Peak Financial Advisors LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 14, 2025), Peak Financial Advisors LLC reported 74 stock positions worth $192.3 million. Its top holding was Simplify MBS ETF (MTBA) at 9.3% of the portfolio, followed by Simplify Treasury Option (BUCK, 6.7%) and SPDR Gold Minishares Trust (GLDM, 6.1%). Compared with Q3 2024, it opened 14 new positions, sold out of 14, added to 27 and reduced 29. The biggest buy was Ste STR SPDR PT S&P 500 ETF (SPYM, shares +1541%) and the biggest sale an exit from Hubbell (HUBB).
- Most Recent 13F
- Q2 2026
- Location
- DENVER, CO
- CIK
- 0001843309
- Portfolio Value
- $192.3M (Q4 2024)
- SEC Filing
- 0001843309-25-000002 ↗ filed Jan 14, 2025
Holdings Value
Holdings 74 stocks · $192.3M
| MTBA Simplify MBS ETF | 9.34% | 361,213 | $17.9M | Reduce -8.4% |
| BUCK Simplify Treasury Option Inc. | 6.70% | 524,719 | $12.9M | Add +2.9% |
| GLDM SPDR Gold Minishares Trust | 6.11% | 225,780 | $11.7M | Reduce -0.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 5.81% | 161,947 | $11.2M | Add +1541.0% |
| SVOL Simplify Volatility Premium | 5.26% | 486,861 | $10.1M | Add +1.5% |
| CTA Simplify Managed Futures St | 4.71% | 324,683 | $9.1M | Add +3.1% |
| ANGL Vaneck Fallen Angel High YLD | 4.24% | 284,503 | $8.2M | Add +42.1% |
| INDA iShares MSCI India ETF | 3.38% | 123,638 | $6.5M | Add +1.2% |
| EMB iShares JP Morgan Usd Emergi | 3.22% | 69,531 | $6.2M | Reduce -0.2% |
| AAPL Apple Inc. | 2.20% | 16,883 | $4.2M | Add +247.2% |
| MOAT Vaneck Morningstar Wide Moat | 2.07% | 42,842 | $4.0M | Reduce -0.5% |
| META Meta Platforms Inc. Class A | 1.91% | 6,264 | $3.7M | Reduce -0.9% |
| GOOGL Alphabet Inc. Class A | 1.89% | 19,246 | $3.6M | Reduce -0.3% |
| AMZN Amazon.com Inc. | 1.87% | 16,377 | $3.6M | Reduce -2.1% |
| MPWR Monolithic Power Systems Inc. | 1.66% | 5,410 | $3.2M | New |
| COST Costco Wholesale Corp. | 1.66% | 3,477 | $3.2M | Reduce -1.4% |
| AXP American Express Co. | 1.65% | 10,696 | $3.2M | Reduce -1.3% |
| ANET Arista Networks Inc. | 1.64% | 28,484 | $3.1M | Reduce -16.9% |
| BRO Brown & Brown Inc. | 1.58% | 29,771 | $3.0M | New |
| SGOV iShares 0-3 Month Treasury B | 1.58% | 30,260 | $3.0M | New |
| TT Trane Technologies PLC | 1.57% | 8,151 | $3.0M | New |
| PHM Pultegroup Inc. | 1.56% | 27,460 | $3.0M | Reduce -0.9% |
| RMD Resmed Inc. | 1.55% | 12,997 | $3.0M | New |
| MMM 3M Co. | 1.50% | 22,396 | $2.9M | New |
| PM Philip Morris International | 1.48% | 23,620 | $2.8M | New |
| NFLX Netflix Inc. | 1.46% | 3,156 | $2.8M | Add +0.5% |
| NTAP Netapp Inc. | 1.45% | 23,936 | $2.8M | Add +0.7% |
| XMHQ Invesco S&P Midcap Qual ETF | 1.25% | 24,377 | $2.4M | New |
| QUAL iShares MSCI USA Quality Fac | 1.25% | 13,452 | $2.4M | Add +1.6% |
| CNQ Canadian Natural Resources | 1.23% | 76,696 | $2.4M | Reduce -1.3% |
| BBJP JPMorgan Betabuilders Japan | 1.22% | 42,643 | $2.3M | Reduce -52.3% |
| URA Global X Uranium ETF | 0.91% | 65,279 | $1.7M | Reduce -0.1% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.84% | 21,247 | $1.6M | Add +0.6% |
| XLE SS Energy Select Sector | 0.82% | 18,457 | $1.6M | Add +4.5% |
| LMT Lockheed Martin Corp. | 0.81% | 3,201 | $1.6M | New |
| XHB SS SPDR S&P Homebldrs ETF | 0.69% | 12,688 | $1.3M | New |
| CL Colgate-Palmolive Co. | 0.68% | 14,462 | $1.3M | New |
| NVR NVR Inc. | 0.64% | 151 | $1.2M | New |
| GD General Dynamics Corp. | 0.63% | 4,591 | $1.2M | Reduce -54.1% |
| HCA HCA Healthcare Inc. | 0.58% | 3,738 | $1.1M | New |
| AMAT Applied Materials Inc. | 0.56% | 6,678 | $1.1M | Reduce -57.8% |
| MTD Mettler-Toledo International | 0.55% | 859 | $1.1M | Reduce -58.7% |
| KLAC KLA Corp. | 0.53% | 1,620 | $1.0M | Reduce -58.7% |
| FCTE Smi 3FOURTEEN Full-CYCL TRND | 0.48% | 35,717 | $926K | Add +8.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.45% | 4,111 | $865K | Add +0.2% |
| XLF SS Financial Select Sector | 0.42% | 16,857 | $815K | Reduce -0.4% |
| AHR American Healthcare REIT Inc. | 0.37% | 25,113 | $714K | Reduce -6.7% |
| KMI Kinder Morgan Inc. | 0.34% | 23,969 | $657K | Reduce -1.0% |
| MC Moelis & Co. Class A | 0.32% | 8,363 | $618K | Reduce -1.6% |
| T AT&T Inc. | 0.31% | 26,153 | $596K | Add +0.9% |
| CODI Compass Diversified Holdings | 0.30% | 25,291 | $584K | Add +1.6% |
| GILD Gilead Sciences Inc. | 0.29% | 5,940 | $549K | Reduce -1.5% |
| XLC SS Comm Select Sector SPDR | 0.28% | 5,488 | $531K | No change |
| ENB Enbridge Inc. | 0.27% | 12,335 | $523K | Add +1.1% |
| MO Altria Group Inc. | 0.27% | 9,952 | $520K | Add +0.3% |
| OMF Onemain Holdings Inc. | 0.26% | 9,588 | $500K | Add +3.3% |
| WEC WEC Energy Group Inc. | 0.26% | 5,239 | $493K | Add +1.0% |
| BRW Saba Capital Income & Opport | 0.24% | 61,179 | $466K | Add +0.1% |
| NNN NNN REIT Inc. | 0.24% | 11,276 | $461K | Add +0.4% |
| NSA National Storage Affiliates | 0.24% | 11,968 | $454K | Reduce -1.9% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.23% | 15,199 | $444K | Add +2.0% |
| NVDA Nvidia Corp. | 0.23% | 3,229 | $434K | Add +3.8% |
| STWD Starwood Property Trust Inc. | 0.22% | 22,485 | $426K | Add +1.0% |
| STAG Stag Industrial Inc. | 0.22% | 12,415 | $420K | Add +3.0% |
| AMT American Tower Corp. | 0.22% | 2,282 | $419K | Reduce -1.6% |
| BCC Boise Cascade Co. | 0.21% | 3,458 | $411K | No change |
| IWF iShares Russell 1000 Growth | 0.19% | 912 | $366K | Reduce -8.9% |
| SPHY SS SPDR P High Yield ETF | 0.18% | 14,864 | $349K | Reduce -1.6% |
| MSFT Microsoft Corp. | 0.17% | 768 | $324K | Reduce -90.1% |
| UNP Union Pacific Corp. | 0.15% | 1,284 | $293K | No change |
| XLRE SS Real Estate Select Sector | 0.15% | 6,984 | $284K | New |
| SPAB SS SPDR P Agg Bond ETF | 0.15% | 11,180 | $279K | Add +37.5% |
| HR Healthcare Realty Trust Inc. | 0.09% | 10,685 | $181K | Reduce -61.0% |
| SOTK Sono-Tek Corp. | 0.03% | 14,521 | $58K | No change |
Portfolio Sells Q3 2024 → Q4 2024
| HUBB Hubbell Inc. | Sold out | 0.00% | −1.74 |
| TSCO Tractor Supply Company | Sold out | 0.00% | −1.70 |
| GWW WW Grainger Inc. | Sold out | 0.00% | −1.61 |
| SNPS Synopsys Inc. | Sold out | 0.00% | −1.59 |
| DECK Deckers Outdoor Corp. | Sold out | 0.00% | −1.58 |
| HPQ HP Inc. | Sold out | 0.00% | −1.58 |
| MSFT Microsoft Corp. | Reduce -90.1% | 0.17% | −1.55 |
| DPZ Domino's Pizza Inc. | Sold out | 0.00% | −1.53 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −1.51 |
| BBJP JPMorgan Betabuilders Japan | Reduce -52.3% | 1.22% | −1.51 |
| MLM Martin Marietta Materials | Sold out | 0.00% | −1.46 |
| MCK McKesson Corp. | Sold out | 0.00% | −1.34 |
| MTBA Simplify MBS ETF | Reduce -8.4% | 9.34% | −1.10 |
| AMAT Applied Materials Inc. | Reduce -57.8% | 0.56% | −1.08 |
| MTD Mettler-Toledo International | Reduce -58.7% | 0.55% | −1.06 |
| KLAC KLA Corp. | Reduce -58.7% | 0.53% | −1.03 |
| GD General Dynamics Corp. | Reduce -54.1% | 0.63% | −0.93 |
| PHM Pultegroup Inc. | Reduce -0.9% | 1.56% | −0.49 |
| XLV SS Health Care Select Sector | Sold out | 0.00% | −0.18 |
| HR Healthcare Realty Trust Inc. | Reduce -61.0% | 0.09% | −0.16 |
| EMB iShares JP Morgan Usd Emergi | Reduce -0.2% | 3.22% | −0.13 |
| TMO Thermo Fisher Scientific Inc. | Sold out | 0.00% | −0.12 |
| HEI.A Heico Corp. Class A | Sold out | 0.00% | −0.11 |
| ITW Illinois Tool Works | Sold out | 0.00% | −0.10 |
| CNQ Canadian Natural Resources | Reduce -1.3% | 1.23% | −0.10 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -0.5% | 2.07% | −0.08 |
| NSA National Storage Affiliates | Reduce -1.9% | 0.24% | −0.07 |
| AMT American Tower Corp. | Reduce -1.6% | 0.22% | −0.06 |
| ANET Arista Networks Inc. | Reduce -16.9% | 1.64% | −0.05 |
| URA Global X Uranium ETF | Reduce -0.1% | 0.91% | −0.05 |
| SPHY SS SPDR P High Yield ETF | Reduce -1.6% | 0.18% | −0.01 |
| IWF iShares Russell 1000 Growth | Reduce -8.9% | 0.19% | −0.00 |
| AHR American Healthcare REIT Inc. | Reduce -6.7% | 0.37% | +0.01 |
| MC Moelis & Co. Class A | Reduce -1.6% | 0.32% | +0.02 |
| GILD Gilead Sciences Inc. | Reduce -1.5% | 0.29% | +0.03 |
| XLF SS Financial Select Sector | Reduce -0.4% | 0.42% | +0.03 |
| GLDM SPDR Gold Minishares Trust | Reduce -0.3% | 6.11% | +0.03 |
| META Meta Platforms Inc. Class A | Reduce -0.9% | 1.91% | +0.05 |
| COST Costco Wholesale Corp. | Reduce -1.4% | 1.66% | +0.05 |
| KMI Kinder Morgan Inc. | Reduce -1.0% | 0.34% | +0.07 |
| AXP American Express Co. | Reduce -1.3% | 1.65% | +0.14 |
| GOOGL Alphabet Inc. Class A | Reduce -0.3% | 1.89% | +0.25 |
| AMZN Amazon.com Inc. | Reduce -2.1% | 1.87% | +0.27 |
Portfolio Buys Q3 2024 → Q4 2024
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +1541.0% | 5.81% | +5.46 |
| MPWR Monolithic Power Systems Inc. | New | 1.66% | +1.66 |
| AAPL Apple Inc. | Add +247.2% | 2.20% | +1.62 |
| BRO Brown & Brown Inc. | New | 1.58% | +1.58 |
| SGOV iShares 0-3 Month Treasury B | New | 1.58% | +1.58 |
| TT Trane Technologies PLC | New | 1.57% | +1.57 |
| RMD Resmed Inc. | New | 1.55% | +1.55 |
| MMM 3M Co. | New | 1.50% | +1.50 |
| PM Philip Morris International | New | 1.48% | +1.48 |
| XMHQ Invesco S&P Midcap Qual ETF | New | 1.25% | +1.25 |
| ANGL Vaneck Fallen Angel High YLD | Add +42.1% | 4.24% | +1.21 |
| LMT Lockheed Martin Corp. | New | 0.81% | +0.81 |
| XHB SS SPDR S&P Homebldrs ETF | New | 0.69% | +0.69 |
| CL Colgate-Palmolive Co. | New | 0.68% | +0.68 |
| NVR NVR Inc. | New | 0.64% | +0.64 |
| HCA HCA Healthcare Inc. | New | 0.58% | +0.58 |
| CTA Simplify Managed Futures St | Add +3.1% | 4.71% | +0.50 |
| NFLX Netflix Inc. | Add +0.5% | 1.46% | +0.32 |
| BUCK Simplify Treasury Option Inc. | Add +2.9% | 6.70% | +0.25 |
| XLRE SS Real Estate Select Sector | New | 0.15% | +0.15 |
| SPAB SS SPDR P Agg Bond ETF | Add +37.5% | 0.15% | +0.04 |
| OMF Onemain Holdings Inc. | Add +3.3% | 0.26% | +0.04 |
| NVDA Nvidia Corp. | Add +3.8% | 0.23% | +0.03 |
| QQQM Invesco Nasdaq 100 ETF | Add +0.2% | 0.45% | +0.03 |
| XLE SS Energy Select Sector | Add +4.5% | 0.82% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | Add +1.6% | 1.25% | +0.02 |
| CODI Compass Diversified Holdings | Add +1.6% | 0.30% | +0.02 |
| ENB Enbridge Inc. | Add +1.1% | 0.27% | +0.02 |
| T AT&T Inc. | Add +0.9% | 0.31% | +0.02 |
| FCTE Smi 3FOURTEEN Full-CYCL TRND | Add +8.4% | 0.48% | +0.01 |
| MO Altria Group Inc. | Add +0.3% | 0.27% | +0.01 |
| BRW Saba Capital Income & Opport | Add +0.1% | 0.24% | +0.00 |
| WEC WEC Energy Group Inc. | Add +1.0% | 0.26% | −0.00 |
| STWD Starwood Property Trust Inc. | Add +1.0% | 0.22% | −0.01 |
| STAG Stag Industrial Inc. | Add +3.0% | 0.22% | −0.02 |
| VICI Vici Properties Inc. | Add +2.0% | 0.23% | −0.02 |
| NNN NNN REIT Inc. | Add +0.4% | 0.24% | −0.04 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +0.6% | 0.84% | −0.04 |
| NTAP Netapp Inc. | Add +0.7% | 1.45% | −0.06 |
| SVOL Simplify Volatility Premium | Add +1.5% | 5.26% | −0.15 |
| INDA iShares MSCI India ETF | Add +1.2% | 3.38% | −0.29 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 78 | $241.5M | FLXR, FLSP, MBB, GLDM, EMB |
| Q1 2026 | 70 | $225.9M | FLXR, FLSP, MTBA, GLDM, JBND |
| Q4 2025 | 87 | $222.6M | FLXR, MTBA, GLDM, CTA, JBND |
| Q3 2025 | 85 | $208.4M | FLXR, GLDM, CTA, MTBA, EMB |
| Q2 2025 | 87 | $195.3M | FLXR, GLDM, CTA, MTBA, ANGL |
| Q1 2025 | 72 | $196.5M | MTBA, GLDM, BUCK, CTA, ANGL |
| Q4 2024 | 74 | $192.3M | MTBA, BUCK, GLDM, SPYM, SVOL |
| Q3 2024 | 74 | $194.5M | MTBA, BUCK, GLDM, SVOL, CTA |
| Q2 2024 | 72 | $174.3M | MTBA, GLDM, SVOL, CTA, INDA |
| Q1 2024 | 68 | $164.2M | MTBA, GLDM, SVOL, CTA, TUA |