Round Rock Advisors LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 4, 2024), Round Rock Advisors LLC reported 183 stock positions worth $427.8 million. Its top holding was Vanguard High DVD Yield ETF (VYM) at 8.0% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 7.8%) and iShares Core S&P Small-Cap E (IJR, 5.5%). Compared with Q2 2024, it opened 9 new positions, sold out of 6, added to 39 and reduced 81. The biggest buy was a new position in SS Energy Select Sector (XLE) and the biggest sale an exit from SS SPDR S&P Regional Bank (KRE).
- Most Recent 13F
- Q2 2026
- Location
- WILTON, CT
- CIK
- 0001846991
- Portfolio Value
- $427.8M (Q3 2024)
- SEC Filing
- 0001951757-24-001162 ↗ filed Nov 4, 2024
Holdings Value
Holdings 183 stocks · $427.8M
| VYM Vanguard High DVD Yield ETF | 8.01% | 267,375 | $34.3M | Add +1.2% |
| QQQ Invesco QQQ Trust Series 1 | 7.84% | 68,732 | $33.5M | Reduce -0.8% |
| IJR iShares Core S&P Small-Cap E | 5.50% | 201,087 | $23.5M | Add +3.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 5.20% | 84,283 | $22.2M | Reduce -0.6% |
| AAPL Apple Inc. | 4.73% | 86,847 | $20.2M | Reduce -4.7% |
| SMH Vaneck Semiconductor ETF | 4.56% | 79,447 | $19.5M | Add +0.9% |
| MSFT Microsoft Corp. | 3.66% | 36,426 | $15.7M | Add +0.6% |
| BRK.A Berkshire Hathaway Inc. Class A | 3.23% | 20 | $13.8M | No change |
| XLI SS Industrial Select Sector | 3.03% | 95,848 | $13.0M | Add +0.4% |
| DVY iShares Select Dividend ETF | 2.78% | 87,921 | $11.9M | Add +2.4% |
| XLV SS Health Care Select Sector | 2.67% | 74,124 | $11.4M | Add +2.0% |
| RSP Invesco S&P 500 Equal Weight | 2.61% | 62,360 | $11.2M | Add +1.1% |
| XLK SS Technology Select Sector | 1.74% | 32,954 | $7.4M | Reduce -0.1% |
| GOOG Alphabet Inc. Class C | 1.71% | 43,795 | $7.3M | Reduce -0.4% |
| AMZN Amazon.com Inc. | 1.63% | 37,425 | $7.0M | Add +1.3% |
| JPST JPMorgan Ultra-Short Income | 1.53% | 129,040 | $6.5M | Add +1.9% |
| UNH Unitedhealth Group Inc. | 1.46% | 10,657 | $6.2M | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.39% | 10,371 | $6.0M | Add +7.7% |
| USMV iShares MSCI USA Min Vol Fac | 1.11% | 51,821 | $4.7M | Reduce -0.5% |
| XLE SS Energy Select Sector | 1.07% | 52,349 | $4.6M | New |
| ICE Intercontinental Exchange Inc. | 1.05% | 28,012 | $4.5M | Reduce -1.4% |
| ABBV Abbvie Inc. | 0.96% | 20,713 | $4.1M | Reduce -0.2% |
| ELV Elevance Health Inc. | 0.87% | 7,209 | $3.7M | No change |
| APD Air Products & Chemicals Inc. | 0.81% | 11,667 | $3.5M | No change |
| IBDR iShares Ibonds Dec 2026 Term | 0.73% | 129,388 | $3.1M | Reduce -6.0% |
| IBDQ iShares Ibonds Dec 2025 Term | 0.73% | 124,141 | $3.1M | Reduce -6.6% |
| ITT Itt Inc. | 0.71% | 20,319 | $3.0M | Add +0.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.70% | 13,622 | $3.0M | Add +5.2% |
| IVW iShares S&P 500 Growth ETF | 0.69% | 30,822 | $3.0M | Reduce -2.7% |
| HON Honeywell International Inc. | 0.68% | 14,012 | $2.9M | Reduce -0.2% |
| CB Chubb Ltd. | 0.63% | 9,387 | $2.7M | Reduce -0.3% |
| QQQM Invesco Nasdaq 100 ETF | 0.63% | 13,476 | $2.7M | Add +1.1% |
| COF Capital One Financial Corp. | 0.53% | 15,073 | $2.3M | Reduce -1.1% |
| CVX Chevron Corp. | 0.52% | 15,177 | $2.2M | Reduce -12.0% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.52% | 28,078 | $2.2M | Reduce -5.8% |
| STZ Constellation Brands Inc. Class A | 0.52% | 8,626 | $2.2M | Reduce -1.0% |
| JEPI JPMorgan Equity Premium Inco | 0.51% | 36,627 | $2.2M | Reduce -5.9% |
| VIG Vanguard Dividend Apprec ETF | 0.51% | 10,910 | $2.2M | Reduce -4.0% |
| WMB Williams Cos Inc. | 0.49% | 45,894 | $2.1M | Reduce -0.8% |
| CMCSA Comcast Corp. Class A | 0.46% | 47,342 | $2.0M | Reduce -1.7% |
| XOM Exxon Mobil Corp. | 0.44% | 16,099 | $1.9M | Add +0.8% |
| VGT Vanguard Info Tech ETF | 0.42% | 3,094 | $1.8M | Reduce -0.3% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 0.42% | 74,462 | $1.8M | Reduce -10.0% |
| NVDA Nvidia Corp. | 0.42% | 14,863 | $1.8M | Add +2.1% |
| CVS CVS Health Corp. | 0.42% | 28,679 | $1.8M | Reduce -18.1% |
| NXPI NXP Semiconductors NV | 0.42% | 7,480 | $1.8M | Reduce -0.3% |
| PEP Pepsico Inc. | 0.38% | 9,621 | $1.6M | Reduce -0.1% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.37% | 6,036 | $1.6M | Reduce -0.2% |
| IVV iShares Core S&P 500 ETF | 0.36% | 2,691 | $1.6M | Reduce -5.1% |
| GOOGL Alphabet Inc. Class A | 0.36% | 9,324 | $1.5M | Add +7.5% |
| TSLA Tesla Inc. | 0.35% | 5,737 | $1.5M | Add +9.4% |
| VTIP Vanguard Short-Term Tips | 0.35% | 30,160 | $1.5M | Reduce -12.6% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.33% | 18,228 | $1.4M | Reduce -6.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.32% | 2,987 | $1.4M | No change |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.32% | 3,238 | $1.4M | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.30% | 4,493 | $1.3M | Add +0.0% |
| IJH iShares Core S&P Midcap ETF | 0.29% | 19,779 | $1.2M | Reduce -4.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.29% | 7,036 | $1.2M | Reduce -3.0% |
| C Citigroup Inc. | 0.26% | 18,007 | $1.1M | Reduce -0.6% |
| APH Amphenol Corp. Class A | 0.26% | 17,035 | $1.1M | No change |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.26% | 4,147 | $1.1M | No change |
| CZR Caesars Entertainment Inc. | 0.26% | 26,470 | $1.1M | Reduce -1.7% |
| BN Brookfield Corp. | 0.25% | 20,475 | $1.1M | No change |
| MRK Merck & Co. Inc. | 0.25% | 9,314 | $1.1M | Add +1.1% |
| SUSA iShares ESG Optimized MSCI U | 0.25% | 8,772 | $1.1M | No change |
| ANET Arista Networks Inc. | 0.24% | 2,620 | $1.0M | No change |
| VIGI Vanguard Int Div App Indx FD | 0.23% | 11,356 | $1.0M | Reduce -5.2% |
| RTX RTX Corp. | 0.23% | 8,094 | $981K | Reduce -37.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.23% | 4,101 | $973K | No change |
| AMP Ameriprise Financial Inc. | 0.22% | 2,020 | $949K | No change |
| SPLV Invesco S&P 500 Low Volatili | 0.22% | 13,039 | $935K | Reduce -2.9% |
| NFLX Netflix Inc. | 0.22% | 1,317 | $934K | Add +15.4% |
| DELL Dell Technologies -C | 0.21% | 7,650 | $907K | No change |
| WH Wyndham Hotels & Resorts Inc. | 0.21% | 11,574 | $904K | Reduce -0.9% |
| META Meta Platforms Inc. Class A | 0.21% | 1,565 | $896K | Add +18.8% |
| AEE Ameren Corporation | 0.21% | 10,166 | $889K | Add +7.0% |
| EPD Enterprise Products Partners | 0.21% | 30,326 | $883K | Reduce -32.3% |
| IWY iShares Russell Top 200 Grow | 0.20% | 3,957 | $871K | Add +1.5% |
| VCIT Vanguard Int-Term Corporate | 0.20% | 10,213 | $855K | Reduce -0.1% |
| IVOG Vanguard S&P Mid-Cap 400 Gro | 0.19% | 7,250 | $831K | Reduce -7.2% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.19% | 18,720 | $813K | Add +2.0% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.19% | 29,794 | $804K | Reduce -9.7% |
| IWP iShares Russell Mid-Cap Grow | 0.19% | 6,766 | $794K | No change |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.18% | 14,124 | $776K | Add +8.8% |
| MDY State Street SPDR S&P Midcap | 0.18% | 1,362 | $776K | No change |
| VEA Vanguard Ftse Developed ETF | 0.17% | 13,791 | $728K | Reduce -0.1% |
| JPM JPMorgan Chase & Co. | 0.16% | 3,260 | $687K | Reduce -32.4% |
| MMM 3M Co. | 0.16% | 4,895 | $669K | Add +0.4% |
| PYPL PayPal Holdings Inc. | 0.15% | 8,460 | $660K | Reduce -1.4% |
| IWM iShares Russell 2000 ETF | 0.15% | 2,875 | $635K | No change |
| MAR Marriott International Class A | 0.15% | 2,549 | $634K | Reduce -0.9% |
| KO The Coca-Cola Co. | 0.15% | 8,779 | $631K | Add +0.8% |
| PG The Procter & Gamble Co. | 0.15% | 3,603 | $624K | Add +0.4% |
| EEM iShares MSCI Emerging Market | 0.15% | 13,537 | $621K | No change |
| ESML iShares ESG Aware MSCI USA S | 0.14% | 14,710 | $615K | Reduce -0.6% |
| XYL Xylem Inc. | 0.14% | 4,522 | $611K | Add +0.2% |
| JNJ Johnson & Johnson | 0.14% | 3,764 | $610K | Reduce -43.2% |
| DES Wisdomtree US Smallcap Divid | 0.14% | 17,376 | $599K | Reduce -11.1% |
| PFE Pfizer Inc. | 0.14% | 20,612 | $597K | Reduce -1.1% |
| BX Blackstone Inc. | 0.14% | 3,870 | $593K | No change |
Portfolio Sells Q2 2024 → Q3 2024
| KRE SS SPDR S&P Regional Bank | Sold out | 0.00% | −0.96 |
| HD Home Depot Inc. | Reduce -80.1% | 0.09% | −0.31 |
| GOOG Alphabet Inc. Class C | Reduce -0.4% | 1.71% | −0.25 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.8% | 7.84% | −0.25 |
| XSD SS SPDR S&P Semiconductor | Reduce -76.9% | 0.06% | −0.23 |
| MU Micron Technology Inc. | Reduce -53.6% | 0.07% | −0.14 |
| CVX Chevron Corp. | Reduce -12.0% | 0.52% | −0.13 |
| EPD Enterprise Products Partners | Reduce -32.3% | 0.21% | −0.11 |
| JNJ Johnson & Johnson | Reduce -43.2% | 0.14% | −0.09 |
| VZ Verizon Communications Inc. | Sold out | 0.00% | −0.09 |
| PARAA Paramount Global Class B | Sold out | 0.00% | −0.09 |
| RTX RTX Corp. | Reduce -37.1% | 0.23% | −0.09 |
| CVS CVS Health Corp. | Reduce -18.1% | 0.42% | −0.08 |
| SO The Southern Co. | Sold out | 0.00% | −0.08 |
| XLK SS Technology Select Sector | Reduce -0.1% | 1.74% | −0.08 |
| JPM JPMorgan Chase & Co. | Reduce -32.4% | 0.16% | −0.08 |
| IBDQ iShares Ibonds Dec 2025 Term | Reduce -6.6% | 0.73% | −0.08 |
| NXPI NXP Semiconductors NV | Reduce -0.3% | 0.42% | −0.07 |
| IBDR iShares Ibonds Dec 2026 Term | Reduce -6.0% | 0.73% | −0.06 |
| VTIP Vanguard Short-Term Tips | Reduce -12.6% | 0.35% | −0.06 |
| AEM Agnico Eagle Mines Ltd. | Reduce -42.4% | 0.13% | −0.06 |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Reduce -10.0% | 0.42% | −0.05 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.05 |
| HON Honeywell International Inc. | Reduce -0.2% | 0.68% | −0.05 |
| WTW Willis Towers Watson PLC | Sold out | 0.00% | −0.05 |
| T AT&T Inc. | Reduce -53.6% | 0.05% | −0.05 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -5.8% | 0.52% | −0.04 |
| JEPI JPMorgan Equity Premium Inco | Reduce -5.9% | 0.51% | −0.03 |
| STZ Constellation Brands Inc. Class A | Reduce -1.0% | 0.52% | −0.03 |
| IGA Voya Global Advan & Prem Opp | Reduce -21.8% | 0.11% | −0.03 |
| IVW iShares S&P 500 Growth ETF | Reduce -2.7% | 0.69% | −0.02 |
| SMDV Proshrs RSL 2000 DVD GRW ETF | Reduce -28.4% | 0.07% | −0.02 |
| IBDP iShares Ibonds Dec 2024 Term | Reduce -15.5% | 0.09% | −0.02 |
| CGXU Cap Group Intl Focus | Reduce -9.7% | 0.19% | −0.02 |
| C Citigroup Inc. | Reduce -0.6% | 0.26% | −0.02 |
| TEI Templeton Emrg MKTS Inc. | Reduce -34.1% | 0.04% | −0.02 |
| BA The Boeing Co. | Reduce -3.1% | 0.05% | −0.01 |
| IVV iShares Core S&P 500 ETF | Reduce -5.1% | 0.36% | −0.01 |
| IVOG Vanguard S&P Mid-Cap 400 Gro | Reduce -7.2% | 0.19% | −0.01 |
| MSD Morgan Stanley Emrg MKT Debt | Reduce -37.4% | 0.02% | −0.01 |
| XIGDX Voya GLBL Eqty DVD & PRM Opp | Reduce -32.3% | 0.03% | −0.01 |
| VXUS Vanguard Total Intl Stock | Reduce -20.1% | 0.06% | −0.01 |
| VGT Vanguard Info Tech ETF | Reduce -0.3% | 0.42% | −0.01 |
| DES Wisdomtree US Smallcap Divid | Reduce -11.1% | 0.14% | −0.01 |
| LLY Eli Lilly & Co. | Reduce -2.6% | 0.09% | −0.01 |
| IJH iShares Core S&P Midcap ETF | Reduce -4.7% | 0.29% | −0.01 |
| BOND PIMCO Active Bond Exchange-T | Reduce -11.5% | 0.05% | −0.01 |
| VOO Vanguard S&P 500 ETF | Reduce -9.2% | 0.07% | −0.01 |
| DIS The Walt Disney Co. | Reduce -0.2% | 0.07% | −0.01 |
| PEP Pepsico Inc. | Reduce -0.1% | 0.38% | −0.00 |
Portfolio Buys Q2 2024 → Q3 2024
| XLE SS Energy Select Sector | New | 1.07% | +1.07 |
| IJR iShares Core S&P Small-Cap E | Add +3.0% | 5.50% | +0.43 |
| VYM Vanguard High DVD Yield ETF | Add +1.2% | 8.01% | +0.38 |
| DVY iShares Select Dividend ETF | Add +2.4% | 2.78% | +0.25 |
| XLI SS Industrial Select Sector | Add +0.4% | 3.03% | +0.20 |
| IBM Intl Business Machines Corp. | Add +5.2% | 0.70% | +0.16 |
| RSP Invesco S&P 500 Equal Weight | Add +1.1% | 2.61% | +0.14 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +7.7% | 1.39% | +0.12 |
| TSLA Tesla Inc. | Add +9.4% | 0.35% | +0.10 |
| XLV SS Health Care Select Sector | Add +2.0% | 2.67% | +0.09 |
| ITT Itt Inc. | Add +0.4% | 0.71% | +0.07 |
| CALF PCR US SM CP CSH CWS ETF-Usd | New | 0.06% | +0.06 |
| BAM Brookfield Asset Mgmt-A | New | 0.06% | +0.06 |
| UAL United Airlines Holdings Inc. | New | 0.05% | +0.05 |
| SBUX Starbucks Corp. | New | 0.05% | +0.05 |
| V Visa Inc. Class A | New | 0.05% | +0.05 |
| HDV iShares Core High Dividend E | New | 0.05% | +0.05 |
| PPA Invesco Aerospace & Defense | New | 0.05% | +0.05 |
| META Meta Platforms Inc. Class A | Add +18.8% | 0.21% | +0.05 |
| SCHB Schwab US Broad Market ETF | New | 0.05% | +0.05 |
| AEE Ameren Corporation | Add +7.0% | 0.21% | +0.04 |
| DGRO iShares Core Dividend Growth | Add +34.8% | 0.13% | +0.04 |
| MMM 3M Co. | Add +0.4% | 0.16% | +0.04 |
| NFLX Netflix Inc. | Add +15.4% | 0.22% | +0.03 |
| COST Costco Wholesale Corp. | Add +39.4% | 0.09% | +0.03 |
| CRM Salesforce Inc. | Add +43.9% | 0.07% | +0.02 |
| DOW Dow Inc. | Add +23.9% | 0.10% | +0.02 |
| GE General Electric | Add +0.1% | 0.13% | +0.02 |
| KO The Coca-Cola Co. | Add +0.8% | 0.15% | +0.01 |
| WMT Walmart Inc. | Add +3.9% | 0.07% | +0.01 |
| DE Deere & Co. | Add +2.0% | 0.12% | +0.01 |
| SCHD Schwab US DVD Equity ETF | Add +0.5% | 0.13% | +0.01 |
| JEPQ JPM Nasdaq Equity Premium | Add +8.8% | 0.18% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.0% | 0.30% | +0.00 |
| PG The Procter & Gamble Co. | Add +0.4% | 0.15% | +0.00 |
| SHYG iShares 0-5 YR HY Corp. Bond | Add +2.0% | 0.19% | +0.00 |
| IWY iShares Russell Top 200 Grow | Add +1.5% | 0.20% | 0.00 |
| IUSG iShares Core S&P U.S. Growth | Add +0.2% | 0.05% | −0.00 |
| XYL Xylem Inc. | Add +0.2% | 0.14% | −0.01 |
| XOM Exxon Mobil Corp. | Add +0.8% | 0.44% | −0.01 |
| QQQM Invesco Nasdaq 100 ETF | Add +1.1% | 0.63% | −0.01 |
| NVDA Nvidia Corp. | Add +2.1% | 0.42% | −0.02 |
| GOOGL Alphabet Inc. Class A | Add +7.5% | 0.36% | −0.02 |
| JPST JPMorgan Ultra-Short Income | Add +1.9% | 1.53% | −0.03 |
| MRK Merck & Co. Inc. | Add +1.1% | 0.25% | −0.03 |
| AMZN Amazon.com Inc. | Add +1.3% | 1.63% | −0.11 |
| MSFT Microsoft Corp. | Add +0.6% | 3.66% | −0.28 |
| SMH Vaneck Semiconductor ETF | Add +0.9% | 4.56% | −0.44 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 318 | $776.4M | QQQ, SMH, VYM, JPST, IJR |
| Q1 2026 | 318 | $653.5M | VYM, QQQ, JPST, SMH, IJR |
| Q4 2025Amended | 326 | $664.8M | QQQ, JPST, VYM, SMH, IJR |
| Q3 2025 | 327 | $631.2M | QQQ, JPST, VYM, SMH, IJR |
| Q2 2025 | 215 | $579.7M | JPST, QQQ, VYM, SMH, VO |
| Q1 2025 | 216 | $539.2M | JPST, VYM, QQQ, VO, IJR |
| Q4 2024 | 217 | $487.5M | JPST, QQQ, VYM, AAPL, IJR |
| Q3 2024 | 183 | $427.8M | VYM, QQQ, IJR, VO, AAPL |
| Q2 2024 | 180 | $410.7M | QQQ, VYM, IJR, SMH, VO |
| Q1 2024 | 190 | $417.4M | VYM, QQQ, VO, IJR, SMH |