Peak Financial Advisors LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 12, 2024), Peak Financial Advisors LLC reported 68 stock positions worth $164.2 million. Its top holding was Simplify MBS ETF (MTBA) at 9.3% of the portfolio, followed by SPDR Gold Minishares Trust (GLDM, 5.2%) and Simplify Volatility Premium (SVOL, 4.7%). Compared with Q4 2023, it opened 17 new positions, sold out of 20, added to 30 and reduced 19. The biggest buy was a new position in Simplify MBS ETF (MTBA) and the biggest sale Simplify Enhanced Income ETF (HIGH, shares −55%).
- Most Recent 13F
- Q2 2026
- Location
- DENVER, CO
- CIK
- 0001843309
- Portfolio Value
- $164.2M (Q1 2024)
- SEC Filing
- 0001843309-24-000004 ↗ filed Apr 12, 2024
Holdings Value
Holdings 68 stocks · $164.2M
| MTBA Simplify MBS ETF | 9.28% | 299,313 | $15.2M | New |
| GLDM SPDR Gold Minishares Trust | 5.20% | 193,711 | $8.5M | Reduce -12.5% |
| SVOL Simplify Volatility Premium | 4.72% | 342,155 | $7.8M | Add +30.0% |
| CTA Simplify Managed Futures St | 4.14% | 272,639 | $6.8M | Add +23.4% |
| TUA Sim St Treas Fut Strat ETF filed as SIMPLIFY EXCHANGE TRADED FUN | 3.94% | 296,043 | $6.5M | Reduce -33.6% |
| BBJP JPMorgan Betabuilders Japan | 3.85% | 107,917 | $6.3M | Add +1.1% |
| INDA iShares MSCI India ETF | 3.80% | 120,985 | $6.2M | Reduce -0.6% |
| EMB iShares JP Morgan Usd Emergi | 3.74% | 68,509 | $6.1M | New |
| HIGH Simplify Enhanced Income ETF | 3.07% | 206,753 | $5.0M | Reduce -54.8% |
| MOAT Vaneck Morningstar Wide Moat | 2.99% | 54,640 | $4.9M | Reduce -7.6% |
| AAPL Apple Inc. | 2.08% | 19,900 | $3.4M | Add +13.1% |
| MSFT Microsoft Corp. | 2.08% | 8,101 | $3.4M | Add +24.4% |
| AMZN Amazon.com Inc. | 1.92% | 17,480 | $3.2M | Reduce -0.6% |
| CPAY Corpay Inc. | 1.90% | 10,109 | $3.1M | Add +9.6% |
| PHM Pultegroup Inc. | 1.89% | 25,705 | $3.1M | Reduce -2.6% |
| GOOGL Alphabet Inc. Class A | 1.88% | 20,462 | $3.1M | Add +15.6% |
| DHI D.R. Horton Inc. | 1.88% | 18,728 | $3.1M | Add +3.0% |
| CNQ Canadian Natural Resources | 1.87% | 40,245 | $3.1M | Add +3.5% |
| SHW The Sherwin-Williams Co. | 1.78% | 8,435 | $2.9M | New |
| NOC Northrop Grumman Corp. | 1.78% | 6,103 | $2.9M | Add +25.6% |
| MCO Moody's Corp. | 1.76% | 7,362 | $2.9M | New |
| ANET Arista Networks Inc. | 1.74% | 9,850 | $2.9M | Reduce -8.7% |
| LRCX Lam Research Corp. | 1.74% | 2,938 | $2.9M | Reduce -10.1% |
| UNH Unitedhealth Group Inc. | 1.74% | 5,762 | $2.9M | New |
| LLY Eli Lilly & Co. | 1.73% | 3,650 | $2.8M | Reduce -8.8% |
| AMGN Amgen Inc. | 1.72% | 9,944 | $2.8M | New |
| BR Broadridge Financial Solutio | 1.72% | 13,786 | $2.8M | New |
| CAH Cardinal Health Inc. | 1.71% | 25,027 | $2.8M | New |
| SNPS Synopsys Inc. | 1.70% | 4,880 | $2.8M | New |
| VRSK Verisk Analytics Inc. | 1.67% | 11,666 | $2.8M | Add +22.7% |
| NTAP Netapp Inc. | 1.66% | 25,919 | $2.7M | New |
| CBOE Cboe Global Markets Inc. | 1.64% | 14,699 | $2.7M | New |
| COST Costco Wholesale Corp. | 1.62% | 3,636 | $2.7M | Reduce -11.6% |
| V Visa Inc. Class A | 1.52% | 8,975 | $2.5M | New |
| CPRI Capri Holdings Ltd. | 1.46% | 53,012 | $2.4M | Add +15.3% |
| ILF iShares Latin America 40 ETF | 1.41% | 81,183 | $2.3M | Add +7.3% |
| URA Global X Uranium ETF | 1.18% | 67,063 | $1.9M | Add +1.3% |
| ITB iShares U.S. Home Constructi | 0.48% | 6,845 | $792K | New |
| XLK SS Technology Select Sector | 0.48% | 3,758 | $783K | Reduce -4.5% |
| QQQM Invesco Nasdaq 100 ETF | 0.45% | 4,075 | $744K | Add +2.4% |
| XLV SS Health Care Select Sector | 0.44% | 4,915 | $726K | New |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.38% | 10,943 | $630K | Reduce -0.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.38% | 10,228 | $629K | Reduce -24.5% |
| CODI Compass Diversified Holdings | 0.35% | 23,811 | $573K | Add +0.5% |
| MC Moelis & Co. Class A | 0.30% | 8,715 | $495K | Add +2.9% |
| NSA National Storage Affiliates | 0.29% | 12,328 | $483K | Add +1.7% |
| AMT American Tower Corp. | 0.29% | 2,424 | $479K | Add +1.4% |
| NNN NNN REIT Inc. | 0.29% | 11,206 | $479K | Add +0.3% |
| T AT&T Inc. | 0.28% | 26,369 | $464K | Reduce -0.3% |
| MO Altria Group Inc. | 0.28% | 10,390 | $453K | Add +0.3% |
| XLC SS Comm Select Sector SPDR | 0.27% | 5,488 | $448K | Reduce -65.5% |
| KMI Kinder Morgan Inc. | 0.27% | 24,255 | $445K | Add +0.7% |
| ENB Enbridge Inc. | 0.27% | 12,261 | $444K | Add +0.8% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.26% | 14,314 | $426K | Add +8.4% |
| STAG Stag Industrial Inc. | 0.26% | 11,092 | $426K | Add +7.1% |
| AHR American Healthcare REIT Inc. | 0.25% | 28,205 | $416K | New |
| GILD Gilead Sciences Inc. | 0.25% | 5,586 | $409K | Add +8.2% |
| KIE SS SPDR S&P Insurance ETF | 0.24% | 7,555 | $393K | Reduce -1.9% |
| BRW Saba Capital Income & Opport | 0.21% | 48,311 | $352K | Add +10.0% |
| HR Healthcare Realty Trust Inc. | 0.21% | 24,707 | $350K | Add +1.7% |
| OMF Onemain Holdings Inc. | 0.21% | 6,651 | $340K | New |
| IWF iShares Russell 1000 Growth | 0.20% | 996 | $336K | No change |
| SPHY SS SPDR P High Yield ETF | 0.20% | 13,749 | $323K | Add +42.4% |
| UNP Union Pacific Corp. | 0.19% | 1,284 | $316K | Add +39.9% |
| NVDA Nvidia Corp. | 0.19% | 344 | $311K | New |
| TMO Thermo Fisher Scientific Inc. | 0.14% | 391 | $227K | Reduce -4.6% |
| ITW Illinois Tool Works | 0.13% | 789 | $212K | Reduce -10.9% |
| SOTK Sono-Tek Corp. | 0.04% | 14,521 | $71K | No change |
Portfolio Sells Q4 2023 → Q1 2024
| HIGH Simplify Enhanced Income ETF | Reduce -54.8% | 3.07% | −4.43 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Sold out | 0.00% | −3.56 |
| TUA Sim St Treas Fut Strat ETF | Reduce -33.6% | 3.94% | −2.95 |
| XLE SS Energy Select Sector | Sold out | 0.00% | −1.99 |
| ZTS Zoetis Inc. | Sold out | 0.00% | −1.86 |
| ROK Rockwell Automation Inc. | Sold out | 0.00% | −1.81 |
| XHB SS SPDR S&P Homebldrs ETF | Sold out | 0.00% | −1.77 |
| AMAT Applied Materials Inc. | Sold out | 0.00% | −1.74 |
| ABBV Abbvie Inc. | Sold out | 0.00% | −1.71 |
| DE Deere & Co. | Sold out | 0.00% | −1.69 |
| CSCO Cisco Systems Inc. | Sold out | 0.00% | −1.64 |
| LMT Lockheed Martin Corp. | Sold out | 0.00% | −1.57 |
| ODFL Old Dominion Freight Line | Sold out | 0.00% | −1.55 |
| ORCL Oracle Corp. | Sold out | 0.00% | −1.49 |
| GLDM SPDR Gold Minishares Trust | Reduce -12.5% | 5.20% | −0.86 |
| XLC SS Comm Select Sector SPDR | Reduce -65.5% | 0.27% | −0.50 |
| XLY SS Consumer Disc Select Sect | Sold out | 0.00% | −0.47 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -7.6% | 2.99% | −0.36 |
| AGG iShares Core U.S. Aggregate | Sold out | 0.00% | −0.31 |
| FNF Fidelity National Financial | Sold out | 0.00% | −0.30 |
| XTWO Bondbloxx BBG 2Y US TSY ETF | Sold out | 0.00% | −0.28 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.27 |
| SSRM SSR Mining Inc. | Sold out | 0.00% | −0.24 |
| COST Costco Wholesale Corp. | Reduce -11.6% | 1.62% | −0.19 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.19 |
| INDA iShares MSCI India ETF | Reduce -0.6% | 3.80% | −0.17 |
| HEI.A Heico Corp. Class A | Sold out | 0.00% | −0.16 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -24.5% | 0.38% | −0.12 |
| XLK SS Technology Select Sector | Reduce -4.5% | 0.48% | −0.03 |
| ITW Illinois Tool Works | Reduce -10.9% | 0.13% | −0.03 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -0.6% | 0.38% | −0.02 |
| T AT&T Inc. | Reduce -0.3% | 0.28% | −0.01 |
| TMO Thermo Fisher Scientific Inc. | Reduce -4.6% | 0.14% | −0.01 |
| KIE SS SPDR S&P Insurance ETF | Reduce -1.9% | 0.24% | +0.01 |
| LRCX Lam Research Corp. | Reduce -10.1% | 1.74% | +0.03 |
| ANET Arista Networks Inc. | Reduce -8.7% | 1.74% | +0.04 |
| PHM Pultegroup Inc. | Reduce -2.6% | 1.89% | +0.07 |
| AMZN Amazon.com Inc. | Reduce -0.6% | 1.92% | +0.13 |
| LLY Eli Lilly & Co. | Reduce -8.8% | 1.73% | +0.17 |
Portfolio Buys Q4 2023 → Q1 2024
| MTBA Simplify MBS ETF | New | 9.28% | +9.28 |
| EMB iShares JP Morgan Usd Emergi | New | 3.74% | +3.74 |
| SHW The Sherwin-Williams Co. | New | 1.78% | +1.78 |
| MCO Moody's Corp. | New | 1.76% | +1.76 |
| UNH Unitedhealth Group Inc. | New | 1.74% | +1.74 |
| AMGN Amgen Inc. | New | 1.72% | +1.72 |
| BR Broadridge Financial Solutio | New | 1.72% | +1.72 |
| CAH Cardinal Health Inc. | New | 1.71% | +1.71 |
| SNPS Synopsys Inc. | New | 1.70% | +1.70 |
| NTAP Netapp Inc. | New | 1.66% | +1.66 |
| CBOE Cboe Global Markets Inc. | New | 1.64% | +1.64 |
| V Visa Inc. Class A | New | 1.52% | +1.52 |
| SVOL Simplify Volatility Premium | Add +30.0% | 4.72% | +0.71 |
| CTA Simplify Managed Futures St | Add +23.4% | 4.14% | +0.66 |
| ITB iShares U.S. Home Constructi | New | 0.48% | +0.48 |
| XLV SS Health Care Select Sector | New | 0.44% | +0.44 |
| MSFT Microsoft Corp. | Add +24.4% | 2.08% | +0.44 |
| NOC Northrop Grumman Corp. | Add +25.6% | 1.78% | +0.26 |
| AHR American Healthcare REIT Inc. | New | 0.25% | +0.25 |
| GOOGL Alphabet Inc. Class A | Add +15.6% | 1.88% | +0.23 |
| OMF Onemain Holdings Inc. | New | 0.21% | +0.21 |
| NVDA Nvidia Corp. | New | 0.19% | +0.19 |
| CNQ Canadian Natural Resources | Add +3.5% | 1.87% | +0.17 |
| CPAY Corpay Inc. | Add +9.6% | 1.90% | +0.16 |
| VRSK Verisk Analytics Inc. | Add +22.7% | 1.67% | +0.16 |
| BBJP JPMorgan Betabuilders Japan | Add +1.1% | 3.85% | +0.10 |
| SPHY SS SPDR P High Yield ETF | Add +42.4% | 0.20% | +0.05 |
| UNP Union Pacific Corp. | Add +39.9% | 0.19% | +0.04 |
| DHI D.R. Horton Inc. | Add +3.0% | 1.88% | +0.03 |
| QQQM Invesco Nasdaq 100 ETF | Add +2.4% | 0.45% | +0.00 |
| MO Altria Group Inc. | Add +0.3% | 0.28% | −0.00 |
| CODI Compass Diversified Holdings | Add +0.5% | 0.35% | −0.01 |
| BRW Saba Capital Income & Opport | Add +10.0% | 0.21% | −0.01 |
| STAG Stag Industrial Inc. | Add +7.1% | 0.26% | −0.01 |
| KMI Kinder Morgan Inc. | Add +0.7% | 0.27% | −0.01 |
| MC Moelis & Co. Class A | Add +2.9% | 0.30% | −0.02 |
| VICI Vici Properties Inc. | Add +8.4% | 0.26% | −0.02 |
| ENB Enbridge Inc. | Add +0.8% | 0.27% | −0.02 |
| GILD Gilead Sciences Inc. | Add +8.2% | 0.25% | −0.03 |
| NNN NNN REIT Inc. | Add +0.3% | 0.29% | −0.03 |
| NSA National Storage Affiliates | Add +1.7% | 0.29% | −0.04 |
| URA Global X Uranium ETF | Add +1.3% | 1.18% | −0.05 |
| AMT American Tower Corp. | Add +1.4% | 0.29% | −0.05 |
| ILF iShares Latin America 40 ETF | Add +7.3% | 1.41% | −0.06 |
| HR Healthcare Realty Trust Inc. | Add +1.7% | 0.21% | −0.07 |
| CPRI Capri Holdings Ltd. | Add +15.3% | 1.46% | −0.08 |
| AAPL Apple Inc. | Add +13.1% | 2.08% | −0.19 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 78 | $241.5M | FLXR, FLSP, MBB, GLDM, EMB |
| Q1 2026 | 70 | $225.9M | FLXR, FLSP, MTBA, GLDM, JBND |
| Q4 2025 | 87 | $222.6M | FLXR, MTBA, GLDM, CTA, JBND |
| Q3 2025 | 85 | $208.4M | FLXR, GLDM, CTA, MTBA, EMB |
| Q2 2025 | 87 | $195.3M | FLXR, GLDM, CTA, MTBA, ANGL |
| Q1 2025 | 72 | $196.5M | MTBA, GLDM, BUCK, CTA, ANGL |
| Q4 2024 | 74 | $192.3M | MTBA, BUCK, GLDM, SPYM, SVOL |
| Q3 2024 | 74 | $194.5M | MTBA, BUCK, GLDM, SVOL, CTA |
| Q2 2024 | 72 | $174.3M | MTBA, GLDM, SVOL, CTA, INDA |
| Q1 2024 | 68 | $164.2M | MTBA, GLDM, SVOL, CTA, TUA |