Raymond James & Associates
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), Raymond James & Associates reported 3,864 stock positions worth $164.0 billion. Its top holding was Vanguard S&P 500 ETF (VOO) at 7.5% of the portfolio, followed by iShares Core U.S. Aggregate (AGG, 4.4%) and Microsoft (MSFT, 2.9%). Compared with Q2 2024, it opened 180 new positions, sold out of 139, added to 1,911 and reduced 1,669. The biggest buy was iShares Core S&P Midcap ETF (IJH, shares +46%) and the biggest sale iShares MSCI USA Small-Cap M (SMMV, shares −98%).
- Most Recent 13F
- Q3 2024
- Location
- ST PETERSBURG, FL
- CIK
- 0001084208
- Portfolio Value
- $164.0B (Q3 2024)
- SEC Filing
- 0001084208-24-000022 ↗ filed Oct 18, 2024
Holdings Value
Holdings 3,864 stocks · $164.0B
| VOO Vanguard S&P 500 ETF | 7.52% | 23,383,328 | $12.3B | Add +1.2% |
| AGG iShares Core U.S. Aggregate | 4.39% | 71,065,150 | $7.2B | Add +3.5% |
| MSFT Microsoft Corp. | 2.95% | 11,231,478 | $4.8B | Add +1.1% |
| AAPL Apple Inc. | 2.66% | 18,723,611 | $4.4B | Reduce -3.7% |
| NVDA Nvidia Corp. | 1.77% | 23,897,284 | $2.9B | Reduce -3.0% |
| AMZN Amazon.com Inc. | 1.61% | 14,198,992 | $2.6B | Add +7.2% |
| IEFA iShares Core MSCI Eafe ETF | 1.43% | 30,028,727 | $2.3B | Add +0.9% |
| AVGO Broadcom Inc. | 1.33% | 12,674,158 | $2.2B | Reduce -4.5% |
| JPM JPMorgan Chase & Co. | 1.18% | 9,209,202 | $1.9B | Add +0.5% |
| IJH iShares Core S&P Midcap ETF | 1.05% | 27,500,341 | $1.7B | Add +45.7% |
| GOOGL Alphabet Inc. Class A | 0.96% | 9,477,384 | $1.6B | Reduce -0.8% |
| META Meta Platforms Inc. Class A | 0.90% | 2,590,883 | $1.5B | Add +0.1% |
| HD Home Depot Inc. | 0.88% | 3,558,347 | $1.4B | Add +0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.87% | 2,498,414 | $1.4B | Add +1.4% |
| UNH Unitedhealth Group Inc. | 0.84% | 2,361,396 | $1.4B | Add +33.1% |
| WMT Walmart Inc. | 0.83% | 16,766,325 | $1.4B | Add +3.0% |
| ETN Eaton Corp. PLC | 0.74% | 3,665,425 | $1.2B | Reduce -3.0% |
| V Visa Inc. Class A | 0.73% | 4,336,011 | $1.2B | Add +2.6% |
| IJR iShares Core S&P Small-Cap E | 0.71% | 9,904,939 | $1.2B | Add +1.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.69% | 2,460,385 | $1.1B | Reduce -0.1% |
| MRK Merck & Co. Inc. | 0.68% | 9,874,714 | $1.1B | Add +1.2% |
| JNJ Johnson & Johnson | 0.68% | 6,864,404 | $1.1B | Add +9.5% |
| MSI Motorola Solutions Inc. | 0.62% | 2,278,531 | $1.0B | Reduce -1.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.62% | 3,882,359 | $1.0B | Add +0.2% |
| IWF iShares Russell 1000 Growth | 0.60% | 2,625,912 | $985.7M | Add +0.5% |
| LLY Eli Lilly & Co. | 0.59% | 1,099,584 | $974.2M | Add +7.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.57% | 10,245,944 | $935.6M | Reduce -36.3% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.56% | 17,969,381 | $918.6M | Add +0.4% |
| ABBV Abbvie Inc. | 0.55% | 4,533,099 | $895.2M | Add +0.6% |
| VZ Verizon Communications Inc. | 0.53% | 19,234,328 | $863.8M | Add +16.9% |
| IEMG iShares Core MSCI Emerging | 0.52% | 14,934,000 | $857.4M | Reduce -0.7% |
| IVV iShares Core S&P 500 ETF | 0.52% | 1,474,326 | $850.4M | Add +2.2% |
| GOOG Alphabet Inc. Class C | 0.51% | 4,991,406 | $834.5M | Reduce -8.1% |
| COST Costco Wholesale Corp. | 0.47% | 876,365 | $776.9M | Reduce -2.1% |
| XLK SS Technology Select Sector | 0.47% | 3,437,876 | $776.1M | Reduce -2.0% |
| CB Chubb Ltd. | 0.47% | 2,657,618 | $766.4M | Reduce -12.9% |
| VIG Vanguard Dividend Apprec ETF | 0.45% | 3,698,942 | $732.6M | Add +5.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.43% | 1,454,829 | $710.1M | Add +2.8% |
| IWD iShares Russell 1000 Value E | 0.42% | 3,666,344 | $695.9M | Add +0.6% |
| UNP Union Pacific Corp. | 0.42% | 2,767,216 | $682.1M | Add +2.1% |
| ORCL Oracle Corp. | 0.41% | 3,989,379 | $679.8M | Reduce -0.1% |
| CRM Salesforce Inc. | 0.40% | 2,394,487 | $655.4M | Reduce -3.5% |
| IEF iShares 7-10 Year Treasury B | 0.39% | 6,587,304 | $646.3M | Add +3.8% |
| CME Cme Group Inc. | 0.39% | 2,865,142 | $632.2M | Reduce -5.4% |
| XLV SS Health Care Select Sector | 0.38% | 4,093,965 | $630.6M | Reduce -10.8% |
| MPC Marathon Petroleum Corp. | 0.38% | 3,863,182 | $629.4M | Reduce -9.9% |
| PG The Procter & Gamble Co. | 0.38% | 3,572,600 | $618.8M | Add +3.1% |
| MA Mastercard Inc. Class A | 0.37% | 1,234,854 | $609.8M | Add +1.7% |
| APD Air Products & Chemicals Inc. | 0.37% | 2,043,099 | $608.3M | Add +1.7% |
| CMCSA Comcast Corp. Class A | 0.37% | 14,397,948 | $601.4M | Reduce -0.1% |
| CVX Chevron Corp. | 0.37% | 4,077,856 | $600.5M | Reduce -1.2% |
| NEE Nextera Energy Inc. | 0.35% | 6,809,093 | $575.6M | Add +14.3% |
| MDT Medtronic PLC | 0.35% | 6,391,865 | $575.5M | Add +2.3% |
| XOM Exxon Mobil Corp. | 0.34% | 4,815,002 | $564.4M | Add +15.3% |
| ADI Analog Devices Inc. | 0.33% | 2,348,104 | $540.5M | Add +153.6% |
| NFLX Netflix Inc. | 0.33% | 754,108 | $534.9M | Add +5.3% |
| USHY iShares Broad Usd High Yield | 0.31% | 13,554,148 | $510.3M | Add +2.8% |
| MTUM iShares MSCI USA Momentum Fa | 0.30% | 2,394,186 | $485.4M | Reduce -1.9% |
| XLF SS Financial Select Sector | 0.29% | 10,603,914 | $480.6M | Add +29.7% |
| KO The Coca-Cola Co. | 0.29% | 6,510,503 | $467.8M | Add +4.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.26% | 3,526,821 | $419.9M | Add +0.6% |
| TT Trane Technologies PLC | 0.26% | 1,076,484 | $418.5M | Add +3.1% |
| COWZ Pacer US Cash Cows 100 ETF | 0.26% | 7,235,912 | $418.5M | Add +7.5% |
| PM Philip Morris International | 0.25% | 3,398,043 | $412.5M | Add +3.1% |
| VYM Vanguard High DVD Yield ETF | 0.25% | 3,205,672 | $411.0M | Reduce -1.4% |
| O Realty Income Corp. | 0.25% | 6,479,542 | $410.9M | Add +92.4% |
| QCOM Qualcomm Inc. | 0.25% | 2,397,891 | $407.8M | Reduce -14.1% |
| ICE Intercontinental Exchange Inc. | 0.25% | 2,535,785 | $407.3M | Add +11.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.24% | 2,260,090 | $394.5M | Reduce -11.3% |
| SPGI S&P Global Inc. | 0.24% | 762,998 | $394.2M | Add +1.4% |
| VEU Vanguard Ftse All-World Ex-U | 0.24% | 6,176,413 | $389.1M | Add +1.7% |
| MCD McDonald's Corp. | 0.24% | 1,273,002 | $387.6M | Add +1.4% |
| PEP Pepsico Inc. | 0.24% | 2,272,043 | $386.4M | Add +7.1% |
| DRI Darden Restaurants Inc. | 0.24% | 2,352,608 | $386.1M | Add +1.9% |
| T AT&T Inc. | 0.23% | 17,514,278 | $385.3M | Add +45.8% |
| ABT Abbott Laboratories | 0.23% | 3,372,735 | $384.5M | Add +7.0% |
| ACN Accenture PLC Class A | 0.23% | 1,080,583 | $382.0M | Add +5.5% |
| FISV Fiserv Inc. | 0.23% | 2,122,231 | $381.3M | Reduce -1.6% |
| JCI Johnson Controls Internation | 0.22% | 4,735,147 | $367.5M | Add +5.6% |
| DHR Danaher Corp. | 0.22% | 1,309,378 | $364.0M | Reduce -2.3% |
| TMO Thermo Fisher Scientific Inc. | 0.22% | 586,785 | $363.0M | Add +8.7% |
| RTX RTX Corp. | 0.22% | 2,987,729 | $362.0M | Add +1.1% |
| BBY Best Buy Co. Inc. | 0.22% | 3,440,215 | $355.4M | Add +1.9% |
| TSLA Tesla Inc. | 0.22% | 1,354,657 | $354.4M | Add +3.8% |
| XLY SS Consumer Disc Select Sect | 0.21% | 1,732,519 | $347.1M | Add +2.0% |
| FIS Fidelity National Info Serv | 0.21% | 4,103,793 | $343.7M | Add +449.8% |
| AMD Advanced Micro Devices | 0.21% | 2,080,248 | $341.3M | Add +0.0% |
| UPS United Parcel Service Class B | 0.21% | 2,498,982 | $340.7M | Reduce -9.3% |
| WMB Williams Cos Inc. | 0.20% | 7,348,035 | $335.4M | Reduce -10.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.20% | 8,424,326 | $334.3M | Add +4.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.20% | 1,500,796 | $331.8M | Add +14.5% |
| PGR Progressive Corp. | 0.20% | 1,292,148 | $327.9M | Add +17.3% |
| CSCO Cisco Systems Inc. | 0.20% | 6,156,783 | $327.7M | Reduce -53.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.20% | 843,616 | $323.9M | Reduce -11.0% |
| AMGN Amgen Inc. | 0.19% | 989,504 | $318.8M | Reduce -7.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.19% | 2,707,496 | $318.2M | Reduce -5.2% |
| XLC SS Comm Select Sector SPDR | 0.19% | 3,504,244 | $316.8M | Reduce -27.0% |
| SDY SS SPDR S&P Dividend ETF | 0.19% | 2,221,989 | $315.6M | Reduce -1.5% |
| CI The Cigna Group | 0.18% | 860,050 | $298.0M | Add +42.8% |
| TSM Taiwan Semiconductor-SP ADR | 0.18% | 1,711,953 | $297.3M | Add +6.7% |
Options reported separately and not counted above: SPY puts ($27.2M), GDXJ calls ($4.6M), QQQ puts ($3.7M), PH puts ($2.8M), IAU puts ($2.4M), AAPL puts ($2.1M), AMZN puts ($1.9M), TLT puts ($1.7M), NVDA puts ($1.2M), ADM puts ($1.2M), XBI puts ($1.1M), TLT calls ($1.1M), and 39 more.
Other holdings (73): bonds, preferreds, convertibles and warrants · $25.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 7,678 | $9.8M | Add +1.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 6,153 | $7.8M | Reduce -0.2% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 27,791 | $1.3M | Add +22.6% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 22,221 | $1.1M | Reduce -0.1% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 29,397 | $767K | Add +30.8% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 746,000 | $724K | Reduce -0.9% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 19,603 | $583K | Reduce -0.9% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 390,000 | $358K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 120,000 | $117K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 100,000 | $100K | No change |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 93,000 | $91K | Add +29.2% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 94,000 | $90K | Add +28.8% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 52,000 | $88K | Add +20.9% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 93,000 | $82K | Add +27.4% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 76,000 | $74K | Add +24.6% |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | 75,000 | $73K | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 75,000 | $72K | Add +27.1% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 19,000 | $63K | Add +35.7% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 56,000 | $62K | Add +16.7% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 54,000 | $56K | Add +22.7% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 65,000 | $56K | Add +27.4% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 55,000 | $55K | Add +27.9% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 14,000 | $50K | Add +7.7% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 48,000 | $48K | Add +14.3% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 50,000 | $48K | Add +31.6% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 49,000 | $47K | Add +6.5% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 49,000 | $46K | Reduce -5.8% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 49,000 | $45K | Add +28.9% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 28,000 | $45K | Add +64.7% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 41,000 | $40K | Add +17.1% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 29,000 | $39K | Add +3.6% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 36,000 | $38K | Add +28.6% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 20,000 | $36K | Add +53.9% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 36,000 | $36K | Add +28.6% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 19,000 | $35K | Add +46.1% |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 29,000 | $34K | No change |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 36,000 | $33K | Add +28.6% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 36,000 | $33K | Add +28.6% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 35,000 | $33K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 37,000 | $33K | Add +32.1% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 23,000 | $30K | Add +15.0% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 29,000 | $29K | Add +11.5% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 14,000 | $29K | Add +16.7% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 26,000 | $29K | Add +23.8% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 31,000 | $29K | Add +29.2% |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 16,000 | $29K | New |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 30,000 | $29K | Add +25.0% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 12,000 | $28K | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 12,000 | $27K | Reduce -7.7% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 27,000 | $25K | Reduce -35.7% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 28,000 | $25K | Add +27.3% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 21,000 | $24K | Add +61.5% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 25,000 | $23K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 19,000 | $23K | Reduce -26.9% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 10,000 | $23K | No change |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 18,000 | $22K | Add +80.0% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 20,000 | $22K | Add +42.9% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 21,000 | $22K | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 20,000 | $21K | Add +42.9% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 11,000 | $20K | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 25,000 | $20K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 18,000 | $20K | Reduce -5.3% |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 14,000 | $20K | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 19,000 | $19K | Add +46.1% |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | 18,000 | $18K | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 19,000 | $18K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 18,000 | $17K | Add +38.5% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 14,000 | $14K | Reduce -22.2% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 10,000 | $12K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 11,000 | $11K | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 10,000 | $10K | New |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 10,000 | $10K | Reduce -37.5% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 10,000 | $9K | No change |
Total filed on the 13F, all lines: $164.0B.
Portfolio Sells Q2 2024 → Q3 2024
| SMMV iShares MSCI USA Small-Cap M | Reduce -98.5% | 0.01% | −0.32 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -36.3% | 0.57% | −0.32 |
| NVDA Nvidia Corp. | Reduce -3.0% | 1.77% | −0.23 |
| CSCO Cisco Systems Inc. | Reduce -53.7% | 0.20% | −0.22 |
| GOOGL Alphabet Inc. Class A | Reduce -0.8% | 0.96% | −0.19 |
| GOOG Alphabet Inc. Class C | Reduce -8.1% | 0.51% | −0.15 |
| DVN Devon Energy Corp. | Reduce -35.2% | 0.14% | −0.14 |
| QCOM Qualcomm Inc. | Reduce -14.1% | 0.25% | −0.12 |
| MPC Marathon Petroleum Corp. | Reduce -9.9% | 0.38% | −0.10 |
| XLC SS Comm Select Sector SPDR | Reduce -27.0% | 0.19% | −0.08 |
| HAL Halliburton Co. | Reduce -66.0% | 0.02% | −0.07 |
| AVGO Broadcom Inc. | Reduce -4.5% | 1.33% | −0.07 |
| INTC Intel Corp. | Reduce -55.9% | 0.03% | −0.06 |
| CVX Chevron Corp. | Reduce -1.2% | 0.37% | −0.06 |
| XLV SS Health Care Select Sector | Reduce -10.8% | 0.38% | −0.06 |
| XLK SS Technology Select Sector | Reduce -2.0% | 0.47% | −0.05 |
| MU Micron Technology Inc. | Reduce -20.0% | 0.06% | −0.05 |
| TXN Texas Instruments Inc. | Reduce -21.0% | 0.16% | −0.04 |
| CB Chubb Ltd. | Reduce -12.9% | 0.47% | −0.04 |
| ADBE Adobe Inc. | Reduce -10.8% | 0.15% | −0.04 |
| TEL Te Connectivity Ltd. | Reduce -99.2% | 0.00% | −0.04 |
| EW Edwards Lifesciences Corp. | Reduce -8.2% | 0.07% | −0.04 |
| FERG Ferguson Jersey Ltd. | Sold out | 0.00% | −0.04 |
| UPS United Parcel Service Class B | Reduce -9.3% | 0.21% | −0.04 |
| SHEL Shell PLC-ADR | Reduce -39.3% | 0.04% | −0.04 |
| SNPS Synopsys Inc. | Reduce -28.9% | 0.05% | −0.04 |
| ETN Eaton Corp. PLC | Reduce -3.0% | 0.74% | −0.04 |
| VEA Vanguard Ftse Developed ETF | Reduce -27.3% | 0.09% | −0.04 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -11.0% | 0.20% | −0.04 |
| AMAT Applied Materials Inc. | Reduce -6.3% | 0.10% | −0.03 |
| CHTR Charter Communications Inc. Class A | Reduce -80.7% | 0.01% | −0.03 |
| AAPL Apple Inc. | Reduce -3.7% | 2.66% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -13.0% | 0.13% | −0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -11.3% | 0.24% | −0.03 |
| CAG Conagra Brands Inc. | Reduce -78.7% | 0.01% | −0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -7.2% | 0.05% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -2.1% | 0.47% | −0.03 |
| KMB Kimberly-Clark Corp. | Reduce -22.7% | 0.07% | −0.03 |
| ISTB iShares Core 1-5 Year Usd Bo | Reduce -69.2% | 0.01% | −0.03 |
| LPLA LPL Financial Holdings Inc. | Reduce -15.4% | 0.05% | −0.03 |
| AMGN Amgen Inc. | Reduce -7.1% | 0.19% | −0.02 |
| DLB Dolby Laboratories Inc. Class A | Reduce -98.7% | 0.00% | −0.02 |
| WMB Williams Cos Inc. | Reduce -10.3% | 0.20% | −0.02 |
| INTU Intuit Inc. | Reduce -0.9% | 0.16% | −0.02 |
| CRM Salesforce Inc. | Reduce -3.5% | 0.40% | −0.02 |
| LRCX Lam Research Corp. | Reduce -7.4% | 0.04% | −0.02 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -20.3% | 0.06% | −0.02 |
| SMCI Super Micro Computer Inc. | Reduce -40.2% | 0.01% | −0.02 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -21.3% | 0.06% | −0.02 |
| TEAM Atlassian Corp. Class A | Reduce -88.9% | 0.00% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| IJH iShares Core S&P Midcap ETF | Add +45.7% | 1.05% | +0.32 |
| UNH Unitedhealth Group Inc. | Add +33.1% | 0.84% | +0.25 |
| ADI Analog Devices Inc. | Add +153.6% | 0.33% | +0.19 |
| FIS Fidelity National Info Serv | Add +449.8% | 0.21% | +0.17 |
| O Realty Income Corp. | Add +92.4% | 0.25% | +0.13 |
| WMT Walmart Inc. | Add +3.0% | 0.83% | +0.10 |
| T AT&T Inc. | Add +45.8% | 0.23% | +0.08 |
| VZ Verizon Communications Inc. | Add +16.9% | 0.53% | +0.08 |
| JNJ Johnson & Johnson | Add +9.5% | 0.68% | +0.08 |
| HD Home Depot Inc. | Add +0.1% | 0.88% | +0.07 |
| NEE Nextera Energy Inc. | Add +14.3% | 0.35% | +0.07 |
| XLF SS Financial Select Sector | Add +29.7% | 0.29% | +0.07 |
| IBM Intl Business Machines Corp. | Add +14.5% | 0.20% | +0.05 |
| BTI British American Tob-SP ADR | Add +91.2% | 0.10% | +0.05 |
| CI The Cigna Group | Add +42.8% | 0.18% | +0.05 |
| PGR Progressive Corp. | Add +17.3% | 0.20% | +0.05 |
| PEG Public Service Enterprise GP | Add +30.1% | 0.16% | +0.05 |
| VMBS Vanguard Mortgage-Backed Sec | Add +102.5% | 0.10% | +0.05 |
| META Meta Platforms Inc. Class A | Add +0.1% | 0.90% | +0.05 |
| TSLA Tesla Inc. | Add +3.8% | 0.22% | +0.05 |
| ICE Intercontinental Exchange Inc. | Add +11.1% | 0.25% | +0.04 |
| CMG Chipotle Mexican Grill Inc. | Add +94.3% | 0.10% | +0.04 |
| SGOV iShares 0-3 Month Treasury B | Add +61.2% | 0.12% | +0.04 |
| ABBV Abbvie Inc. | Add +0.6% | 0.55% | +0.04 |
| CMS CMS Energy Corp. | Add +310.2% | 0.05% | +0.04 |
| XLRE SS Real Estate Select Sector | Add +384.4% | 0.04% | +0.04 |
| PM Philip Morris International | Add +3.1% | 0.25% | +0.03 |
| ALL Allstate Corp. | Add +10.6% | 0.18% | +0.03 |
| APD Air Products & Chemicals Inc. | Add +1.7% | 0.37% | +0.03 |
| BBY Best Buy Co. Inc. | Add +1.9% | 0.22% | +0.03 |
| BLK BlackRock Finance Inc. | Add +10.6% | 0.15% | +0.03 |
| TT Trane Technologies PLC | Add +3.1% | 0.26% | +0.03 |
| OLED Universal Display Corp. | Add +629.9% | 0.03% | +0.03 |
| ACN Accenture PLC Class A | Add +5.5% | 0.23% | +0.03 |
| SYK Stryker Corp. | Add +23.5% | 0.16% | +0.03 |
| XOM Exxon Mobil Corp. | Add +15.3% | 0.34% | +0.03 |
| JCI Johnson Controls Internation | Add +5.6% | 0.22% | +0.03 |
| MDT Medtronic PLC | Add +2.3% | 0.35% | +0.03 |
| CGDV Cap Group Dividend Value | Add +19.9% | 0.15% | +0.03 |
| XLP SS Consumer Staples Sel Sect | Add +18.1% | 0.17% | +0.03 |
| DEO Diageo PLC-Sponsored ADR | Add +52.3% | 0.07% | +0.03 |
| MCD McDonald's Corp. | Add +1.4% | 0.24% | +0.03 |
| RTX RTX Corp. | Add +1.1% | 0.22% | +0.03 |
| ISRG Intuitive Surgical Inc. | Add +25.4% | 0.11% | +0.03 |
| TMO Thermo Fisher Scientific Inc. | Add +8.7% | 0.22% | +0.03 |
| VIG Vanguard Dividend Apprec ETF | Add +5.1% | 0.45% | +0.02 |
| KO The Coca-Cola Co. | Add +4.3% | 0.29% | +0.02 |
| PLD Prologis Inc. | Add +26.1% | 0.10% | +0.02 |
| HPE Hewlett Packard Enterprise | Add +92.5% | 0.06% | +0.02 |
| WEC WEC Energy Group Inc. | Add +26.0% | 0.08% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +582.0% | 53,200 | $27.2M |
| GDXJ Vaneck Junior Gold Miners | call | Reduce -0.4% | 92,100 | $4.6M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +60.0% | 8,000 | $3.7M |
| IAU iShares Gold Trust | put | Add +84.3% | 51,600 | $2.4M |
| AAPL Apple Inc. | put | Add +60.0% | 9,600 | $2.1M |
| NVO Novo-Nordisk A/S-Spons ADR | put | Sold out | 16,600 | $2.1Mbefore exit |
| AMZN Amazon.com Inc. | put | Add +3.3% | 12,400 | $1.9M |
| BMY Bristol-Myers Squibb Co. | call | Sold out | 43,000 | $1.8Mbefore exit |
| TLT iShares 20+ Year Treasury BD | put | Reduce -63.5% | 18,300 | $1.7M |
| COF Capital One Financial Corp. | put | Sold out | 12,900 | $1.5Mbefore exit |
| MSFT Microsoft Corp. | put | Sold out | 3,600 | $1.4Mbefore exit |
| AMGN Amgen Inc. | put | Sold out | 4,300 | $1.3Mbefore exit |
| NVDA Nvidia Corp. | put | Add +823.1% | 12,000 | $1.2M |
| IAU iShares Gold Trust | call | Sold out | 28,000 | $1.2Mbefore exit |
| XBI SS SPDR S&P Biotech ETF | put | New | 11,100 | $1.1M |
| TLT iShares 20+ Year Treasury BD | call | New | 11,000 | $1.1M |
| LULU Lululemon Athletica Inc. | call | Sold out | 3,000 | $990Kbefore exit |
| BRK.B Berkshire Hathaway Inc. Class B | put | Sold out | 2,200 | $869Kbefore exit |
| GSK GSK PLC-Spon ADR | call | New | 20,000 | $800K |
| GOOG Alphabet Inc. Class C | put | New | 4,500 | $720K |
| MSFT Microsoft Corp. | call | Sold out | 1,600 | $640Kbefore exit |
| BMY Bristol-Myers Squibb Co. | put | Sold out | 14,500 | $609Kbefore exit |
| MRO Marathon Oil Corp. | put | Sold out | 20,700 | $538Kbefore exit |
| CCJ Cameco Corp. | put | Sold out | 9,700 | $485Kbefore exit |
| FTAI Ftai Aviation Ltd. | put | New | 5,000 | $475K |
| INTC Intel Corp. | call | Sold out | 14,100 | $423Kbefore exit |
| BTI British American Tob-SP ADR | put | New | 11,800 | $413K |
| FCX Freeport-McMoran Inc. | call | New | 10,300 | $402K |
| LEVI Levi Strauss & Co. Class A | put | Sold out | 16,000 | $384Kbefore exit |
| NTR Nutrien Ltd. | call | New | 8,500 | $383K |
| VZ Verizon Communications Inc. | put | New | 9,600 | $365K |
| BE Bloom Energy Corp. Class A | call | New | 29,600 | $296K |
| GDX Vaneck Gold Miners ETF | put | Sold out | 9,500 | $295Kbefore exit |
| DVN Devon Energy Corp. | put | New | 6,600 | $264K |
| SLV iShares Silver Trust | put | Sold out | 8,700 | $248Kbefore exit |
| EMR Emerson Electric Co. | call | New | 2,400 | $240K |
| LLY Eli Lilly & Co. | put | New | 300 | $219K |
| SLV iShares Silver Trust | call | Reduce -62.9% | 7,500 | $195K |
| NFLX Netflix Inc. | put | New | 300 | $183K |
| CHCT Community Healthcare Trust I | put | New | 9,900 | $173K |
| ENB Enbridge Inc. | put | New | 5,000 | $150K |
| V Visa Inc. Class A | call | New | 500 | $145K |
| MP MP Materials Corp. | put | New | 11,500 | $144K |
| HTGC Hercules Capital Inc. | put | New | 8,000 | $128K |
| PHM Pultegroup Inc. | put | New | 1,000 | $110K |
| IWM iShares Russell 2000 ETF | put | Reduce -92.1% | 600 | $100K |
| DKS Dick's Sporting Goods Inc. | put | New | 500 | $100K |
| NTR Nutrien Ltd. | put | New | 1,000 | $48K |
| PPH Vaneck Pharmaceutical ETF | call | Sold out | 200 | $16Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.3% | 7,678 | $9.8M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -0.2% | 6,153 | $7.8M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +22.6% | 27,791 | $1.3M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -0.1% | 22,221 | $1.1M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +30.8% | 29,397 | $767K |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Reduce -0.9% | 746,000 | $724K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -0.9% | 19,603 | $583K |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | Sold out | 160,000 | $158Kbefore exit |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | Add +29.2% | 93,000 | $91K |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | Add +28.8% | 94,000 | $90K |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Add +20.9% | 52,000 | $88K |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | Add +27.4% | 93,000 | $82K |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Add +24.6% | 76,000 | $74K |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +27.1% | 75,000 | $72K |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | Sold out | 72,000 | $71Kbefore exit |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Add +35.7% | 19,000 | $63K |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +16.7% | 56,000 | $62K |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Sold out | 17,000 | $58Kbefore exit |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Add +22.7% | 54,000 | $56K |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +27.4% | 65,000 | $56K |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Add +27.9% | 55,000 | $55K |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Add +7.7% | 14,000 | $50K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Add +14.3% | 48,000 | $48K |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Add +31.6% | 50,000 | $48K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +6.5% | 49,000 | $47K |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -5.8% | 49,000 | $46K |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +28.9% | 49,000 | $45K |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | Add +64.7% | 28,000 | $45K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +17.1% | 41,000 | $40K |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Add +3.6% | 29,000 | $39K |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Add +28.6% | 36,000 | $38K |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Add +53.9% | 20,000 | $36K |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +28.6% | 36,000 | $36K |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Add +46.1% | 19,000 | $35K |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Add +28.6% | 36,000 | $33K |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Add +28.6% | 36,000 | $33K |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Add +32.1% | 37,000 | $33K |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +15.0% | 23,000 | $30K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +11.5% | 29,000 | $29K |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Sold out | 14,000 | $29Kbefore exit |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | Add +16.7% | 14,000 | $29K |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Sold out | 16,000 | $29Kbefore exit |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Add +23.8% | 26,000 | $29K |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +29.2% | 31,000 | $29K |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Sold out | 15,000 | $29Kbefore exit |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | New | 16,000 | $29K |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | Add +25.0% | 30,000 | $29K |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | New | 12,000 | $28K |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -7.7% | 12,000 | $27K |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Reduce -35.7% | 27,000 | $25K |
Showing the first 50 of 72.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.