Peak Financial Advisors LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 10, 2025), Peak Financial Advisors LLC reported 72 stock positions worth $196.5 million. Its top holding was Simplify MBS ETF (MTBA) at 9.4% of the portfolio, followed by SPDR Gold Minishares Trust (GLDM, 7.0%) and Simplify Treasury Option (BUCK, 6.6%). Compared with Q4 2024, it opened 13 new positions, sold out of 15, added to 38 and reduced 17. The biggest buy was a new position in TCW Flexible Income ETF (FLXR) and the biggest sale Ste STR SPDR PT S&P 500 ETF (SPYM, shares −93%).
- Most Recent 13F
- Q2 2026
- Location
- DENVER, CO
- CIK
- 0001843309
- Portfolio Value
- $196.5M (Q1 2025)
- SEC Filing
- 0001843309-25-000005 ↗ filed Apr 10, 2025
Holdings Value
Holdings 72 stocks · $196.5M
| MTBA Simplify MBS ETF | 9.42% | 369,233 | $18.5M | Add +2.2% |
| GLDM SPDR Gold Minishares Trust | 7.05% | 223,773 | $13.8M | Reduce -0.9% |
| BUCK Simplify Treasury Option Inc. | 6.64% | 528,745 | $13.0M | Add +0.8% |
| CTA Simplify Managed Futures St | 4.93% | 327,072 | $9.7M | Add +0.7% |
| ANGL Vaneck Fallen Angel High YLD | 4.69% | 319,435 | $9.2M | Add +12.3% |
| SVOL Simplify Volatility Premium | 4.65% | 502,384 | $9.1M | Add +3.2% |
| INDA iShares MSCI India ETF | 3.39% | 129,274 | $6.7M | Add +4.6% |
| EMB iShares JP Morgan Usd Emergi | 3.28% | 71,188 | $6.4M | Add +2.4% |
| FLXR TCW Flexible Income ETF | 2.97% | 148,996 | $5.8M | New |
| AAPL Apple Inc. | 2.00% | 17,723 | $3.9M | Add +5.0% |
| CTAS Cintas Corp. | 1.71% | 16,328 | $3.4M | New |
| MMM 3M Co. | 1.68% | 22,486 | $3.3M | Add +0.4% |
| NVDA Nvidia Corp. | 1.68% | 30,398 | $3.3M | Add +841.4% |
| COST Costco Wholesale Corp. | 1.67% | 3,464 | $3.3M | Reduce -0.4% |
| AMZN Amazon.com Inc. | 1.59% | 16,415 | $3.1M | Add +0.2% |
| MKTX Marketaxess Holdings Inc. | 1.57% | 14,212 | $3.1M | New |
| WAT Waters Corp. | 1.56% | 8,292 | $3.1M | New |
| NFLX Netflix Inc. | 1.52% | 3,193 | $3.0M | Add +1.2% |
| RMD Resmed Inc. | 1.51% | 13,271 | $3.0M | Add +2.1% |
| APH Amphenol Corp. Class A | 1.51% | 45,194 | $3.0M | New |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 1.51% | 2,998 | $3.0M | New |
| MSCI MSCI Inc. | 1.51% | 5,230 | $3.0M | New |
| LMT Lockheed Martin Corp. | 1.49% | 6,567 | $2.9M | Add +105.2% |
| FICO Fair Isaac Corp. | 1.46% | 1,560 | $2.9M | New |
| APD Air Products & Chemicals Inc. | 1.46% | 9,704 | $2.9M | New |
| AXP American Express Co. | 1.46% | 10,625 | $2.9M | Reduce -0.7% |
| TT Trane Technologies PLC | 1.44% | 8,390 | $2.8M | Add +2.9% |
| LDOS Leidos Holdings Inc. | 1.43% | 20,888 | $2.8M | New |
| GOOGL Alphabet Inc. Class A | 1.42% | 18,059 | $2.8M | Reduce -6.2% |
| IGV iShares Expanded Tech-Softwa | 1.39% | 30,658 | $2.7M | New |
| XMHQ Invesco S&P Midcap Qual ETF | 1.38% | 29,584 | $2.7M | Add +21.4% |
| ORCL Oracle Corp. | 1.36% | 19,071 | $2.7M | New |
| DECK Deckers Outdoor Corp. | 1.26% | 22,142 | $2.5M | New |
| CNQ Canadian Natural Resources | 1.21% | 77,253 | $2.4M | Add +0.7% |
| QUAL iShares MSCI USA Quality Fac | 1.18% | 13,569 | $2.3M | Add +0.9% |
| ANET Arista Networks Inc. | 1.14% | 28,880 | $2.2M | Add +1.4% |
| MOAT Vaneck Morningstar Wide Moat | 1.01% | 22,509 | $2.0M | Reduce -47.5% |
| XLE SS Energy Select Sector | 0.85% | 17,923 | $1.7M | Reduce -2.9% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.85% | 21,230 | $1.7M | Reduce -0.1% |
| QQQM Invesco Nasdaq 100 ETF | 0.83% | 8,450 | $1.6M | Add +105.5% |
| URA Global X Uranium ETF | 0.77% | 65,770 | $1.5M | Add +0.8% |
| XHB SS SPDR S&P Homebldrs ETF | 0.65% | 13,240 | $1.3M | Add +4.3% |
| NVR NVR Inc. | 0.56% | 153 | $1.1M | Add +1.3% |
| FCTE Smi 3FOURTEEN Full-CYCL TRND | 0.45% | 34,894 | $876K | Reduce -2.3% |
| XLF SS Financial Select Sector | 0.43% | 16,937 | $844K | Add +0.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.39% | 11,644 | $766K | Reduce -92.8% |
| AHR American Healthcare REIT Inc. | 0.39% | 25,113 | $761K | No change |
| T AT&T Inc. | 0.36% | 25,140 | $711K | Reduce -3.9% |
| KMI Kinder Morgan Inc. | 0.35% | 23,970 | $684K | Add +0.0% |
| GILD Gilead Sciences Inc. | 0.34% | 6,040 | $677K | Add +1.7% |
| MO Altria Group Inc. | 0.31% | 10,066 | $604K | Add +1.1% |
| WEC WEC Energy Group Inc. | 0.30% | 5,339 | $582K | Add +1.9% |
| ENB Enbridge Inc. | 0.28% | 12,248 | $543K | Reduce -0.7% |
| XLC SS Comm Select Sector SPDR | 0.27% | 5,565 | $537K | Add +1.4% |
| MC Moelis & Co. Class A | 0.25% | 8,567 | $500K | Add +2.4% |
| AMT American Tower Corp. | 0.25% | 2,282 | $497K | No change |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.25% | 15,119 | $493K | Reduce -0.5% |
| BRW Saba Capital Income & Opport | 0.25% | 62,300 | $483K | Add +1.8% |
| NNN NNN REIT Inc. | 0.24% | 11,203 | $478K | Reduce -0.7% |
| OMF Onemain Holdings Inc. | 0.24% | 9,765 | $477K | Add +1.9% |
| NSA National Storage Affiliates | 0.24% | 11,978 | $472K | Add +0.1% |
| CODI Compass Diversified Holdings | 0.23% | 24,643 | $460K | Reduce -2.6% |
| STAG Stag Industrial Inc. | 0.23% | 12,416 | $448K | Add +0.0% |
| STWD Starwood Property Trust Inc. | 0.23% | 22,579 | $446K | Add +0.4% |
| SPHY SS SPDR P High Yield ETF | 0.18% | 15,271 | $358K | Add +2.7% |
| BCC Boise Cascade Co. | 0.18% | 3,624 | $355K | Add +4.8% |
| IWF iShares Russell 1000 Growth | 0.16% | 889 | $321K | Reduce -2.5% |
| UNP Union Pacific Corp. | 0.15% | 1,284 | $303K | No change |
| MSFT Microsoft Corp. | 0.14% | 740 | $278K | Reduce -3.6% |
| XLRE SS Real Estate Select Sector | 0.14% | 6,478 | $271K | Reduce -7.3% |
| HR Healthcare Realty Trust Inc. | 0.10% | 11,413 | $193K | Add +6.8% |
| SOTK Sono-Tek Corp. | 0.03% | 14,521 | $53K | No change |
Portfolio Sells Q4 2024 → Q1 2025
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -92.8% | 0.39% | −5.42 |
| META Meta Platforms Inc. Class A | Sold out | 0.00% | −1.91 |
| MPWR Monolithic Power Systems Inc. | Sold out | 0.00% | −1.66 |
| BRO Brown & Brown Inc. | Sold out | 0.00% | −1.58 |
| SGOV iShares 0-3 Month Treasury B | Sold out | 0.00% | −1.58 |
| PHM Pultegroup Inc. | Sold out | 0.00% | −1.56 |
| PM Philip Morris International | Sold out | 0.00% | −1.48 |
| NTAP Netapp Inc. | Sold out | 0.00% | −1.45 |
| BBJP JPMorgan Betabuilders Japan | Sold out | 0.00% | −1.22 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -47.5% | 1.01% | −1.06 |
| CL Colgate-Palmolive Co. | Sold out | 0.00% | −0.68 |
| GD General Dynamics Corp. | Sold out | 0.00% | −0.63 |
| HCA HCA Healthcare Inc. | Sold out | 0.00% | −0.58 |
| AMAT Applied Materials Inc. | Sold out | 0.00% | −0.56 |
| MTD Mettler-Toledo International | Sold out | 0.00% | −0.55 |
| KLAC KLA Corp. | Sold out | 0.00% | −0.53 |
| GOOGL Alphabet Inc. Class A | Reduce -6.2% | 1.42% | −0.47 |
| AXP American Express Co. | Reduce -0.7% | 1.46% | −0.20 |
| SPAB SS SPDR P Agg Bond ETF | Sold out | 0.00% | −0.15 |
| CODI Compass Diversified Holdings | Reduce -2.6% | 0.23% | −0.07 |
| FCTE Smi 3FOURTEEN Full-CYCL TRND | Reduce -2.3% | 0.45% | −0.04 |
| IWF iShares Russell 1000 Growth | Reduce -2.5% | 0.16% | −0.03 |
| MSFT Microsoft Corp. | Reduce -3.6% | 0.14% | −0.03 |
| XLRE SS Real Estate Select Sector | Reduce -7.3% | 0.14% | −0.01 |
| NNN NNN REIT Inc. | Reduce -0.7% | 0.24% | +0.00 |
| ENB Enbridge Inc. | Reduce -0.7% | 0.28% | +0.00 |
| COST Costco Wholesale Corp. | Reduce -0.4% | 1.67% | +0.01 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -0.1% | 0.85% | +0.02 |
| VICI Vici Properties Inc. | Reduce -0.5% | 0.25% | +0.02 |
| XLE SS Energy Select Sector | Reduce -2.9% | 0.85% | +0.03 |
| T AT&T Inc. | Reduce -3.9% | 0.36% | +0.05 |
| GLDM SPDR Gold Minishares Trust | Reduce -0.9% | 7.05% | +0.94 |
Portfolio Buys Q4 2024 → Q1 2025
| FLXR TCW Flexible Income ETF | New | 2.97% | +2.97 |
| CTAS Cintas Corp. | New | 1.71% | +1.71 |
| MKTX Marketaxess Holdings Inc. | New | 1.57% | +1.57 |
| WAT Waters Corp. | New | 1.56% | +1.56 |
| APH Amphenol Corp. Class A | New | 1.51% | +1.51 |
| GWW WW Grainger Inc. | New | 1.51% | +1.51 |
| MSCI MSCI Inc. | New | 1.51% | +1.51 |
| FICO Fair Isaac Corp. | New | 1.46% | +1.46 |
| APD Air Products & Chemicals Inc. | New | 1.46% | +1.46 |
| NVDA Nvidia Corp. | Add +841.4% | 1.68% | +1.45 |
| LDOS Leidos Holdings Inc. | New | 1.43% | +1.43 |
| IGV iShares Expanded Tech-Softwa | New | 1.39% | +1.39 |
| ORCL Oracle Corp. | New | 1.36% | +1.36 |
| DECK Deckers Outdoor Corp. | New | 1.26% | +1.26 |
| LMT Lockheed Martin Corp. | Add +105.2% | 1.49% | +0.68 |
| ANGL Vaneck Fallen Angel High YLD | Add +12.3% | 4.69% | +0.45 |
| QQQM Invesco Nasdaq 100 ETF | Add +105.5% | 0.83% | +0.38 |
| CTA Simplify Managed Futures St | Add +0.7% | 4.93% | +0.22 |
| MMM 3M Co. | Add +0.4% | 1.68% | +0.18 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +21.4% | 1.38% | +0.13 |
| MTBA Simplify MBS ETF | Add +2.2% | 9.42% | +0.09 |
| EMB iShares JP Morgan Usd Emergi | Add +2.4% | 3.28% | +0.06 |
| GILD Gilead Sciences Inc. | Add +1.7% | 0.34% | +0.06 |
| NFLX Netflix Inc. | Add +1.2% | 1.52% | +0.05 |
| WEC WEC Energy Group Inc. | Add +1.9% | 0.30% | +0.04 |
| MO Altria Group Inc. | Add +1.1% | 0.31% | +0.04 |
| STAG Stag Industrial Inc. | Add +0.0% | 0.23% | +0.01 |
| KMI Kinder Morgan Inc. | Add +0.0% | 0.35% | +0.01 |
| XLF SS Financial Select Sector | Add +0.5% | 0.43% | +0.01 |
| STWD Starwood Property Trust Inc. | Add +0.4% | 0.23% | +0.01 |
| NSA National Storage Affiliates | Add +0.1% | 0.24% | +0.00 |
| HR Healthcare Realty Trust Inc. | Add +6.8% | 0.10% | +0.00 |
| BRW Saba Capital Income & Opport | Add +1.8% | 0.25% | +0.00 |
| INDA iShares MSCI India ETF | Add +4.6% | 3.39% | +0.00 |
| SPHY SS SPDR P High Yield ETF | Add +2.7% | 0.18% | +0.00 |
| XLC SS Comm Select Sector SPDR | Add +1.4% | 0.27% | −0.00 |
| OMF Onemain Holdings Inc. | Add +1.9% | 0.24% | −0.02 |
| CNQ Canadian Natural Resources | Add +0.7% | 1.21% | −0.02 |
| BCC Boise Cascade Co. | Add +4.8% | 0.18% | −0.03 |
| RMD Resmed Inc. | Add +2.1% | 1.51% | −0.03 |
| XHB SS SPDR S&P Homebldrs ETF | Add +4.3% | 0.65% | −0.04 |
| BUCK Simplify Treasury Option Inc. | Add +0.8% | 6.64% | −0.05 |
| QUAL iShares MSCI USA Quality Fac | Add +0.9% | 1.18% | −0.07 |
| MC Moelis & Co. Class A | Add +2.4% | 0.25% | −0.07 |
| NVR NVR Inc. | Add +1.3% | 0.56% | −0.08 |
| TT Trane Technologies PLC | Add +2.9% | 1.44% | −0.13 |
| URA Global X Uranium ETF | Add +0.8% | 0.77% | −0.14 |
| AAPL Apple Inc. | Add +5.0% | 2.00% | −0.20 |
| AMZN Amazon.com Inc. | Add +0.2% | 1.59% | −0.28 |
| ANET Arista Networks Inc. | Add +1.4% | 1.14% | −0.50 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 78 | $241.5M | FLXR, FLSP, MBB, GLDM, EMB |
| Q1 2026 | 70 | $225.9M | FLXR, FLSP, MTBA, GLDM, JBND |
| Q4 2025 | 87 | $222.6M | FLXR, MTBA, GLDM, CTA, JBND |
| Q3 2025 | 85 | $208.4M | FLXR, GLDM, CTA, MTBA, EMB |
| Q2 2025 | 87 | $195.3M | FLXR, GLDM, CTA, MTBA, ANGL |
| Q1 2025 | 72 | $196.5M | MTBA, GLDM, BUCK, CTA, ANGL |
| Q4 2024 | 74 | $192.3M | MTBA, BUCK, GLDM, SPYM, SVOL |
| Q3 2024 | 74 | $194.5M | MTBA, BUCK, GLDM, SVOL, CTA |
| Q2 2024 | 72 | $174.3M | MTBA, GLDM, SVOL, CTA, INDA |
| Q1 2024 | 68 | $164.2M | MTBA, GLDM, SVOL, CTA, TUA |