UBS Group AG
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 5, 2026), UBS Group AG reported 8,728 stock positions worth $563.1 billion. Its top holding was Nvidia (NVDA) at 2.6% of the portfolio, followed by Apple (AAPL, 2.3%) and Microsoft (MSFT, 2.2%). Compared with Q4 2025, it opened 1,126 new positions, sold out of 1,105, added to 4,321 and reduced 3,135. The biggest buy was iShares Core MSCI Eafe ETF (IEFA, shares +223%) and the biggest sale UBS Group AG-Reg (UBS, shares −24%).
- Most Recent 13F
- Q2 2026
- Location
- ZURICH, V8
- CIK
- 0001610520
- Portfolio Value
- $563.1B (Q1 2026)
- SEC Filing
- 0001610520-26-000057 ↗ filed May 5, 2026
Holdings Value
Holdings 8,728 stocks · $563.1B
| NVDA Nvidia Corp. | 2.58% | 83,172,224 | $14.5B | Add +7.3% |
| AAPL Apple Inc. | 2.25% | 50,015,661 | $12.7B | Add +12.3% |
| MSFT Microsoft Corp. | 2.17% | 33,034,656 | $12.2B | Add +17.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.42% | 12,302,084 | $8.0B | Add +13.4% |
| AVGO Broadcom Inc. | 1.35% | 24,644,919 | $7.6B | Add +3.7% |
| AMZN Amazon.com Inc. | 1.27% | 34,407,951 | $7.2B | Reduce -0.6% |
| GOOGL Alphabet Inc. Class A | 1.23% | 24,155,485 | $6.9B | Add +8.9% |
| IEFA iShares Core MSCI Eafe ETF | 1.11% | 69,333,011 | $6.3B | Add +222.6% |
| JPM JPMorgan Chase & Co. | 1.00% | 19,111,750 | $5.6B | Add +1.1% |
| GOOG Alphabet Inc. Class C | 0.94% | 18,526,273 | $5.3B | Reduce -6.7% |
| META Meta Platforms Inc. Class A | 0.94% | 9,241,734 | $5.3B | Reduce -0.4% |
| UBS UBS Group AG-Reg | 0.74% | 106,890,182 | $4.2B | Reduce -23.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.68% | 13,399,066 | $3.8B | Add +140.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.66% | 11,007,197 | $3.7B | Add +51.0% |
| LLY Eli Lilly & Co. | 0.66% | 4,043,568 | $3.7B | Add +13.5% |
| V Visa Inc. Class A | 0.65% | 12,048,170 | $3.6B | Add +3.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.63% | 6,119,863 | $3.5B | Add +2.6% |
| VONG Vanguard Russell 1000 Growth | 0.56% | 28,823,535 | $3.2B | Add +671.3% |
| IVV iShares Core S&P 500 ETF | 0.54% | 4,681,918 | $3.1B | Add +44.1% |
| ABBV Abbvie Inc. | 0.54% | 14,051,196 | $3.1B | Add +33.5% |
| VONV Vanguard Russell 1000 Value | 0.52% | 31,311,151 | $2.9B | Add +1080.0% |
| USIG iShares Broad Usd Investment | 0.51% | 56,079,950 | $2.9B | Add +1285.3% |
| GLD SPDR Gold Shares | 0.50% | 6,583,658 | $2.8B | Add +15.8% |
| VOO Vanguard S&P 500 ETF | 0.50% | 4,680,514 | $2.8B | Add +16.1% |
| XOM Exxon Mobil Corp. | 0.49% | 16,122,823 | $2.7B | Add +6.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.47% | 6,068,786 | $2.7B | Add +8.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.47% | 13,503,195 | $2.6B | Add +6.8% |
| IEMG iShares Core MSCI Emerging | 0.47% | 37,646,267 | $2.6B | Add +161.7% |
| JNJ Johnson & Johnson | 0.44% | 10,209,327 | $2.5B | Add +2.3% |
| WMT Walmart Inc. | 0.44% | 20,057,124 | $2.5B | Reduce -15.4% |
| CSCO Cisco Systems Inc. | 0.44% | 32,016,307 | $2.5B | Add +8.7% |
| COST Costco Wholesale Corp. | 0.44% | 2,480,387 | $2.5B | Reduce -8.7% |
| HD Home Depot Inc. | 0.42% | 7,225,256 | $2.4B | Add +4.9% |
| NFLX Netflix Inc. | 0.39% | 23,079,807 | $2.2B | Add +15.4% |
| KO The Coca-Cola Co. | 0.39% | 29,000,707 | $2.2B | Add +18.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.39% | 4,563,946 | $2.2B | Add +0.5% |
| RSP Invesco S&P 500 Equal Weight | 0.39% | 11,342,821 | $2.2B | Add +15.4% |
| CVX Chevron Corp. | 0.39% | 10,494,969 | $2.2B | Reduce -9.2% |
| NEE Nextera Energy Inc. | 0.39% | 23,356,209 | $2.2B | Add +26.7% |
| MBB iShares MBS ETF | 0.37% | 21,837,225 | $2.1B | Add +1028.4% |
| IWF iShares Russell 1000 Growth | 0.37% | 4,821,317 | $2.1B | Reduce -1.5% |
| MU Micron Technology Inc. | 0.36% | 6,048,920 | $2.0B | Reduce -27.9% |
| TSLA Tesla Inc. | 0.36% | 5,472,264 | $2.0B | Add +36.1% |
| ORCL Oracle Corp. | 0.35% | 13,422,069 | $2.0B | Add +18.6% |
| VEA Vanguard Ftse Developed ETF | 0.35% | 30,665,391 | $2.0B | Add +11.4% |
| MS Morgan Stanley | 0.35% | 11,923,338 | $2.0B | Add +12.0% |
| RTX RTX Corp. | 0.34% | 9,902,589 | $1.9B | Add +9.7% |
| MA Mastercard Inc. Class A | 0.32% | 3,642,800 | $1.8B | Reduce -7.3% |
| MCD McDonald's Corp. | 0.31% | 5,678,203 | $1.8B | Add +14.4% |
| ETN Eaton Corp. PLC | 0.31% | 4,855,173 | $1.7B | Add +24.7% |
| SLB SLB Ltd. filed as SLB LIMITED | 0.30% | 33,184,227 | $1.7B | Add +47.4% |
| PG The Procter & Gamble Co. | 0.30% | 11,805,617 | $1.7B | Add +23.0% |
| LIN Linde PLC | 0.30% | 3,422,254 | $1.7B | Add +46.1% |
| GS Goldman Sachs Group Inc. | 0.30% | 1,995,089 | $1.7B | Reduce -18.4% |
| TXN Texas Instruments Inc. | 0.30% | 8,645,088 | $1.7B | Add +26.2% |
| MRK Merck & Co. Inc. | 0.30% | 13,933,630 | $1.7B | Reduce -27.4% |
| IWM iShares Russell 2000 ETF | 0.30% | 6,736,561 | $1.7B | Add +39.6% |
| IJH iShares Core S&P Midcap ETF | 0.29% | 24,237,029 | $1.6B | Add +4.8% |
| XLK SS Technology Select Sector | 0.29% | 12,223,883 | $1.6B | Add +32.4% |
| AMD Advanced Micro Devices | 0.28% | 7,816,763 | $1.6B | Add +28.7% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.28% | 9,925,346 | $1.6B | Add +35.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.25% | 4,429,630 | $1.4B | Add +8.9% |
| BA The Boeing Co. | 0.25% | 7,131,308 | $1.4B | Add +35.1% |
| EFA iShares MSCI Eafe ETF | 0.25% | 14,559,836 | $1.4B | Add +23.7% |
| IWD iShares Russell 1000 Value E | 0.25% | 6,579,034 | $1.4B | Reduce -0.5% |
| LRCX Lam Research Corp. | 0.25% | 6,526,433 | $1.4B | Reduce -16.1% |
| UNP Union Pacific Corp. | 0.25% | 5,747,295 | $1.4B | Add +16.0% |
| GEV GE Vernova Inc. | 0.25% | 1,584,490 | $1.4B | Add +5.9% |
| AXP American Express Co. | 0.25% | 4,566,249 | $1.4B | Add +42.3% |
| VRT Vertiv Holdings Co. Class A | 0.24% | 5,448,573 | $1.4B | Add +69.4% |
| VIG Vanguard Dividend Apprec ETF | 0.24% | 6,330,804 | $1.4B | Add +1.1% |
| QCOM Qualcomm Inc. | 0.24% | 10,480,187 | $1.3B | Add +13.8% |
| IAU iShares Gold Trust | 0.24% | 15,300,061 | $1.3B | Add +70.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.24% | 27,456,463 | $1.3B | Reduce -9.6% |
| BABA Alibaba Group Holding-SP ADR | 0.24% | 10,621,236 | $1.3B | Reduce -0.8% |
| PANW Palo Alto Networks Inc. | 0.23% | 8,255,352 | $1.3B | Reduce -6.6% |
| TLT iShares 20+ Year Treasury BD | 0.23% | 15,117,551 | $1.3B | Reduce -5.9% |
| EA Electronic Arts Inc. | 0.23% | 6,426,839 | $1.3B | Add +30.4% |
| UBER Uber Technologies Inc. | 0.23% | 18,071,349 | $1.3B | Reduce -0.4% |
| VTWO Vanguard Russell 2000 ETF | 0.23% | 12,813,599 | $1.3B | Add +734.4% |
| CRM Salesforce Inc. | 0.23% | 6,813,315 | $1.3B | Add +39.3% |
| IJR iShares Core S&P Small-Cap E | 0.22% | 10,154,592 | $1.3B | Add +6.0% |
| ABT Abbott Laboratories | 0.22% | 12,152,765 | $1.2B | Add +16.0% |
| SCHB Schwab US Broad Market ETF | 0.22% | 48,514,355 | $1.2B | Add +3330.4% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.21% | 4,047,513 | $1.2B | Add +83.5% |
| TMO Thermo Fisher Scientific Inc. | 0.21% | 2,453,453 | $1.2B | Add +5.6% |
| INTC Intel Corp. | 0.21% | 27,261,249 | $1.2B | Add +21.6% |
| AZN Astrazeneca PLC | 0.21% | 5,981,411 | $1.2B | Add +315.6% |
| BLK BlackRock Inc. | 0.21% | 1,221,365 | $1.2B | Add +30.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.21% | 4,408,647 | $1.2B | Add +12.6% |
| OKE Oneok Inc. | 0.20% | 12,710,262 | $1.1B | Add +44.6% |
| VWO Vanguard Ftse Emerging Marke | 0.20% | 21,183,531 | $1.1B | Add +6.7% |
| WDC Western Digital Corp. | 0.20% | 4,182,454 | $1.1B | Reduce -8.1% |
| ADI Analog Devices Inc. | 0.20% | 3,501,823 | $1.1B | Add +5.2% |
| AMGN Amgen Inc. | 0.20% | 3,148,040 | $1.1B | Reduce -23.3% |
| PEP Pepsico Inc. | 0.20% | 7,106,908 | $1.1B | Add +2.1% |
| AMAT Applied Materials Inc. | 0.20% | 3,215,855 | $1.1B | Reduce -5.9% |
| AGG iShares Core U.S. Aggregate | 0.19% | 10,984,271 | $1.1B | Add +16.8% |
| VGT Vanguard Info Tech ETF | 0.19% | 1,535,654 | $1.1B | Add +0.8% |
| VZ Verizon Communications Inc. | 0.19% | 21,043,318 | $1.1B | Reduce -5.6% |
Options reported separately and not counted above: QQQ puts ($4.0B), QQQ calls ($2.9B), SPY puts ($2.9B), NVDA calls ($2.7B), NVDA puts ($2.4B), SPY calls ($2.3B), AAPL puts ($2.3B), GLD calls ($2.3B), HYG puts ($2.0B), TSLA calls ($1.7B), IWM puts ($1.7B), MP calls ($1.6B), and 1284 more.
Other holdings (384): bonds, preferreds, convertibles and warrants · $452.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 1,700,073 | $110.3M | Add +3915.2% |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | 48,537,000 | $59.4M | New |
| TRIP.COM GROUP LTD (TCOM 0.75 06/15/29) | NOTE 0.750% 6/1 · principal | 23,727,000 | $24.6M | Add +23392.1% |
| RIOT PLATFORMS INC (RIOT 0.75 01/15/30) | NOTE 0.750% 1/1 · principal | 20,000,000 | $22.9M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 17,581 | $20.9M | Add +132.5% |
| CIPHER DIGITAL INC (CIFR 1.75 05/15/30) | NOTE 1.750% 5/1 · principal | 6,422,000 | $19.8M | New |
| BILL HOLDINGS INC (BILL 0 04/01/30) | NOTE 4/0 · principal | 17,290,000 | $15.4M | New |
| CLEANSPARK INC (CLSK 0 06/15/30) | NOTE 6/1 · principal | 15,927,000 | $15.3M | New |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 7,250,000 | $12.6M | Reduce -14.8% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 8,941 | $10.3M | Add +19.9% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 9,850,000 | $9.8M | Reduce -37.9% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 9,816,330 | $8.9M | Reduce -2.5% |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | 5,979,000 | $8.3M | Reduce -86.0% |
| BLACKLINE INC (BL 1 06/01/29) | NOTE 1.000% 6/0 · principal | 6,978,000 | $6.5M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 6,021,670 | $6.4M | Add +898656.7% |
| PINNACLE WEST CAPITAL (PNW 4.75 06/15/27) | NOTE 4.750% 6/1 · principal | 5,474,000 | $6.3M | Add +17.1% |
| OSI SYSTEMS INC (OSIS 2.25 08/01/29) | NOTE 2.250% 8/0 · principal | 3,974,000 | $6.1M | New |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | 14,438,000 | $5.8M | Reduce -3.8% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 2,643,000 | $5.6M | Add +25.2% |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 475,515 | $5.5M | New |
| ARROWHEAD RESEARCH CORP (ARWR 0 01/15/32) | NOTE 1/1 · principal | 4,199,000 | $4.3M | New |
| MARA HOLDINGS INC (MARA 0 03/01/30) | NOTE 3/0 · principal | 4,536,000 | $4.0M | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 3,885,000 | $3.6M | Add +32275.0% |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | 3,214,000 | $3.6M | New |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 3,578,330 | $3.5M | Add +3.6% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 2,896,000 | $3.3M | Add +1266.0% |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 2,570,000 | $2.5M | New |
| JD.COM INC (JD 0.25 06/01/29) | NOTE 0.250% 6/0 · principal | 2,350,000 | $2.3M | Reduce -38.2% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 2,362,000 | $2.3M | Reduce -85.9% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 2,000,000 | $1.9M | New |
| UNITY SOFTWARE INC (U 0 03/15/30) | NOTE 3/1 · principal | 1,918,000 | $1.9M | New |
| SNOWFLAKE INC (SNOW 0 10/01/27) | NOTE 10/0 · principal | 1,459,000 | $1.7M | New |
| SILVERCORP METALS INC | NOTE 4.750%12/1 · principal | 651,000 | $1.7M | Add +119.2% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 1,227,000 | $1.5M | New |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 34,331 | $1.5M | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 21,292 | $1.5M | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 1,526,000 | $1.4M | New |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 154,450 | $1.3M | Reduce -0.2% |
| ALKAMI TECHNOLOGY INC (ALKTEC 1.5 03/15/30) | NOTE 1.500% 3/1 · principal | 1,502,000 | $1.3M | New |
| KOSMOS ENERGY LTD (KOS 3.125 03/15/30) | NOTE 3.125% 3/1 · principal | 1,705,000 | $1.3M | Add +85150.0% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 1,174,000 | $1.2M | New |
| UPSTART HOLDINGS INC (UPST 1 11/15/30) | NOTE 1.000%11/1 · principal | 1,500,000 | $1.1M | New |
| SOUTHERN CO (SO 7.125 12/15/28 A) | UNIT 12/15/2028 | 20,208 | $1.0M | Reduce -79.3% |
| PENNYMAC CORP (PMT 8.5 06/01/29) | NOTE 8.500% 6/0 · principal | 1,000,000 | $1.0M | Reduce -92.3% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 15,793 | $884K | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 165,000 | $883K | New |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 119,000 | $852K | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 12,621 | $814K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 13,841 | $789K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 16,863 | $723K | Add +1.9% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 732,000 | $686K | Reduce -59.8% |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 171,698 | $663K | Add +0.5% |
| OMNICELL INC (OMCL 1 12/01/29) | NOTE 1.000%12/0 · principal | 676,000 | $656K | Reduce -47.5% |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | 634,000 | $637K | New |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 11,343 | $596K | Add +3922.3% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 12,524 | $538K | New |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 90,700 | $498K | Add +95.7% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 3,344 | $475K | Add +12285.2% |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | 267,000 | $441K | Add +149.5% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 369,000 | $427K | Reduce -75.8% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 429,000 | $419K | Reduce -94.6% |
| NEXTERA ENERGY INC (NEE 7.375 02/15/29) | UNIT 02/15/2029 | 8,045 | $404K | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 327,000 | $366K | New |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 5,125 | $362K | Add +8891.2% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 370,500 | $333K | Add +30.2% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 304,500 | $302K | Add +20200.0% |
| BRUKER CORP (BRKR 6.375 09/01/28) | 6.375 PREF SER A | 1,015 | $286K | New |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | 5,108 | $281K | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 4,674 | $273K | Add +127.7% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 90,670 | $270K | Add +13432.8% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 173,330 | $263K | Add +12932.3% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 108,000 | $260K | New |
| NOVANTA INC (NOVT 6.5 11/01/28) | UNIT 11/01/2028 | 4,649 | $249K | Reduce -68.4% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 205,000 | $247K | Add +979.0% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 216,000 | $244K | Add +1100.0% |
| GUARDANT HEALTH INC (GH 1.25 02/15/31) | DEBT 1.250% 2/1 · principal | 122,000 | $205K | Add +6000.0% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 42,000 | $199K | New |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | 207,000 | $199K | Add +935.0% |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 7,900 | $196K | Reduce -70.7% |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 72,000 | $189K | New |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 120,000 | $181K | New |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 170,330 | $178K | Reduce -73.1% |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | 176,000 | $173K | Add +1366.7% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 24,330 | $172K | Add +1729.3% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 172,000 | $165K | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 174,000 | $155K | Add +5700.0% |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | 168,000 | $152K | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 148,500 | $145K | Add +4142.9% |
| MACOM TECH SOLUTIONS (MTSI 0 12/15/29) | NOTE 12/1 · principal | 99,000 | $144K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 5,892 | $142K | Add +497.6% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 124,330 | $135K | Add +9248.1% |
| STRATEGY INC (MSTR 0.875 03/15/31) | NOTE 0.875% 3/1 · principal | 139,000 | $133K | New |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 2,518 | $128K | Add +22.9% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 32,000 | $125K | New |
| M-TRON INDUSTRIES INC | RIGHT 04/15/2026 | 51,397 | $108K | Add +430.0% |
| CHEESECAKE FACTORY (THE) (CAKE 2 03/15/30) | NOTE 2.000% 3/1 · principal | 100,000 | $102K | New |
| LYFT INC (LYFT 0.625 03/01/29) | NOTE 0.625% 3/0 · principal | 88,000 | $89K | New |
| SPHERE ENTERTAINMENT CO (SPHR 3.5 12/01/28) | NOTE 3.500%12/0 · principal | 26,000 | $87K | New |
| WEC ENERGY GROUP INC (WEC 4.375 06/01/29) | NOTE 4.375% 6/0 · principal | 65,000 | $80K | Reduce -99.0% |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 2,774 | $73K | Add +8.7% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 52,000 | $70K | Add +642.9% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 52,670 | $68K | Reduce -93.8% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 1,864 | $67K | Add +200.7% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 64,000 | $66K | New |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 66,000 | $64K | Reduce -55.1% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 1,534 | $62K | Reduce -98.6% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 51,330 | $56K | Add +3759.4% |
| APPLIED DIGITAL CORP (APLD 2.75 06/01/30) | NOTE 2.750% 6/0 · principal | 21,000 | $56K | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 46,330 | $56K | Add +3383.5% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 37,330 | $55K | Add +2706.8% |
| STRATEGY INC (MSTR 0 12/01/29) | NOTE 12/0 · principal | 60,000 | $50K | New |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 50,000 | $50K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 1,498 | $46K | Add +19.1% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 37,000 | $46K | New |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 1,990 | $45K | Add +165.7% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 45,000 | $44K | Add +2150.0% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 1,404 | $43K | New |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 36,000 | $41K | Add +3500.0% |
| CENTRUS ENERGY CORP (LEU 2.25 11/01/30) | NOTE 2.250%11/0 · principal | 20,000 | $41K | New |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 38,330 | $39K | Add +2781.9% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 31,330 | $37K | Add +2255.6% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 32,000 | $32K | No change |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 18,000 | $31K | Add +1700.0% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 31,330 | $30K | Add +2255.6% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 22,670 | $29K | Add +3283.6% |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | 32,000 | $28K | No change |
| PELOTON INTERACTIVE INC (PTON 5.5 12/01/29) | NOTE 5.500%12/0 · principal | 20,000 | $27K | New |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 377 | $23K | Add +3041.7% |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 245,916 | $22K | Reduce -39.0% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 22,670 | $22K | Add +3283.6% |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 543,543 | $22K | New |
| BIAFW Bioaffinity Technologiew-27 | *W EXP 09/07/202 | 46,109 | $21K | Reduce -0.9% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 15,000 | $20K | Reduce -99.9% |
| PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) | NOTE 3.500% 3/0 · principal | 22,000 | $20K | New |
| IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) | NOTE 1.500% 9/0 · principal | 17,000 | $19K | New |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 35,543 | $17K | Reduce -8.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 13,000 | $15K | Reduce -99.8% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 5,178 | $12K | Add +134.9% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 294 | $11K | Add +40.7% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 756 | $11K | Add +256.6% |
| NNAVW Nextnav Inc. | *W EXP 99/99/999 | 1,495 | $9K | Add +138.1% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 13,620 | $8K | Reduce -59.8% |
| NAMSW Newamsterdam Pharma Co. NV-27 | *W EXP 99/99/999 | 396 | $8K | No change |
| RTACW Renatus Tactical Acqu - 30 | *W EXP 05/15/203 | 15,789 | $7K | New |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 454 | $7K | New |
| QTEXW Inspira Tech Oxy BHN -CW26 | *W EXP 07/16/202 | 80,463 | $6K | Reduce -3.5% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 28,003 | $6K | No change |
| BBLGW Bone Biologics Corp. -CW26 | *W EXP 10/13/202 | 422 | $6K | Add +40.7% |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 307 | $5K | New |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 331 | $5K | Reduce -79.1% |
| RITHM PROPERTY TRUST (RPT V9.875 PERP) | 9.875 FXD-FLT C | 197 | $5K | New |
| YHNAR YHN Acquisition I Ltd. | RIGHT 08/15/2029 | 42,403 | $5K | No change |
| NUCLW Eagle Nuclear Energy Corp. | *W EXP 02/25/203 | 3,332 | $5K | New |
| T1 ENERGY INC | *W EXP 07/09/202 | 20,237 | $4K | No change |
| BKHAR Black Hawk Acquisition C-RTS | RIGHT 06/20/2025 | 3,247 | $4K | Add +8.2% |
| DFNSW T3 Defense Inc.-CW28 | *W EXP 12/22/202 | 37,893 | $4K | New |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 09/25/203 | 3,858 | $4K | Add +87.9% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 216 | $4K | Add +8.0% |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | 270 | $4K | Add +58.8% |
| DFDVW Defi Development Corp. | *W EXP 01/21/202 | 7,164 | $4K | Reduce -33.0% |
| BDMDW Baird Medical Investment -28 | *W EXP 10/01/202 | 48,196 | $4K | No change |
| OXBRW Oxbridge Re Holdings-CW24 | *W EXP 03/26/202 | 32,666 | $4K | Add +3633.3% |
| ASPCR A Spac III Acquisition Corp. | RIGHT 01/02/2026 | 18,204 | $3K | Reduce -2.9% |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 12,488 | $3K | Reduce -62.1% |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 12,471 | $3K | Reduce -61.1% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 3,000 | $3K | No change |
| BULLW Webull Corp.-30 | *W EXP 04/10/203 | 2,098 | $3K | Add +79.5% |
| RANGR Range Capital Acquisition Co. | RIGHT 99/99/9999 | 9,489 | $3K | Reduce -4.0% |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 62,202 | $3K | Add +31001.0% |
| QUMSR Quantumsphere Acquisition Co. | RIGHT 08/06/2030 | 16,027 | $3K | Reduce -0.5% |
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | 1,486 | $3K | New |
| FVNNR Future Vision II Acquisi-RTS | RIGHT 06/29/2029 | 20,237 | $3K | Reduce -9.0% |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 9,309 | $3K | Add +726.0% |
| ADSEW ADS-Tec Energy PLC-WRNT | *W EXP 99/99/999 | 5,104 | $2K | New |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 2,000 | $2K | New |
| RZLVW Rezolve AI PLC -CW27 | *W EXP 08/15/202 | 2,388 | $2K | New |
| ASPSW Altisource Portfolio - 30 | *W EXP 04/30/203 | 5,328 | $2K | Reduce -13.8% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 1,500 | $2K | Reduce -100.0% |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 273,605 | $2K | Reduce -18.0% |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 15,298 | $2K | New |
| SBFMW Sunshine Biopharma Inc. -27 | *W EXP 02/15/202 | 23,879 | $2K | Add +6.2% |
| VCICW Vine Hill Capital Class A-2 | *W EXP 07/01/203 | 1,441 | $2K | Add +71950.0% |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 17,478 | $2K | Reduce -0.1% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 1,330 | $2K | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 886 | $2K | New |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | 1,000 | $2K | New |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 6,070 | $2K | Add +242.9% |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 695 | $2K | New |
| ATIIW Archimedes Tech-30 | *W EXP 10/15/202 | 2,963 | $2K | Add +278.9% |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | 1,877 | $1K | Add +3509.6% |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 19,737 | $1K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1,500 | $1K | No change |
| ASPSZ Altisource Portfolio - 29C | *W EXP 04/02/202 | 6,669 | $1K | Add +59.9% |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 80 | $1K | Reduce -75.3% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 1,330 | $1K | No change |
| MOBBW Mobilicom Ltd. -27 | *W EXP 08/31/202 | 769 | $1K | New |
| GROY.WS Gold Royalty Corp. -29 | *W EXP 05/31/202 | 747 | $1K | New |
| POLEW Andretti Acquisition Corp.-29 | *W EXP 06/01/203 | 10,776 | $1K | Add +378.9% |
| CAPNR Cayson Acquisition Corp. | RIGHT 99/99/9999 | 6,447 | $1K | Reduce -66.7% |
| BESS.WS Bimergen Energy Corp. | *W EXP 12/12/203 | 1,592 | $1K | New |
Largest 200 of 384 shown.
Total filed on the 13F, all lines: $563.6B.
Portfolio Sells Q4 2025 → Q1 2026
| UBS UBS Group AG-Reg | Reduce -23.9% | 0.74% | −0.55 |
| AMZN Amazon.com Inc. | Reduce -0.6% | 1.27% | −0.31 |
| GOOG Alphabet Inc. Class C | Reduce -6.7% | 0.94% | −0.29 |
| META Meta Platforms Inc. Class A | Reduce -0.4% | 0.94% | −0.28 |
| CYBR Cyberark Software Ltd./Israel | Sold out | 0.00% | −0.17 |
| GS Goldman Sachs Group Inc. | Reduce -18.4% | 0.30% | −0.13 |
| MA Mastercard Inc. Class A | Reduce -7.3% | 0.32% | −0.12 |
| BSX Boston Scientific Corp. | Reduce -0.3% | 0.17% | −0.12 |
| APP AppLovin Corp. Class A | Reduce -0.2% | 0.13% | −0.12 |
| MU Micron Technology Inc. | Reduce -27.9% | 0.36% | −0.11 |
| MRK Merck & Co. Inc. | Reduce -27.4% | 0.30% | −0.10 |
| HON Honeywell International Inc. | Reduce -36.4% | 0.19% | −0.10 |
| WBD Warner Bros Discovery Inc. | Reduce -41.3% | 0.10% | −0.10 |
| IWF iShares Russell 1000 Growth | Reduce -1.5% | 0.37% | −0.09 |
| BAC Bank of America Corp. | Reduce -9.6% | 0.24% | −0.09 |
| PANW Palo Alto Networks Inc. | Reduce -6.6% | 0.23% | −0.09 |
| CRH CRH PLC | Reduce -37.8% | 0.07% | −0.08 |
| FXI iShares China Large-Cap ETF | Reduce -47.9% | 0.06% | −0.08 |
| WMT Walmart Inc. | Reduce -15.4% | 0.44% | −0.08 |
| KVUE Kenvue Inc. | Reduce -50.3% | 0.06% | −0.08 |
| CFLT Confluent Inc. Class A | Sold out | 0.00% | −0.08 |
| BABA Alibaba Group Holding-SP ADR | Reduce -0.8% | 0.24% | −0.07 |
| ISRG Intuitive Surgical Inc. | Reduce -10.1% | 0.13% | −0.07 |
| AMGN Amgen Inc. | Reduce -23.3% | 0.20% | −0.07 |
| GE General Electric | Reduce -10.1% | 0.19% | −0.07 |
| EAT Brinker International Inc. | Reduce -72.8% | 0.02% | −0.06 |
| UBER Uber Technologies Inc. | Reduce -0.4% | 0.23% | −0.06 |
| SE Sea Ltd.-ADR | Reduce -7.8% | 0.07% | −0.06 |
| EXAS Exact Sciences Corp. | Sold out | 0.00% | −0.06 |
| NKE Nike Inc. Class B | Reduce -6.7% | 0.12% | −0.05 |
| WFC Wells Fargo & Co. | Reduce -3.4% | 0.15% | −0.05 |
| FYBR Frontier Communications Pare | Sold out | 0.00% | −0.05 |
| SCHW Schwab (charles) Corp. | Reduce -21.5% | 0.10% | −0.05 |
| HCA HCA Healthcare Inc. | Reduce -41.8% | 0.05% | −0.05 |
| PDD PDD Holdings Inc. | Reduce -39.7% | 0.05% | −0.05 |
| CDTX Cidara Therapeutics Inc. | Sold out | 0.00% | −0.05 |
| EEM iShares MSCI Emerging Market | Reduce -23.5% | 0.11% | −0.05 |
| TLT iShares 20+ Year Treasury BD | Reduce -5.9% | 0.23% | −0.04 |
| PCAR Paccar Inc. | Reduce -42.0% | 0.05% | −0.04 |
| LUV Southwest Airlines Co. | Reduce -65.9% | 0.02% | −0.04 |
| KWEB Kranesh Csi China Internet | Reduce -44.8% | 0.03% | −0.04 |
| DHR Danaher Corp. | Reduce -10.0% | 0.09% | −0.04 |
| GSK GSK PLC-Spon ADR | Reduce -66.8% | 0.02% | −0.04 |
| IVW iShares S&P 500 Growth ETF | Reduce -1.3% | 0.17% | −0.04 |
| ALNY Alnylam Pharmaceuticals Inc. | Reduce -44.4% | 0.03% | −0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -1.7% | 0.10% | −0.04 |
| XOP SS SPDR S&P Og Exp & Prod | Reduce -68.6% | 0.02% | −0.04 |
| AMRZ Amrize Ltd. | Reduce -18.8% | 0.11% | −0.04 |
| KHC The Kraft Heinz Co. | Reduce -44.3% | 0.03% | −0.04 |
| RNAM Avidity Biosciences Inc. | Sold out | 0.00% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| IEFA iShares Core MSCI Eafe ETF | Add +222.6% | 1.11% | +0.73 |
| VONV Vanguard Russell 1000 Value | Add +1080.0% | 0.52% | +0.47 |
| VONG Vanguard Russell 1000 Growth | Add +671.3% | 0.56% | +0.47 |
| USIG iShares Broad Usd Investment | Add +1285.3% | 0.51% | +0.47 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +140.6% | 0.68% | +0.36 |
| MBB iShares MBS ETF | Add +1028.4% | 0.37% | +0.33 |
| IEMG iShares Core MSCI Emerging | Add +161.7% | 0.47% | +0.27 |
| TSM Taiwan Semiconductor-SP ADR | Add +51.0% | 0.66% | +0.22 |
| SCHB Schwab US Broad Market ETF | Add +3330.4% | 0.22% | +0.21 |
| VTWO Vanguard Russell 2000 ETF | Add +734.4% | 0.23% | +0.20 |
| AZN Astrazeneca PLC | Add +315.6% | 0.21% | +0.16 |
| USHY iShares Broad Usd High Yield | Add +1042.3% | 0.17% | +0.15 |
| EMB iShares JP Morgan Usd Emergi | Add +613.3% | 0.17% | +0.14 |
| VRT Vertiv Holdings Co. Class A | Add +69.4% | 0.24% | +0.14 |
| SLB SLB Ltd. | Add +47.4% | 0.30% | +0.13 |
| XOM Exxon Mobil Corp. | Add +6.7% | 0.49% | +0.13 |
| EWY iShares MSCI South Korea ETF | Add +1061.1% | 0.12% | +0.11 |
| LIN Linde PLC | Add +46.1% | 0.30% | +0.10 |
| IVV iShares Core S&P 500 ETF | Add +44.1% | 0.54% | +0.10 |
| IAU iShares Gold Trust | Add +70.8% | 0.24% | +0.10 |
| NEE Nextera Energy Inc. | Add +26.7% | 0.39% | +0.09 |
| MUB iShares National Muni Bond E | Add +211.7% | 0.14% | +0.09 |
| IGV iShares Expanded Tech-Softwa | Add +482.4% | 0.11% | +0.08 |
| PZA Invesco National Amt-Free Mu | Add +1038.8% | 0.09% | +0.08 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Add +83.5% | 0.21% | +0.08 |
| OKE Oneok Inc. | Add +44.6% | 0.20% | +0.08 |
| ASML ASML Holding NV-NY Reg SHS | Add +53.4% | 0.18% | +0.07 |
| VT Vanguard Tot World STK ETF | Add +202.0% | 0.11% | +0.07 |
| SNPS Synopsys Inc. | Add +176.9% | 0.14% | +0.07 |
| VGIT Vanguard Intermediate-Term T | Add +214.1% | 0.11% | +0.07 |
| DT Dynatrace Inc. | Add +1615.6% | 0.07% | +0.07 |
| ABBV Abbvie Inc. | Add +33.5% | 0.54% | +0.07 |
| ETN Eaton Corp. PLC | Add +24.7% | 0.31% | +0.06 |
| TXN Texas Instruments Inc. | Add +26.2% | 0.30% | +0.06 |
| IWM iShares Russell 2000 ETF | Add +39.6% | 0.30% | +0.06 |
| TECK Teck Resources Ltd.-CLS B | Add +87.5% | 0.14% | +0.06 |
| SNDK Sandisk Corp. | Add +53.0% | 0.08% | +0.06 |
| TJX TJX Companies Inc. | Add +35.2% | 0.28% | +0.06 |
| GLD SPDR Gold Shares | Add +15.8% | 0.50% | +0.06 |
| NCLH Norwegian Cruise Line Holdin | Add +489.1% | 0.07% | +0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +80.2% | 0.13% | +0.06 |
| LMT Lockheed Martin Corp. | Add +30.9% | 0.17% | +0.05 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +1091.1% | 0.06% | +0.05 |
| KO The Coca-Cola Co. | Add +18.6% | 0.39% | +0.05 |
| GEV GE Vernova Inc. | Add +5.9% | 0.25% | +0.05 |
| AMCR Amcor PLC | Add +195.5% | 0.09% | +0.05 |
| COP Conocophillips | Add +30.2% | 0.13% | +0.05 |
| PLD Prologis Inc. | Add +51.0% | 0.18% | +0.05 |
| INTC Intel Corp. | Add +21.6% | 0.21% | +0.05 |
| PTGX Protagonist Therapeutics Inc. | Add +86.9% | 0.10% | +0.05 |
Options Activity Q4 2025 → Q1 2026
| QQQ Invesco QQQ Trust Series 1 | put | Add +92.9% | 6,901,300 | $4.0B |
| QQQ Invesco QQQ Trust Series 1 | call | Add +158.7% | 5,091,218 | $2.9B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -9.5% | 4,426,800 | $2.9B |
| NVDA Nvidia Corp. | call | Add +21.4% | 15,699,018 | $2.7B |
| NVDA Nvidia Corp. | put | Reduce -19.6% | 13,814,962 | $2.4B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +51.9% | 3,583,882 | $2.3B |
| AAPL Apple Inc. | put | Reduce -7.2% | 9,091,700 | $2.3B |
| GLD SPDR Gold Shares | call | Add +41.0% | 5,255,752 | $2.3B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +75.2% | 25,209,606 | $2.0B |
| TSLA Tesla Inc. | call | Reduce -0.9% | 4,464,207 | $1.7B |
| IWM iShares Russell 2000 ETF | put | Reduce -38.5% | 6,657,400 | $1.7B |
| MP MP Materials Corp. | call | Add +0.4% | 34,063,380 | $1.6B |
| GLD SPDR Gold Shares | put | Add +7.7% | 3,683,900 | $1.6B |
| MSFT Microsoft Corp. | put | Add +55.1% | 3,632,379 | $1.3B |
| EEM iShares MSCI Emerging Market | call | Add +8.3% | 23,385,100 | $1.3B |
| MSFT Microsoft Corp. | call | Reduce -58.7% | 3,402,647 | $1.3B |
| EEM iShares MSCI Emerging Market | put | Add +11.2% | 21,508,200 | $1.2B |
| IWM iShares Russell 2000 ETF | call | Reduce -16.6% | 4,900,296 | $1.2B |
| GOOGL Alphabet Inc. Class A | put | Add +28.5% | 4,156,430 | $1.2B |
| META Meta Platforms Inc. Class A | put | Add +106.8% | 1,991,720 | $1.1B |
| RKLB Rocket Lab Corp. | call | Add +0.2% | 17,368,423 | $1.1B |
| AAPL Apple Inc. | call | Reduce -24.3% | 4,120,567 | $1.0B |
| AMZN Amazon.com Inc. | put | Add +12.7% | 5,012,200 | $1.0B |
| GOOGL Alphabet Inc. Class A | call | Reduce -3.1% | 3,420,050 | $983.5M |
| TSM Taiwan Semiconductor-SP ADR | put | Reduce -17.6% | 2,870,620 | $970.1M |
| MRVL Marvell Technology Inc. | put | Reduce -2.8% | 9,582,950 | $949.2M |
| MU Micron Technology Inc. | put | Add +55.1% | 2,515,784 | $849.9M |
| TSLA Tesla Inc. | put | Reduce -9.1% | 2,218,119 | $824.6M |
| ORCL Oracle Corp. | call | Add +192.5% | 5,397,251 | $794.0M |
| AMD Advanced Micro Devices | put | Reduce -23.4% | 3,886,308 | $790.6M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Reduce -0.4% | 6,816,553 | $742.9M |
| EWZ iShares MSCI Brazil ETF | call | Add +78.1% | 18,830,000 | $722.9M |
| KWEB Kranesh Csi China Internet | call | Add +59.1% | 25,295,960 | $719.2M |
| AVGO Broadcom Inc. | put | Add +23.4% | 2,309,900 | $714.9M |
| AMZN Amazon.com Inc. | call | Add +76.8% | 3,223,166 | $671.3M |
| ORCL Oracle Corp. | put | Add +41.8% | 4,264,500 | $627.4M |
| PLTR Palantir Technologies Inc. Class A | call | Add +12.3% | 4,276,396 | $625.6M |
| TSM Taiwan Semiconductor-SP ADR | call | Add +22.2% | 1,762,445 | $595.6M |
| AMD Advanced Micro Devices | call | Reduce -7.8% | 2,832,253 | $576.2M |
| FXI iShares China Large-Cap ETF | call | Add +66.0% | 15,745,700 | $565.3M |
| META Meta Platforms Inc. Class A | call | Add +3.9% | 981,099 | $561.3M |
| AVGO Broadcom Inc. | call | Add +36.4% | 1,800,866 | $557.4M |
| MU Micron Technology Inc. | call | Add +46.7% | 1,533,026 | $517.9M |
| XOM Exxon Mobil Corp. | call | Add +173.4% | 3,032,018 | $514.4M |
| JPM JPMorgan Chase & Co. | put | Reduce -25.0% | 1,733,700 | $510.0M |
| NFLX Netflix Inc. | call | Reduce -6.5% | 5,100,108 | $490.4M |
| LITE Lumentum Holdings Inc. | call | Add +2.4% | 690,538 | $485.3M |
| XLF SS Financial Select Sector | put | Add +7.1% | 9,307,100 | $459.5M |
| BAC Bank of America Corp. | put | Reduce -45.6% | 9,148,400 | $446.0M |
| FXI iShares China Large-Cap ETF | put | Add +34.5% | 12,166,300 | $436.8M |
Showing the first 50 of 1,464.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +3915.2% | 1,700,073 | $110.3M |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | New | 48,537,000 | $59.4M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Sold out | 34,324,000 | $32.6Mbefore exit |
| TRIP.COM GROUP LTD (TCOM 0.75 06/15/29) | NOTE 0.750% 6/1 · principal | Add +23392.1% | 23,727,000 | $24.6M |
| RIOT PLATFORMS INC (RIOT 0.75 01/15/30) | NOTE 0.750% 1/1 · principal | New | 20,000,000 | $22.9M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +132.5% | 17,581 | $20.9M |
| IREN LTD (IREN 3.25 06/15/30) | NOTE 3.250% 6/1 · principal | Sold out | 8,384,000 | $20.5Mbefore exit |
| CIPHER DIGITAL INC (CIFR 1.75 05/15/30) | NOTE 1.750% 5/1 · principal | New | 6,422,000 | $19.8M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Sold out | 10,235,000 | $17.2Mbefore exit |
| BILL HOLDINGS INC (BILL 0 04/01/30) | NOTE 4/0 · principal | New | 17,290,000 | $15.4M |
| CLEANSPARK INC (CLSK 0 06/15/30) | NOTE 6/1 · principal | New | 15,927,000 | $15.3M |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Sold out | 15,001,500 | $14.6Mbefore exit |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | Reduce -14.8% | 7,250,000 | $12.6M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +19.9% | 8,941 | $10.3M |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Reduce -37.9% | 9,850,000 | $9.8M |
| MARA HOLDINGS INC (MARA 2.125 09/01/31) | NOTE 2.125% 9/0 · principal | Sold out | 12,200,000 | $9.8Mbefore exit |
| LEMAITRE VASCULAR INC (LMAT 2.5 02/01/30) | NOTE 2.500% 2/0 · principal | Sold out | 9,538,000 | $9.5Mbefore exit |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Reduce -2.5% | 9,816,330 | $8.9M |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | Sold out | 7,848,000 | $8.6Mbefore exit |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | Reduce -86.0% | 5,979,000 | $8.3M |
| MAGNITE INC (MGNI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Sold out | 8,000,000 | $7.9Mbefore exit |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Sold out | 1,593,000 | $7.4Mbefore exit |
| BLACKLINE INC (BL 1 06/01/29) | NOTE 1.000% 6/0 · principal | New | 6,978,000 | $6.5M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Add +898656.7% | 6,021,670 | $6.4M |
| PINNACLE WEST CAPITAL (PNW 4.75 06/15/27) | NOTE 4.750% 6/1 · principal | Add +17.1% | 5,474,000 | $6.3M |
| OSI SYSTEMS INC (OSIS 2.25 08/01/29) | NOTE 2.250% 8/0 · principal | New | 3,974,000 | $6.1M |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | Reduce -3.8% | 14,438,000 | $5.8M |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | Add +25.2% | 2,643,000 | $5.6M |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | New | 475,515 | $5.5M |
| ARROWHEAD RESEARCH CORP (ARWR 0 01/15/32) | NOTE 1/1 · principal | New | 4,199,000 | $4.3M |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | Sold out | 3,562,000 | $4.1Mbefore exit |
| MARA HOLDINGS INC (MARA 0 03/01/30) | NOTE 3/0 · principal | New | 4,536,000 | $4.0M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Sold out | 4,065,000 | $3.8Mbefore exit |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +32275.0% | 3,885,000 | $3.6M |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | New | 3,214,000 | $3.6M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Add +3.6% | 3,578,330 | $3.5M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Add +1266.0% | 2,896,000 | $3.3M |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | Sold out | 3,327,000 | $3.2Mbefore exit |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | Sold out | 2,760,000 | $2.7Mbefore exit |
| SNAP INC (SNAP 0.5 05/01/30) | NOTE 0.500% 5/0 · principal | Sold out | 3,000,000 | $2.6Mbefore exit |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | New | 2,570,000 | $2.5M |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | Sold out | 2,522,000 | $2.4Mbefore exit |
| BOX INC (BOX 1.5 09/15/29) | NOTE 1.500% 9/1 · principal | Sold out | 2,452,000 | $2.4Mbefore exit |
| JD.COM INC (JD 0.25 06/01/29) | NOTE 0.250% 6/0 · principal | Reduce -38.2% | 2,350,000 | $2.3M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Reduce -85.9% | 2,362,000 | $2.3M |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | New | 2,000,000 | $1.9M |
| UNITY SOFTWARE INC (U 0 03/15/30) | NOTE 3/1 · principal | New | 1,918,000 | $1.9M |
| SNOWFLAKE INC (SNOW 0 10/01/27) | NOTE 10/0 · principal | New | 1,459,000 | $1.7M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Sold out | 1,445,000 | $1.7Mbefore exit |
| SILVERCORP METALS INC | NOTE 4.750%12/1 · principal | Add +119.2% | 651,000 | $1.7M |
Showing the first 50 of 466.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 8,634 | $628.7B | NVDA, AAPL, MSFT, AVGO, SPY |
| Q1 2026 | 8,728 | $563.1B | NVDA, AAPL, MSFT, SPY, AVGO |
| Q4 2025 | 8,711 | $504.5B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q3 2025 | 8,513 | $511.5B | NVDA, MSFT, AAPL, AMZN, AVGO |
| Q2 2025 | 8,500 | $477.9B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 8,455 | $451.4B | AAPL, MSFT, NVDA, AMZN, SPY |
| Q4 2024 | 8,290 | $445.9B | AAPL, MSFT, NVDA, AMZN, AVGO |
| Q3 2024 | 7,908 | $356.9B | MSFT, AAPL, NVDA, AMZN, META |
| Q2 2024 | 7,931 | $325.5B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 7,779 | $303.0B | MSFT, AAPL, NVDA, AMZN, SPY |