Peak Financial Advisors LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 10, 2024), Peak Financial Advisors LLC reported 74 stock positions worth $194.5 million. Its top holding was Simplify MBS ETF (MTBA) at 10.4% of the portfolio, followed by Simplify Treasury Option (BUCK, 6.4%) and SPDR Gold Minishares Trust (GLDM, 6.1%). Compared with Q2 2024, it opened 21 new positions, sold out of 19, added to 26 and reduced 23. The biggest buy was a new position in Vaneck Fallen Angel High YLD (ANGL) and the biggest sale an exit from Simplify Enhanced Income ETF (HIGH).
- Most Recent 13F
- Q2 2026
- Location
- DENVER, CO
- CIK
- 0001843309
- Portfolio Value
- $194.5M (Q3 2024)
- SEC Filing
- 0001843309-24-000008 ↗ filed Oct 10, 2024
Holdings Value
Holdings 74 stocks · $194.5M
| MTBA Simplify MBS ETF | 10.44% | 394,281 | $20.3M | Add +1.2% |
| BUCK Simplify Treasury Option Inc. | 6.45% | 510,063 | $12.5M | Add +103.2% |
| GLDM SPDR Gold Minishares Trust | 6.07% | 226,582 | $11.8M | Add +1.8% |
| SVOL Simplify Volatility Premium | 5.42% | 479,555 | $10.5M | Add +9.3% |
| CTA Simplify Managed Futures St | 4.21% | 314,910 | $8.2M | Add +10.6% |
| INDA iShares MSCI India ETF | 3.68% | 122,147 | $7.1M | Reduce -0.2% |
| EMB iShares JP Morgan Usd Emergi | 3.35% | 69,657 | $6.5M | Reduce -1.2% |
| ANGL Vaneck Fallen Angel High YLD | 3.03% | 200,192 | $5.9M | New |
| BBJP JPMorgan Betabuilders Japan | 2.72% | 89,306 | $5.3M | Reduce -5.8% |
| MOAT Vaneck Morningstar Wide Moat | 2.15% | 43,064 | $4.2M | Reduce -6.1% |
| PHM Pultegroup Inc. | 2.05% | 27,709 | $4.0M | Add +6.8% |
| META Meta Platforms Inc. Class A | 1.86% | 6,320 | $3.6M | Add +1.2% |
| HUBB Hubbell Inc. | 1.74% | 7,908 | $3.4M | New |
| MSFT Microsoft Corp. | 1.72% | 7,757 | $3.3M | Add +899.6% |
| TSCO Tractor Supply Company | 1.70% | 11,376 | $3.3M | New |
| ANET Arista Networks Inc. | 1.69% | 8,571 | $3.3M | New |
| GOOGL Alphabet Inc. Class A | 1.65% | 19,295 | $3.2M | New |
| AMAT Applied Materials Inc. | 1.64% | 15,827 | $3.2M | New |
| COST Costco Wholesale Corp. | 1.61% | 3,527 | $3.1M | Reduce -0.3% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 1.61% | 3,010 | $3.1M | Add +2.2% |
| MTD Mettler-Toledo International | 1.60% | 2,080 | $3.1M | New |
| AMZN Amazon.com Inc. | 1.60% | 16,737 | $3.1M | Add +0.1% |
| SNPS Synopsys Inc. | 1.59% | 6,106 | $3.1M | New |
| DECK Deckers Outdoor Corp. | 1.58% | 19,254 | $3.1M | New |
| HPQ HP Inc. | 1.58% | 85,556 | $3.1M | New |
| KLAC KLA Corp. | 1.56% | 3,922 | $3.0M | New |
| GD General Dynamics Corp. | 1.55% | 10,001 | $3.0M | New |
| DPZ Domino's Pizza Inc. | 1.53% | 6,937 | $3.0M | New |
| AXP American Express Co. | 1.51% | 10,836 | $2.9M | New |
| NTAP Netapp Inc. | 1.51% | 23,763 | $2.9M | New |
| LRCX Lam Research Corp. | 1.51% | 3,587 | $2.9M | Add +20.6% |
| MLM Martin Marietta Materials | 1.46% | 5,284 | $2.8M | Add +5.6% |
| MCK McKesson Corp. | 1.34% | 5,270 | $2.6M | New |
| CNQ Canadian Natural Resources | 1.33% | 77,702 | $2.6M | Add +0.8% |
| QUAL iShares MSCI USA Quality Fac | 1.22% | 13,247 | $2.4M | Add +9.3% |
| NFLX Netflix Inc. | 1.15% | 3,140 | $2.2M | New |
| URA Global X Uranium ETF | 0.96% | 65,347 | $1.9M | Reduce -6.8% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.88% | 21,111 | $1.7M | Add +0.5% |
| XLE SS Energy Select Sector | 0.80% | 17,666 | $1.6M | Add +3.8% |
| AAPL Apple Inc. | 0.58% | 4,863 | $1.1M | Reduce -0.1% |
| FCTE Smi 3FOURTEEN Full-CYCL TRND | 0.47% | 32,954 | $913K | New |
| QQQM Invesco Nasdaq 100 ETF | 0.42% | 4,104 | $824K | Reduce -3.4% |
| XLF SS Financial Select Sector | 0.39% | 16,926 | $767K | Reduce -4.7% |
| AHR American Healthcare REIT Inc. | 0.36% | 26,927 | $703K | Reduce -13.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.34% | 9,869 | $666K | Reduce -17.4% |
| NSA National Storage Affiliates | 0.30% | 12,198 | $588K | Reduce -3.9% |
| MC Moelis & Co. Class A | 0.30% | 8,497 | $582K | Reduce -2.9% |
| T AT&T Inc. | 0.29% | 25,925 | $570K | Reduce -2.4% |
| CODI Compass Diversified Holdings | 0.28% | 24,883 | $551K | Add +5.6% |
| NNN NNN REIT Inc. | 0.28% | 11,234 | $545K | Reduce -0.0% |
| AMT American Tower Corp. | 0.28% | 2,318 | $539K | Reduce -4.1% |
| KMI Kinder Morgan Inc. | 0.28% | 24,208 | $535K | Reduce -1.2% |
| MO Altria Group Inc. | 0.26% | 9,920 | $506K | Reduce -5.3% |
| GILD Gilead Sciences Inc. | 0.26% | 6,031 | $506K | Reduce -0.2% |
| WEC WEC Energy Group Inc. | 0.26% | 5,188 | $499K | Add +1.2% |
| HR Healthcare Realty Trust Inc. | 0.26% | 27,396 | $497K | Add +5.9% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.26% | 14,900 | $496K | Add +0.1% |
| XLC SS Comm Select Sector SPDR | 0.26% | 5,488 | $496K | No change |
| ENB Enbridge Inc. | 0.25% | 12,197 | $495K | Reduce -1.2% |
| BCC Boise Cascade Co. | 0.25% | 3,458 | $488K | Add +9.2% |
| STAG Stag Industrial Inc. | 0.24% | 12,059 | $471K | Reduce -0.1% |
| BRW Saba Capital Income & Opport | 0.24% | 61,148 | $464K | Add +6.4% |
| STWD Starwood Property Trust Inc. | 0.23% | 22,265 | $454K | Add +1.8% |
| OMF Onemain Holdings Inc. | 0.22% | 9,278 | $437K | Add +7.5% |
| NVDA Nvidia Corp. | 0.19% | 3,111 | $378K | Reduce -0.2% |
| IWF iShares Russell 1000 Growth | 0.19% | 1,001 | $376K | Add +2.0% |
| SPHY SS SPDR P High Yield ETF | 0.19% | 15,099 | $363K | Add +6.1% |
| XLV SS Health Care Select Sector | 0.18% | 2,308 | $355K | New |
| UNP Union Pacific Corp. | 0.16% | 1,284 | $316K | No change |
| TMO Thermo Fisher Scientific Inc. | 0.12% | 369 | $228K | No change |
| SPAB SS SPDR P Agg Bond ETF | 0.11% | 8,128 | $212K | Reduce -28.8% |
| HEI.A Heico Corp. Class A | 0.11% | 1,024 | $209K | New |
| ITW Illinois Tool Works | 0.10% | 772 | $202K | New |
| SOTK Sono-Tek Corp. | 0.03% | 14,521 | $59K | No change |
Portfolio Sells Q2 2024 → Q3 2024
| HIGH Simplify Enhanced Income ETF | Sold out | 0.00% | −3.58 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −1.91 |
| HD Home Depot Inc. | Sold out | 0.00% | −1.74 |
| SPG Simon Property Group Inc. | Sold out | 0.00% | −1.71 |
| ACN Accenture PLC Class A | Sold out | 0.00% | −1.70 |
| RSG Republic Services Inc. | Sold out | 0.00% | −1.69 |
| CDW CDW Corp. | Sold out | 0.00% | −1.64 |
| CPAY Corpay Inc. | Sold out | 0.00% | −1.63 |
| AZO AutoZone Inc. | Sold out | 0.00% | −1.62 |
| URI United Rentals Inc. | Sold out | 0.00% | −1.60 |
| BR Broadridge Financial Solutio | Sold out | 0.00% | −1.58 |
| DHI D.R. Horton Inc. | Sold out | 0.00% | −1.57 |
| CAH Cardinal Health Inc. | Sold out | 0.00% | −1.54 |
| FAST Fastenal Co. | Sold out | 0.00% | −1.52 |
| SHW The Sherwin-Williams Co. | Sold out | 0.00% | −1.49 |
| CBOE Cboe Global Markets Inc. | Sold out | 0.00% | −1.47 |
| V Visa Inc. Class A | Sold out | 0.00% | −1.39 |
| MU Micron Technology Inc. | Sold out | 0.00% | −0.87 |
| BBJP JPMorgan Betabuilders Japan | Reduce -5.8% | 2.72% | −0.35 |
| INDA iShares MSCI India ETF | Reduce -0.2% | 3.68% | −0.24 |
| EMB iShares JP Morgan Usd Emergi | Reduce -1.2% | 3.35% | −0.23 |
| URA Global X Uranium ETF | Reduce -6.8% | 0.96% | −0.20 |
| ITB iShares U.S. Home Constructi | Sold out | 0.00% | −0.19 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -6.1% | 2.15% | −0.13 |
| COST Costco Wholesale Corp. | Reduce -0.3% | 1.61% | −0.12 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -17.4% | 0.34% | −0.10 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -3.4% | 0.42% | −0.06 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -28.8% | 0.11% | −0.06 |
| NVDA Nvidia Corp. | Reduce -0.2% | 0.19% | −0.03 |
| XLF SS Financial Select Sector | Reduce -4.7% | 0.39% | −0.02 |
| MO Altria Group Inc. | Reduce -5.3% | 0.26% | −0.01 |
| STAG Stag Industrial Inc. | Reduce -0.1% | 0.24% | −0.01 |
| AAPL Apple Inc. | Reduce -0.1% | 0.58% | −0.01 |
| KMI Kinder Morgan Inc. | Reduce -1.2% | 0.28% | −0.00 |
| T AT&T Inc. | Reduce -2.4% | 0.29% | +0.00 |
| NSA National Storage Affiliates | Reduce -3.9% | 0.30% | +0.00 |
| ENB Enbridge Inc. | Reduce -1.2% | 0.25% | +0.00 |
| NNN NNN REIT Inc. | Reduce -0.0% | 0.28% | +0.01 |
| AMT American Tower Corp. | Reduce -4.1% | 0.28% | +0.01 |
| MC Moelis & Co. Class A | Reduce -2.9% | 0.30% | +0.01 |
| GILD Gilead Sciences Inc. | Reduce -0.2% | 0.26% | +0.02 |
| AHR American Healthcare REIT Inc. | Reduce -13.5% | 0.36% | +0.10 |
Portfolio Buys Q2 2024 → Q3 2024
| ANGL Vaneck Fallen Angel High YLD | New | 3.03% | +3.03 |
| BUCK Simplify Treasury Option Inc. | Add +103.2% | 6.45% | +2.90 |
| HUBB Hubbell Inc. | New | 1.74% | +1.74 |
| TSCO Tractor Supply Company | New | 1.70% | +1.70 |
| ANET Arista Networks Inc. | New | 1.69% | +1.69 |
| GOOGL Alphabet Inc. Class A | New | 1.65% | +1.65 |
| AMAT Applied Materials Inc. | New | 1.64% | +1.64 |
| MTD Mettler-Toledo International | New | 1.60% | +1.60 |
| SNPS Synopsys Inc. | New | 1.59% | +1.59 |
| DECK Deckers Outdoor Corp. | New | 1.58% | +1.58 |
| HPQ HP Inc. | New | 1.58% | +1.58 |
| KLAC KLA Corp. | New | 1.56% | +1.56 |
| GD General Dynamics Corp. | New | 1.55% | +1.55 |
| DPZ Domino's Pizza Inc. | New | 1.53% | +1.53 |
| MSFT Microsoft Corp. | Add +899.6% | 1.72% | +1.52 |
| AXP American Express Co. | New | 1.51% | +1.51 |
| NTAP Netapp Inc. | New | 1.51% | +1.51 |
| MCK McKesson Corp. | New | 1.34% | +1.34 |
| NFLX Netflix Inc. | New | 1.15% | +1.15 |
| FCTE Smi 3FOURTEEN Full-CYCL TRND | New | 0.47% | +0.47 |
| PHM Pultegroup Inc. | Add +6.8% | 2.05% | +0.41 |
| GLDM SPDR Gold Minishares Trust | Add +1.8% | 6.07% | +0.19 |
| XLV SS Health Care Select Sector | New | 0.18% | +0.18 |
| HEI.A Heico Corp. Class A | New | 0.11% | +0.11 |
| ITW Illinois Tool Works | New | 0.10% | +0.10 |
| GWW WW Grainger Inc. | Add +2.2% | 1.61% | +0.08 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +0.5% | 0.88% | +0.06 |
| META Meta Platforms Inc. Class A | Add +1.2% | 1.86% | +0.05 |
| BCC Boise Cascade Co. | Add +9.2% | 0.25% | +0.03 |
| QUAL iShares MSCI USA Quality Fac | Add +9.3% | 1.22% | +0.03 |
| WEC WEC Energy Group Inc. | Add +1.2% | 0.26% | +0.03 |
| HR Healthcare Realty Trust Inc. | Add +5.9% | 0.26% | +0.01 |
| VICI Vici Properties Inc. | Add +0.1% | 0.26% | +0.01 |
| BRW Saba Capital Income & Opport | Add +6.4% | 0.24% | +0.01 |
| SPHY SS SPDR P High Yield ETF | Add +6.1% | 0.19% | −0.00 |
| STWD Starwood Property Trust Inc. | Add +1.8% | 0.23% | −0.00 |
| IWF iShares Russell 1000 Growth | Add +2.0% | 0.19% | −0.01 |
| CODI Compass Diversified Holdings | Add +5.6% | 0.28% | −0.01 |
| OMF Onemain Holdings Inc. | Add +7.5% | 0.22% | −0.02 |
| MLM Martin Marietta Materials | Add +5.6% | 1.46% | −0.09 |
| XLE SS Energy Select Sector | Add +3.8% | 0.80% | −0.09 |
| CTA Simplify Managed Futures St | Add +10.6% | 4.21% | −0.19 |
| SVOL Simplify Volatility Premium | Add +9.3% | 5.42% | −0.24 |
| CNQ Canadian Natural Resources | Add +0.8% | 1.33% | −0.25 |
| AMZN Amazon.com Inc. | Add +0.1% | 1.60% | −0.25 |
| LRCX Lam Research Corp. | Add +20.6% | 1.51% | −0.31 |
| MTBA Simplify MBS ETF | Add +1.2% | 10.44% | −0.82 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 78 | $241.5M | FLXR, FLSP, MBB, GLDM, EMB |
| Q1 2026 | 70 | $225.9M | FLXR, FLSP, MTBA, GLDM, JBND |
| Q4 2025 | 87 | $222.6M | FLXR, MTBA, GLDM, CTA, JBND |
| Q3 2025 | 85 | $208.4M | FLXR, GLDM, CTA, MTBA, EMB |
| Q2 2025 | 87 | $195.3M | FLXR, GLDM, CTA, MTBA, ANGL |
| Q1 2025 | 72 | $196.5M | MTBA, GLDM, BUCK, CTA, ANGL |
| Q4 2024 | 74 | $192.3M | MTBA, BUCK, GLDM, SPYM, SVOL |
| Q3 2024 | 74 | $194.5M | MTBA, BUCK, GLDM, SVOL, CTA |
| Q2 2024 | 72 | $174.3M | MTBA, GLDM, SVOL, CTA, INDA |
| Q1 2024 | 68 | $164.2M | MTBA, GLDM, SVOL, CTA, TUA |