge Properties | 0.10% | 190,605 | $4.1M | Reduce -40.8% |
| DD Dupont DE Nemours Inc. | 0.10% | 45,700 | $4.1M | New |
| ARCO Arcos Dorados Holdings Inc. Class A | 0.10% | 465,271 | $4.1M | Add +334.7% |
| SHOP Shopify Inc. Class A | 0.10% | 50,000 | $4.0M | Add +284.6% |
Options reported separately and not counted above: AAL puts ($6.7M), HTZ puts ($2.2M), LCID puts ($2.1M), SPY puts ($799K), NFE puts ($659K), XRX puts ($623K), COTY puts ($606K), RIG puts ($567K), F puts ($547K), IWM calls ($522K), PTON puts ($518K), MGM puts ($481K), and 83 more.
Other holdings (37): bonds, preferreds, convertibles and warrants · $138.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 40,000,000 | $34.3M | No change |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 27,352,000 | $25.0M | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 77,636,000 | $23.8M | No change |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 23,500,000 | $17.9M | Reduce -6.0% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 10,000,000 | $10.0M | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 300,000 | $8.9M | No change |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 10,000,000 | $7.8M | Reduce -33.3% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 40,000,000 | $6.9M | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 2,000,000 | $1.8M | No change |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 1,250,000 | $1.4M | No change |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 463,341 | $182K | Reduce -3.1% |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 129,160 | $41K | Reduce -3.1% |
| XAGEW Alpha Healthcare Acquis-CW27 | *W EXP 07/12/202 | 371,250 | $33K | No change |
| FASWF Stonebridge Acquisition-CW23 | *W EXP 04/02/202 | 135,667 | $27K | Reduce -2.2% |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 100,248 | $23K | Reduce -3.1% |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 209,630 | $15K | Reduce -2.2% |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 82,711 | $14K | Reduce -3.1% |
| SBXC.WS Silverbox Corp. III-28 | *W EXP 02/28/202 | 88,226 | $10K | Reduce -3.1% |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 150,251 | $9K | Reduce -2.2% |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 67,295 | $8K | Reduce -2.2% |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | 114,255 | $8K | Reduce -2.2% |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 118,982 | $8K | Reduce -3.1% |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 174,189 | $7K | Reduce -2.2% |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | 110,914 | $7K | New |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 89,465 | $6K | Reduce -2.2% |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 168,845 | $5K | Reduce -2.2% |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 142,585 | $5K | Reduce -2.2% |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 70,030 | $5K | Reduce -3.1% |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 47,479 | $5K | Reduce -3.1% |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 65,696 | $4K | Reduce -2.2% |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 221,686 | $4K | Reduce -2.2% |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | 127,590 | $2K | Reduce -2.2% |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 32,034 | $2K | Reduce -3.1% |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 181,387 | $2K | Reduce -2.2% |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 76,252 | $2K | Reduce -3.1% |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 133,215 | $2K | Reduce -2.2% |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | 17,995 | $257 | Reduce -2.2% |
Total filed on the 13F, all lines: $4.0B.
Portfolio Sells Q2 2024 → Q3 2024
| ETRN Equitrans Midstream Corp. | Sold out | 0.00% | −4.44 |
| HES Hess Corp. | Reduce -3.0% | 10.37% | −3.14 |
| CERE Cerevel Therapeutics Holding | Sold out | 0.00% | −2.45 |
| SWN Southwestern Energy Co. | Sold out | 0.00% | −1.70 |
| X United States Steel Corp. | Reduce -14.8% | 2.78% | −1.28 |
| UNP Union Pacific Corp. | Sold out | 0.00% | −0.72 |
| ANSS Ansys Inc. | Reduce -2.2% | 2.90% | −0.58 |
| AXONICS INC | Reduce -2.2% | 3.84% | −0.58 |
| SBOW Silverbow Resources Inc. | Sold out | 0.00% | −0.55 |
| DOV Dover Corp. | Sold out | 0.00% | −0.53 |
| EMR Emerson Electric Co. | Sold out | 0.00% | −0.49 |
| EDR Endeavor Group Hold Class A | Reduce -2.2% | 3.44% | −0.43 |
| DO Diamond Offshore Drilling Inc. | Sold out | 0.00% | −0.43 |
| NVDA Nvidia Corp. | Reduce -49.2% | 0.32% | −0.43 |
| QRVO Qorvo Inc. | Sold out | 0.00% | −0.43 |
| WCN Waste Connections Inc. | Reduce -75.8% | 0.11% | −0.42 |
| ETN Eaton Corp. PLC | Sold out | 0.00% | −0.40 |
| CRH CRH PLC | Sold out | 0.00% | −0.40 |
| AAPL Apple Inc. | Reduce -84.3% | 0.07% | −0.39 |
| APH Amphenol Corp. Class A | Sold out | 0.00% | −0.38 |
| CDNS Cadence Design SYS Inc. | Sold out | 0.00% | −0.35 |
| JCI Johnson Controls Internation | Sold out | 0.00% | −0.35 |
| APD Air Products & Chemicals Inc. | Sold out | 0.00% | −0.34 |
| CFLT Confluent Inc. Class A | Reduce -59.9% | 0.10% | −0.32 |
| SHW The Sherwin-Williams Co. | Sold out | 0.00% | −0.31 |
| MELI MercadoLibre Inc. | Reduce -54.0% | 0.29% | −0.30 |
| FTAI Ftai Aviation Ltd. | Sold out | 0.00% | −0.28 |
| IR Ingersoll-Rand Inc. | Sold out | 0.00% | −0.25 |
| SOXX iShares Semiconductor ETF | Sold out | 0.00% | −0.24 |
| AVGO Broadcom Inc. | Reduce -35.8% | 0.35% | −0.24 |
| AEP American Electric Power | Sold out | 0.00% | −0.24 |
| OC Owens Corning | Sold out | 0.00% | −0.24 |
| NVT Nvent Electric PLC | Sold out | 0.00% | −0.23 |
| SO The Southern Co. | Reduce -52.3% | 0.21% | −0.23 |
| PKG Packaging Corp. of America | Sold out | 0.00% | −0.23 |
| FIVN FIVE9 Inc. | Sold out | 0.00% | −0.23 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -64.1% | 0.10% | −0.23 |
| LHX L3HARRIS Technologies Inc. | Reduce -45.9% | 0.21% | −0.22 |
| HOLI Hollysys Automation Technolo | Sold out | 0.00% | −0.22 |
| HA Hawaiian Holdings Inc. | Sold out | 0.00% | −0.22 |
| OKTA Okta Inc. | Reduce -42.0% | 0.14% | −0.21 |
| CVII Churchill Capital Corp. Vii-A | Sold out | 0.00% | −0.20 |
| CP Canadian Pacific Kansas City | Sold out | 0.00% | −0.20 |
| NUE Nucor Corp. | Reduce -33.0% | 0.24% | −0.19 |
| MRVL Marvell Technology Inc. | Reduce -90.0% | 0.02% | −0.19 |
| ESTC Elastic NV | Sold out | 0.00% | −0.17 |
| DASH DoorDash Inc. Class A | Sold out | 0.00% | −0.17 |
| AZEK The Azek Co. Inc. | Sold out | 0.00% | −0.17 |
| DHI D.R. Horton Inc. | Reduce -91.0% | 0.02% | −0.17 |
| ALV Autoliv Inc. | Reduce -57.5% | 0.07% | −0.16 |
Portfolio Buys Q2 2024 → Q3 2024
| K Kellanova | New | 7.84% | +7.84 |
| SRCL Stericycle Inc. | Add +527.7% | 4.43% | +3.64 |
| SPR Spirit Aerosystems Hold Class A | New | 2.32% | +2.32 |
| MRO Marathon Oil Corp. | Add +88.3% | 5.70% | +1.91 |
| CHX Championx Corp. | Add +113.0% | 4.76% | +1.89 |
| CTLT Catalent Inc. | Add +38.5% | 6.00% | +1.32 |
| HCP Hashicorp Inc. Class A | Add +46.5% | 5.96% | +1.25 |
| AMED Amedisys Inc. | New | 1.24% | +1.24 |
| EQC Equity Commonwealth | New | 1.12% | +1.12 |
| PRFT Perficient Inc. | Add +152.3% | 2.05% | +1.11 |
| SMAR Smartsheet Inc. Class A | Add +2130.6% | 0.71% | +0.68 |
| BALY Bally's Corp. | New | 0.63% | +0.63 |
| FYBR Frontier Communications Pare | New | 0.55% | +0.55 |
| MMM 3M Co. | New | 0.54% | +0.54 |
| PH Parker Hannifin Corp. | New | 0.47% | +0.47 |
| NSC Norfolk Southern Corp. | New | 0.34% | +0.34 |
| RCM R1 RCM Inc. | New | 0.32% | +0.32 |
| CEG Constellation Energy | Add +331.7% | 0.38% | +0.30 |
| CCK Crown Holdings Inc. | New | 0.28% | +0.28 |
| JD Jd.com Inc.-ADR | Add +1502.5% | 0.29% | +0.27 |
| HUBB Hubbell Inc. | New | 0.27% | +0.27 |
| CCJ Cameco Corp. | New | 0.26% | +0.26 |
| BKR Baker Hughes Co. | New | 0.25% | +0.25 |
| GDX Vaneck Gold Miners ETF | New | 0.20% | +0.20 |
| NXPI NXP Semiconductors NV | New | 0.20% | +0.20 |
| VST Vistra Corp. | Add +206.3% | 0.28% | +0.20 |
| ITUB Itau Unibanco H-Spon PRF ADR | Add +386.0% | 0.24% | +0.19 |
| FLUT Flutter Entertainment PLC-Di | New | 0.18% | +0.18 |
| CLH Clean Harbors Inc. | New | 0.18% | +0.18 |
| JNPR Juniper Networks Inc. | Add +12.0% | 5.83% | +0.16 |
| APTV Aptiv Irish Holdings Ltd. | New | 0.16% | +0.16 |
| FBIN Fortune Brands Innovations I | New | 0.15% | +0.15 |
| CDP Copt Defense Properties | New | 0.15% | +0.15 |
| UAL United Airlines Holdings Inc. | Add +235.8% | 0.20% | +0.14 |
| PAAS Pan American Silver Corp. | New | 0.13% | +0.13 |
| FCX Freeport-McMoran Inc. | New | 0.13% | +0.13 |
| FTV Fortive Corp. | New | 0.13% | +0.13 |
| VCICU Vine Hill Cap Invest-Unit | New | 0.12% | +0.12 |
| AWK American Water Works Co. Inc. | New | 0.11% | +0.11 |
| TECK Teck Resources Ltd.-CLS B | Add +40.8% | 0.45% | +0.11 |
| SPT Sprout Social Inc. Class A | Add +1500.0% | 0.12% | +0.11 |
| DD Dupont DE Nemours Inc. | New | 0.10% | +0.10 |
| ROKU Roku Inc. | Add +724.9% | 0.11% | +0.10 |
| CYH Community Health Systems Inc. | Add +66.7% | 0.16% | +0.10 |
| FSLR First Solar Inc. | New | 0.09% | +0.09 |
| MAC The Macerich Co. | New | 0.09% | +0.09 |
| SW Smurfit Westrock PLC | New | 0.08% | +0.08 |
| SHOP Shopify Inc. Class A | Add +284.6% | 0.10% | +0.08 |
| ARCO Arcos Dorados Holdings Inc. Class A | Add +334.7% | 0.10% | +0.08 |
| GSK GSK PLC-Spon ADR | New | 0.07% | +0.07 |
Options Activity Q2 2024 → Q3 2024
| AAL American Airlines Group Inc. | put | Add +25.6% | 9,775,000 | $6.7M |
| LCID Lucid Group Inc. | put | Reduce -13.2% | 1,575,000 | $2.1M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +15.0% | 115,000 | $799K |
| IWM iShares Russell 2000 ETF | call | New | 160,000 | $522K |
| MGM MGM Resorts International | put | Reduce -50.0% | 125,000 | $481K |
| CORT Corcept Therapeutics Inc. | call | New | 45,000 | $290K |
| CCL Carnival Corp. | put | Add +15.6% | 891,500 | $256K |
| HOG Harley-Davidson Inc. | put | Add +135.0% | 235,000 | $241K |
| MRNA Moderna Inc. | put | Sold out | 28,000 | $237Kbefore exit |
| MGNI Magnite Inc. | call | New | 107,000 | $198K |
| PTGX Protagonist Therapeutics Inc. | call | New | 40,000 | $164K |
| XME SS SPDR S&P Metals Mining | put | Sold out | 104,900 | $152Kbefore exit |
| CAR Avis Budget Group Inc. | call | New | 15,000 | $128K |
| XBI SS SPDR S&P Biotech ETF | call | Add +125.0% | 135,000 | $124K |
| SLNO Soleno Therapeutics Inc. | call | New | 28,000 | $108K |
| XBI SS SPDR S&P Biotech ETF | put | New | 70,000 | $106K |
| IONS Ionis Pharmaceuticals Inc. | call | Sold out | 18,000 | $98Kbefore exit |
| IMCR Immunocore Holdings PLC-ADR | put | Sold out | 30,000 | $95Kbefore exit |
| CYH Community Health Systems Inc. | call | Sold out | 525,000 | $88Kbefore exit |
| NBIX Neurocrine Biosciences Inc. | put | New | 30,000 | $73K |
| IRTC Irhythm Holdings Inc. | put | New | 25,000 | $72K |
| VKTX Viking Therapeutics Inc. | call | Add +47.1% | 20,000 | $68K |
| EXPE Expedia Group Inc. | put | Sold out | 13,000 | $68Kbefore exit |
| NVO Novo-Nordisk A/S-Spons ADR | put | New | 10,000 | $67K |
| ARVN Arvinas Inc. | call | New | 20,000 | $66K |
| SYRS Syros Pharmaceuticals Inc. | call | New | 113,000 | $65K |
| TSLA Tesla Inc. | put | New | 50,000 | $64K |
| CRSP Crispr Therapeutics AG | call | Add +20.0% | 30,000 | $64K |
| THO Thor Industries Inc. | put | New | 100,000 | $63K |
| PRAX Praxis Precision Medicines I | put | New | 25,000 | $61K |
| VERA Vera Therapeutics Inc. | put | Sold out | 30,000 | $59Kbefore exit |
| DHR Danaher Corp. | put | Sold out | 10,000 | $55Kbefore exit |
| BPMC Blueprint Medicines Corp. | put | Sold out | 20,000 | $51Kbefore exit |
| INSM Insmed Inc. | call | Reduce -70.0% | 18,000 | $50K |
| AXSM Axsome Therapeutics Inc. | call | Sold out | 15,000 | $47Kbefore exit |
| ALNY Alnylam Pharmaceuticals Inc. | call | Sold out | 10,000 | $46Kbefore exit |
| SRPT Sarepta Therapeutics Inc. | put | Reduce -33.3% | 10,000 | $44K |
| PRAX Praxis Precision Medicines I | call | New | 13,000 | $42K |
| SRPT Sarepta Therapeutics Inc. | call | Sold out | 15,000 | $41Kbefore exit |
| KRE SS SPDR S&P Regional Bank | call | New | 25,000 | $40K |
| AGIO Agios Pharmaceuticals Inc. | call | Reduce -55.6% | 20,000 | $38K |
| ARDX Ardelyx Inc. | put | Sold out | 100,000 | $38Kbefore exit |
| MRUS Merus NV | call | Sold out | 15,000 | $37Kbefore exit |
| MRNA Moderna Inc. | call | Reduce -6.3% | 15,000 | $31K |
| ARKG ARK Genomic Revolution ETF | call | New | 70,000 | $30K |
| ALNY Alnylam Pharmaceuticals Inc. | put | Sold out | 19,100 | $28Kbefore exit |
| INSP Inspire Medical Systems Inc. | call | Sold out | 12,000 | $26Kbefore exit |
| RYTM Rhythm Pharmaceuticals Inc. | call | New | 20,000 | $26K |
| DXCM Dexcom Inc. | put | Sold out | 15,000 | $26Kbefore exit |
| MDT Medtronic PLC | call | New | 25,000 | $26K |
Showing the first 50 of 100.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | Reduce -6.0% | 23,500,000 | $17.9M |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | Sold out | 27,500,000 | $17.7Mbefore exit |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | Sold out | 10,000,000 | $10.7Mbefore exit |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | Reduce -33.3% | 10,000,000 | $7.8M |
| PROTALIX BIOTHERAPEAUTIC (PLX 7.5 09/01/24) | NOTE 7.500% 9/0 · principal | Sold out | 4,000,000 | $4.0Mbefore exit |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | Reduce -3.1% | 463,341 | $182K |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | Sold out | 133,530 | $47Kbefore exit |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | Reduce -3.1% | 129,160 | $41K |
| LCWWF Learn CW Investment A -CW28 | *W EXP 10/08/202 | Sold out | 231,102 | $38Kbefore exit |
| FASWF Stonebridge Acquisition-CW23 | *W EXP 04/02/202 | Reduce -2.2% | 135,667 | $27K |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | Reduce -3.1% | 100,248 | $23K |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | Reduce -2.2% | 209,630 | $15K |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | Reduce -3.1% | 82,711 | $14K |
| SPECW Perception Capital II -CW28 | *W EXP 10/17/202 | Sold out | 231,101 | $10Kbefore exit |
| SBXC.WS Silverbox Corp. III-28 | *W EXP 02/28/202 | Reduce -3.1% | 88,226 | $10K |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | Reduce -2.2% | 150,251 | $9K |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | Reduce -2.2% | 67,295 | $8K |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | Reduce -2.2% | 114,255 | $8K |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | Reduce -3.1% | 118,982 | $8K |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | Reduce -2.2% | 174,189 | $7K |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | New | 110,914 | $7K |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | Reduce -2.2% | 89,465 | $6K |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | Reduce -2.2% | 168,845 | $5K |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | Reduce -2.2% | 142,585 | $5K |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | Reduce -3.1% | 70,030 | $5K |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | Reduce -3.1% | 47,479 | $5K |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | Reduce -2.2% | 65,696 | $4K |
| TRONW Corner Growth Acquisiti-CW23 | *W EXP 99/99/999 | Sold out | 116,665 | $4Kbefore exit |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | Reduce -2.2% | 221,686 | $4K |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | Reduce -2.2% | 127,590 | $2K |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | Reduce -3.1% | 32,034 | $2K |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | Reduce -2.2% | 181,387 | $2K |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | Reduce -3.1% | 76,252 | $2K |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | Reduce -2.2% | 133,215 | $2K |
| BLUAW Blueriver Acquisit A -CW26 | *W EXP 01/04/202 | Sold out | 49,521 | $748before exit |
| SEPAW Sep Acquisition Corp. -CW23 | *W EXP 99/99/999 | Sold out | 80,900 | $663before exit |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | Reduce -2.2% | 17,995 | $257 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q4 2025Amended | 175 | $3.6B | CYBR, GTLS, CMA, DAY, RNAM |
| Q3 2025Amended | 189 | $3.1B | CYBR, VRNA, K, GTLS, FYBR |
| Q2 2025Amended | 262 | $3.5B | K, WBA, SKX, BPMC, FYBR |
| Q1 2025Amended | 239 | $4.1B | HES, DFS, ITCI, K, CHX |
| Q4 2024Amended | 312 | $3.9B | HES, JNPR, K, HCP, SMAR |
| Q3 2024Amended | 367 | $3.9B | HES, K, CTLT, HCP, JNPR |
| Q2 2024Amended | 385 | $3.3B | HES, JNPR, HCP, CTLT, ETRN |
| Q1 2024Amended | 370 | $3.2B | PXD, HES, JNPR, X, CERE |