UBS Group AG
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), UBS Group AG reported 7,779 stock positions worth $303.0 billion. Its top holding was Microsoft (MSFT) at 4.1% of the portfolio, followed by Apple (AAPL, 2.9%) and Nvidia (NVDA, 2.4%). Compared with Q4 2023, it opened 933 new positions, sold out of 892, added to 3,525 and reduced 3,176. The biggest buy was Nvidia (NVDA, shares +32%) and the biggest sale iShares 20+ Year Treasury BD (TLT, shares −28%).
- Most Recent 13F
- Q2 2026
- Location
- ZURICH, V8
- CIK
- 0001610520
- Portfolio Value
- $303.0B (Q1 2024)
- SEC Filing
- 0000950123-24-004518 ↗ filed May 13, 2024
Holdings Value
Holdings 7,779 stocks · $303.0B
| MSFT Microsoft Corp. | 4.09% | 29,435,993 | $12.4B | Add +32.6% |
| AAPL Apple Inc. | 2.86% | 50,612,391 | $8.7B | Add +29.9% |
| NVDA Nvidia Corp. | 2.41% | 8,072,813 | $7.3B | Add +32.4% |
| AMZN Amazon.com Inc. | 1.87% | 31,348,172 | $5.7B | Add +28.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.46% | 8,477,932 | $4.4B | Add +3.6% |
| UBS UBS Group AG-Reg | 1.43% | 140,729,533 | $4.3B | Add +4.0% |
| GOOGL Alphabet Inc. Class A | 1.26% | 25,211,709 | $3.8B | Add +20.8% |
| JPM JPMorgan Chase & Co. | 1.16% | 17,595,944 | $3.5B | Add +9.4% |
| AVGO Broadcom Inc. | 1.13% | 2,592,982 | $3.4B | Reduce -4.5% |
| META Meta Platforms Inc. Class A | 1.10% | 6,870,382 | $3.3B | Add +44.9% |
| V Visa Inc. Class A | 0.91% | 9,922,006 | $2.8B | Add +36.0% |
| GOOG Alphabet Inc. Class C | 0.81% | 16,132,163 | $2.5B | Add +4.0% |
| UNH Unitedhealth Group Inc. | 0.78% | 4,797,695 | $2.4B | Add +25.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.77% | 5,284,911 | $2.3B | Add +11.3% |
| HD Home Depot Inc. | 0.77% | 6,113,541 | $2.3B | Add +15.8% |
| LLY Eli Lilly & Co. | 0.69% | 2,689,225 | $2.1B | Add +5.7% |
| IWF iShares Russell 1000 Growth | 0.69% | 6,203,600 | $2.1B | Add +1.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.67% | 4,850,479 | $2.0B | Add +32.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.67% | 12,509,347 | $2.0B | Add +0.5% |
| COST Costco Wholesale Corp. | 0.65% | 2,673,248 | $2.0B | Reduce -6.9% |
| ABBV Abbvie Inc. | 0.63% | 10,508,209 | $1.9B | Reduce -3.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.62% | 5,499,994 | $1.9B | Reduce -0.4% |
| PG The Procter & Gamble Co. | 0.60% | 11,253,659 | $1.8B | Add +22.4% |
| MRK Merck & Co. Inc. | 0.59% | 13,537,100 | $1.8B | Add +6.9% |
| IEFA iShares Core MSCI Eafe ETF | 0.59% | 23,912,427 | $1.8B | Add +0.8% |
| CRM Salesforce Inc. | 0.53% | 5,301,164 | $1.6B | Add +37.3% |
| MCD McDonald's Corp. | 0.53% | 5,645,967 | $1.6B | Add +15.0% |
| JNJ Johnson & Johnson | 0.52% | 10,032,634 | $1.6B | Add +14.9% |
| IVV iShares Core S&P 500 ETF | 0.51% | 2,961,603 | $1.6B | Reduce -6.3% |
| VOO Vanguard S&P 500 ETF | 0.51% | 3,232,399 | $1.6B | Add +5.2% |
| XOM Exxon Mobil Corp. | 0.51% | 13,222,564 | $1.5B | Add +9.1% |
| CSCO Cisco Systems Inc. | 0.51% | 30,705,780 | $1.5B | Add +27.8% |
| MA Mastercard Inc. Class A | 0.49% | 3,060,493 | $1.5B | Add +53.7% |
| KO The Coca-Cola Co. | 0.48% | 23,652,172 | $1.4B | Add +18.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.48% | 5,786,244 | $1.4B | Reduce -1.3% |
| CVX Chevron Corp. | 0.47% | 8,984,546 | $1.4B | Add +20.1% |
| TSLA Tesla Inc. | 0.47% | 8,047,679 | $1.4B | Add +51.8% |
| AMD Advanced Micro Devices | 0.45% | 7,477,377 | $1.3B | Add +38.6% |
| IJH iShares Core S&P Midcap ETF | 0.44% | 22,003,771 | $1.3B | Reduce -1.2% |
| VEA Vanguard Ftse Developed ETF | 0.44% | 26,612,627 | $1.3B | Reduce -1.0% |
| TMO Thermo Fisher Scientific Inc. | 0.44% | 2,290,190 | $1.3B | Add +9.1% |
| IWD iShares Russell 1000 Value E | 0.42% | 7,077,031 | $1.3B | Reduce -4.5% |
| IJR iShares Core S&P Small-Cap E | 0.40% | 11,100,554 | $1.2B | Add +9.6% |
| ACN Accenture PLC Class A | 0.39% | 3,429,591 | $1.2B | Add +7.3% |
| VIG Vanguard Dividend Apprec ETF | 0.39% | 6,430,354 | $1.2B | Reduce -0.3% |
| QCOM Qualcomm Inc. | 0.38% | 6,725,655 | $1.1B | Add +56.5% |
| LIN Linde PLC | 0.37% | 2,396,395 | $1.1B | Add +7.8% |
| RSP Invesco S&P 500 Equal Weight | 0.36% | 6,426,759 | $1.1B | Add +6.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.36% | 4,166,079 | $1.1B | Add +1.5% |
| PEP Pepsico Inc. | 0.36% | 6,183,462 | $1.1B | Add +17.9% |
| AMGN Amgen Inc. | 0.35% | 3,747,610 | $1.1B | Add +11.5% |
| XLK SS Technology Select Sector | 0.35% | 5,079,566 | $1.1B | Add +3.7% |
| WMT Walmart Inc. | 0.35% | 17,422,937 | $1.0B | Add +24.7% |
| UNP Union Pacific Corp. | 0.34% | 4,185,248 | $1.0B | Add +3.0% |
| GLD SPDR Gold Shares | 0.32% | 4,662,896 | $959.3M | Reduce -1.8% |
| IWM iShares Russell 2000 ETF | 0.32% | 4,544,310 | $955.7M | Add +6.6% |
| ADBE Adobe Inc. | 0.31% | 1,867,785 | $942.5M | Add +26.1% |
| INTC Intel Corp. | 0.31% | 21,263,153 | $939.2M | Add +51.7% |
| VGT Vanguard Info Tech ETF | 0.31% | 1,785,465 | $936.2M | Add +1.3% |
| TLT iShares 20+ Year Treasury BD | 0.31% | 9,841,588 | $931.2M | Reduce -28.0% |
| RTX RTX Corp. | 0.31% | 9,495,349 | $926.1M | Add +8.1% |
| NEE Nextera Energy Inc. | 0.31% | 14,463,304 | $924.3M | Add +18.4% |
| UPS United Parcel Service Class B | 0.30% | 6,208,415 | $922.8M | Add +32.5% |
| AGG iShares Core U.S. Aggregate | 0.30% | 9,395,144 | $920.2M | Add +1.8% |
| SBUX Starbucks Corp. | 0.30% | 9,884,045 | $903.3M | Add +17.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.29% | 3,905,070 | $892.7M | Add +3.4% |
| ABT Abbott Laboratories | 0.29% | 7,847,730 | $892.0M | Add +8.8% |
| TXN Texas Instruments Inc. | 0.29% | 5,112,861 | $890.7M | Add +73.2% |
| PANW Palo Alto Networks Inc. | 0.29% | 3,070,980 | $872.6M | Add +17.8% |
| EFA iShares MSCI Eafe ETF | 0.29% | 10,918,369 | $871.9M | Reduce -5.8% |
| HON Honeywell International Inc. | 0.29% | 4,233,872 | $869.0M | Reduce -7.4% |
| ORCL Oracle Corp. | 0.28% | 6,875,582 | $863.6M | Add +23.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.28% | 22,748,852 | $862.6M | Add +20.8% |
| GS Goldman Sachs Group Inc. | 0.28% | 2,045,490 | $854.4M | Add +72.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.28% | 6,164,873 | $838.7M | Add +5.4% |
| MS Morgan Stanley | 0.27% | 8,772,018 | $826.0M | Add +21.2% |
| IEMG iShares Core MSCI Emerging | 0.27% | 15,866,304 | $818.7M | Add +0.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.27% | 6,665,671 | $815.6M | Add +12.9% |
| AMAT Applied Materials Inc. | 0.27% | 3,905,506 | $805.4M | Reduce -12.9% |
| IVW iShares S&P 500 Growth ETF | 0.26% | 9,307,580 | $785.9M | Reduce -0.2% |
| XLE SS Energy Select Sector | 0.25% | 8,177,143 | $772.0M | Reduce -9.1% |
| BX Blackstone Inc. | 0.25% | 5,862,303 | $770.1M | Add +17.0% |
| LMT Lockheed Martin Corp. | 0.25% | 1,664,831 | $757.3M | Add +13.1% |
| BLK BlackRock Finance Inc. | 0.25% | 903,935 | $753.6M | Add +13.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.25% | 8,180,320 | $751.0M | Add +21.4% |
| DHR Danaher Corp. | 0.25% | 2,995,536 | $748.0M | Add +7.1% |
| MRSH Marsh & McLennan Cos | 0.24% | 3,576,563 | $736.7M | Add +2.9% |
| MU Micron Technology Inc. | 0.24% | 6,246,836 | $736.4M | Add +82.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.24% | 3,823,117 | $730.1M | Add +40.4% |
| VWO Vanguard Ftse Emerging Marke | 0.24% | 17,459,790 | $729.3M | Add +1.2% |
| XLF SS Financial Select Sector | 0.24% | 17,240,203 | $726.2M | Add +22.6% |
| QUAL iShares MSCI USA Quality Fac | 0.23% | 4,298,462 | $706.5M | Add +0.5% |
| VZ Verizon Communications Inc. | 0.23% | 16,643,883 | $698.4M | Add +20.7% |
| NKE Nike Inc. Class B | 0.23% | 7,279,005 | $684.1M | Reduce -3.1% |
| IEF iShares 7-10 Year Treasury B | 0.23% | 7,225,459 | $684.0M | Reduce -7.8% |
| CAT Caterpillar Inc. | 0.22% | 1,847,030 | $676.8M | Add +4.9% |
| MDLZ Mondelez International Inc. Class A | 0.22% | 9,613,427 | $672.9M | Add +5.6% |
| IVE iShares S&P 500 Value ETF | 0.22% | 3,508,103 | $655.3M | Reduce -1.4% |
| NFLX Netflix Inc. | 0.22% | 1,078,827 | $655.2M | Add +16.4% |
| CVS CVS Health Corp. | 0.21% | 8,062,080 | $643.0M | Add +10.0% |
Options reported separately and not counted above: SPY puts ($20.8B), IWM puts ($4.3B), QQQ puts ($3.0B), IWM calls ($2.6B), QQQ calls ($1.5B), AAPL puts ($1.4B), TLT calls ($1.3B), NVDA puts ($1.1B), MSFT puts ($990.0M), EEM calls ($979.2M), AAPL calls ($921.1M), SPY calls ($867.3M), and 1161 more.
Other holdings (298): bonds, preferreds, convertibles and warrants · $17.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,696 | $8.2M | Add +8.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4,088 | $4.9M | Add +9.3% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 45,255 | $2.0M | Reduce -46.3% |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 32,520 | $739K | Add +0.7% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 76,368 | $339K | Add +192.5% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 7,257 | $181K | Reduce -1.4% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 2,933 | $141K | Reduce -8.9% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 104,000 | $93K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 2,890 | $71K | Add +222.9% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 2,223 | $66K | Add +4.7% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 1,931 | $63K | Add +46.5% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 4,576 | $63K | Add +226.6% |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 12,880 | $52K | Reduce -61.6% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 51,000 | $32K | Add +5000.0% |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 11,000 | $31K | Add +450.0% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 16,289 | $29K | New |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 1,074 | $27K | Reduce -22.7% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 1,753 | $26K | Reduce -19.7% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 931 | $25K | Add +1451.7% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 331 | $21K | New |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 11,000 | $20K | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 500 | $19K | New |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 1,015 | $19K | Add +1.5% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 146 | $18K | New |
| PYXIS TANKERS (PXS 7.75 PERP A) | 7.75% CNV PFD A | 710 | $18K | New |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 234 | $17K | Reduce -10.7% |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 33,022 | $15K | Add +4617.4% |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 60,000 | $15K | Add +98.8% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 451 | $12K | Reduce -70.9% |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 500 | $11K | Reduce -16.7% |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 4,200 | $10K | No change |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 144,632 | $9K | Add +14363.2% |
| METALS ACQUISITION LTD | *W EXP 06/15/202 | 4,326 | $9K | Add +4226.0% |
| AMPWF Ardagh Metal Packaging -CW26 | *W EXP 08/04/202 | 272,114 | $9K | New |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 619 | $8K | Add +19.0% |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 139 | $8K | New |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 135,673 | $7K | Add +8.7% |
| AEON BIOPHARMA INC | *W EXP 07/21/202 | 4,900 | $7K | Add +450.6% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 5,180 | $7K | New |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | 115 | $7K | New |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 14,971 | $6K | New |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 461 | $6K | Reduce -85.8% |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 5,000 | $6K | New |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 20,723 | $6K | New |
| GOEWQ Hennessy Capital Acquis-CW25 | *W EXP 12/21/202 | 55,642 | $5K | New |
| SURGW Surgepays Inc. -CW24 | *W EXP 10/22/202 | 8,312 | $5K | New |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 97 | $4K | Reduce -27.6% |
| T1 ENERGY INC | *W EXP 07/09/202 | 20,237 | $4K | No change |
| ICUCW LMF Acquisition Opp -A -CW26 | *W EXP 10/28/202 | 22,552 | $3K | Add +2414.2% |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 48,196 | $3K | No change |
| EVGO INC | *W EXP 07/01/202 | 13,723 | $3K | New |
| CBDMD INC (YCBD 8 PERP A) | 8% SER A CUM PFD | 3,000 | $2K | Add +1392.5% |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | 1,315 | $2K | Add +5379.2% |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | 84 | $2K | New |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | 20,396 | $2K | Add +40692.0% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 3,640 | $2K | Reduce -77.2% |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | 836 | $2K | New |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 13,640 | $2K | Add +0.3% |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | 3,272 | $2K | New |
| RVPHW Reviva Pharmaceuticals -CW23 | *W EXP 12/25/202 | 2,382 | $2K | New |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 6,478 | $1K | Add +640.3% |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 4,756 | $1K | New |
| ASTSW Ast Spacemobile Inc.-CW24 | *W EXP 04/06/202 | 1,980 | $1K | New |
| BRZHR Breeze Holdings Acq- Rights | RIGHT 05/23/2022 | 6,394 | $1K | New |
| COOTW Australian Oilseeds Holdi-29 | *W EXP 03/22/202 | 24,306 | $1K | New |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 172,276 | $1K | New |
| CIFRW Cipher Mining Inc. | *W EXP 08/27/202 | 799 | $1K | New |
| PRSTW Presto Automation Inc.-27 | *W EXP 09/21/202 | 61,221 | $1K | Add +2450.9% |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 1,575 | $1K | New |
| TMCWW TMC the Metals Co. Inc. -CW25I | *W EXP 09/09/202 | 6,617 | $993 | New |
| DC.WS Dakota Gold Corp.-26 | *W EXP 03/15/202 | 1,194 | $955 | New |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 9,546 | $869 | Add +855.6% |
| DTSTW Data Storage Corp. -CW26 | *W EXP 05/18/202 | 981 | $746 | Add +2352.5% |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | 4,117 | $741 | New |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 2,911 | $719 | New |
| LIDRW Aeye Inc. -CW27 | *W EXP 09/30/202 | 78,401 | $706 | New |
| OCEAW Aesther Healthcare Acq -CW23 | *W EXP 02/14/202 | 2,338 | $683 | New |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 13,532 | $677 | Reduce -0.5% |
| CRESW Cresud Saci-CW26 | *W EXP 03/09/202 | 1,255 | $674 | Add +136.8% |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 4,694 | $657 | New |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | 264 | $591 | New |
| OXBRW Oxbridge Re Holdings-CW24 | *W EXP 03/26/202 | 14,711 | $588 | New |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 36,742 | $588 | Add +298.4% |
| KCGI.WS Kensington Capital Acq -CW23 | *W EXP 99/99/999 | 9,736 | $584 | New |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 475 | $575 | Add +14.2% |
| CDIOW Cardio Diagnostics-CW26 | *W EXP 10/25/202 | 5,126 | $543 | Add +458.4% |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 7,097 | $532 | Add +1674.3% |
| SHFSW Northern Lights Acquis -CW22 | *W EXP 09/28/202 | 6,896 | $517 | Reduce -51.4% |
| PRLHW Pearl Holdings Acq -CW23 | *W EXP 12/15/202 | 12,599 | $504 | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 6,757 | $466 | No change |
| MVLAW Pathfinder Acq Class A -CW27 | *W EXP 02/10/202 | 76,989 | $462 | New |
| VLDXW VELO3D Inc. -CW25 | *W EXP 09/29/202 | 9,354 | $458 | New |
| HPKEW Highpeak Energy Inc. | *W EXP 08/21/202 | 68 | $449 | Reduce -77.3% |
| PUCKW Goal Acquisitions Corp.-CW | *W EXP 99/99/999 | 46,699 | $420 | New |
| VERBW Verb Technology Co. Inc.-CW24 | *W EXP 04/09/202 | 9,315 | $382 | New |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 981 | $373 | New |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | 28,350 | $369 | Reduce -27.9% |
| PAYOW Payoneer Global Inc.-CW27 | *W EXP 99/99/999 | 1,350 | $365 | Add +57.5% |
| WELWF Integrated Wellness -CW28 | *W EXP 10/31/202 | 10,393 | $364 | Reduce -57.8% |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | 4,874 | $331 | New |
| GRRRW Gorilla Technology Group-CW | *W EXP 99/99/999 | 4,109 | $325 | New |
| MRDB.WS Mariadb PLC-27 | *W EXP 12/16/202 | 3,350 | $302 | New |
| FOACW Finance of America Cos -CW26 | *W EXP 04/08/202 | 10,000 | $300 | New |
| NLSPW NLS Pharmaceutics Ltd. -CW25 | *W EXP 02/02/202 | 6,023 | $295 | Add +502.3% |
| QUADRO ACQUISITION ONE CORP | *W EXP 06/30/202 | 7,539 | $264 | Add +0.7% |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 5,020 | $251 | New |
| ALVOW Alvotech SA -27 | *W EXP 99/99/999 | 76 | $251 | New |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 2,176 | $231 | Reduce -47.1% |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 1,154 | $231 | Reduce -97.4% |
| GLSTW Global Star Acquisition-27 A | *W EXP 07/15/202 | 14,064 | $225 | New |
| IMTXW Immatics NV -CW | *W EXP 07/01/202 | 83 | $224 | New |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 4,881 | $220 | Reduce -49.5% |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 1,822 | $219 | New |
| TRIS.WS Tristar Acq I Class A -CW28 | *W EXP 99/99/999 | 2,794 | $196 | New |
| LIXTW Lixte Biotechnology H -CW25 | *W EXP 11/30/202 | 3,853 | $193 | Add +1734.8% |
| MNTSW Momentus Inc.-CW26 | *W EXP 08/12/202 | 31,446 | $189 | New |
| BKKT.WS Bakkt Holdings Inc. -CW26 | *W EXP 10/25/202 | 1,378 | $182 | Add +112.0% |
| NTRBW Nutriband Inc. -CW26 | *W EXP 99/99/999 | 196 | $180 | New |
| BFRIW Biofrontera Inc. -CW26 | *W EXP 10/27/202 | 2,604 | $177 | Add +1140.0% |
| TWLVW Twelve Seas Inv II A -CW28 | *W EXP 03/02/202 | 1,818 | $156 | New |
| LEXXW Lexaria Bioscience -CW25 | *W EXP 01/14/202 | 99 | $149 | New |
| WESTW Westrock Coffee Holdings- 27 | *W EXP 08/29/202 | 63 | $145 | New |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 50 | $138 | Reduce -82.1% |
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | 355 | $138 | New |
| AAGRW African Agriculture Hol-CW27 | *W EXP 12/06/202 | 10,267 | $133 | Add +240.0% |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | 4 | $119 | New |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 6,799 | $116 | Add +585.4% |
| SWAGW Stran & Co. -CW26 | *W EXP 99/99/999 | 2,835 | $113 | No change |
| NPABW New Providence Acq A -CW27 | *W EXP 11/09/202 | 2,801 | $112 | No change |
| CLBTW Cellebrite Di Ltd. -CW23 | *W EXP 99/99/999 | 43 | $92 | Reduce -95.7% |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 1,070 | $89 | New |
| EFTRW Effector Therape -CW27 | *W EXP 12/31/202 | 644 | $87 | Reduce -55.1% |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 10,816 | $76 | New |
| AREBW American Rebel Holdings -23 | *W EXP 01/20/202 | 5,033 | $75 | New |
| ARTLW Artelo Biosciences Inc.-CW24 | *W EXP 06/20/202 | 4,697 | $75 | New |
| NBSTW Newbury Street Acq -CW27 | *W EXP 04/30/202 | 1,791 | $75 | New |
| DFSCW Kwesst Micro Systems Inc.-27 | *W EXP 09/01/202 | 734 | $70 | New |
| BNCWW Cea Industries Inc. -CW27 | *W EXP 02/11/202 | 5,350 | $70 | New |
| QTEXW Inspira Tech Oxy BHN -CW26 | *W EXP 07/16/202 | 96 | $66 | Add +317.4% |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 243 | $65 | Add +125.0% |
| APCXW Apptech -CW26 | *W EXP 01/04/202 | 194 | $64 | New |
| ADNWW Amci Acquisition Corp.-CW26 | *W EXP 02/03/202 | 2,826 | $62 | Add +314.4% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 73 | $58 | Reduce -99.1% |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 1,631 | $57 | New |
| BMTX.WS BM Technologies -CW23 | *W EXP 01/04/202 | 4,332 | $52 | Add +1220.7% |
| PXSAW Pyxis Tankers Inc. -CW25 | *W EXP 10/13/202 | 44 | $51 | Reduce -98.8% |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | 999 | $50 | New |
| SVREW Saverone 2014 Ltd. -CW27 | *W EXP 06/02/202 | 661 | $46 | New |
| LNZAW Amci Acquisition II A -CW28 | *W EXP 01/01/202 | 179 | $44 | New |
| SCLXW Vickers Vantage Corp. I -CW27 | *W EXP 11/10/202 | 118 | $43 | New |
| NCPLW Netcapital Inc. -27 | *W EXP 07/12/202 | 2,147 | $41 | Add +316.9% |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | 52 | $41 | Reduce -91.5% |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 73 | $39 | New |
| ONMDW Data Knights Acq Class A -CW28 | *W EXP 11/07/202 | 2,176 | $39 | Reduce -40.0% |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 03/18/202 | 91 | $35 | New |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 141 | $35 | New |
| BEAM GLOBAL | *W EXP 04/15/202 | 55 | $34 | New |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 67 | $34 | New |
| HOLLEY INC | *W EXP 11/30/202 | 92 | $32 | New |
| NUVB.WS Nuvation Bio Inc. -CW27 | *W EXP 02/10/202 | 100 | $30 | New |
| RCKTW Rocket Pharmaceuticals in-27 | *W EXP 09/02/202 | 99 | $30 | New |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 130 | $27 | New |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 38 | $27 | New |
| SHCRW Sharecare Inc. -CW27 | *W EXP 07/01/202 | 1,478 | $27 | Add +40.1% |
| HIPOW Hippo Holdings Inc. A-CW27 | *W EXP 08/02/202 | 1,456 | $25 | Reduce -84.5% |
| KYCHR Keyarch Acquisition Corp.-RT | RIGHT 01/24/2027 | 98 | $25 | New |
| PAVMZ Pavmed Inc.-CW24 | *W EXP 04/30/202 | 680 | $24 | Add +13.3% |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 93 | $23 | New |
| HGASW Dune Acq Class A -CW27 | *W EXP 12/21/202 | 519 | $22 | Add +3.8% |
| BEATW Heartbeam Inc.-CW26 | *W EXP 10/31/202 | 89 | $22 | New |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 1,146 | $22 | Add +175.5% |
| TCBWF TC Biopharm Holdings Ltd. | *W EXP 02/10/202 | 1,094 | $22 | Reduce -92.0% |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 199 | $22 | New |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 99 | $20 | New |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 148 | $20 | No change |
| CYTHW Cyclo Therapeutics -CW25 | *W EXP 12/11/202 | 81 | $19 | New |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 104 | $19 | New |
| MOBBW Mobilicom Ltd. -27 | *W EXP 08/31/202 | 58 | $19 | New |
| SXTPW 60 Degrees Pharma Inc.-28 | *W EXP 07/12/202 | 248 | $19 | Add +148.0% |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 34 | $19 | New |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 536 | $17 | New |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 91 | $17 | Reduce -90.6% |
| OIOWW Esgl Holdings Ltd.-28 | *W EXP 08/02/202 | 2,422 | $17 | New |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 182 | $16 | New |
| DRMAW Dermata Therapeutics -CW26 | *W EXP 99/99/999 | 1,485 | $15 | Reduce -55.7% |
| HYMCL Hycroft Mining Holding -CW25 | *W EXP 10/06/202 | 890 | $15 | New |
| HOLOW Golden Path Acq -CW28 | *W EXP 01/31/202 | 176 | $15 | Reduce -96.3% |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 68 | $14 | New |
| ADTHW Adtheorent Holdings Co.-CW27 | *W EXP 12/26/202 | 88 | $13 | New |
| AEVAW Interprivate Acquisiti -CW24 | *W EXP 03/12/202 | 158 | $13 | New |
| NRXPW NRX Pharmaceuticals Inc.-CW22 | *W EXP 05/24/202 | 69 | $13 | New |
| XOSWW Xos Inc. -CW26 | *W EXP 08/20/202 | 449 | $13 | New |
| AP.WS Ampco-Pittsburgh Corp. -CW25 | *W EXP 08/01/202 | 124 | $12 | Reduce -95.7% |
| LGL.WS LGL Group Inc./the -CW25 | *W EXP 11/16/202 | 38 | $12 | New |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 79 | $11 | Reduce -62.4% |
| VCXB.WS 10X Capital Venture Ac -CW27 | *W EXP 06/30/202 | 351 | $11 | Reduce -69.5% |
| OSPWQ Prosomnus Inc.-CW27 | *W EXP 04/20/202 | 500 | $10 | Add +400.0% |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 106 | $10 | Reduce -94.7% |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 88 | $10 | New |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 90 | $9 | Reduce -95.9% |
Largest 200 of 298 shown.
Total filed on the 13F, all lines: $303.0B.
Portfolio Sells Q4 2023 → Q1 2024
| TLT iShares 20+ Year Treasury BD | Reduce -28.0% | 0.31% | −0.24 |
| ACWI iShares MSCI Acwi ETF | Reduce -90.8% | 0.02% | −0.21 |
| SLB SLB Ltd. | Sold out | 0.00% | −0.19 |
| IAU iShares Gold Trust | Sold out | 0.00% | −0.13 |
| COST Costco Wholesale Corp. | Reduce -6.9% | 0.65% | −0.12 |
| LBRDK Liberty Broadband-C | Reduce -0.6% | 0.16% | −0.11 |
| BA The Boeing Co. | Reduce -2.6% | 0.15% | −0.10 |
| NKE Nike Inc. Class B | Reduce -3.1% | 0.23% | −0.10 |
| HON Honeywell International Inc. | Reduce -7.4% | 0.29% | −0.10 |
| IVV iShares Core S&P 500 ETF | Reduce -6.3% | 0.51% | −0.09 |
| EEM iShares MSCI Emerging Market | Reduce -23.7% | 0.15% | −0.09 |
| AVGO Broadcom Inc. | Reduce -4.5% | 1.13% | −0.09 |
| IEF iShares 7-10 Year Treasury B | Reduce -7.8% | 0.23% | −0.08 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.08 |
| VEA Vanguard Ftse Developed ETF | Reduce -1.0% | 0.44% | −0.08 |
| VONV Vanguard Russell 1000 Value | Sold out | 0.00% | −0.08 |
| IWD iShares Russell 1000 Value E | Reduce -4.5% | 0.42% | −0.07 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -1.3% | 0.48% | −0.07 |
| CRH CRH PLC | Reduce -42.5% | 0.10% | −0.07 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -43.8% | 0.06% | −0.07 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -0.4% | 0.62% | −0.07 |
| SLV iShares Silver Trust | Reduce -64.7% | 0.03% | −0.07 |
| VFH Vanguard Financials ETF | Sold out | 0.00% | −0.06 |
| EFA iShares MSCI Eafe ETF | Reduce -5.8% | 0.29% | −0.06 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -13.7% | 0.14% | −0.06 |
| MCHI iShares MSCI China ETF | Reduce -88.3% | 0.01% | −0.06 |
| IJH iShares Core S&P Midcap ETF | Reduce -1.2% | 0.44% | −0.06 |
| DEO Diageo PLC-Sponsored ADR | Reduce -46.4% | 0.04% | −0.05 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.3% | 0.39% | −0.05 |
| KRTX Karuna Therapeutics Inc. | Sold out | 0.00% | −0.05 |
| INTU Intuit Inc. | Reduce -5.2% | 0.21% | −0.05 |
| GLD SPDR Gold Shares | Reduce -1.8% | 0.32% | −0.05 |
| XLE SS Energy Select Sector | Reduce -9.1% | 0.25% | −0.05 |
| ABBV Abbvie Inc. | Reduce -3.6% | 0.63% | −0.05 |
| BND Vanguard Total Bond Market | Reduce -15.6% | 0.10% | −0.04 |
| FV First Trust DW Focus 5 Fund | Sold out | 0.00% | −0.04 |
| USFR Wisdomtree Floating Rate Tre | Reduce -9.7% | 0.12% | −0.04 |
| XLI SS Industrial Select Sector | Reduce -11.6% | 0.17% | −0.04 |
| BSCO Invesco Bulletshares 2024 CB | Reduce -68.2% | 0.01% | −0.04 |
| LOW Lowe's Cos Inc. | Reduce -11.8% | 0.18% | −0.04 |
| JPST JPMorgan Ultra-Short Income | Reduce -3.8% | 0.14% | −0.04 |
| PM Philip Morris International | Reduce -8.5% | 0.10% | −0.04 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -4.7% | 0.13% | −0.04 |
| USO United States Oil Fund LP | Reduce -89.1% | 0.00% | −0.04 |
| VGIT Vanguard Intermediate-Term T | Reduce -20.0% | 0.07% | −0.04 |
| VIS Vanguard Industrials ETF | Sold out | 0.00% | −0.04 |
| VDE Vanguard Energy ETF | Reduce -26.0% | 0.07% | −0.03 |
| XLV SS Health Care Select Sector | Reduce -4.8% | 0.18% | −0.03 |
| IVE iShares S&P 500 Value ETF | Reduce -1.4% | 0.22% | −0.03 |
| ISRG Intuitive Surgical Inc. | Reduce -11.7% | 0.19% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +32.4% | 2.41% | +1.19 |
| MSFT Microsoft Corp. | Add +32.6% | 4.09% | +0.73 |
| META Meta Platforms Inc. Class A | Add +44.9% | 1.10% | +0.43 |
| AMZN Amazon.com Inc. | Add +28.0% | 1.87% | +0.37 |
| V Visa Inc. Class A | Add +36.0% | 0.91% | +0.15 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +32.2% | 0.67% | +0.15 |
| MA Mastercard Inc. Class A | Add +53.7% | 0.49% | +0.14 |
| BMRN Biomarin Pharmaceutical Inc. | Add +5369.3% | 0.15% | +0.14 |
| QCOM Qualcomm Inc. | Add +56.5% | 0.38% | +0.13 |
| AMD Advanced Micro Devices | Add +38.6% | 0.45% | +0.13 |
| MU Micron Technology Inc. | Add +82.3% | 0.24% | +0.13 |
| MTCH Match Group Inc. | Add +785.4% | 0.14% | +0.12 |
| DB Deutsche Bank AG-Registered | Add +731.2% | 0.14% | +0.12 |
| CRM Salesforce Inc. | Add +37.3% | 0.53% | +0.12 |
| FLUT Flutter Entertainment PLC-Di | New | 0.11% | +0.11 |
| CHTR Charter Communications Inc. Class A | Add +4067.3% | 0.11% | +0.11 |
| VLO Valero Energy Corp. | Add +372.3% | 0.13% | +0.11 |
| GS Goldman Sachs Group Inc. | Add +72.7% | 0.28% | +0.10 |
| LLY Eli Lilly & Co. | Add +5.7% | 0.69% | +0.09 |
| TXN Texas Instruments Inc. | Add +73.2% | 0.29% | +0.09 |
| GOOGL Alphabet Inc. Class A | Add +20.8% | 1.26% | +0.08 |
| JBL Jabil Inc. | Add +1158.7% | 0.08% | +0.07 |
| ST Sensata Technologies Holdplc | Add +1606.2% | 0.07% | +0.07 |
| JPM JPMorgan Chase & Co. | Add +9.4% | 1.16% | +0.06 |
| IBM Intl Business Machines Corp. | Add +40.4% | 0.24% | +0.06 |
| PG The Procter & Gamble Co. | Add +22.4% | 0.60% | +0.06 |
| TDG Transdigm Group Inc. | Add +407.9% | 0.08% | +0.06 |
| TGT Target Corp. | Add +43.4% | 0.19% | +0.06 |
| SCHW Schwab (charles) Corp. | Add +146.1% | 0.11% | +0.06 |
| DIS The Walt Disney Co. | Add +12.9% | 0.27% | +0.05 |
| UBER Uber Technologies Inc. | Add +51.6% | 0.15% | +0.05 |
| WMT Walmart Inc. | Add +24.7% | 0.35% | +0.05 |
| ORCL Oracle Corp. | Add +23.4% | 0.28% | +0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +70.6% | 0.11% | +0.05 |
| CMG Chipotle Mexican Grill Inc. | Add +60.2% | 0.12% | +0.05 |
| EWJ iShares MSCI Japan ETF | Add +118.4% | 0.09% | +0.05 |
| PYPL PayPal Holdings Inc. | Add +100.8% | 0.10% | +0.04 |
| URI United Rentals Inc. | Add +42.9% | 0.13% | +0.04 |
| U Unity Software Inc. | Add +8074.9% | 0.04% | +0.04 |
| GDDY GoDaddy Inc. Class A | Add +968.0% | 0.04% | +0.04 |
| HD Home Depot Inc. | Add +15.8% | 0.77% | +0.04 |
| SU Suncor Energy Inc. | Add +127.5% | 0.07% | +0.04 |
| PSX Phillips 66 | Add +21.6% | 0.20% | +0.04 |
| AXP American Express Co. | Add +21.9% | 0.21% | +0.04 |
| SMCI Super Micro Computer Inc. | Add +20.1% | 0.05% | +0.04 |
| WMB Williams Cos Inc. | Add +47.9% | 0.14% | +0.04 |
| BMY Bristol-Myers Squibb Co. | Add +56.4% | 0.14% | +0.04 |
| NFLX Netflix Inc. | Add +16.4% | 0.22% | +0.03 |
| MRK Merck & Co. Inc. | Add +6.9% | 0.59% | +0.03 |
| REGN Regeneron Pharmaceuticals | Add +90.8% | 0.08% | +0.03 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +333.5% | 39,713,690 | $20.8B |
| IWM iShares Russell 2000 ETF | put | Add +59.3% | 20,561,900 | $4.3B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -36.6% | 6,731,200 | $3.0B |
| IWM iShares Russell 2000 ETF | call | Reduce -38.0% | 12,159,782 | $2.6B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -14.5% | 3,440,652 | $1.5B |
| AAPL Apple Inc. | put | Reduce -14.9% | 8,061,335 | $1.4B |
| TLT iShares 20+ Year Treasury BD | call | Reduce -33.3% | 13,911,112 | $1.3B |
| NVDA Nvidia Corp. | put | Reduce -27.0% | 1,181,052 | $1.1B |
| MSFT Microsoft Corp. | put | Reduce -42.8% | 2,353,184 | $990.0M |
| EEM iShares MSCI Emerging Market | call | Add +83.8% | 23,835,900 | $979.2M |
| AAPL Apple Inc. | call | Reduce -10.7% | 5,371,751 | $921.1M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -23.8% | 1,658,104 | $867.3M |
| EEM iShares MSCI Emerging Market | put | Reduce -1.1% | 21,032,700 | $864.0M |
| STLA Stellantis NV | put | Add +82.0% | 30,193,550 | $854.5M |
| GLD SPDR Gold Shares | call | Add +39.7% | 4,116,600 | $846.9M |
| NVDA Nvidia Corp. | call | Reduce -42.7% | 831,405 | $751.2M |
| PXD Pioneer Natural Resources Co. | call | Add +2428.5% | 2,589,200 | $679.7M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -8.6% | 8,358,100 | $649.7M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Add +74.1% | 5,949,300 | $648.0M |
| AMD Advanced Micro Devices | put | Reduce -48.8% | 3,362,000 | $606.8M |
| AMZN Amazon.com Inc. | put | Reduce -16.2% | 3,330,700 | $600.8M |
| TSLA Tesla Inc. | put | Add +10.8% | 3,403,450 | $598.3M |
| AMZN Amazon.com Inc. | call | Add +4.4% | 3,292,162 | $593.8M |
| MSFT Microsoft Corp. | call | Reduce -60.3% | 1,401,315 | $589.6M |
| MS Morgan Stanley | call | Reduce -1.1% | 6,098,966 | $574.3M |
| JPM JPMorgan Chase & Co. | put | Reduce -31.8% | 2,863,100 | $573.5M |
| XLF SS Financial Select Sector | put | Add +65.0% | 13,522,200 | $569.6M |
| STLA Stellantis NV | call | Add +59.0% | 18,255,370 | $516.6M |
| TSLA Tesla Inc. | call | Add +40.9% | 2,840,989 | $499.4M |
| CSCO Cisco Systems Inc. | put | Add +90.8% | 9,707,299 | $484.5M |
| META Meta Platforms Inc. Class A | call | Reduce -45.4% | 960,680 | $466.5M |
| EFA iShares MSCI Eafe ETF | call | Add +80.6% | 5,610,700 | $448.1M |
| BAC Bank of America Corp. | put | Add +0.9% | 11,675,800 | $442.7M |
| SMH Vaneck Semiconductor ETF | call | Add +2896.6% | 1,947,802 | $438.2M |
| INTC Intel Corp. | call | Add +65.5% | 9,865,907 | $435.8M |
| NFLX Netflix Inc. | put | Reduce -18.6% | 713,700 | $433.5M |
| IEF iShares 7-10 Year Treasury B | call | Reduce -9.0% | 4,463,100 | $422.5M |
| MU Micron Technology Inc. | call | Add +105.7% | 3,552,160 | $418.8M |
| TGT Target Corp. | put | Add +395.2% | 2,319,401 | $411.0M |
| AMD Advanced Micro Devices | call | Reduce -32.1% | 2,247,275 | $405.6M |
| MCD McDonald's Corp. | call | Add +242.8% | 1,388,885 | $391.6M |
| SCHW Schwab (charles) Corp. | put | Add +373.6% | 5,337,340 | $386.1M |
| TLT iShares 20+ Year Treasury BD | put | Add +49.6% | 4,077,400 | $385.8M |
| GOOG Alphabet Inc. Class C | call | Add +13.2% | 2,433,280 | $370.5M |
| USO United States Oil Fund LP | call | Add +1319.5% | 4,675,700 | $368.1M |
| MS Morgan Stanley | put | Add +36.0% | 3,889,100 | $366.2M |
| XLF SS Financial Select Sector | call | Reduce -35.4% | 8,551,700 | $360.2M |
| EFA iShares MSCI Eafe ETF | put | Reduce -9.8% | 4,479,200 | $357.7M |
| GLD SPDR Gold Shares | put | Add +20.3% | 1,695,500 | $348.8M |
| BAC Bank of America Corp. | call | Add +0.7% | 8,868,041 | $336.3M |
Showing the first 50 of 1,388.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +8.9% | 6,696 | $8.2M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +9.3% | 4,088 | $4.9M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -46.3% | 45,255 | $2.0M |
| NIO INC (NIO 0 02/01/26) | NOTE 2/0 · principal | Sold out | 1,500,000 | $1.5Mbefore exit |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Sold out | 1,650,000 | $1.4Mbefore exit |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | Add +0.7% | 32,520 | $739K |
| IQIYI INC (IQ 4 12/15/26) | NOTE 4.000%12/1 · principal | Sold out | 750,000 | $728Kbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +192.5% | 76,368 | $339K |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Reduce -1.4% | 7,257 | $181K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Reduce -8.9% | 2,933 | $141K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +222.9% | 2,890 | $71K |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | Add +4.7% | 2,223 | $66K |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Add +46.5% | 1,931 | $63K |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Add +226.6% | 4,576 | $63K |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Reduce -61.6% | 12,880 | $52K |
| ALTERYX INC (AYX 1 08/01/26) | NOTE 1.000% 8/0 · principal | Sold out | 50,000 | $49Kbefore exit |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Add +5000.0% | 51,000 | $32K |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | Add +450.0% | 11,000 | $31K |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Sold out | 35,000 | $30Kbefore exit |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | New | 16,289 | $29K |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | Reduce -22.7% | 1,074 | $27K |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | Reduce -19.7% | 1,753 | $26K |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Add +1451.7% | 931 | $25K |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | New | 331 | $21K |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | New | 11,000 | $20K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | New | 500 | $19K |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +1.5% | 1,015 | $19K |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | Sold out | 225,257 | $18Kbefore exit |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | New | 146 | $18K |
| PYXIS TANKERS (PXS 7.75 PERP A) | 7.75% CNV PFD A | New | 710 | $18K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Reduce -10.7% | 234 | $17K |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | Sold out | 15,000 | $16Kbefore exit |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | Add +4617.4% | 33,022 | $15K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | Add +98.8% | 60,000 | $15K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Reduce -70.9% | 451 | $12K |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | Sold out | 16,507 | $12Kbefore exit |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Reduce -16.7% | 500 | $11K |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | Add +14363.2% | 144,632 | $9K |
| METALS ACQUISITION LTD | *W EXP 06/15/202 | Add +4226.0% | 4,326 | $9K |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | Sold out | 35,000 | $9Kbefore exit |
| AMPWF Ardagh Metal Packaging -CW26 | *W EXP 08/04/202 | New | 272,114 | $9K |
| LSEAW Landsea Homes Corp.-CW23 | *W EXP 01/08/202 | Sold out | 23,900 | $8Kbefore exit |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Add +19.0% | 619 | $8K |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | New | 139 | $8K |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | Add +8.7% | 135,673 | $7K |
| AEON BIOPHARMA INC | *W EXP 07/21/202 | Add +450.6% | 4,900 | $7K |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | New | 5,180 | $7K |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | Sold out | 20,276 | $7Kbefore exit |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | New | 115 | $7K |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | New | 14,971 | $6K |
Showing the first 50 of 425.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 8,634 | $628.7B | NVDA, AAPL, MSFT, AVGO, SPY |
| Q1 2026 | 8,728 | $563.1B | NVDA, AAPL, MSFT, SPY, AVGO |
| Q4 2025 | 8,711 | $504.5B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q3 2025 | 8,513 | $511.5B | NVDA, MSFT, AAPL, AMZN, AVGO |
| Q2 2025 | 8,500 | $477.9B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 8,455 | $451.4B | AAPL, MSFT, NVDA, AMZN, SPY |
| Q4 2024 | 8,290 | $445.9B | AAPL, MSFT, NVDA, AMZN, AVGO |
| Q3 2024 | 7,908 | $356.9B | MSFT, AAPL, NVDA, AMZN, META |
| Q2 2024 | 7,931 | $325.5B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 7,779 | $303.0B | MSFT, AAPL, NVDA, AMZN, SPY |