UBS Group AG
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 14, 2024), UBS Group AG reported 7,931 stock positions worth $325.5 billion. Its top holding was Microsoft (MSFT) at 4.4% of the portfolio, followed by Apple (AAPL, 3.7%) and Nvidia (NVDA, 3.5%). Compared with Q1 2024, it opened 939 new positions, sold out of 788, added to 3,232 and reduced 3,605. The biggest buy was Nvidia (NVDA, shares +14%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −9%).
- Most Recent 13F
- Q2 2026
- Location
- ZURICH, V8
- CIK
- 0001610520
- Portfolio Value
- $325.5B (Q2 2024)
- SEC Filing
- 0000950123-24-008281 ↗ filed Aug 14, 2024
Holdings Value
Holdings 7,931 stocks · $325.5B
| MSFT Microsoft Corp. | 4.38% | 31,916,610 | $14.3B | Add +8.4% |
| AAPL Apple Inc. | 3.65% | 56,408,309 | $11.9B | Add +11.4% |
| NVDA Nvidia Corp. | 3.49% | 91,832,031 | $11.3B | Add +13.8% |
| AMZN Amazon.com Inc. | 2.08% | 35,064,641 | $6.8B | Add +11.9% |
| GOOGL Alphabet Inc. Class A | 1.53% | 27,252,930 | $5.0B | Add +8.1% |
| UBS UBS Group AG-Reg | 1.42% | 156,592,494 | $4.6B | Add +11.3% |
| AVGO Broadcom Inc. | 1.34% | 2,711,150 | $4.4B | Add +4.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.30% | 7,746,494 | $4.2B | Reduce -8.6% |
| META Meta Platforms Inc. Class A | 1.27% | 8,205,597 | $4.1B | Add +19.4% |
| GOOG Alphabet Inc. Class C | 1.18% | 20,958,958 | $3.8B | Add +29.9% |
| JPM JPMorgan Chase & Co. | 1.17% | 18,831,629 | $3.8B | Add +7.0% |
| UNH Unitedhealth Group Inc. | 0.96% | 6,127,747 | $3.1B | Add +27.7% |
| V Visa Inc. Class A | 0.94% | 11,678,479 | $3.1B | Add +17.7% |
| LLY Eli Lilly & Co. | 0.82% | 2,962,821 | $2.7B | Add +10.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.75% | 5,122,982 | $2.5B | Reduce -3.1% |
| IWF iShares Russell 1000 Growth | 0.70% | 6,229,208 | $2.3B | Add +0.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.69% | 5,487,957 | $2.2B | Add +13.1% |
| COST Costco Wholesale Corp. | 0.67% | 2,562,473 | $2.2B | Reduce -4.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.65% | 5,622,830 | $2.1B | Add +2.2% |
| HD Home Depot Inc. | 0.64% | 6,032,284 | $2.1B | Reduce -1.3% |
| PG The Procter & Gamble Co. | 0.63% | 12,365,746 | $2.0B | Add +9.9% |
| ABBV Abbvie Inc. | 0.63% | 11,877,517 | $2.0B | Add +13.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.61% | 12,477,271 | $2.0B | Reduce -0.3% |
| XOM Exxon Mobil Corp. | 0.61% | 17,168,308 | $2.0B | Add +29.8% |
| MRK Merck & Co. Inc. | 0.55% | 14,502,728 | $1.8B | Add +7.1% |
| TSLA Tesla Inc. | 0.53% | 8,692,068 | $1.7B | Add +8.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.52% | 23,482,302 | $1.7B | Reduce -1.8% |
| VOO Vanguard S&P 500 ETF | 0.51% | 3,299,072 | $1.6B | Add +2.1% |
| CVX Chevron Corp. | 0.50% | 10,348,978 | $1.6B | Add +15.2% |
| IVV iShares Core S&P 500 ETF | 0.48% | 2,842,622 | $1.6B | Reduce -4.0% |
| KO The Coca-Cola Co. | 0.47% | 24,258,326 | $1.5B | Add +2.6% |
| JNJ Johnson & Johnson | 0.46% | 10,307,830 | $1.5B | Add +2.7% |
| MA Mastercard Inc. Class A | 0.46% | 3,396,946 | $1.5B | Add +11.0% |
| MCD McDonald's Corp. | 0.45% | 5,742,747 | $1.5B | Add +1.7% |
| QCOM Qualcomm Inc. | 0.44% | 7,218,676 | $1.4B | Add +7.3% |
| CSCO Cisco Systems Inc. | 0.43% | 29,765,922 | $1.4B | Reduce -3.1% |
| NKE Nike Inc. Class B | 0.42% | 18,325,703 | $1.4B | Add +151.8% |
| TMO Thermo Fisher Scientific Inc. | 0.42% | 2,495,843 | $1.4B | Add +9.0% |
| AMD Advanced Micro Devices | 0.42% | 8,472,064 | $1.4B | Add +13.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.41% | 5,466,343 | $1.3B | Reduce -5.5% |
| CRM Salesforce Inc. | 0.41% | 5,142,237 | $1.3B | Reduce -3.0% |
| VEA Vanguard Ftse Developed ETF | 0.40% | 26,559,305 | $1.3B | Reduce -0.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.40% | 7,431,781 | $1.3B | Add +20.6% |
| WMT Walmart Inc. | 0.40% | 19,073,425 | $1.3B | Add +9.5% |
| IJH iShares Core S&P Midcap ETF | 0.39% | 21,966,508 | $1.3B | Reduce -0.2% |
| ORCL Oracle Corp. | 0.37% | 8,450,230 | $1.2B | Add +22.9% |
| IJR iShares Core S&P Small-Cap E | 0.37% | 11,176,813 | $1.2B | Add +0.7% |
| NEE Nextera Energy Inc. | 0.37% | 16,781,527 | $1.2B | Add +16.0% |
| IWD iShares Russell 1000 Value E | 0.36% | 6,750,643 | $1.2B | Reduce -4.6% |
| VIG Vanguard Dividend Apprec ETF | 0.36% | 6,448,279 | $1.2B | Add +0.3% |
| AMGN Amgen Inc. | 0.36% | 3,716,671 | $1.2B | Reduce -0.8% |
| XLK SS Technology Select Sector | 0.36% | 5,115,668 | $1.2B | Add +0.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.35% | 4,222,582 | $1.1B | Add +1.4% |
| ADBE Adobe Inc. | 0.34% | 2,004,927 | $1.1B | Add +7.3% |
| RSP Invesco S&P 500 Equal Weight | 0.33% | 6,616,388 | $1.1B | Add +3.0% |
| PEP Pepsico Inc. | 0.33% | 6,586,976 | $1.1B | Add +6.5% |
| GLD SPDR Gold Shares | 0.33% | 4,968,450 | $1.1B | Add +6.5% |
| UNP Union Pacific Corp. | 0.33% | 4,713,067 | $1.1B | Add +12.6% |
| PANW Palo Alto Networks Inc. | 0.33% | 3,142,496 | $1.1B | Add +2.3% |
| VGT Vanguard Info Tech ETF | 0.32% | 1,800,123 | $1.0B | Add +0.8% |
| LIN Linde PLC | 0.32% | 2,354,924 | $1.0B | Reduce -1.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.31% | 25,656,282 | $1.0B | Add +12.8% |
| GS Goldman Sachs Group Inc. | 0.31% | 2,215,850 | $1.0B | Add +8.3% |
| ACN Accenture PLC Class A | 0.30% | 3,223,869 | $978.2M | Reduce -6.0% |
| MS Morgan Stanley | 0.30% | 9,963,250 | $968.3M | Add +13.6% |
| UPS United Parcel Service Class B | 0.28% | 6,646,749 | $909.6M | Add +7.1% |
| RTX RTX Corp. | 0.28% | 9,017,773 | $905.3M | Reduce -5.0% |
| AMAT Applied Materials Inc. | 0.27% | 3,684,435 | $869.5M | Reduce -5.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.27% | 3,961,398 | $863.7M | Add +1.4% |
| TXN Texas Instruments Inc. | 0.26% | 4,413,151 | $858.5M | Reduce -13.7% |
| IVW iShares S&P 500 Growth ETF | 0.26% | 9,259,576 | $856.9M | Reduce -0.5% |
| TLT iShares 20+ Year Treasury BD | 0.26% | 9,296,627 | $853.2M | Reduce -5.5% |
| EFA iShares MSCI Eafe ETF | 0.26% | 10,883,946 | $852.5M | Reduce -0.3% |
| IEMG iShares Core MSCI Emerging | 0.26% | 15,854,214 | $848.7M | Reduce -0.1% |
| AGG iShares Core U.S. Aggregate | 0.26% | 8,672,130 | $841.8M | Reduce -7.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.26% | 8,460,710 | $840.1M | Add +26.9% |
| MRSH Marsh & McLennan Cos | 0.25% | 3,931,712 | $828.5M | Add +9.9% |
| HON Honeywell International Inc. | 0.25% | 3,801,188 | $811.7M | Reduce -10.2% |
| NFLX Netflix Inc. | 0.25% | 1,190,950 | $803.7M | Add +10.4% |
| LMT Lockheed Martin Corp. | 0.25% | 1,713,903 | $800.6M | Add +3.0% |
| MU Micron Technology Inc. | 0.24% | 6,058,183 | $796.8M | Reduce -3.0% |
| DHR Danaher Corp. | 0.24% | 3,116,333 | $778.6M | Add +4.0% |
| BLK BlackRock Finance Inc. | 0.24% | 988,000 | $777.9M | Add +9.3% |
| ABT Abbott Laboratories | 0.24% | 7,466,230 | $775.8M | Reduce -4.9% |
| QUAL iShares MSCI USA Quality Fac | 0.23% | 4,409,940 | $753.0M | Add +2.6% |
| VWO Vanguard Ftse Emerging Marke | 0.23% | 17,113,260 | $748.9M | Reduce -2.0% |
| ISRG Intuitive Surgical Inc. | 0.23% | 1,674,921 | $745.1M | Add +13.5% |
| VZ Verizon Communications Inc. | 0.23% | 17,872,818 | $737.1M | Add +7.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.22% | 6,648,472 | $732.0M | Add +15.6% |
| BX Blackstone Inc. | 0.22% | 5,845,522 | $723.7M | Reduce -0.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.22% | 4,047,402 | $700.0M | Add +5.9% |
| IWM iShares Russell 2000 ETF | 0.21% | 3,435,543 | $697.0M | Reduce -24.4% |
| MDLZ Mondelez International Inc. Class A | 0.21% | 10,650,746 | $697.0M | Add +10.8% |
| XLE SS Energy Select Sector | 0.21% | 7,583,136 | $691.2M | Reduce -7.3% |
| ETN Eaton Corp. PLC | 0.21% | 2,143,459 | $672.1M | Add +23.9% |
| INTU Intuit Inc. | 0.20% | 1,011,758 | $664.9M | Add +4.0% |
| AXP American Express Co. | 0.20% | 2,827,671 | $654.7M | Add +1.6% |
| SPGI S&P Global Inc. | 0.20% | 1,464,838 | $653.3M | Add +11.6% |
| LRCX Lam Research Corp. | 0.20% | 612,721 | $652.5M | Reduce -5.2% |
| SBUX Starbucks Corp. | 0.20% | 8,332,924 | $648.7M | Reduce -15.7% |
Options reported separately and not counted above: IWM puts ($4.4B), SPY puts ($4.4B), QQQ puts ($4.2B), SPY calls ($2.0B), AAPL puts ($2.0B), IWM calls ($1.9B), EEM calls ($1.4B), EEM puts ($1.2B), AAPL calls ($1.2B), NVDA puts ($1.1B), QQQ calls ($978.2M), NVDA calls ($924.5M), and 1153 more.
Other holdings (368): bonds, preferreds, convertibles and warrants · $44.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 7,003 | $8.3M | Add +4.6% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,990 | $4.8M | Reduce -2.4% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 4,500,000 | $4.5M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 4,201,000 | $4.1M | New |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 3,001,000 | $3.0M | New |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 2,000,000 | $2.1M | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 2,000,000 | $2.0M | New |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 2,001,000 | $1.9M | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 44,165 | $1.8M | Reduce -2.4% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 2,000,000 | $1.8M | New |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 1,500,000 | $1.2M | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 1,000,000 | $977K | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 1,001,000 | $959K | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 1,000,000 | $893K | New |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 31,999 | $744K | Reduce -1.6% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 500,000 | $576K | New |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 500,000 | $545K | New |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 500,000 | $506K | New |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 500,000 | $480K | New |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 10,006 | $320K | Add +418.2% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 303,000 | $273K | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 105,141 | $258K | Add +37.7% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 7,062 | $176K | Reduce -2.7% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 62,669 | $175K | Add +85747.9% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 3,081 | $146K | Add +5.0% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 9,715 | $144K | Add +454.2% |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 34,379 | $112K | Add +718.5% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 24,103 | $109K | Add +365.3% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 104,000 | $93K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 10,294 | $89K | New |
| LEXXW Lexaria Bioscience -CW25 | *W EXP 01/14/202 | 93,722 | $76K | Add +94568.7% |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | 121,323 | $67K | New |
| PYXIS TANKERS (PXS 7.75 PERP A) | 7.75% CNV PFD A | 2,208 | $55K | Add +211.0% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 2,191 | $54K | Reduce -1.4% |
| ADSEW ADS-Tec Energy PLC-WRNT | *W EXP 99/99/999 | 13,944 | $34K | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 50,670 | $31K | Reduce -0.7% |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 1,141 | $25K | Add +6.2% |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 33,191 | $24K | New |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 5,435 | $23K | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 523 | $22K | Add +4.6% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 1,009 | $19K | Reduce -0.6% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 276 | $18K | Add +17.9% |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | 9,652 | $18K | New |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 20,930 | $14K | Add +28.5% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 543 | $14K | Reduce -81.2% |
| BZFDW Buzzfeed Inc. -CW27 | *W EXP 12/03/202 | 115,289 | $13K | New |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 78,310 | $12K | Add +30.5% |
| HUMAW Humacyte Inc.-CW27 | *W EXP 08/27/202 | 7,925 | $11K | New |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 90,711 | $10K | Add +3016.2% |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 14,098 | $9K | New |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 23,008 | $8K | Reduce -30.3% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 67 | $8K | Reduce -54.1% |
| AMPWF Ardagh Metal Packaging -CW26 | *W EXP 08/04/202 | 258,384 | $8K | Reduce -5.0% |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 13,328 | $8K | Reduce -11.0% |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | 60,144 | $7K | New |
| BEATW Heartbeam Inc.-CW26 | *W EXP 10/31/202 | 10,800 | $7K | Add +12034.8% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 506 | $7K | Reduce -18.3% |
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | 123 | $6K | New |
| ASTSW Ast Spacemobile Inc.-CW24 | *W EXP 04/06/202 | 1,485 | $6K | Reduce -25.0% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 93 | $6K | New |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 4,024 | $6K | Add +7948.0% |
| NXLIW Nexalin Technology Inc.- 27 | *W EXP 99/99/999 | 17,146 | $6K | Add +19608.0% |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 11,946 | $5K | Add +31336.8% |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 26,698 | $5K | Add +25571.2% |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 9,962 | $5K | New |
| CIFRW Cipher Mining Inc. | *W EXP 08/27/202 | 3,506 | $5K | Add +338.8% |
| HPKEW Highpeak Energy Inc. | *W EXP 08/21/202 | 1,023 | $4K | Add +1404.4% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 7,657 | $4K | Add +110.4% |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 140,447 | $4K | Add +3.5% |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 1,785 | $4K | New |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 4,000 | $4K | New |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 22,708 | $4K | Add +9.6% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 4,000 | $4K | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 4,000 | $4K | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 4,000 | $4K | New |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 80 | $4K | Reduce -17.5% |
| EVGO INC | *W EXP 07/01/202 | 23,744 | $4K | Add +73.0% |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 21,576 | $4K | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 1,000 | $3K | New |
| CRESW Cresud Saci-CW26 | *W EXP 03/09/202 | 6,951 | $3K | Add +453.9% |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 42,832 | $3K | Add +428220.0% |
| T1 ENERGY INC | *W EXP 07/09/202 | 20,237 | $3K | No change |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 3,000 | $3K | New |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 1,000 | $3K | New |
| GOEWQ Hennessy Capital Acquis-CW25 | *W EXP 12/21/202 | 39,704 | $3K | Reduce -28.6% |
| BCTXW Briacell Therapeutics -CW27 | *W EXP 02/26/202 | 10,023 | $3K | New |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | 16,441 | $3K | New |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 3,000 | $2K | New |
| SCLXW Vickers Vantage Corp. I -CW27 | *W EXP 11/10/202 | 5,012 | $2K | Add +4147.5% |
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | 9,593 | $2K | Add +2602.3% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 2,000 | $2K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 2,000 | $2K | New |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 1,000 | $2K | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 1,000 | $2K | New |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 1,000 | $2K | New |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 19,673 | $2K | Add +18459.4% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 2,000 | $2K | New |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 1,000 | $2K | New |
| DTSTW Data Storage Corp. -CW26 | *W EXP 05/18/202 | 1,312 | $2K | Add +33.7% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 2,000 | $2K | New |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 2,000 | $2K | New |
| MNTSW Momentus Inc.-CW26 | *W EXP 08/12/202 | 176,885 | $2K | Add +462.5% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 1,000 | $2K | New |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 990 | $2K | New |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 14,686 | $2K | New |
| LNZAW Amci Acquisition II A -CW28 | *W EXP 01/01/202 | 8,972 | $2K | Add +4912.3% |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 1,621 | $2K | New |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 169,622 | $2K | Reduce -1.5% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 60 | $2K | Reduce -93.6% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 2,000 | $2K | New |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 2,807 | $2K | Add +4089.6% |
| AMBWQ Ambipar Emergency Respons-28 | *W EXP 03/03/202 | 7,123 | $1K | Add +30869.6% |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 48,196 | $1K | No change |
| NRXPW NRX Pharmaceuticals Inc.-CW22 | *W EXP 05/24/202 | 23,481 | $1K | Add +33930.4% |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 6,400 | $1K | New |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 1,000 | $1K | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 1,000 | $1K | New |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 13,606 | $1K | Reduce -0.3% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 1,000 | $1K | New |
| RVPHW Reviva Pharmaceuticals -CW23 | *W EXP 12/25/202 | 4,661 | $1K | Add +95.7% |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 22,882 | $1K | Add +69.1% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 1,000 | $1K | New |
| QTEXW Inspira Tech Oxy BHN -CW26 | *W EXP 07/16/202 | 2,941 | $1K | Add +2963.5% |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 6,820 | $1K | New |
| OXBRW Oxbridge Re Holdings-CW24 | *W EXP 03/26/202 | 6,351 | $1K | Reduce -56.8% |
| DFNSW T3 Defense Inc.-CW28 | *W EXP 12/22/202 | 49,497 | $1K | Add +74895.4% |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 8,512 | $1K | Add +33948.0% |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | 630 | $1K | Reduce -24.6% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 1,000 | $1K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 1,000 | $1K | New |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | 6,427 | $1K | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 1,000 | $1K | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 1,000 | $1K | New |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 1,000 | $983 | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 1,000 | $972 | New |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 1,000 | $925 | New |
| SBXC.WS Silverbox Corp. III-28 | *W EXP 02/28/202 | 6,275 | $897 | Add +52191.7% |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 4,661 | $886 | Add +14465.6% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1,000 | $865 | New |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 1,000 | $864 | New |
| AUUDW Auddia Inc.-CW25 | *W EXP 02/19/202 | 13,197 | $845 | Add +82381.3% |
| PRLHW Pearl Holdings Acq -CW23 | *W EXP 12/15/202 | 20,499 | $820 | Add +62.7% |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 11,901 | $809 | Add +153.5% |
| HAGERTY INC | *W EXP 12/02/202 | 390 | $800 | New |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 | 4,229 | $740 | Add +24776.5% |
| COOTW Australian Oilseeds Holdi-29 | *W EXP 03/22/202 | 40,810 | $735 | Add +67.9% |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 475 | $713 | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 4,431 | $713 | New |
| SEATW Vivid Seats Inc. -CW26 | *W EXP 10/18/202 | 1,000 | $710 | New |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | 25,213 | $706 | Add +23.6% |
| LMND.WS Lemonade Inc.-28 | *W EXP 02/09/202 | 39,110 | $704 | New |
| SLNWF Selina Hospitality PLC-27 | *W EXP 10/27/202 | 46,865 | $703 | Add +130080.6% |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 1,405 | $670 | New |
| BKHAR Black Hawk Acquisition C-RTS | RIGHT 06/20/2025 | 594 | $653 | New |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 49 | $630 | Reduce -89.4% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 11 | $625 | Reduce -96.7% |
| FATBW Fat Brands Inc. -CW25 | *W EXP 07/16/202 | 247 | $622 | New |
| EZRAW Reliance Global -CW26 | *W EXP 02/01/202 | 9,348 | $617 | New |
| VHABW Vocodia Holdings Corp.-29 | *W EXP 99/99/999 | 35 | $595 | New |
| LGHLW Lion Group Holding Ltd.-CW26 | *W EXP 06/16/202 | 83,420 | $584 | New |
| JETAI INC | *W EXP 08/10/203 | 1,348 | $572 | New |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | 456 | $565 | New |
| PAYOW Payoneer Global Inc.-CW27 | *W EXP 99/99/999 | 2,396 | $553 | Add +77.5% |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 7,104 | $547 | New |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 5,365 | $542 | Reduce -24.4% |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | 7,713 | $540 | New |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | 8,025 | $514 | New |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 2,410 | $499 | Reduce -49.3% |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 2,431 | $493 | Add +1624.1% |
| GWHWW Ess Tech Inc. -CW27 | *W EXP 10/08/202 | 6,933 | $485 | Add +12063.2% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 10 | $471 | New |
| MITAW Coliseum Acquisition A -CW28 | *W EXP 08/22/202 | 8,598 | $430 | New |
| PRCWF Procaps Group SA -CW26 | *W EXP 09/29/202 | 11,029 | $419 | New |
| ZLSWF Zalatoris II Acquisition Cor | *W EXP 99/99/999 | 10,100 | $404 | New |
| MRDB.WS Mariadb PLC-27 | *W EXP 12/16/202 | 3,050 | $397 | Reduce -9.0% |
| CDIOW Cardio Diagnostics-CW26 | *W EXP 10/25/202 | 10,001 | $390 | Add +95.1% |
| INTEW Integral Acquisition -CW28 | *W EXP 05/31/202 | 3,800 | $380 | New |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 35 | $368 | New |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 3,724 | $354 | Add +15416.7% |
| PSEWF Paysafe Ltd. -CW26 | *W EXP 03/30/202 | 14,728 | $353 | New |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 934 | $350 | Add +93300.0% |
| TRIS.WS Tristar Acq I Class A -CW28 | *W EXP 99/99/999 | 2,857 | $343 | Add +2.3% |
| WESTW Westrock Coffee Holdings- 27 | *W EXP 08/29/202 | 150 | $333 | Add +138.1% |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | 2,718 | $326 | Add +3135.7% |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 4,100 | $308 | New |
| PIIIW P3 Health Partne -CW27 | *W EXP 11/19/202 | 6,094 | $305 | New |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 3,351 | $302 | New |
| SWAGW Stran & Co. -CW26 | *W EXP 99/99/999 | 9,985 | $300 | Add +252.2% |
| VLDXW VELO3D Inc. -CW25 | *W EXP 09/29/202 | 21,408 | $300 | Add +128.9% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 7,656 | $299 | Add +13.3% |
| SKYAW Sharps Technology Inc. -27 | *W EXP 04/13/202 | 4,071 | $297 | Add +8946.7% |
| BTC DIGITAL LTD | *W EXP 03/31/202 | 11,878 | $285 | Add +131877.8% |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | 3,500 | $280 | New |
| LFLYW Merida Merger Corp. I -CW26 | *W EXP 02/04/202 | 14,702 | $279 | Add +32571.1% |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | 10,326 | $279 | Add +111.9% |
| BTBDW BT Brands Inc. -CW26 | *W EXP 11/12/202 | 3,250 | $276 | New |
| CSSLQ Chicken Soup for the Soul-26 | *W EXP 10/22/202 | 19,732 | $276 | Add +5218.6% |
| ILLRW Agba Acquisition Ltd. -CW24 | *W EXP 03/15/202 | 1,012 | $276 | Add +540.5% |
| ADNWW Amci Acquisition Corp.-CW26 | *W EXP 02/03/202 | 21,051 | $274 | Add +644.9% |
| SVREW Saverone 2014 Ltd. -CW27 | *W EXP 06/02/202 | 4,280 | $265 | Add +547.5% |
Largest 200 of 368 shown.
Total filed on the 13F, all lines: $325.5B.
Portfolio Sells Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -8.6% | 1.30% | −0.17 |
| BMRN Biomarin Pharmaceutical Inc. | Reduce -92.4% | 0.01% | −0.14 |
| HD Home Depot Inc. | Reduce -1.3% | 0.64% | −0.14 |
| INTC Intel Corp. | Reduce -12.4% | 0.18% | −0.13 |
| IEF iShares 7-10 Year Treasury B | Reduce -51.8% | 0.10% | −0.13 |
| CRM Salesforce Inc. | Reduce -3.0% | 0.41% | −0.12 |
| IWM iShares Russell 2000 ETF | Reduce -24.4% | 0.21% | −0.10 |
| SBUX Starbucks Corp. | Reduce -15.7% | 0.20% | −0.10 |
| ACN Accenture PLC Class A | Reduce -6.0% | 0.30% | −0.09 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.09 |
| CVS CVS Health Corp. | Reduce -12.7% | 0.13% | −0.08 |
| XLF SS Financial Select Sector | Reduce -24.9% | 0.16% | −0.08 |
| ST Sensata Technologies Holdplc | Reduce -98.3% | 0.00% | −0.07 |
| CSCO Cisco Systems Inc. | Reduce -3.1% | 0.43% | −0.07 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -5.5% | 0.41% | −0.07 |
| PARAA Paramount Global Class B | Reduce -81.6% | 0.01% | −0.07 |
| NRG NRG Energy Inc. | Reduce -67.7% | 0.04% | −0.07 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -1.8% | 0.52% | −0.06 |
| FXI iShares China Large-Cap ETF | Reduce -58.5% | 0.04% | −0.06 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -0.3% | 0.61% | −0.06 |
| IWD iShares Russell 1000 Value E | Reduce -4.6% | 0.36% | −0.06 |
| ABT Abbott Laboratories | Reduce -4.9% | 0.24% | −0.06 |
| FLUT Flutter Entertainment PLC-Di | Reduce -41.5% | 0.06% | −0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -15.9% | 0.19% | −0.05 |
| BMY Bristol-Myers Squibb Co. | Reduce -14.0% | 0.08% | −0.05 |
| LIN Linde PLC | Reduce -1.7% | 0.32% | −0.05 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.2% | 0.39% | −0.05 |
| TLT iShares 20+ Year Treasury BD | Reduce -5.5% | 0.26% | −0.05 |
| AGG iShares Core U.S. Aggregate | Reduce -7.7% | 0.26% | −0.04 |
| SCHW Schwab (charles) Corp. | Reduce -36.3% | 0.07% | −0.04 |
| PSX Phillips 66 | Reduce -2.2% | 0.16% | −0.04 |
| XLE SS Energy Select Sector | Reduce -7.3% | 0.21% | −0.04 |
| IWB iShares Russell 1000 ETF | Reduce -30.3% | 0.08% | −0.04 |
| IYR iShares US Real Estate ETF | Reduce -63.1% | 0.02% | −0.04 |
| HON Honeywell International Inc. | Reduce -10.2% | 0.25% | −0.04 |
| VEA Vanguard Ftse Developed ETF | Reduce -0.2% | 0.40% | −0.04 |
| IR Ingersoll-Rand Inc. | Reduce -44.6% | 0.04% | −0.04 |
| IVV iShares Core S&P 500 ETF | Reduce -4.0% | 0.48% | −0.04 |
| URI United Rentals Inc. | Reduce -13.2% | 0.09% | −0.04 |
| CMI Cummins Inc. | Reduce -36.6% | 0.04% | −0.04 |
| SHW The Sherwin-Williams Co. | Reduce -4.6% | 0.10% | −0.03 |
| BX Blackstone Inc. | Reduce -0.3% | 0.22% | −0.03 |
| ROK Rockwell Automation Inc. | Reduce -3.3% | 0.17% | −0.03 |
| TXN Texas Instruments Inc. | Reduce -13.7% | 0.26% | −0.03 |
| AMT American Tower Corp. | Reduce -7.6% | 0.16% | −0.03 |
| PCAR Paccar Inc. | Reduce -13.2% | 0.06% | −0.03 |
| PYPL PayPal Holdings Inc. | Reduce -13.2% | 0.07% | −0.03 |
| TRV The Travelers Cos Inc. | Reduce -3.3% | 0.11% | −0.03 |
| RTX RTX Corp. | Reduce -5.0% | 0.28% | −0.03 |
| ORLY O'reilly Automotive Inc. | Reduce -3.9% | 0.14% | −0.03 |
Portfolio Buys Q1 2024 → Q2 2024
| NVDA Nvidia Corp. | Add +13.8% | 3.49% | +1.08 |
| AAPL Apple Inc. | Add +11.4% | 3.65% | +0.79 |
| GOOG Alphabet Inc. Class C | Add +29.9% | 1.18% | +0.37 |
| MSFT Microsoft Corp. | Add +8.4% | 4.38% | +0.30 |
| GOOGL Alphabet Inc. Class A | Add +8.1% | 1.53% | +0.27 |
| AMZN Amazon.com Inc. | Add +11.9% | 2.08% | +0.22 |
| AVGO Broadcom Inc. | Add +4.6% | 1.34% | +0.20 |
| NKE Nike Inc. Class B | Add +151.8% | 0.42% | +0.20 |
| UNH Unitedhealth Group Inc. | Add +27.7% | 0.96% | +0.18 |
| META Meta Platforms Inc. Class A | Add +19.4% | 1.27% | +0.17 |
| SLB SLB Ltd. | New | 0.16% | +0.16 |
| LLY Eli Lilly & Co. | Add +10.2% | 0.82% | +0.13 |
| TSM Taiwan Semiconductor-SP ADR | Add +20.6% | 0.40% | +0.12 |
| IAU iShares Gold Trust | New | 0.11% | +0.11 |
| XOM Exxon Mobil Corp. | Add +29.8% | 0.61% | +0.10 |
| ACWI iShares MSCI Acwi ETF | Add +502.5% | 0.11% | +0.09 |
| ORCL Oracle Corp. | Add +22.9% | 0.37% | +0.08 |
| QCOM Qualcomm Inc. | Add +7.3% | 0.44% | +0.07 |
| LUV Southwest Airlines Co. | Add +634.2% | 0.08% | +0.07 |
| VONV Vanguard Russell 1000 Value | New | 0.06% | +0.06 |
| TSLA Tesla Inc. | Add +8.0% | 0.53% | +0.06 |
| NEE Nextera Energy Inc. | Add +16.0% | 0.37% | +0.06 |
| VFH Vanguard Financials ETF | New | 0.05% | +0.05 |
| RPD RAPID7 Inc. | Add +2221.3% | 0.05% | +0.05 |
| WMT Walmart Inc. | Add +9.5% | 0.40% | +0.05 |
| GEV GE Vernova Inc. | Add +1820.9% | 0.05% | +0.05 |
| AMRX Amneal Pharmaceuticals Inc. | Add +12164.1% | 0.04% | +0.04 |
| JAAA Janus Henderson Aaa Clo ETF | Add +359.8% | 0.05% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +21.9% | 0.15% | +0.04 |
| PANW Palo Alto Networks Inc. | Add +2.3% | 0.33% | +0.04 |
| CRH CRH PLC | Add +72.1% | 0.13% | +0.04 |
| SLV iShares Silver Trust | Add +110.7% | 0.06% | +0.04 |
| ISRG Intuitive Surgical Inc. | Add +13.5% | 0.23% | +0.03 |
| PGR Progressive Corp. | Add +44.4% | 0.13% | +0.03 |
| TJX TJX Companies Inc. | Add +15.6% | 0.22% | +0.03 |
| FV First Trust DW Focus 5 Fund | New | 0.03% | +0.03 |
| JCI Johnson Controls Internation | Add +75.5% | 0.08% | +0.03 |
| ADBE Adobe Inc. | Add +7.3% | 0.34% | +0.03 |
| NFLX Netflix Inc. | Add +10.4% | 0.25% | +0.03 |
| CVX Chevron Corp. | Add +15.2% | 0.50% | +0.03 |
| ARM Arm Holdings PLC-ADR | Add +449.1% | 0.03% | +0.03 |
| BAC Bank of America Corp. | Add +12.8% | 0.31% | +0.03 |
| ALC Alcon Inc. | Add +26.3% | 0.14% | +0.03 |
| VIS Vanguard Industrials ETF | New | 0.03% | +0.03 |
| V Visa Inc. Class A | Add +17.7% | 0.94% | +0.03 |
| ETN Eaton Corp. PLC | Add +23.9% | 0.21% | +0.03 |
| BABA Alibaba Group Holding-SP ADR | Add +60.9% | 0.08% | +0.03 |
| EWJ iShares MSCI Japan ETF | Add +44.5% | 0.12% | +0.03 |
| TMUS T-Mobile US Inc. | Add +19.1% | 0.16% | +0.03 |
| GS Goldman Sachs Group Inc. | Add +8.3% | 0.31% | +0.03 |
Options Activity Q1 2024 → Q2 2024
| IWM iShares Russell 2000 ETF | put | Add +5.3% | 21,640,900 | $4.4B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -79.8% | 8,026,280 | $4.4B |
| QQQ Invesco QQQ Trust Series 1 | put | Add +29.2% | 8,698,800 | $4.2B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +121.3% | 3,669,196 | $2.0B |
| AAPL Apple Inc. | put | Add +16.4% | 9,382,324 | $2.0B |
| IWM iShares Russell 2000 ETF | call | Reduce -21.7% | 9,525,490 | $1.9B |
| EEM iShares MSCI Emerging Market | call | Add +33.4% | 31,789,800 | $1.4B |
| EEM iShares MSCI Emerging Market | put | Add +39.0% | 29,237,000 | $1.2B |
| AAPL Apple Inc. | call | Add +3.6% | 5,566,399 | $1.2B |
| NVDA Nvidia Corp. | put | Reduce -23.4% | 9,040,647 | $1.1B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -40.7% | 2,041,788 | $978.2M |
| NVDA Nvidia Corp. | call | Reduce -10.0% | 7,483,701 | $924.5M |
| GLD SPDR Gold Shares | put | Add +152.8% | 4,286,300 | $921.6M |
| SLV iShares Silver Trust | call | Add +207.7% | 34,217,000 | $909.1M |
| TSLA Tesla Inc. | call | Add +60.7% | 4,564,956 | $903.3M |
| TSM Taiwan Semiconductor-SP ADR | put | Add +242.5% | 5,144,000 | $894.1M |
| MSFT Microsoft Corp. | put | Reduce -17.1% | 1,949,790 | $871.5M |
| TSLA Tesla Inc. | put | Add +14.5% | 3,897,400 | $771.2M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +19.3% | 9,970,300 | $769.1M |
| MSFT Microsoft Corp. | call | Add +19.2% | 1,670,031 | $746.4M |
| PXD Pioneer Natural Resources Co. | call | Sold out | 2,589,200 | $679.7Mbefore exit |
| XLF SS Financial Select Sector | put | Add +11.1% | 15,017,000 | $617.3M |
| GLD SPDR Gold Shares | call | Reduce -31.6% | 2,816,612 | $605.6M |
| TLT iShares 20+ Year Treasury BD | put | Add +59.9% | 6,520,850 | $598.5M |
| MS Morgan Stanley | call | Reduce -5.3% | 5,774,540 | $561.2M |
| MU Micron Technology Inc. | call | Add +18.4% | 4,205,958 | $553.2M |
| AMD Advanced Micro Devices | put | Reduce -0.4% | 3,349,500 | $543.3M |
| TLT iShares 20+ Year Treasury BD | call | Reduce -59.0% | 5,707,312 | $523.8M |
| AMZN Amazon.com Inc. | put | Reduce -19.4% | 2,685,261 | $518.9M |
| STLA Stellantis NV | put | Reduce -18.9% | 24,480,750 | $485.9M |
| EFA iShares MSCI Eafe ETF | put | Add +34.5% | 6,025,400 | $472.0M |
| AMD Advanced Micro Devices | call | Add +28.5% | 2,888,261 | $468.5M |
| JPM JPMorgan Chase & Co. | put | Reduce -21.3% | 2,253,500 | $455.8M |
| CSCO Cisco Systems Inc. | put | Reduce -3.5% | 9,371,400 | $445.2M |
| NFLX Netflix Inc. | put | Reduce -10.2% | 641,200 | $432.7M |
| BAC Bank of America Corp. | put | Reduce -15.4% | 9,879,100 | $392.9M |
| META Meta Platforms Inc. Class A | put | Add +16.3% | 754,000 | $380.2M |
| EFA iShares MSCI Eafe ETF | call | Reduce -13.7% | 4,842,600 | $379.3M |
| MCD McDonald's Corp. | call | Add +5.4% | 1,463,776 | $373.0M |
| SCHW Schwab (charles) Corp. | put | Reduce -5.2% | 5,059,092 | $372.8M |
| TXN Texas Instruments Inc. | put | Add +8.3% | 1,876,430 | $365.0M |
| GOOGL Alphabet Inc. Class A | put | Add +15.7% | 1,998,487 | $364.0M |
| AMZN Amazon.com Inc. | call | Reduce -43.4% | 1,862,130 | $359.9M |
| USO United States Oil Fund LP | call | Reduce -4.2% | 4,479,000 | $356.5M |
| SMH Vaneck Semiconductor ETF | call | Reduce -31.9% | 1,326,500 | $345.8M |
| CRM Salesforce Inc. | put | Add +101.1% | 1,312,200 | $337.4M |
| META Meta Platforms Inc. Class A | call | Reduce -31.5% | 657,720 | $331.6M |
| TGT Target Corp. | put | Reduce -3.8% | 2,230,501 | $330.2M |
| XLF SS Financial Select Sector | call | Reduce -6.4% | 8,003,700 | $329.0M |
| CMG Chipotle Mexican Grill Inc. | put | Reduce -3.9% | 4,775,300 | $299.2M |
Showing the first 50 of 1,227.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +4.6% | 7,003 | $8.3M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -2.4% | 3,990 | $4.8M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | New | 4,500,000 | $4.5M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | New | 4,201,000 | $4.1M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | New | 3,001,000 | $3.0M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | New | 2,000,000 | $2.1M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 2,000,000 | $2.0M |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | New | 2,001,000 | $1.9M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -2.4% | 44,165 | $1.8M |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | New | 2,000,000 | $1.8M |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | New | 1,500,000 | $1.2M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | New | 1,000,000 | $977K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 1,001,000 | $959K |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | New | 1,000,000 | $893K |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | Reduce -1.6% | 31,999 | $744K |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | New | 500,000 | $576K |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | New | 500,000 | $545K |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | New | 500,000 | $506K |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | New | 500,000 | $480K |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Add +418.2% | 10,006 | $320K |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | New | 303,000 | $273K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +37.7% | 105,141 | $258K |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Reduce -2.7% | 7,062 | $176K |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Add +85747.9% | 62,669 | $175K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Add +5.0% | 3,081 | $146K |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | Add +454.2% | 9,715 | $144K |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | Add +718.5% | 34,379 | $112K |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | Add +365.3% | 24,103 | $109K |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | New | 10,294 | $89K |
| LEXXW Lexaria Bioscience -CW25 | *W EXP 01/14/202 | Add +94568.7% | 93,722 | $76K |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | New | 121,323 | $67K |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Sold out | 4,576 | $63Kbefore exit |
| PYXIS TANKERS (PXS 7.75 PERP A) | 7.75% CNV PFD A | Add +211.0% | 2,208 | $55K |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | Reduce -1.4% | 2,191 | $54K |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Sold out | 12,880 | $52Kbefore exit |
| ADSEW ADS-Tec Energy PLC-WRNT | *W EXP 99/99/999 | New | 13,944 | $34K |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | Sold out | 11,000 | $31Kbefore exit |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Reduce -0.7% | 50,670 | $31K |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | Add +6.2% | 1,141 | $25K |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | New | 33,191 | $24K |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | New | 5,435 | $23K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +4.6% | 523 | $22K |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Sold out | 11,000 | $20Kbefore exit |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Reduce -0.6% | 1,009 | $19K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Add +17.9% | 276 | $18K |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | New | 9,652 | $18K |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | Add +28.5% | 20,930 | $14K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -81.2% | 543 | $14K |
| BZFDW Buzzfeed Inc. -CW27 | *W EXP 12/03/202 | New | 115,289 | $13K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Sold out | 451 | $12Kbefore exit |
Showing the first 50 of 441.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 8,634 | $628.7B | NVDA, AAPL, MSFT, AVGO, SPY |
| Q1 2026 | 8,728 | $563.1B | NVDA, AAPL, MSFT, SPY, AVGO |
| Q4 2025 | 8,711 | $504.5B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q3 2025 | 8,513 | $511.5B | NVDA, MSFT, AAPL, AMZN, AVGO |
| Q2 2025 | 8,500 | $477.9B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 8,455 | $451.4B | AAPL, MSFT, NVDA, AMZN, SPY |
| Q4 2024 | 8,290 | $445.9B | AAPL, MSFT, NVDA, AMZN, AVGO |
| Q3 2024 | 7,908 | $356.9B | MSFT, AAPL, NVDA, AMZN, META |
| Q2 2024 | 7,931 | $325.5B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 7,779 | $303.0B | MSFT, AAPL, NVDA, AMZN, SPY |