Round Rock Advisors LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 24, 2024), Round Rock Advisors LLC reported 190 stock positions worth $417.4 million. Its top holding was Vanguard High DVD Yield ETF (VYM) at 7.5% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 7.4%) and Vngrd Mrngstr MD-Cap ETF-Usd (VO, 5.3%). Compared with Q4 2023, it opened 12 new positions, sold out of 5, added to 56 and reduced 76. The biggest buy was Ishrs Ibnds Dec 27 Corp. ETF (IBDS, shares +443%) and the biggest sale Apple (AAPL, shares −6%).
- Most Recent 13F
- Q2 2026
- Location
- WILTON, CT
- CIK
- 0001846991
- Portfolio Value
- $417.4M (Q1 2024)
- SEC Filing
- 0001951757-24-000383 ↗ filed Apr 24, 2024
Holdings Value
Holdings 190 stocks · $417.4M
| VYM Vanguard High DVD Yield ETF | 7.55% | 260,366 | $31.5M | Add +0.6% |
| QQQ Invesco QQQ Trust Series 1 | 7.44% | 69,907 | $31.0M | Reduce -1.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 5.31% | 88,700 | $22.2M | Reduce -2.3% |
| IJR iShares Core S&P Small-Cap E | 5.15% | 194,521 | $21.5M | Add +1.8% |
| SMH Vaneck Semiconductor ETF | 4.39% | 81,485 | $18.3M | Reduce -4.2% |
| AAPL Apple Inc. | 3.87% | 94,160 | $16.1M | Reduce -5.9% |
| MSFT Microsoft Corp. | 3.62% | 35,884 | $15.1M | Reduce -9.3% |
| BRK.A Berkshire Hathaway Inc. Class A | 3.04% | 20 | $12.7M | No change |
| XLI SS Industrial Select Sector | 2.84% | 94,221 | $11.9M | Add +1.0% |
| XLV SS Health Care Select Sector | 2.49% | 70,296 | $10.4M | Add +4.2% |
| DVY iShares Select Dividend ETF | 2.44% | 82,592 | $10.2M | Add +2.3% |
| RSP Invesco S&P 500 Equal Weight | 2.43% | 59,936 | $10.2M | Add +2.2% |
| XLK SS Technology Select Sector | 1.71% | 34,289 | $7.1M | Reduce -8.9% |
| GOOG Alphabet Inc. Class C | 1.57% | 42,978 | $6.5M | Reduce -20.0% |
| AMZN Amazon.com Inc. | 1.57% | 36,274 | $6.5M | Add +16.7% |
| JPST JPMorgan Ultra-Short Income | 1.54% | 127,312 | $6.4M | Add +3.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.23% | 9,814 | $5.1M | Reduce -1.3% |
| UNH Unitedhealth Group Inc. | 1.21% | 10,231 | $5.1M | Reduce -14.1% |
| USMV iShares MSCI USA Min Vol Fac | 1.08% | 53,721 | $4.5M | Reduce -4.0% |
| IBDR iShares Ibonds Dec 2026 Term | 0.98% | 171,627 | $4.1M | Add +63.7% |
| IBDQ iShares Ibonds Dec 2025 Term | 0.98% | 164,856 | $4.1M | Add +33.6% |
| KRE SS SPDR S&P Regional Bank | 0.95% | 78,480 | $3.9M | Add +2.9% |
| ABBV Abbvie Inc. | 0.87% | 19,978 | $3.6M | Reduce -15.2% |
| ELV Elevance Health Inc. | 0.86% | 6,900 | $3.6M | Reduce -19.5% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.68% | 36,903 | $2.9M | Reduce -12.9% |
| JEPI JPMorgan Equity Premium Inco | 0.68% | 48,935 | $2.8M | Reduce -5.8% |
| CVX Chevron Corp. | 0.67% | 17,727 | $2.8M | Reduce -18.2% |
| HON Honeywell International Inc. | 0.67% | 13,576 | $2.8M | Reduce -15.9% |
| ICE Intercontinental Exchange Inc. | 0.67% | 20,273 | $2.8M | Reduce -25.8% |
| CVS CVS Health Corp. | 0.66% | 34,552 | $2.8M | Reduce -14.4% |
| ITT Itt Inc. | 0.66% | 20,183 | $2.7M | No change |
| APD Air Products & Chemicals Inc. | 0.65% | 11,212 | $2.7M | Reduce -22.3% |
| IVW iShares S&P 500 Growth ETF | 0.64% | 31,460 | $2.7M | Add +1.7% |
| STZ Constellation Brands Inc. Class A | 0.63% | 9,711 | $2.6M | Reduce -20.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.61% | 13,325 | $2.5M | Add +0.9% |
| QQQM Invesco Nasdaq 100 ETF | 0.58% | 13,213 | $2.4M | Reduce -5.7% |
| CB Chubb Ltd. | 0.55% | 8,895 | $2.3M | Reduce -4.5% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 0.54% | 94,067 | $2.2M | Add +443.2% |
| VGT Vanguard Info Tech ETF | 0.53% | 4,234 | $2.2M | Add +2.2% |
| VIG Vanguard Dividend Apprec ETF | 0.53% | 12,151 | $2.2M | Reduce -0.9% |
| COF Capital One Financial Corp. | 0.52% | 14,563 | $2.2M | Reduce -13.5% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.51% | 29,774 | $2.1M | Reduce -5.3% |
| VTIP Vanguard Short-Term Tips | 0.49% | 42,935 | $2.1M | Reduce -16.4% |
| CMCSA Comcast Corp. Class A | 0.48% | 45,793 | $2.0M | Add +4.4% |
| XOM Exxon Mobil Corp. | 0.47% | 16,916 | $2.0M | Add +0.4% |
| HD Home Depot Inc. | 0.47% | 5,097 | $2.0M | Reduce -4.4% |
| IWF iShares Russell 1000 Growth | 0.46% | 5,727 | $1.9M | Add +7.4% |
| NXPI NXP Semiconductors NV | 0.44% | 7,480 | $1.9M | No change |
| GOOGL Alphabet Inc. Class A | 0.43% | 11,921 | $1.8M | Add +10.9% |
| WMB Williams Cos Inc. | 0.43% | 45,894 | $1.8M | Reduce -30.5% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.42% | 7,275 | $1.7M | Add +0.6% |
| PEP Pepsico Inc. | 0.40% | 9,596 | $1.7M | Reduce -0.4% |
| IVV iShares Core S&P 500 ETF | 0.40% | 3,194 | $1.7M | Add +3.4% |
| IJH iShares Core S&P Midcap ETF | 0.40% | 27,589 | $1.7M | Reduce -8.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.36% | 9,321 | $1.5M | Reduce -9.4% |
| MU Micron Technology Inc. | 0.36% | 12,728 | $1.5M | No change |
| VIGI Vanguard Int Div App Indx FD | 0.35% | 18,139 | $1.5M | Reduce -7.2% |
| MRK Merck & Co. Inc. | 0.33% | 10,299 | $1.4M | Reduce -4.8% |
| EPD Enterprise Products Partners | 0.31% | 44,800 | $1.3M | No change |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.31% | 3,238 | $1.3M | Add +3.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.31% | 3,051 | $1.3M | Add +0.8% |
| NVDA Nvidia Corp. | 0.29% | 1,347 | $1.2M | Add +26.6% |
| RTX RTX Corp. | 0.29% | 12,464 | $1.2M | Add +20.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.28% | 4,489 | $1.2M | Add +0.4% |
| XSD SS SPDR S&P Semiconductor | 0.28% | 4,987 | $1.2M | Add +3.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.27% | 4,852 | $1.1M | Reduce -0.7% |
| JNJ Johnson & Johnson | 0.26% | 6,954 | $1.1M | Reduce -1.4% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.26% | 4,147 | $1.1M | No change |
| DES Wisdomtree US Smallcap Divid | 0.25% | 31,955 | $1.0M | No change |
| CZR Caesars Entertainment Inc. | 0.25% | 23,687 | $1.0M | Reduce -30.0% |
| JPM JPMorgan Chase & Co. | 0.25% | 5,123 | $1.0M | Reduce -42.6% |
| C Citigroup Inc. | 0.25% | 16,187 | $1.0M | Reduce -16.9% |
| SPLV Invesco S&P 500 Low Volatili | 0.24% | 15,408 | $1.0M | Reduce -23.3% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.24% | 5,170 | $992K | Reduce -3.5% |
| APH Amphenol Corp. Class A | 0.24% | 8,518 | $983K | No change |
| SUSA iShares ESG Optimized MSCI U | 0.23% | 8,772 | $958K | Add +1.8% |
| IVOG Vanguard S&P Mid-Cap 400 Gro | 0.23% | 8,286 | $940K | Reduce -0.9% |
| TSLA Tesla Inc. | 0.23% | 5,343 | $939K | Add +4.6% |
| IUSV iShares Core S&P U.S. Value | 0.22% | 10,121 | $915K | Reduce -5.6% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.22% | 35,434 | $913K | Reduce -11.3% |
| AMP Ameriprise Financial Inc. | 0.21% | 2,035 | $892K | Add +0.7% |
| AEM Agnico Eagle Mines Ltd. | 0.21% | 14,900 | $889K | No change |
| VCIT Vanguard Int-Term Corporate | 0.21% | 10,854 | $874K | Add +3.2% |
| IGA Voya Global Advan & Prem Opp | 0.21% | 96,005 | $868K | Reduce -13.0% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.21% | 15,818 | $858K | Reduce -3.3% |
| BN Brookfield Corp. | 0.21% | 20,475 | $857K | No change |
| IWP iShares Russell Mid-Cap Grow | 0.19% | 6,895 | $787K | Reduce -0.3% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.19% | 18,278 | $778K | Add +0.1% |
| DELL Dell Technologies -C | 0.18% | 6,670 | $761K | Reduce -34.7% |
| IWY iShares Russell Top 200 Grow | 0.18% | 3,895 | $760K | Add +0.3% |
| ANET Arista Networks Inc. | 0.18% | 2,620 | $760K | Reduce -13.3% |
| MDY State Street SPDR S&P Midcap | 0.18% | 1,360 | $757K | Add +0.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.18% | 9,964 | $740K | Add +3.2% |
| WH Wyndham Hotels & Resorts Inc. | 0.18% | 9,604 | $737K | Reduce -28.4% |
| SNOW Snowflake Inc. | 0.18% | 4,523 | $731K | New |
| AEE Ameren Corporation | 0.17% | 9,503 | $703K | Add +0.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.17% | 2,022 | $696K | Reduce -30.2% |
| PFE Pfizer Inc. | 0.17% | 25,011 | $694K | Add +0.6% |
| NFLX Netflix Inc. | 0.17% | 1,141 | $693K | Reduce -0.2% |
| VEA Vanguard Ftse Developed ETF | 0.17% | 13,803 | $692K | Reduce -11.3% |
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -5.9% | 3.87% | −0.98 |
| UNH Unitedhealth Group Inc. | Reduce -14.1% | 1.21% | −0.37 |
| APD Air Products & Chemicals Inc. | Reduce -22.3% | 0.65% | −0.34 |
| GOOG Alphabet Inc. Class C | Reduce -20.0% | 1.57% | −0.34 |
| ICE Intercontinental Exchange Inc. | Reduce -25.8% | 0.67% | −0.22 |
| HON Honeywell International Inc. | Reduce -15.9% | 0.67% | −0.18 |
| ELV Elevance Health Inc. | Reduce -19.5% | 0.86% | −0.16 |
| CZR Caesars Entertainment Inc. | Reduce -30.0% | 0.25% | −0.15 |
| WMB Williams Cos Inc. | Reduce -30.5% | 0.43% | −0.15 |
| CVX Chevron Corp. | Reduce -18.2% | 0.67% | −0.14 |
| CVS CVS Health Corp. | Reduce -14.4% | 0.66% | −0.14 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -12.9% | 0.68% | −0.14 |
| JPM JPMorgan Chase & Co. | Reduce -42.6% | 0.25% | −0.14 |
| MMM 3M Co. | Sold out | 0.00% | −0.14 |
| MSFT Microsoft Corp. | Reduce -9.3% | 3.62% | −0.13 |
| VTIP Vanguard Short-Term Tips | Reduce -16.4% | 0.49% | −0.12 |
| XLK SS Technology Select Sector | Reduce -8.9% | 1.71% | −0.11 |
| STZ Constellation Brands Inc. Class A | Reduce -20.3% | 0.63% | −0.11 |
| WH Wyndham Hotels & Resorts Inc. | Reduce -28.4% | 0.18% | −0.10 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -23.3% | 0.24% | −0.07 |
| GE General Electric | Sold out | 0.00% | −0.06 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -30.2% | 0.17% | −0.06 |
| XBI SS SPDR S&P Biotech ETF | Sold out | 0.00% | −0.06 |
| VNQ Vanguard Real Estate ETF | Sold out | 0.00% | −0.05 |
| ABBV Abbvie Inc. | Reduce -15.2% | 0.87% | −0.05 |
| JMST JPM Ultra-Short Muni Income | Reduce -21.4% | 0.13% | −0.04 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -5.3% | 0.51% | −0.04 |
| JEPI JPMorgan Equity Premium Inco | Reduce -5.8% | 0.68% | −0.04 |
| COF Capital One Financial Corp. | Reduce -13.5% | 0.52% | −0.04 |
| VIGI Vanguard Int Div App Indx FD | Reduce -7.2% | 0.35% | −0.04 |
| DD Dupont DE Nemours Inc. | Reduce -27.8% | 0.08% | −0.04 |
| XRNPX Cohen & Steers REIT and Pref | Reduce -30.0% | 0.07% | −0.03 |
| IGA Voya Global Advan & Prem Opp | Reduce -13.0% | 0.21% | −0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -9.4% | 0.36% | −0.02 |
| IWM iShares Russell 2000 ETF | Reduce -13.1% | 0.15% | −0.02 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -4.0% | 1.08% | −0.02 |
| VEA Vanguard Ftse Developed ETF | Reduce -11.3% | 0.17% | −0.02 |
| CGXU Cap Group Intl Focus | Reduce -11.3% | 0.22% | −0.02 |
| UNITED STS NAT GAS FD LP | Sold out | 0.00% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -8.1% | 0.40% | −0.02 |
| REGN Regeneron Pharmaceuticals | Reduce -20.0% | 0.08% | −0.02 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -5.7% | 0.58% | −0.02 |
| NBH Neuberger Municipal Fund Inc. | Reduce -15.0% | 0.07% | −0.02 |
| JNJ Johnson & Johnson | Reduce -1.4% | 0.26% | −0.01 |
| DELL Dell Technologies -C | Reduce -34.7% | 0.18% | −0.01 |
| ESML iShares ESG Aware MSCI USA S | Reduce -9.8% | 0.14% | −0.01 |
| MSD Morgan Stanley Emrg MKT Debt | Reduce -17.1% | 0.06% | −0.01 |
| MUB iShares National Muni Bond E | Reduce -3.7% | 0.11% | −0.01 |
| GDX Vaneck Gold Miners ETF | Reduce -12.1% | 0.06% | −0.01 |
| PEP Pepsico Inc. | Reduce -0.4% | 0.40% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Add +443.2% | 0.54% | +0.43 |
| AMZN Amazon.com Inc. | Add +16.7% | 1.57% | +0.38 |
| IBDR iShares Ibonds Dec 2026 Term | Add +63.7% | 0.98% | +0.35 |
| VYM Vanguard High DVD Yield ETF | Add +0.6% | 7.55% | +0.27 |
| IBDQ iShares Ibonds Dec 2025 Term | Add +33.6% | 0.98% | +0.21 |
| SNOW Snowflake Inc. | New | 0.18% | +0.18 |
| XLV SS Health Care Select Sector | Add +4.2% | 2.49% | +0.17 |
| XLI SS Industrial Select Sector | Add +1.0% | 2.84% | +0.17 |
| NVDA Nvidia Corp. | Add +26.6% | 0.29% | +0.16 |
| MMM 3M Co.-W/I | New | 0.13% | +0.13 |
| GE General Electric Co.-Wi | New | 0.12% | +0.12 |
| RSP Invesco S&P 500 Equal Weight | Add +2.2% | 2.43% | +0.10 |
| DGRO iShares Core Dividend Growth | New | 0.08% | +0.08 |
| RTX RTX Corp. | Add +20.7% | 0.29% | +0.07 |
| LLY Eli Lilly & Co. | New | 0.07% | +0.07 |
| META Meta Platforms Inc. Class A | Add +30.5% | 0.16% | +0.07 |
| VOO Vanguard S&P 500 ETF | New | 0.07% | +0.07 |
| IBM Intl Business Machines Corp. | Add +0.9% | 0.61% | +0.07 |
| CRM Salesforce Inc. | New | 0.06% | +0.06 |
| XLF SS Financial Select Sector | New | 0.06% | +0.06 |
| CARR Carrier Global Corp. | New | 0.06% | +0.06 |
| IWF iShares Russell 1000 Growth | Add +7.4% | 0.46% | +0.06 |
| DVY iShares Select Dividend ETF | Add +2.3% | 2.44% | +0.06 |
| AMD Advanced Micro Devices | New | 0.05% | +0.05 |
| GOOGL Alphabet Inc. Class A | Add +10.9% | 0.43% | +0.05 |
| BAM Brookfield Asset Mgmt-A | New | 0.05% | +0.05 |
| IVW iShares S&P 500 Growth ETF | Add +1.7% | 0.64% | +0.05 |
| WTW Willis Towers Watson PLC | New | 0.05% | +0.05 |
| XOM Exxon Mobil Corp. | Add +0.4% | 0.47% | +0.05 |
| IBDP iShares Ibonds Dec 2024 Term | Add +63.9% | 0.12% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.8% | 0.31% | +0.04 |
| DIS The Walt Disney Co. | Add +23.4% | 0.09% | +0.04 |
| IVV iShares Core S&P 500 ETF | Add +3.4% | 0.40% | +0.03 |
| PYPL PayPal Holdings Inc. | Add +21.2% | 0.13% | +0.03 |
| VGT Vanguard Info Tech ETF | Add +2.2% | 0.53% | +0.03 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Add +0.6% | 0.42% | +0.02 |
| AMP Ameriprise Financial Inc. | Add +0.7% | 0.21% | +0.02 |
| AXP American Express Co. | Add +9.4% | 0.09% | +0.02 |
| BX Blackstone Inc. | Add +23.7% | 0.12% | +0.02 |
| DIA SS SPDR Dow Jones Indus Avg | Add +3.9% | 0.31% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.4% | 0.28% | +0.01 |
| ORCL Oracle Corp. | Add +2.0% | 0.09% | +0.01 |
| SUSA iShares ESG Optimized MSCI U | Add +1.8% | 0.23% | +0.01 |
| IWY iShares Russell Top 200 Grow | Add +0.3% | 0.18% | +0.01 |
| XYL Xylem Inc. | Add +0.2% | 0.14% | +0.01 |
| GS Goldman Sachs Group Inc. | Add +7.5% | 0.09% | +0.01 |
| MDY State Street SPDR S&P Midcap | Add +0.1% | 0.18% | +0.01 |
| COST Costco Wholesale Corp. | Add +6.6% | 0.06% | +0.01 |
| IEFA iShares Core MSCI Eafe ETF | Add +3.2% | 0.18% | +0.01 |
| BNY Bank of New York Mellon Corp. | Add +0.7% | 0.09% | +0.01 |
Notes & Other Activity Q4 2023 → Q1 2024
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Sold out | 13,110 | $787before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 318 | $776.4M | QQQ, SMH, VYM, JPST, IJR |
| Q1 2026 | 318 | $653.5M | VYM, QQQ, JPST, SMH, IJR |
| Q4 2025Amended | 326 | $664.8M | QQQ, JPST, VYM, SMH, IJR |
| Q3 2025 | 327 | $631.2M | QQQ, JPST, VYM, SMH, IJR |
| Q2 2025 | 215 | $579.7M | JPST, QQQ, VYM, SMH, VO |
| Q1 2025 | 216 | $539.2M | JPST, VYM, QQQ, VO, IJR |
| Q4 2024 | 217 | $487.5M | JPST, QQQ, VYM, AAPL, IJR |
| Q3 2024 | 183 | $427.8M | VYM, QQQ, IJR, VO, AAPL |
| Q2 2024 | 180 | $410.7M | QQQ, VYM, IJR, SMH, VO |
| Q1 2024 | 190 | $417.4M | VYM, QQQ, VO, IJR, SMH |