Round Rock Advisors LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 2, 2024), Round Rock Advisors LLC reported 180 stock positions worth $410.7 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 8.1% of the portfolio, followed by Vanguard High DVD Yield ETF (VYM, 7.6%) and iShares Core S&P Small-Cap E (IJR, 5.1%). Compared with Q1 2024, it opened 3 new positions, sold out of 13, added to 60 and reduced 86. The biggest buy was Alphabet Class C (GOOG, shares +2%) and the biggest sale iShares Russell 1000 Growth (IWF, shares −84%).
- Most Recent 13F
- Q2 2026
- Location
- WILTON, CT
- CIK
- 0001846991
- Portfolio Value
- $410.7M (Q2 2024)
- SEC Filing
- 0001951757-24-000626 ↗ filed Aug 2, 2024
Holdings Value
Holdings 180 stocks · $410.7M
| QQQ Invesco QQQ Trust Series 1 | 8.09% | 69,318 | $33.2M | Reduce -0.8% |
| VYM Vanguard High DVD Yield ETF | 7.63% | 264,162 | $31.3M | Add +1.5% |
| IJR iShares Core S&P Small-Cap E | 5.07% | 195,290 | $20.8M | Add +0.4% |
| SMH Vaneck Semiconductor ETF | 5.00% | 78,728 | $20.5M | Reduce -3.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 5.00% | 84,754 | $20.5M | Reduce -4.5% |
| AAPL Apple Inc. | 4.68% | 91,161 | $19.2M | Reduce -3.2% |
| MSFT Microsoft Corp. | 3.94% | 36,224 | $16.2M | Add +0.9% |
| BRK.A Berkshire Hathaway Inc. Class A | 2.98% | 20 | $12.2M | No change |
| XLI SS Industrial Select Sector | 2.83% | 95,436 | $11.6M | Add +1.3% |
| XLV SS Health Care Select Sector | 2.58% | 72,652 | $10.6M | Add +3.4% |
| DVY iShares Select Dividend ETF | 2.53% | 85,850 | $10.4M | Add +3.9% |
| RSP Invesco S&P 500 Equal Weight | 2.47% | 61,660 | $10.1M | Add +2.9% |
| GOOG Alphabet Inc. Class C | 1.96% | 43,973 | $8.1M | Add +2.3% |
| XLK SS Technology Select Sector | 1.82% | 32,970 | $7.5M | Reduce -3.9% |
| AMZN Amazon.com Inc. | 1.74% | 36,964 | $7.1M | Add +1.9% |
| JPST JPMorgan Ultra-Short Income | 1.56% | 126,652 | $6.4M | Reduce -0.5% |
| UNH Unitedhealth Group Inc. | 1.32% | 10,657 | $5.4M | Add +4.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.28% | 9,628 | $5.2M | Reduce -1.9% |
| USMV iShares MSCI USA Min Vol Fac | 1.06% | 52,076 | $4.4M | Reduce -3.1% |
| KRE SS SPDR S&P Regional Bank | 0.96% | 80,572 | $4.0M | Add +2.7% |
| ELV Elevance Health Inc. | 0.95% | 7,209 | $3.9M | Add +4.5% |
| ICE Intercontinental Exchange Inc. | 0.95% | 28,412 | $3.9M | Add +40.1% |
| ABBV Abbvie Inc. | 0.87% | 20,761 | $3.6M | Add +3.9% |
| IBDQ iShares Ibonds Dec 2025 Term | 0.80% | 132,936 | $3.3M | Reduce -19.4% |
| IBDR iShares Ibonds Dec 2026 Term | 0.80% | 137,658 | $3.3M | Reduce -19.8% |
| APD Air Products & Chemicals Inc. | 0.73% | 11,667 | $3.0M | Add +4.1% |
| HON Honeywell International Inc. | 0.73% | 14,037 | $3.0M | Add +3.4% |
| IVW iShares S&P 500 Growth ETF | 0.71% | 31,668 | $2.9M | Add +0.7% |
| CVX Chevron Corp. | 0.66% | 17,247 | $2.7M | Reduce -2.7% |
| QQQM Invesco Nasdaq 100 ETF | 0.64% | 13,334 | $2.6M | Add +0.9% |
| ITT Itt Inc. | 0.64% | 20,229 | $2.6M | Add +0.2% |
| CB Chubb Ltd. | 0.58% | 9,417 | $2.4M | Add +5.9% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.56% | 29,821 | $2.3M | Reduce -19.2% |
| STZ Constellation Brands Inc. Class A | 0.55% | 8,711 | $2.2M | Reduce -10.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.55% | 12,944 | $2.2M | Reduce -2.9% |
| JEPI JPMorgan Equity Premium Inco | 0.54% | 38,935 | $2.2M | Reduce -20.4% |
| COF Capital One Financial Corp. | 0.51% | 15,238 | $2.1M | Add +4.6% |
| VIG Vanguard Dividend Apprec ETF | 0.51% | 11,371 | $2.1M | Reduce -6.4% |
| CVS CVS Health Corp. | 0.50% | 35,012 | $2.1M | Add +1.3% |
| NXPI NXP Semiconductors NV | 0.49% | 7,500 | $2.0M | Add +0.3% |
| WMB Williams Cos Inc. | 0.48% | 46,259 | $2.0M | Add +0.8% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 0.48% | 82,741 | $2.0M | Reduce -12.0% |
| CMCSA Comcast Corp. Class A | 0.46% | 48,155 | $1.9M | Add +5.2% |
| XOM Exxon Mobil Corp. | 0.45% | 15,972 | $1.8M | Reduce -5.6% |
| NVDA Nvidia Corp. | 0.44% | 14,554 | $1.8M | Add +8.1% |
| VGT Vanguard Info Tech ETF | 0.44% | 3,103 | $1.8M | Reduce -26.7% |
| VTIP Vanguard Short-Term Tips | 0.41% | 34,518 | $1.7M | Reduce -19.6% |
| HD Home Depot Inc. | 0.40% | 4,809 | $1.7M | Reduce -5.7% |
| PEP Pepsico Inc. | 0.39% | 9,626 | $1.6M | Add +0.3% |
| GOOGL Alphabet Inc. Class A | 0.38% | 8,675 | $1.6M | Reduce -27.2% |
| IVV iShares Core S&P 500 ETF | 0.38% | 2,835 | $1.6M | Reduce -11.2% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.37% | 6,048 | $1.5M | Reduce -16.9% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.33% | 19,391 | $1.3M | Reduce -34.9% |
| EPD Enterprise Products Partners | 0.32% | 44,800 | $1.3M | No change |
| RTX RTX Corp. | 0.31% | 12,871 | $1.3M | Add +3.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.31% | 3,238 | $1.3M | No change |
| XSD SS SPDR S&P Semiconductor | 0.30% | 4,922 | $1.2M | Reduce -1.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.30% | 2,987 | $1.2M | Reduce -2.1% |
| IJH iShares Core S&P Midcap ETF | 0.30% | 20,754 | $1.2M | Reduce -24.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.29% | 4,492 | $1.2M | Add +0.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.28% | 7,256 | $1.2M | Reduce -22.1% |
| C Citigroup Inc. | 0.28% | 18,110 | $1.1M | Add +11.9% |
| APH Amphenol Corp. Class A | 0.28% | 17,035 | $1.1M | No change |
| MRK Merck & Co. Inc. | 0.28% | 9,211 | $1.1M | Reduce -10.6% |
| CZR Caesars Entertainment Inc. | 0.26% | 26,920 | $1.1M | Add +13.7% |
| DELL Dell Technologies -C | 0.26% | 7,650 | $1.1M | Add +14.7% |
| TSLA Tesla Inc. | 0.25% | 5,245 | $1.0M | Reduce -1.8% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.25% | 4,147 | $1.0M | No change |
| SUSA iShares ESG Optimized MSCI U | 0.24% | 8,772 | $986K | No change |
| JPM JPMorgan Chase & Co. | 0.24% | 4,822 | $975K | Reduce -5.9% |
| VIGI Vanguard Int Div App Indx FD | 0.24% | 11,976 | $973K | Reduce -34.0% |
| JNJ Johnson & Johnson | 0.24% | 6,629 | $969K | Reduce -4.7% |
| ANET Arista Networks Inc. | 0.22% | 2,620 | $918K | No change |
| VB Vanguard Most SM-Cap ETF-Usd | 0.22% | 4,101 | $894K | Reduce -15.5% |
| SPLV Invesco S&P 500 Low Volatili | 0.21% | 13,430 | $872K | Reduce -12.8% |
| WH Wyndham Hotels & Resorts Inc. | 0.21% | 11,680 | $864K | Add +21.6% |
| AMP Ameriprise Financial Inc. | 0.21% | 2,020 | $863K | Reduce -0.7% |
| MU Micron Technology Inc. | 0.21% | 6,528 | $859K | Reduce -48.7% |
| IVOG Vanguard S&P Mid-Cap 400 Gro | 0.21% | 7,810 | $855K | Reduce -5.7% |
| BN Brookfield Corp. | 0.21% | 20,475 | $851K | No change |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.21% | 32,986 | $848K | Reduce -6.9% |
| IWY iShares Russell Top 200 Grow | 0.20% | 3,897 | $836K | Add +0.1% |
| VCIT Vanguard Int-Term Corporate | 0.20% | 10,225 | $817K | Reduce -5.8% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.19% | 18,361 | $775K | Add +0.5% |
| AEM Agnico Eagle Mines Ltd. | 0.19% | 11,800 | $772K | Reduce -20.8% |
| NFLX Netflix Inc. | 0.19% | 1,141 | $770K | No change |
| IWP iShares Russell Mid-Cap Grow | 0.18% | 6,766 | $747K | Reduce -1.9% |
| MDY State Street SPDR S&P Midcap | 0.18% | 1,362 | $729K | Add +0.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.18% | 12,977 | $720K | Reduce -18.0% |
| VEA Vanguard Ftse Developed ETF | 0.17% | 13,809 | $682K | Add +0.0% |
| AEE Ameren Corporation | 0.16% | 9,503 | $676K | No change |
| META Meta Platforms Inc. Class A | 0.16% | 1,317 | $664K | Reduce -6.5% |
| MAR Marriott International Class A | 0.15% | 2,572 | $622K | Add +0.9% |
| XYL Xylem Inc. | 0.15% | 4,513 | $612K | Add +0.2% |
| SNOW Snowflake Inc. | 0.15% | 4,511 | $609K | Reduce -0.3% |
| DES Wisdomtree US Smallcap Divid | 0.15% | 19,546 | $609K | Reduce -38.8% |
| PG The Procter & Gamble Co. | 0.14% | 3,588 | $592K | Add +0.7% |
| IWM iShares Russell 2000 ETF | 0.14% | 2,875 | $583K | Reduce -4.2% |
| PFE Pfizer Inc. | 0.14% | 20,833 | $583K | Reduce -16.7% |
| EEM iShares MSCI Emerging Market | 0.14% | 13,537 | $577K | No change |
Portfolio Sells Q1 2024 → Q2 2024
| IWF iShares Russell 1000 Growth | Reduce -83.9% | 0.08% | −0.38 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -4.5% | 5.00% | −0.31 |
| IBDR iShares Ibonds Dec 2026 Term | Reduce -19.8% | 0.80% | −0.18 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -34.9% | 0.33% | −0.18 |
| IBDQ iShares Ibonds Dec 2025 Term | Reduce -19.4% | 0.80% | −0.18 |
| IUSV iShares Core S&P U.S. Value | Reduce -68.3% | 0.07% | −0.15 |
| MU Micron Technology Inc. | Reduce -48.7% | 0.21% | −0.15 |
| JEPI JPMorgan Equity Premium Inco | Reduce -20.4% | 0.54% | −0.14 |
| JMST JPM Ultra-Short Muni Income | Sold out | 0.00% | −0.13 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -53.5% | 0.11% | −0.13 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -19.2% | 0.56% | −0.12 |
| VIGI Vanguard Int Div App Indx FD | Reduce -34.0% | 0.24% | −0.12 |
| IJH iShares Core S&P Midcap ETF | Reduce -24.8% | 0.30% | −0.11 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -65.5% | 0.06% | −0.10 |
| TMO Thermo Fisher Scientific Inc. | Sold out | 0.00% | −0.10 |
| DES Wisdomtree US Smallcap Divid | Reduce -38.8% | 0.15% | −0.10 |
| VGT Vanguard Info Tech ETF | Reduce -26.7% | 0.44% | −0.10 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -48.7% | 0.09% | −0.09 |
| STZ Constellation Brands Inc. Class A | Reduce -10.3% | 0.55% | −0.09 |
| VTIP Vanguard Short-Term Tips | Reduce -19.6% | 0.41% | −0.08 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -22.1% | 0.28% | −0.08 |
| IGA Voya Global Advan & Prem Opp | Reduce -36.1% | 0.13% | −0.08 |
| XRNPX Cohen & Steers REIT and Pref | Sold out | 0.00% | −0.07 |
| GSIE Goldman Sachs Activebeta Int | Reduce -44.0% | 0.09% | −0.07 |
| HD Home Depot Inc. | Reduce -5.7% | 0.40% | −0.07 |
| IBM Intl Business Machines Corp. | Reduce -2.9% | 0.55% | −0.06 |
| IYH iShares U.S. Healthcare ETF | Reduce -47.1% | 0.07% | −0.06 |
| BCV Bancroft Fund Ltd. | Sold out | 0.00% | −0.06 |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Reduce -12.0% | 0.48% | −0.06 |
| AMD Advanced Micro Devices | Sold out | 0.00% | −0.05 |
| EOS Eaton Vance Enh Eqt Inc. II | Sold out | 0.00% | −0.05 |
| BAM Brookfield Asset Mgmt-A | Sold out | 0.00% | −0.05 |
| XIGDX Voya GLBL Eqty DVD & PRM Opp | Reduce -52.7% | 0.05% | −0.05 |
| SDY SS SPDR S&P Dividend ETF | Reduce -30.0% | 0.11% | −0.05 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -16.9% | 0.37% | −0.05 |
| SBUX Starbucks Corp. | Sold out | 0.00% | −0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -15.5% | 0.22% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -10.6% | 0.28% | −0.05 |
| MINT PIMCO Enhanced Short Maturit | Reduce -45.7% | 0.06% | −0.05 |
| GOOGL Alphabet Inc. Class A | Reduce -27.2% | 0.38% | −0.05 |
| MUB iShares National Muni Bond E | Reduce -40.6% | 0.07% | −0.05 |
| MHD BlackRock Muniholdings Fund | Sold out | 0.00% | −0.04 |
| FBND Fidelity Total Bond ETF | Reduce -46.0% | 0.05% | −0.04 |
| XBKNX BlackRock Invest QLTY Muni | Sold out | 0.00% | −0.03 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -12.8% | 0.21% | −0.03 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -18.0% | 0.18% | −0.03 |
| EMF Templeton Emerging Markets | Reduce -46.4% | 0.04% | −0.03 |
| JNJ Johnson & Johnson | Reduce -4.7% | 0.24% | −0.03 |
| SNOW Snowflake Inc. | Reduce -0.3% | 0.15% | −0.03 |
| VIG Vanguard Dividend Apprec ETF | Reduce -6.4% | 0.51% | −0.03 |
Portfolio Buys Q1 2024 → Q2 2024
| GOOG Alphabet Inc. Class C | Add +2.3% | 1.96% | +0.40 |
| MSFT Microsoft Corp. | Add +0.9% | 3.94% | +0.33 |
| ICE Intercontinental Exchange Inc. | Add +40.1% | 0.95% | +0.28 |
| AMZN Amazon.com Inc. | Add +1.9% | 1.74% | +0.17 |
| NVDA Nvidia Corp. | Add +8.1% | 0.44% | +0.15 |
| UNH Unitedhealth Group Inc. | Add +4.2% | 1.32% | +0.11 |
| ELV Elevance Health Inc. | Add +4.5% | 0.95% | +0.09 |
| DVY iShares Select Dividend ETF | Add +3.9% | 2.53% | +0.09 |
| XLV SS Health Care Select Sector | Add +3.4% | 2.58% | +0.09 |
| APD Air Products & Chemicals Inc. | Add +4.1% | 0.73% | +0.08 |
| VYM Vanguard High DVD Yield ETF | Add +1.5% | 7.63% | +0.08 |
| IVW iShares S&P 500 Growth ETF | Add +0.7% | 0.71% | +0.08 |
| DELL Dell Technologies -C | Add +14.7% | 0.26% | +0.07 |
| HON Honeywell International Inc. | Add +3.4% | 0.73% | +0.06 |
| QQQM Invesco Nasdaq 100 ETF | Add +0.9% | 0.64% | +0.06 |
| LRCX Lam Research Corp. | New | 0.05% | +0.05 |
| IUSG iShares Core S&P U.S. Growth | New | 0.05% | +0.05 |
| WMB Williams Cos Inc. | Add +0.8% | 0.48% | +0.05 |
| CEG Constellation Energy | New | 0.05% | +0.05 |
| NXPI NXP Semiconductors NV | Add +0.3% | 0.49% | +0.05 |
| DD Dupont DE Nemours Inc. | Add +42.1% | 0.12% | +0.04 |
| C Citigroup Inc. | Add +11.9% | 0.28% | +0.03 |
| RSP Invesco S&P 500 Equal Weight | Add +2.9% | 2.47% | +0.03 |
| WH Wyndham Hotels & Resorts Inc. | Add +21.6% | 0.21% | +0.03 |
| ORCL Oracle Corp. | Add +21.7% | 0.12% | +0.03 |
| CB Chubb Ltd. | Add +5.9% | 0.58% | +0.03 |
| LLY Eli Lilly & Co. | Add +14.4% | 0.09% | +0.02 |
| RTX RTX Corp. | Add +3.3% | 0.31% | +0.02 |
| IWY iShares Russell Top 200 Grow | Add +0.1% | 0.20% | +0.02 |
| KRE SS SPDR S&P Regional Bank | Add +2.7% | 0.96% | +0.02 |
| VXUS Vanguard Total Intl Stock | Add +25.2% | 0.07% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.1% | 0.29% | +0.01 |
| GS Goldman Sachs Group Inc. | Add +4.5% | 0.10% | +0.01 |
| T AT&T Inc. | Add +3.7% | 0.10% | +0.01 |
| CZR Caesars Entertainment Inc. | Add +13.7% | 0.26% | +0.01 |
| VOO Vanguard S&P 500 ETF | Add +11.8% | 0.08% | +0.01 |
| XYL Xylem Inc. | Add +0.2% | 0.15% | +0.01 |
| SO The Southern Co. | Add +3.0% | 0.08% | +0.01 |
| DGRO iShares Core Dividend Growth | Add +10.7% | 0.09% | +0.01 |
| CTVA Corteva Inc. | Add +18.4% | 0.07% | +0.01 |
| AXP American Express Co. | Add +4.7% | 0.10% | +0.01 |
| BOND PIMCO Active Bond Exchange-T | Add +13.0% | 0.06% | +0.01 |
| DOW Dow Inc. | Add +16.1% | 0.09% | +0.01 |
| PG The Procter & Gamble Co. | Add +0.7% | 0.14% | +0.01 |
| EMNT PIMCO Enhcd St M-Active ESG | Add +0.9% | 0.10% | +0.00 |
| SHYG iShares 0-5 YR HY Corp. Bond | Add +0.5% | 0.19% | +0.00 |
| WPC WP Carey Inc. | Add +4.3% | 0.07% | +0.00 |
| VEA Vanguard Ftse Developed ETF | Add +0.0% | 0.17% | +0.00 |
| BX Blackstone Inc. | Add +4.3% | 0.12% | −0.00 |
| BA The Boeing Co. | Add +3.2% | 0.07% | −0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 318 | $776.4M | QQQ, SMH, VYM, JPST, IJR |
| Q1 2026 | 318 | $653.5M | VYM, QQQ, JPST, SMH, IJR |
| Q4 2025Amended | 326 | $664.8M | QQQ, JPST, VYM, SMH, IJR |
| Q3 2025 | 327 | $631.2M | QQQ, JPST, VYM, SMH, IJR |
| Q2 2025 | 215 | $579.7M | JPST, QQQ, VYM, SMH, VO |
| Q1 2025 | 216 | $539.2M | JPST, VYM, QQQ, VO, IJR |
| Q4 2024 | 217 | $487.5M | JPST, QQQ, VYM, AAPL, IJR |
| Q3 2024 | 183 | $427.8M | VYM, QQQ, IJR, VO, AAPL |
| Q2 2024 | 180 | $410.7M | QQQ, VYM, IJR, SMH, VO |
| Q1 2024 | 190 | $417.4M | VYM, QQQ, VO, IJR, SMH |