Round Rock Advisors LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 24, 2025), Round Rock Advisors LLC reported 217 stock positions worth $487.5 million. Its top holding was JPMorgan Ultra-Short Income (JPST) at 7.3% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 7.2%) and Vanguard High DVD Yield ETF (VYM, 6.9%). Compared with Q3 2024, it opened 43 new positions, sold out of 9, added to 77 and reduced 60. The biggest buy was JPMorgan Ultra-Short Income (JPST, shares +451%) and the biggest sale Vanguard High DVD Yield ETF (VYM, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- WILTON, CT
- CIK
- 0001846991
- Portfolio Value
- $487.5M (Q4 2024)
- SEC Filing
- 0001951757-25-000115 ↗ filed Jan 24, 2025
Holdings Value
Holdings 217 stocks · $487.5M
| JPST JPMorgan Ultra-Short Income | 7.34% | 710,477 | $35.8M | Add +450.6% |
| QQQ Invesco QQQ Trust Series 1 | 7.23% | 68,936 | $35.2M | Add +0.3% |
| VYM Vanguard High DVD Yield ETF | 6.95% | 265,405 | $33.9M | Reduce -0.7% |
| AAPL Apple Inc. | 5.02% | 97,662 | $24.5M | Add +12.4% |
| IJR iShares Core S&P Small-Cap E | 4.79% | 202,618 | $23.3M | Add +0.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 4.57% | 84,353 | $22.3M | Add +0.1% |
| SMH Vaneck Semiconductor ETF | 3.89% | 78,283 | $19.0M | Reduce -1.5% |
| MSFT Microsoft Corp. | 3.17% | 36,676 | $15.5M | Add +0.7% |
| BRK.A Berkshire Hathaway Inc. Class A | 2.79% | 20 | $13.6M | No change |
| XLI SS Industrial Select Sector | 2.56% | 94,673 | $12.5M | Reduce -1.2% |
| DVY iShares Select Dividend ETF | 2.39% | 88,898 | $11.7M | Add +1.1% |
| RSP Invesco S&P 500 Equal Weight | 2.30% | 63,968 | $11.2M | Add +2.6% |
| XLV SS Health Care Select Sector | 2.16% | 76,662 | $10.5M | Add +3.4% |
| AMZN Amazon.com Inc. | 1.89% | 41,905 | $9.2M | Add +12.0% |
| GOOG Alphabet Inc. Class C | 1.65% | 42,305 | $8.1M | Reduce -3.4% |
| XLK SS Technology Select Sector | 1.48% | 31,123 | $7.2M | Reduce -5.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.28% | 10,667 | $6.3M | Add +2.9% |
| UNH Unitedhealth Group Inc. | 1.06% | 10,210 | $5.2M | Reduce -4.2% |
| XLE SS Energy Select Sector | 0.94% | 53,406 | $4.6M | Add +2.0% |
| USMV iShares MSCI USA Min Vol Fac | 0.92% | 50,313 | $4.5M | Reduce -2.9% |
| ICE Intercontinental Exchange Inc. | 0.81% | 26,537 | $4.0M | Reduce -5.3% |
| DMLP Dorchester Minerals LP | 0.80% | 116,325 | $3.9M | New |
| ABBV Abbvie Inc. | 0.74% | 20,298 | $3.6M | Reduce -2.0% |
| XOM Exxon Mobil Corp. | 0.70% | 31,564 | $3.4M | Add +96.1% |
| NVDA Nvidia Corp. | 0.68% | 24,799 | $3.3M | Add +66.8% |
| APD Air Products & Chemicals Inc. | 0.67% | 11,208 | $3.3M | Reduce -3.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.65% | 14,333 | $3.2M | Add +5.2% |
| IVW iShares S&P 500 Growth ETF | 0.64% | 30,845 | $3.1M | Add +0.1% |
| ITT Itt Inc. | 0.60% | 20,366 | $2.9M | Add +0.2% |
| IBDR iShares Ibonds Dec 2026 Term | 0.59% | 119,924 | $2.9M | Reduce -7.3% |
| QQQM Invesco Nasdaq 100 ETF | 0.59% | 13,571 | $2.9M | Add +0.7% |
| HON Honeywell International Inc. | 0.58% | 12,543 | $2.8M | Reduce -10.5% |
| IBDQ iShares Ibonds Dec 2025 Term | 0.57% | 111,163 | $2.8M | Reduce -10.4% |
| TRIN Trinity Capital Inc. | 0.57% | 191,588 | $2.8M | New |
| ELV Elevance Health Inc. | 0.57% | 7,298 | $2.8M | Add +1.2% |
| TSLA Tesla Inc. | 0.53% | 6,403 | $2.6M | Add +11.6% |
| COF Capital One Financial Corp. | 0.52% | 14,335 | $2.6M | Reduce -4.9% |
| CB Chubb Ltd. | 0.50% | 8,857 | $2.4M | Reduce -5.7% |
| WMB Williams Cos Inc. | 0.48% | 43,327 | $2.3M | Reduce -5.6% |
| CVX Chevron Corp. | 0.44% | 14,687 | $2.1M | Reduce -3.2% |
| GOOGL Alphabet Inc. Class A | 0.42% | 10,843 | $2.1M | Add +16.3% |
| JEPI JPMorgan Equity Premium Inco | 0.42% | 35,549 | $2.0M | Reduce -2.9% |
| VIG Vanguard Dividend Apprec ETF | 0.40% | 10,020 | $2.0M | Reduce -8.2% |
| VGT Vanguard Info Tech ETF | 0.39% | 3,090 | $1.9M | Reduce -0.1% |
| TSLX Sixth Street Specialty Lendi | 0.37% | 84,014 | $1.8M | New |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 0.37% | 74,599 | $1.8M | Add +0.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.37% | 22,898 | $1.8M | Reduce -18.4% |
| VOO Vanguard S&P 500 ETF | 0.37% | 3,304 | $1.8M | Add +463.8% |
| STZ Constellation Brands Inc. Class A | 0.33% | 7,387 | $1.6M | Reduce -14.4% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.33% | 6,037 | $1.6M | Add +0.0% |
| PEP Pepsico Inc. | 0.33% | 10,423 | $1.6M | Add +8.3% |
| IVV iShares Core S&P 500 ETF | 0.32% | 2,651 | $1.6M | Reduce -1.5% |
| ARCC Ares Capital Corp. | 0.31% | 69,052 | $1.5M | New |
| CMCSA Comcast Corp. Class A | 0.31% | 39,875 | $1.5M | Reduce -15.8% |
| NXPI NXP Semiconductors NV | 0.29% | 6,898 | $1.4M | Reduce -7.8% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.28% | 3,244 | $1.4M | Add +0.2% |
| JNJ Johnson & Johnson | 0.28% | 9,502 | $1.4M | Add +152.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.28% | 3,006 | $1.4M | Add +0.6% |
| MPV Barings Participation Invest | 0.27% | 77,824 | $1.3M | New |
| VTIP Vanguard Short-Term Tips | 0.27% | 27,099 | $1.3M | Reduce -10.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.27% | 4,496 | $1.3M | Add +0.1% |
| NFLX Netflix Inc. | 0.26% | 1,408 | $1.3M | Add +6.9% |
| SCHX Schwab US Large-Cap ETF | 0.25% | 52,712 | $1.2M | New |
| C Citigroup Inc. | 0.25% | 17,183 | $1.2M | Reduce -4.6% |
| IJH iShares Core S&P Midcap ETF | 0.24% | 18,969 | $1.2M | Reduce -4.1% |
| BN Brookfield Corp. | 0.24% | 20,475 | $1.2M | No change |
| VB Vanguard Most SM-Cap ETF-Usd | 0.24% | 4,876 | $1.2M | Add +18.9% |
| APH Amphenol Corp. Class A | 0.24% | 16,857 | $1.2M | Reduce -1.0% |
| ANET Arista Networks Inc. | 0.24% | 10,494 | $1.2M | Add +0.1% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.24% | 16,349 | $1.2M | Reduce -10.3% |
| WH Wyndham Hotels & Resorts Inc. | 0.23% | 11,049 | $1.1M | Reduce -4.5% |
| SCHD Schwab US DVD Equity ETF | 0.23% | 40,659 | $1.1M | Add +107.3% |
| AMP Ameriprise Financial Inc. | 0.22% | 2,020 | $1.1M | No change |
| META Meta Platforms Inc. Class A | 0.22% | 1,817 | $1.1M | Add +16.1% |
| SUSA iShares ESG Optimized MSCI U | 0.22% | 8,724 | $1.1M | Reduce -0.6% |
| JPM JPMorgan Chase & Co. | 0.22% | 4,418 | $1.1M | Add +35.5% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.21% | 3,717 | $1.0M | Reduce -10.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.20% | 5,861 | $992K | Reduce -16.7% |
| PG The Procter & Gamble Co. | 0.20% | 5,781 | $969K | Add +60.5% |
| EPD Enterprise Products Partners | 0.20% | 30,487 | $956K | Add +0.5% |
| VIGI Vanguard Int Div App Indx FD | 0.20% | 11,902 | $952K | Add +4.8% |
| RTX RTX Corp. | 0.19% | 8,109 | $938K | Add +0.2% |
| MRK Merck & Co. Inc. | 0.19% | 9,410 | $936K | Add +1.0% |
| IWY iShares Russell Top 200 Grow | 0.19% | 3,957 | $931K | No change |
| SPLV Invesco S&P 500 Low Volatili | 0.19% | 13,041 | $913K | Add +0.0% |
| VCIT Vanguard Int-Term Corporate | 0.19% | 11,323 | $909K | Add +10.9% |
| GSBD Goldman Sachs BDC Inc. | 0.19% | 74,940 | $907K | New |
| AEE Ameren Corporation | 0.19% | 10,167 | $906K | Add +0.0% |
| BANX Arrowmark Financial Corp. | 0.18% | 42,700 | $896K | New |
| IWP iShares Russell Mid-Cap Grow | 0.18% | 6,766 | $858K | No change |
| DELL Dell Technologies -C | 0.17% | 7,176 | $827K | Reduce -6.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.17% | 14,324 | $808K | Add +1.4% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.16% | 18,768 | $800K | Add +0.3% |
| MDY State Street SPDR S&P Midcap | 0.16% | 1,362 | $776K | No change |
| VEA Vanguard Ftse Developed ETF | 0.15% | 15,750 | $753K | Add +14.2% |
| WMT Walmart Inc. | 0.15% | 8,305 | $750K | Add +111.0% |
| IVOG Vanguard S&P Mid-Cap 400 Gro | 0.15% | 6,476 | $730K | Reduce -10.7% |
| SCHA Schwab US Small-Cap ETF | 0.15% | 27,745 | $717K | New |
| CVS CVS Health Corp. | 0.15% | 15,921 | $715K | Reduce -44.5% |
| MAR Marriott International Class A | 0.15% | 2,552 | $712K | Add +0.1% |
Portfolio Sells Q3 2024 → Q4 2024
| VYM Vanguard High DVD Yield ETF | Reduce -0.7% | 6.95% | −1.07 |
| SMH Vaneck Semiconductor ETF | Reduce -1.5% | 3.89% | −0.67 |
| XLI SS Industrial Select Sector | Reduce -1.2% | 2.56% | −0.48 |
| UNH Unitedhealth Group Inc. | Reduce -4.2% | 1.06% | −0.40 |
| CVS CVS Health Corp. | Reduce -44.5% | 0.15% | −0.27 |
| CZR Caesars Entertainment Inc. | Sold out | 0.00% | −0.26 |
| XLK SS Technology Select Sector | Reduce -5.6% | 1.48% | −0.25 |
| ICE Intercontinental Exchange Inc. | Reduce -5.3% | 0.81% | −0.24 |
| ABBV Abbvie Inc. | Reduce -2.0% | 0.74% | −0.22 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -2.9% | 0.92% | −0.19 |
| STZ Constellation Brands Inc. Class A | Reduce -14.4% | 0.33% | −0.18 |
| IBDQ iShares Ibonds Dec 2025 Term | Reduce -10.4% | 0.57% | −0.16 |
| CMCSA Comcast Corp. Class A | Reduce -15.8% | 0.31% | −0.16 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -18.4% | 0.37% | −0.15 |
| APD Air Products & Chemicals Inc. | Reduce -3.9% | 0.67% | −0.15 |
| IBDR iShares Ibonds Dec 2026 Term | Reduce -7.3% | 0.59% | −0.14 |
| CB Chubb Ltd. | Reduce -5.7% | 0.50% | −0.13 |
| NXPI NXP Semiconductors NV | Reduce -7.8% | 0.29% | −0.13 |
| VIG Vanguard Dividend Apprec ETF | Reduce -8.2% | 0.40% | −0.10 |
| HON Honeywell International Inc. | Reduce -10.5% | 0.58% | −0.10 |
| JEPI JPMorgan Equity Premium Inco | Reduce -2.9% | 0.42% | −0.09 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -10.3% | 0.24% | −0.09 |
| CVX Chevron Corp. | Reduce -3.2% | 0.44% | −0.09 |
| IBDP iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.09 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -16.7% | 0.20% | −0.08 |
| VTIP Vanguard Short-Term Tips | Reduce -10.2% | 0.27% | −0.08 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Sold out | 0.00% | −0.06 |
| BX Blackstone Inc. | Reduce -43.9% | 0.08% | −0.06 |
| PFE Pfizer Inc. | Reduce -30.4% | 0.08% | −0.06 |
| GOOG Alphabet Inc. Class C | Reduce -3.4% | 1.65% | −0.06 |
| DOW Dow Inc. | Reduce -31.1% | 0.05% | −0.06 |
| DVN Devon Energy Corp. | Sold out | 0.00% | −0.06 |
| CGXU Cap Group Intl Focus | Reduce -10.8% | 0.13% | −0.05 |
| SBUX Starbucks Corp. | Sold out | 0.00% | −0.05 |
| FBND Fidelity Total Bond ETF | Sold out | 0.00% | −0.05 |
| T AT&T Inc. | Sold out | 0.00% | −0.05 |
| HDV iShares Core High Dividend E | Sold out | 0.00% | −0.05 |
| IJH iShares Core S&P Midcap ETF | Reduce -4.1% | 0.24% | −0.05 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -10.4% | 0.21% | −0.05 |
| IVOG Vanguard S&P Mid-Cap 400 Gro | Reduce -10.7% | 0.15% | −0.04 |
| IVV iShares Core S&P 500 ETF | Reduce -1.5% | 0.32% | −0.04 |
| DELL Dell Technologies -C | Reduce -6.2% | 0.17% | −0.04 |
| EMF Templeton Emerging Markets | Sold out | 0.00% | −0.04 |
| DD Dupont DE Nemours Inc. | Reduce -7.7% | 0.08% | −0.04 |
| IWM iShares Russell 2000 ETF | Reduce -12.5% | 0.11% | −0.03 |
| MMM 3M Co. | Reduce -3.1% | 0.13% | −0.03 |
| SDY SS SPDR S&P Dividend ETF | Reduce -8.9% | 0.09% | −0.03 |
| VGT Vanguard Info Tech ETF | Reduce -0.1% | 0.39% | −0.03 |
| SUSA iShares ESG Optimized MSCI U | Reduce -0.6% | 0.22% | −0.03 |
| IGA Voya Global Advan & Prem Opp | Reduce -13.8% | 0.08% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| JPST JPMorgan Ultra-Short Income | Add +450.6% | 7.34% | +5.81 |
| DMLP Dorchester Minerals LP | New | 0.80% | +0.80 |
| TRIN Trinity Capital Inc. | New | 0.57% | +0.57 |
| TSLX Sixth Street Specialty Lendi | New | 0.37% | +0.37 |
| ARCC Ares Capital Corp. | New | 0.31% | +0.31 |
| VOO Vanguard S&P 500 ETF | Add +463.8% | 0.37% | +0.29 |
| AAPL Apple Inc. | Add +12.4% | 5.02% | +0.29 |
| MPV Barings Participation Invest | New | 0.27% | +0.27 |
| NVDA Nvidia Corp. | Add +66.8% | 0.68% | +0.26 |
| AMZN Amazon.com Inc. | Add +12.0% | 1.89% | +0.26 |
| XOM Exxon Mobil Corp. | Add +96.1% | 0.70% | +0.26 |
| SCHX Schwab US Large-Cap ETF | New | 0.25% | +0.25 |
| GSBD Goldman Sachs BDC Inc. | New | 0.19% | +0.19 |
| BANX Arrowmark Financial Corp. | New | 0.18% | +0.18 |
| TSLA Tesla Inc. | Add +11.6% | 0.53% | +0.18 |
| SCHA Schwab US Small-Cap ETF | New | 0.15% | +0.15 |
| OBDC Blue Owl Capital Corp. | New | 0.14% | +0.14 |
| JNJ Johnson & Johnson | Add +152.4% | 0.28% | +0.14 |
| FNDX Schwab Fndmntl US LRG Co. ETF | New | 0.13% | +0.13 |
| FSK FS KKR Capital Corp. | New | 0.13% | +0.13 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | New | 0.12% | +0.12 |
| NVEC Nve Corp. | New | 0.11% | +0.11 |
| FNDA Schwab Fndmntl US SM Co. ETF | New | 0.11% | +0.11 |
| SCHD Schwab US DVD Equity ETF | Add +107.3% | 0.23% | +0.10 |
| BGC BGC Group Inc. Class A | New | 0.08% | +0.08 |
| WMT Walmart Inc. | Add +111.0% | 0.15% | +0.08 |
| RWAY Runway Growth Finance Corp. | New | 0.08% | +0.08 |
| MCI Barings Corporate Investors | New | 0.08% | +0.08 |
| OCSL Oaktree Specialty Lending Co. | New | 0.07% | +0.07 |
| MCD McDonald's Corp. | New | 0.07% | +0.07 |
| CGBD Carlyle Secured Lending Inc. | New | 0.07% | +0.07 |
| DBEU Xtrackers MSCI Europe Hedged | New | 0.06% | +0.06 |
| KNTK Kinetik Holdings Inc. | New | 0.06% | +0.06 |
| GOOGL Alphabet Inc. Class A | Add +16.3% | 0.42% | +0.06 |
| JPM JPMorgan Chase & Co. | Add +35.5% | 0.22% | +0.06 |
| VBNK Versabank | New | 0.06% | +0.06 |
| PG The Procter & Gamble Co. | Add +60.5% | 0.20% | +0.05 |
| PFF iShares Preferred & Income S | New | 0.05% | +0.05 |
| AVGO Broadcom Inc. | New | 0.05% | +0.05 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.05% | +0.05 |
| ARES Ares Management Corp. Class A | New | 0.05% | +0.05 |
| SPMD SS SPDR P S&P 400 Midcap ETF | New | 0.05% | +0.05 |
| ADP Automatic Data Processing | New | 0.05% | +0.05 |
| FDIS Fidelity MSCI Cons Discr Ind | New | 0.05% | +0.05 |
| STT State Street Corp. | New | 0.04% | +0.04 |
| VZ Verizon Communications Inc. | New | 0.04% | +0.04 |
| SCHG Schwab US Large-Cap Growth | New | 0.04% | +0.04 |
| SPSM SS SPDR P S&P 600 Small Cap | New | 0.04% | +0.04 |
| FNCL Fidelity MSCI Financial Indx | New | 0.04% | +0.04 |
| XLP SS Consumer Staples Sel Sect | New | 0.04% | +0.04 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 318 | $776.4M | QQQ, SMH, VYM, JPST, IJR |
| Q1 2026 | 318 | $653.5M | VYM, QQQ, JPST, SMH, IJR |
| Q4 2025Amended | 326 | $664.8M | QQQ, JPST, VYM, SMH, IJR |
| Q3 2025 | 327 | $631.2M | QQQ, JPST, VYM, SMH, IJR |
| Q2 2025 | 215 | $579.7M | JPST, QQQ, VYM, SMH, VO |
| Q1 2025 | 216 | $539.2M | JPST, VYM, QQQ, VO, IJR |
| Q4 2024 | 217 | $487.5M | JPST, QQQ, VYM, AAPL, IJR |
| Q3 2024 | 183 | $427.8M | VYM, QQQ, IJR, VO, AAPL |
| Q2 2024 | 180 | $410.7M | QQQ, VYM, IJR, SMH, VO |
| Q1 2024 | 190 | $417.4M | VYM, QQQ, VO, IJR, SMH |