UBS Group AG
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), UBS Group AG reported 8,290 stock positions worth $445.9 billion. Its top holding was Apple (AAPL) at 3.4% of the portfolio, followed by Microsoft (MSFT, 3.2%) and Nvidia (NVDA, 3.0%). Compared with Q3 2024, it opened 1,159 new positions, sold out of 778, added to 5,424 and reduced 1,614. The biggest buy was Strategy (MSTR, shares +933%) and the biggest sale Unitedhealth (UNH, shares −16%).
- Most Recent 13F
- Q2 2026
- Location
- ZURICH, V8
- CIK
- 0001610520
- Portfolio Value
- $445.9B (Q4 2024)
- SEC Filing
- 0000950123-25-002409 ↗ filed Feb 14, 2025
Holdings Value
Holdings 8,290 stocks · $445.9B
| AAPL Apple Inc. | 3.42% | 60,933,369 | $15.3B | Add +3.0% |
| MSFT Microsoft Corp. | 3.24% | 34,264,202 | $14.4B | Add +5.9% |
| NVDA Nvidia Corp. | 3.02% | 100,215,636 | $13.5B | Add +3.3% |
| AMZN Amazon.com Inc. | 1.84% | 37,463,181 | $8.2B | Add +2.3% |
| AVGO Broadcom Inc. | 1.38% | 26,637,735 | $6.2B | Add +2.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.31% | 9,976,397 | $5.8B | Add +17.0% |
| GOOGL Alphabet Inc. Class A | 1.30% | 30,717,652 | $5.8B | Add +3.2% |
| META Meta Platforms Inc. Class A | 1.29% | 9,832,349 | $5.8B | Add +2.9% |
| JPM JPMorgan Chase & Co. | 1.07% | 19,961,287 | $4.8B | Add +4.5% |
| UBS UBS Group AG-Reg | 1.04% | 153,584,812 | $4.7B | Reduce -1.2% |
| GOOG Alphabet Inc. Class C | 0.94% | 21,943,994 | $4.2B | Reduce -1.2% |
| V Visa Inc. Class A | 0.87% | 12,297,057 | $3.9B | Add +0.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.68% | 5,943,191 | $3.0B | Add +13.7% |
| TSLA Tesla Inc. | 0.66% | 7,260,940 | $2.9B | Add +9.3% |
| LLY Eli Lilly & Co. | 0.59% | 3,401,139 | $2.6B | Reduce -5.4% |
| UNH Unitedhealth Group Inc. | 0.58% | 5,136,318 | $2.6B | Reduce -16.1% |
| HD Home Depot Inc. | 0.57% | 6,514,050 | $2.5B | Add +8.4% |
| IWF iShares Russell 1000 Growth | 0.56% | 6,196,539 | $2.5B | Reduce -1.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.56% | 5,469,250 | $2.5B | Reduce -2.7% |
| COST Costco Wholesale Corp. | 0.55% | 2,664,603 | $2.4B | Add +2.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.55% | 5,939,780 | $2.4B | Add +2.6% |
| IVV iShares Core S&P 500 ETF | 0.51% | 3,876,820 | $2.3B | Add +17.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.50% | 13,221,827 | $2.2B | Add +1.7% |
| ABBV Abbvie Inc. | 0.50% | 12,580,208 | $2.2B | Add +9.4% |
| PG The Procter & Gamble Co. | 0.49% | 13,008,586 | $2.2B | Add +1.3% |
| CVX Chevron Corp. | 0.47% | 14,530,520 | $2.1B | Add +43.5% |
| VOO Vanguard S&P 500 ETF | 0.46% | 3,847,453 | $2.1B | Add +12.4% |
| XOM Exxon Mobil Corp. | 0.46% | 19,257,277 | $2.1B | Add +13.2% |
| JNJ Johnson & Johnson | 0.45% | 13,989,917 | $2.0B | Add +20.6% |
| AMD Advanced Micro Devices | 0.43% | 15,845,691 | $1.9B | Add +54.6% |
| MA Mastercard Inc. Class A | 0.42% | 3,585,595 | $1.9B | Reduce -0.3% |
| WMT Walmart Inc. | 0.42% | 20,758,255 | $1.9B | Add +12.5% |
| MCD McDonald's Corp. | 0.41% | 6,376,658 | $1.8B | Add +11.2% |
| CRM Salesforce Inc. | 0.41% | 5,515,723 | $1.8B | Reduce -1.7% |
| CSCO Cisco Systems Inc. | 0.41% | 30,536,839 | $1.8B | Add +5.8% |
| MRK Merck & Co. Inc. | 0.39% | 17,271,289 | $1.7B | Add +12.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.38% | 24,421,382 | $1.7B | Add +2.8% |
| TSM Taiwan Semiconductor-SP ADR | 0.38% | 8,686,374 | $1.7B | Add +21.9% |
| KO The Coca-Cola Co. | 0.36% | 25,832,723 | $1.6B | Add +5.6% |
| ORCL Oracle Corp. | 0.35% | 9,393,641 | $1.6B | Add +18.7% |
| NEE Nextera Energy Inc. | 0.34% | 20,975,306 | $1.5B | Add +15.7% |
| IJH iShares Core S&P Midcap ETF | 0.33% | 23,740,948 | $1.5B | Reduce -3.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.33% | 5,562,655 | $1.5B | Add +1.2% |
| GLD SPDR Gold Shares | 0.33% | 6,057,163 | $1.5B | Add +27.1% |
| GS Goldman Sachs Group Inc. | 0.32% | 2,488,307 | $1.4B | Add +17.8% |
| HON Honeywell International Inc. | 0.32% | 6,239,645 | $1.4B | Add +84.9% |
| NFLX Netflix Inc. | 0.31% | 1,547,388 | $1.4B | Add +20.4% |
| MS Morgan Stanley | 0.31% | 10,967,351 | $1.4B | Add +5.1% |
| IJR iShares Core S&P Small-Cap E | 0.31% | 11,898,538 | $1.4B | Add +5.0% |
| QCOM Qualcomm Inc. | 0.30% | 8,742,612 | $1.3B | Add +9.2% |
| PANW Palo Alto Networks Inc. | 0.30% | 7,336,411 | $1.3B | Add +19.6% |
| BA The Boeing Co. | 0.30% | 7,486,594 | $1.3B | Add +169.4% |
| IWD iShares Russell 1000 Value E | 0.30% | 7,137,084 | $1.3B | Add +3.9% |
| XLK SS Technology Select Sector | 0.29% | 5,657,499 | $1.3B | Add +11.8% |
| TXN Texas Instruments Inc. | 0.29% | 6,932,888 | $1.3B | Add +35.6% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.29% | 4,469,228 | $1.3B | Add +933.1% |
| VIG Vanguard Dividend Apprec ETF | 0.29% | 6,559,440 | $1.3B | Add +2.7% |
| VEA Vanguard Ftse Developed ETF | 0.29% | 26,772,092 | $1.3B | Add +0.5% |
| TMO Thermo Fisher Scientific Inc. | 0.28% | 2,430,671 | $1.3B | Reduce -4.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.28% | 4,251,017 | $1.2B | Reduce -0.4% |
| PEP Pepsico Inc. | 0.28% | 8,083,981 | $1.2B | Add +26.9% |
| BLK BlackRock Inc. | 0.26% | 1,149,635 | $1.2B | Add +9.4% |
| VGT Vanguard Info Tech ETF | 0.26% | 1,889,157 | $1.2B | Add +4.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.26% | 26,538,544 | $1.2B | Add +9.9% |
| RSP Invesco S&P 500 Equal Weight | 0.26% | 6,566,502 | $1.2B | Add +4.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.25% | 5,136,946 | $1.1B | Add +24.4% |
| ISRG Intuitive Surgical Inc. | 0.25% | 2,157,763 | $1.1B | Add +19.9% |
| FXI iShares China Large-Cap ETF | 0.25% | 36,467,458 | $1.1B | Add +121.8% |
| UNP Union Pacific Corp. | 0.25% | 4,831,703 | $1.1B | Add +0.9% |
| ADBE Adobe Inc. | 0.24% | 2,454,050 | $1.1B | Add +9.0% |
| IWM iShares Russell 2000 ETF | 0.24% | 4,934,525 | $1.1B | Add +50.6% |
| LIN Linde PLC | 0.24% | 2,568,505 | $1.1B | Add +3.2% |
| AXP American Express Co. | 0.24% | 3,584,412 | $1.1B | Add +13.3% |
| AMGN Amgen Inc. | 0.24% | 4,067,614 | $1.1B | Add +12.8% |
| BX Blackstone Inc. | 0.24% | 6,122,401 | $1.1B | Add +5.5% |
| ACN Accenture PLC Class A | 0.23% | 2,951,454 | $1.0B | Add +3.1% |
| PSX Phillips 66 | 0.23% | 9,078,742 | $1.0B | Add +149.3% |
| RTX RTX Corp. | 0.23% | 8,937,447 | $1.0B | Reduce -0.5% |
| ABT Abbott Laboratories | 0.23% | 9,084,250 | $1.0B | Add +7.6% |
| NOW ServiceNow Inc. | 0.22% | 938,257 | $994.7M | Add +33.7% |
| TLT iShares 20+ Year Treasury BD | 0.22% | 11,261,304 | $983.4M | Add +4.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.22% | 4,060,426 | $975.6M | Add +0.8% |
| DE Deere & Co. | 0.21% | 2,256,806 | $956.2M | Add +73.9% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.21% | 7,868,182 | $950.6M | Add +4.2% |
| IVW iShares S&P 500 Growth ETF | 0.21% | 9,247,949 | $938.9M | Add +0.4% |
| MU Micron Technology Inc. | 0.21% | 11,155,751 | $938.9M | Add +55.9% |
| ADI Analog Devices Inc. | 0.21% | 4,403,211 | $935.5M | Add +21.1% |
| LBRDK Liberty Broadband-C | 0.21% | 12,462,459 | $931.7M | Add +50.5% |
| VZ Verizon Communications Inc. | 0.21% | 23,265,446 | $930.4M | Add +15.5% |
| LMT Lockheed Martin Corp. | 0.21% | 1,886,043 | $916.5M | Add +13.1% |
| AMAT Applied Materials Inc. | 0.20% | 5,619,667 | $913.9M | Add +51.7% |
| MRSH Marsh & McLennan Cos | 0.20% | 4,277,574 | $908.6M | Add +4.3% |
| XLI SS Industrial Select Sector | 0.20% | 6,861,166 | $904.0M | Add +90.5% |
| UPS United Parcel Service Class B | 0.20% | 7,164,657 | $903.5M | Add +18.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.20% | 8,076,947 | $899.4M | Reduce -10.2% |
| UBER Uber Technologies Inc. | 0.20% | 14,796,585 | $892.5M | Add +68.7% |
| EFA iShares MSCI Eafe ETF | 0.20% | 11,665,490 | $882.0M | Add +7.8% |
| PWR Quanta Services Inc. | 0.20% | 2,777,926 | $878.0M | Add +62.9% |
| PLTR Palantir Technologies Inc. Class A | 0.20% | 11,564,724 | $874.6M | Add +51.6% |
| SBUX Starbucks Corp. | 0.20% | 9,539,106 | $870.4M | Add +23.1% |
Options reported separately and not counted above: SPY puts ($3.1B), IWM puts ($2.6B), AAPL puts ($2.4B), QQQ puts ($2.1B), NVDA calls ($1.8B), EEM puts ($1.5B), HYG puts ($1.5B), TSM puts ($1.4B), NVDA puts ($1.3B), TSLA puts ($1.3B), TSLA calls ($1.3B), EEM calls ($1.3B), and 1235 more.
Other holdings (338): bonds, preferreds, convertibles and warrants · $116.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 28,900,500 | $26.0M | Add +1926600.0% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 9,355,000 | $11.3M | New |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 10,670,000 | $9.4M | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 7,427 | $8.9M | Add +1.4% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 7,901,000 | $8.6M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 6,086 | $7.4M | Add +68.5% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 11,906,000 | $5.5M | New |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 88,447 | $5.4M | New |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 106,293 | $5.3M | New |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 5,133,000 | $5.2M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 3,500,000 | $3.5M | Reduce -16.7% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 3,450,000 | $3.2M | New |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 2,626,000 | $2.6M | New |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 2,571,000 | $2.5M | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 2,651,000 | $2.3M | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 47,406 | $1.3M | Add +72.5% |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 1,203,000 | $1.2M | New |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 35,110 | $843K | Add +1.4% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 701,500 | $672K | Reduce -63.1% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 484,000 | $650K | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 15,447 | $632K | Reduce -3.6% |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | 565,000 | $559K | New |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 87,412 | $554K | Add +44.1% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 311,500 | $292K | Add +12360.0% |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 8,906 | $271K | Add +227.9% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 4,299 | $206K | Add +20.9% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 2,630 | $185K | Add +23809.1% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 4,073 | $153K | Add +27.6% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 1,522 | $132K | Add +614.5% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 4,566 | $112K | Add +316.2% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 87,000 | $102K | New |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 104,000 | $100K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1,147 | $99K | Add +188.9% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 62,000 | $82K | New |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 24,643 | $79K | New |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 18,595 | $73K | New |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 1,186 | $71K | Add +56.5% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 3,260 | $68K | Add +221.5% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 30,639 | $66K | Add +18.0% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 4,249 | $45K | Reduce -39.0% |
| NAMSW Newamsterdam Pharma Co. NV-27 | *W EXP 99/99/999 | 2,481 | $35K | New |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 2,498 | $35K | Add +105.3% |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 4,200 | $28K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 2,744 | $28K | Add +9.2% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 1,022 | $28K | Add +1603.3% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 2,165 | $26K | Add +9.2% |
| NVAWW Nova Minerals Ltd. -29 | *W EXP 07/24/202 | 3,848 | $25K | Reduce -15.5% |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 142,113 | $23K | Reduce -0.9% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 1,521 | $21K | Add +94.5% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 428 | $21K | Add +428.4% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 2,283 | $19K | New |
| RDW.WS Redwire Corp. -CW27 | *W EXP 05/27/202 | 2,877 | $18K | Add +1489.5% |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 400 | $18K | New |
| RZLVW Rezolve AI PLC -CW27 | *W EXP 08/15/202 | 21,233 | $16K | Add +959.5% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2,101 | $14K | Add +352.8% |
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | 274 | $14K | Add +27300.0% |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 2,520 | $14K | Add +41.2% |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 15,000 | $14K | New |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 4,830 | $13K | New |
| NXLIW Nexalin Technology Inc.- 27 | *W EXP 99/99/999 | 30,654 | $11K | Add +47.8% |
| NNAVW Nextnav Inc. | *W EXP 99/99/999 | 1,759 | $10K | Reduce -35.7% |
| BDMDW Baird Medical Investment -28 | *W EXP 10/01/202 | 48,196 | $10K | New |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 6,469 | $9K | Reduce -23.8% |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | 1,851 | $9K | New |
| READY CAPITAL CORP (RC 6.25 PERP C) | 6.25 CNV PFD C | 445 | $8K | Add +23.3% |
| HPKEW Highpeak Energy Inc. | *W EXP 08/21/202 | 1,879 | $8K | Add +2248.8% |
| FATBW Fat Brands Inc. -CW25 | *W EXP 07/16/202 | 2,595 | $8K | Add +868.3% |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 598 | $7K | New |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 8,886 | $7K | Add +9664.8% |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 3,127 | $6K | Add +43.6% |
| AMPWF Ardagh Metal Packaging -CW26 | *W EXP 08/04/202 | 213,363 | $6K | Reduce -12.9% |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 1,777 | $6K | New |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 1,270 | $6K | New |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | 3,052 | $6K | Add +5769.2% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 6,000 | $6K | No change |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 6,000 | $6K | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 5,500 | $6K | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 1,500 | $5K | No change |
| T1 ENERGY INC | *W EXP 07/09/202 | 20,237 | $5K | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 46,403 | $5K | Add +1417.9% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 4,000 | $5K | New |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 27,056 | $5K | Add +237.2% |
| USGOW US Goldmining Inc.-28 | *W EXP 99/99/999 | 2,619 | $5K | New |
| LEXXW Lexaria Bioscience -CW25 | *W EXP 01/14/202 | 5,179 | $4K | Reduce -81.5% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 1,500 | $4K | No change |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 1,500 | $4K | No change |
| AMODW Insight Acquisition Co. -CW23 | *W EXP 12/13/202 | 45,781 | $4K | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 4,000 | $4K | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 4,500 | $4K | No change |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 13,017 | $4K | New |
| BFRGW Bullfrog AI Holdings Inc.-28 | *W EXP 01/18/202 | 8,596 | $3K | New |
| BZFDW Buzzfeed Inc. -CW27 | *W EXP 12/03/202 | 18,324 | $3K | Reduce -25.9% |
| AMPGW Amplitech Group Inc.-CW26 | *W EXP 02/26/202 | 3,755 | $3K | Reduce -36.4% |
| AFRIW Forafric Global PLC -CW27 | *W EXP 06/09/202 | 2,698 | $3K | Add +42.0% |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 3,261 | $3K | Reduce -94.7% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 3,000 | $3K | No change |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 1,500 | $3K | No change |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 3,000 | $3K | Reduce -99.8% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 3,000 | $3K | No change |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 3,000 | $3K | No change |
| MVSTW Microvast Hold Inc.-CW26 | *W EXP 07/23/202 | 5,604 | $3K | New |
| CRESW Cresud Saci-CW26 | *W EXP 03/09/202 | 2,320 | $3K | Add +2291.8% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 3,000 | $2K | No change |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 1,584 | $2K | Reduce -16.1% |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | 11,000 | $2K | Reduce -14.1% |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 2,632 | $2K | Reduce -94.4% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 1,000 | $2K | No change |
| MTEKW Maris - Tech Ltd. -23 | *W EXP 02/04/202 | 2,206 | $2K | New |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 1,000 | $2K | No change |
| IRS.WS Irsa Inversiones Y Rep -CW26 | *W EXP 05/12/202 | 1,190 | $2K | Add +4476.9% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 1,000 | $2K | No change |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 609 | $2K | Reduce -76.5% |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 2,650 | $2K | Add +8448.4% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 1,500 | $2K | No change |
| BCTXW Briacell Therapeutics -CW27 | *W EXP 02/26/202 | 6,413 | $2K | Reduce -77.9% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 2,000 | $2K | New |
| CLSKW Cleanspark Inc.-29 | *W EXP 12/29/202 | 2,528 | $2K | New |
| CNCKW Coincheck Group NV | *W EXP 12/11/202 | 972 | $2K | New |
| MOBBW Mobilicom Ltd. -27 | *W EXP 08/31/202 | 2,135 | $2K | Add +26587.5% |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 1,626 | $2K | New |
| SHMDW Schmid Group NV -28 | *W EXP 04/30/202 | 6,814 | $2K | Reduce -84.0% |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 12,663 | $2K | New |
| BBLGW Bone Biologics Corp. -CW26 | *W EXP 10/13/202 | 40 | $2K | No change |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 1,500 | $2K | No change |
| LIDRW Aeye Inc. -CW27 | *W EXP 09/30/202 | 19,700 | $2K | Reduce -65.7% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 1,500 | $2K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1,500 | $2K | No change |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 4,267 | $2K | Add +176.0% |
| HOLOW Golden Path Acq -CW28 | *W EXP 01/31/202 | 4,417 | $1K | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 1,500 | $1K | No change |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 1,500 | $1K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 2,642 | $1K | New |
| BKKT.WS Bakkt Holdings Inc. -CW26 | *W EXP 10/25/202 | 2,506 | $1K | Add +6494.7% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 1,500 | $1K | No change |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 45,030 | $1K | New |
| FFAIW Faraday Future -CW27 | *W EXP 07/21/202 | 17,078 | $1K | Add +833.7% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 1,500 | $1K | Reduce -99.8% |
| KITTW Cleantech Acquisition Corpcw | *W EXP 03/15/202 | 37,050 | $1K | Add +2376.6% |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 34,867 | $1K | Reduce -31.7% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 1,670 | $1K | Reduce -96.8% |
| DC.WS Dakota Gold Corp.-26 | *W EXP 03/15/202 | 2,688 | $1K | Add +38.9% |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 13,575 | $1K | Reduce -6.6% |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 826 | $1K | Add +2403.0% |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 2,267 | $1K | New |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 1,000 | $1K | New |
| OXBRW Oxbridge Re Holdings-CW24 | *W EXP 03/26/202 | 2,667 | $1K | Reduce -2.7% |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 2,645 | $1K | Reduce -84.8% |
| NAKAW Kindly MD Inc. -29 | *W EXP 05/31/202 | 6,903 | $1K | Reduce -22.2% |
| CRPWF Carbon Revolution PLC | *W EXP 99/99/999 | 16,344 | $1K | New |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 1,764 | $1K | Reduce -83.9% |
| NESRW National Energy Service-CW23 | *W EXP 06/06/202 | 2,692 | $1K | New |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 3,135 | $1K | New |
| BEATW Heartbeam Inc.-CW26 | *W EXP 10/31/202 | 1,886 | $981 | Reduce -78.5% |
| TMCWW TMC the Metals Co. Inc. -CW25I | *W EXP 09/09/202 | 8,569 | $943 | New |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 1,000 | $934 | New |
| FVNNR Future Vision II Acquisi-RTS | RIGHT 06/29/2029 | 6,651 | $931 | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 1,000 | $894 | Reduce -99.9% |
| BKSYW Blacksky Technology -CW24 | *W EXP 09/09/202 | 7,384 | $805 | Add +177.5% |
| VLNWF Valens Semiconductor -CW26 | *W EXP 09/30/202 | 9,753 | $800 | New |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 24,689 | $741 | New |
| LNZAW Amci Acquisition II A -CW28 | *W EXP 01/01/202 | 2,629 | $736 | Reduce -81.6% |
| MDCXW Medicus Pharma Ltd. -29 | *W EXP 11/15/202 | 2,000 | $702 | New |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 2,670 | $641 | New |
| BIO GREEN MED SOLUTION (BGMS 6 PERP) | PFD CONV EX 6% | 84 | $612 | New |
| RVPHW Reviva Pharmaceuticals -CW23 | *W EXP 12/25/202 | 3,734 | $612 | Add +460.7% |
| SDSTW Global Partner Acq A -CW27 | *W EXP 06/21/202 | 2,544 | $598 | Reduce -86.7% |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 4,415 | $596 | Reduce -52.3% |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 2,699 | $596 | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 500 | $549 | No change |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | 901 | $532 | New |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 2,483 | $521 | Reduce -11.3% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 500 | $518 | No change |
| SATLW Satellogic Inc.-A -23 | *W EXP 01/25/202 | 1,386 | $509 | Reduce -50.5% |
| NRXPW NRX Pharmaceuticals Inc.-CW22 | *W EXP 05/24/202 | 3,911 | $501 | Reduce -74.4% |
| LUCYW Innovative Eyewear Inc.-CW23 | *W EXP 08/16/202 | 11,315 | $498 | New |
| BAYAR Bayview Acquisition Corp. | RIGHT 11/17/2028 | 4,826 | $487 | New |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 2,692 | $485 | Add +9514.3% |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 28,228 | $480 | Reduce -0.3% |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 1,117 | $455 | Reduce -97.6% |
| EVGO INC | *W EXP 07/01/202 | 850 | $454 | Add +82.4% |
| JSPRW Jasper Therapeutics Inc.-CW26 | *W EXP 09/24/202 | 2,572 | $437 | New |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 | 2,790 | $435 | Reduce -49.4% |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 8,071 | $428 | Add +707.1% |
| DAVEW Dave Inc. -CW27 | *W EXP 01/05/202 | 2,671 | $427 | New |
| PXSAW Pyxis Tankers Inc. -CW25 | *W EXP 10/13/202 | 2,134 | $427 | Add +10.3% |
| GIPRW Generation Income Proper -CW | *W EXP 99/99/999 | 3,000 | $420 | Add +15.4% |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 4,070 | $407 | New |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 2,608 | $391 | New |
| SEATW Vivid Seats Inc. -CW26 | *W EXP 10/18/202 | 1,096 | $389 | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 2,494 | $374 | New |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 15,654 | $360 | Add +10846.9% |
| BETRW Better Home & Finance-CW26 | *W EXP 08/22/202 | 2,983 | $358 | Reduce -72.5% |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 1,084 | $358 | Add +1190.5% |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 9,309 | $354 | Reduce -76.6% |
| FASWF Stonebridge Acquisition-CW23 | *W EXP 04/02/202 | 2,601 | $338 | Add +157.3% |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | 16,300 | $326 | Add +735.5% |
| MACIW Melar Acquisition Corp. I -29 | *W EXP 06/01/203 | 2,839 | $326 | New |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 2,473 | $319 | New |
| BNCWW Cea Industries Inc. -CW27 | *W EXP 02/11/202 | 38,776 | $310 | Reduce -31.9% |
| NTRBW Nutriband Inc. -CW26 | *W EXP 99/99/999 | 215 | $301 | Reduce -48.2% |
Largest 200 of 338 shown.
Total filed on the 13F, all lines: $446.0B.
Portfolio Sells Q3 2024 → Q4 2024
| UNH Unitedhealth Group Inc. | Reduce -16.1% | 0.58% | −0.42 |
| LLY Eli Lilly & Co. | Reduce -5.4% | 0.59% | −0.30 |
| UBS UBS Group AG-Reg | Reduce -1.2% | 1.04% | −0.30 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -2.7% | 0.56% | −0.17 |
| TMO Thermo Fisher Scientific Inc. | Reduce -4.5% | 0.28% | −0.16 |
| GOOG Alphabet Inc. Class C | Reduce -1.2% | 0.94% | −0.10 |
| IWF iShares Russell 1000 Growth | Reduce -1.2% | 0.56% | −0.10 |
| IJH iShares Core S&P Midcap ETF | Reduce -3.9% | 0.33% | −0.10 |
| MA Mastercard Inc. Class A | Reduce -0.3% | 0.42% | −0.07 |
| AMT American Tower Corp. | Reduce -0.7% | 0.12% | −0.07 |
| RTX RTX Corp. | Reduce -0.5% | 0.23% | −0.07 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.4% | 0.28% | −0.06 |
| VWO Vanguard Ftse Emerging Marke | Reduce -0.8% | 0.17% | −0.06 |
| DUK Duke Energy Corp. | Reduce -29.2% | 0.06% | −0.05 |
| AMRX Amneal Pharmaceuticals Inc. | Reduce -92.3% | 0.00% | −0.05 |
| QUAL iShares MSCI USA Quality Fac | Reduce -0.2% | 0.18% | −0.05 |
| U Unity Software Inc. | Reduce -78.4% | 0.01% | −0.05 |
| CEG Constellation Energy | Reduce -17.5% | 0.06% | −0.05 |
| XLV SS Health Care Select Sector | Reduce -2.0% | 0.11% | −0.05 |
| IWR iShares Russell Mid-Cap ETF | Reduce -12.3% | 0.11% | −0.04 |
| GDX Vaneck Gold Miners ETF | Reduce -5.9% | 0.08% | −0.04 |
| DIS The Walt Disney Co. | Reduce -10.2% | 0.20% | −0.04 |
| BSCP Invesco Bulletshares 2025 CB | Reduce -68.3% | 0.01% | −0.04 |
| AEP American Electric Power | Reduce -9.2% | 0.07% | −0.04 |
| KRE SS SPDR S&P Regional Bank | Reduce -52.3% | 0.03% | −0.04 |
| IEF iShares 7-10 Year Treasury B | Reduce -10.4% | 0.08% | −0.04 |
| EWJ iShares MSCI Japan ETF | Reduce -41.4% | 0.03% | −0.04 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -15.5% | 0.06% | −0.04 |
| VHT Vanguard Health Care ETF | Reduce -5.4% | 0.07% | −0.03 |
| ICE Intercontinental Exchange Inc. | Reduce -0.4% | 0.10% | −0.03 |
| IYR iShares US Real Estate ETF | Reduce -25.4% | 0.04% | −0.03 |
| JCI Johnson Controls Internation | Reduce -26.5% | 0.05% | −0.03 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -3.7% | 0.07% | −0.03 |
| EOG EOG Resources Inc. | Reduce -0.3% | 0.12% | −0.03 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -0.7% | 0.10% | −0.03 |
| RSG Republic Services Inc. | Reduce -1.7% | 0.10% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -0.5% | 0.10% | −0.03 |
| SCHX Schwab US Large-Cap ETF | Reduce -6.5% | 0.09% | −0.03 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -30.5% | 0.03% | −0.03 |
| VIS Vanguard Industrials ETF | Reduce -43.9% | 0.02% | −0.02 |
| CTLT Catalent Inc. | Sold out | 0.00% | −0.02 |
| VGIT Vanguard Intermediate-Term T | Reduce -16.1% | 0.04% | −0.02 |
| PSA Public Storage | Reduce -11.7% | 0.03% | −0.02 |
| USFR Wisdomtree Floating Rate Tre | Reduce -7.2% | 0.07% | −0.02 |
| ECL Ecolab Inc. | Reduce -7.5% | 0.05% | −0.02 |
| VGSH Vanguard Short-Term Treasury | Reduce -34.3% | 0.02% | −0.02 |
| MUB iShares National Muni Bond E | Reduce -4.6% | 0.06% | −0.02 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -5.6% | 0.06% | −0.02 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.02 |
| EPD Enterprise Products Partners | Reduce -5.3% | 0.09% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| MSTR Strategy Inc. | Add +933.1% | 0.29% | +0.27 |
| BA The Boeing Co. | Add +169.4% | 0.30% | +0.18 |
| TSLA Tesla Inc. | Add +9.3% | 0.66% | +0.17 |
| AVGO Broadcom Inc. | Add +2.7% | 1.38% | +0.13 |
| HON Honeywell International Inc. | Add +84.9% | 0.32% | +0.12 |
| PLTR Palantir Technologies Inc. Class A | Add +51.6% | 0.20% | +0.12 |
| APP AppLovin Corp. Class A | Add +294.3% | 0.12% | +0.11 |
| FXI iShares China Large-Cap ETF | Add +121.8% | 0.25% | +0.10 |
| PSX Phillips 66 | Add +149.3% | 0.23% | +0.10 |
| EBAY eBay Inc. | Add +515.4% | 0.12% | +0.10 |
| SMAR Smartsheet Inc. Class A | Add +4136.8% | 0.10% | +0.09 |
| K Kellanova | Add +411.1% | 0.12% | +0.09 |
| IP International Paper Co. | Add +658.9% | 0.10% | +0.09 |
| FTV Fortive Corp. | Add +762.6% | 0.10% | +0.09 |
| RIVN Rivian Automotive Inc. Class A | Add +2742.8% | 0.09% | +0.09 |
| WDAY Workday Inc. Class A | Add +259.4% | 0.10% | +0.07 |
| XLI SS Industrial Select Sector | Add +90.5% | 0.20% | +0.07 |
| AZPN Aspen Technology Inc. | Add +1587.3% | 0.07% | +0.06 |
| DE Deere & Co. | Add +73.9% | 0.21% | +0.06 |
| AAL American Airlines Group Inc. | Add +1390.7% | 0.06% | +0.06 |
| PWR Quanta Services Inc. | Add +62.9% | 0.20% | +0.05 |
| CVX Chevron Corp. | Add +43.5% | 0.47% | +0.05 |
| NFLX Netflix Inc. | Add +20.4% | 0.31% | +0.05 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +207.3% | 0.09% | +0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +44.5% | 0.17% | +0.05 |
| PCAR Paccar Inc. | Add +154.5% | 0.09% | +0.05 |
| NOW ServiceNow Inc. | Add +33.7% | 0.22% | +0.05 |
| DAY Dayforce Inc. | Add +916.0% | 0.05% | +0.05 |
| DASH DoorDash Inc. Class A | Add +254.6% | 0.07% | +0.05 |
| DFS Discover Financial Services | Add +130.0% | 0.08% | +0.05 |
| SPOT Spotify Technology SA | Add +309.8% | 0.06% | +0.04 |
| WFC Wells Fargo & Co. | Add +30.0% | 0.19% | +0.04 |
| TTD Trade Desk Inc./the Class A | Add +202.7% | 0.07% | +0.04 |
| IWM iShares Russell 2000 ETF | Add +50.6% | 0.24% | +0.04 |
| GSK GSK PLC-Spon ADR | Add +876.3% | 0.05% | +0.04 |
| FDN First Trust DJ Internet Ind | Add +108.8% | 0.09% | +0.04 |
| CFG Citizens Financial Group | Add +314.0% | 0.06% | +0.04 |
| DRI Darden Restaurants Inc. | Add +196.9% | 0.06% | +0.04 |
| GPN Global Payments Inc. | Add +286.0% | 0.06% | +0.04 |
| SMCI Super Micro Computer Inc. | New | 0.04% | +0.04 |
| APO Apollo Global Management Inc. | Add +54.1% | 0.10% | +0.04 |
| NET Cloudflare Inc. Class A | Add +393.5% | 0.05% | +0.04 |
| KHC The Kraft Heinz Co. | Add +190.4% | 0.08% | +0.04 |
| MANH Manhattan Associates Inc. | Add +584.3% | 0.05% | +0.04 |
| FCX Freeport-McMoran Inc. | Add +157.5% | 0.11% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +21.9% | 0.38% | +0.04 |
| WBD Warner Bros Discovery Inc. | Add +191.9% | 0.06% | +0.04 |
| COF Capital One Financial Corp. | Add +91.3% | 0.08% | +0.04 |
| SOFI Sofi Technologies Inc. | Add +257.8% | 0.04% | +0.04 |
| NIO Nio Inc. - ADR | Add +975.0% | 0.04% | +0.04 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -59.7% | 5,312,200 | $3.1B |
| IWM iShares Russell 2000 ETF | put | Reduce -43.0% | 11,734,400 | $2.6B |
| AAPL Apple Inc. | put | Reduce -9.6% | 9,469,335 | $2.4B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -51.1% | 4,023,800 | $2.1B |
| NVDA Nvidia Corp. | call | Reduce -23.9% | 13,155,223 | $1.8B |
| EEM iShares MSCI Emerging Market | put | Add +28.7% | 36,926,200 | $1.5B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +108.4% | 19,506,400 | $1.5B |
| TSM Taiwan Semiconductor-SP ADR | put | Add +7.2% | 6,890,550 | $1.4B |
| NVDA Nvidia Corp. | put | Reduce -23.0% | 9,747,480 | $1.3B |
| TSLA Tesla Inc. | put | Reduce -13.4% | 3,170,018 | $1.3B |
| TSLA Tesla Inc. | call | Reduce -14.8% | 3,136,951 | $1.3B |
| EEM iShares MSCI Emerging Market | call | Reduce -10.7% | 30,179,000 | $1.3B |
| AAPL Apple Inc. | call | Reduce -32.5% | 4,731,755 | $1.2B |
| XLE SS Energy Select Sector | put | Add +75.7% | 13,139,800 | $1.1B |
| QQQ Invesco QQQ Trust Series 1 | call | Add +27.9% | 2,195,037 | $1.1B |
| XLF SS Financial Select Sector | put | Reduce -4.6% | 22,572,400 | $1.1B |
| MSFT Microsoft Corp. | put | Reduce -22.1% | 2,310,836 | $974.0M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -49.9% | 1,641,626 | $962.1M |
| JPM JPMorgan Chase & Co. | put | Add +17.5% | 3,922,100 | $940.2M |
| IWM iShares Russell 2000 ETF | call | Reduce -58.5% | 3,957,730 | $874.5M |
| XLF SS Financial Select Sector | call | Add +98.0% | 17,434,788 | $842.6M |
| GLD SPDR Gold Shares | call | Reduce -14.9% | 3,363,682 | $814.4M |
| MSFT Microsoft Corp. | call | Reduce -24.0% | 1,907,575 | $804.0M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Reduce -20.0% | 7,195,000 | $768.7M |
| FXI iShares China Large-Cap ETF | call | Add +5.7% | 24,885,500 | $757.5M |
| EFA iShares MSCI Eafe ETF | put | Add +132.3% | 9,624,300 | $727.7M |
| NFLX Netflix Inc. | put | Add +4.5% | 786,800 | $701.3M |
| CSCO Cisco Systems Inc. | put | Add +15.3% | 11,662,600 | $690.4M |
| AMZN Amazon.com Inc. | put | Add +9.4% | 3,146,100 | $690.2M |
| BAC Bank of America Corp. | put | Add +28.8% | 14,932,800 | $656.3M |
| GLD SPDR Gold Shares | put | Reduce -11.3% | 2,690,900 | $651.5M |
| SLV iShares Silver Trust | call | Reduce -41.9% | 23,789,688 | $626.4M |
| XLE SS Energy Select Sector | call | Add +425.2% | 6,718,290 | $575.5M |
| META Meta Platforms Inc. Class A | put | Reduce -6.7% | 952,118 | $557.5M |
| ASHR Xtrackers Harvest Csi 300 CH | call | Add +3426.8% | 18,981,100 | $502.4M |
| AVGO Broadcom Inc. | put | Reduce -6.0% | 2,113,900 | $490.1M |
| DHR Danaher Corp. | call | Add +2.6% | 2,082,300 | $478.0M |
| META Meta Platforms Inc. Class A | call | Reduce -5.6% | 793,564 | $464.6M |
| GOOGL Alphabet Inc. Class A | put | Reduce -10.9% | 2,454,380 | $464.6M |
| AMD Advanced Micro Devices | put | Reduce -0.4% | 3,756,300 | $453.7M |
| FXI iShares China Large-Cap ETF | put | Reduce -30.4% | 14,573,200 | $443.6M |
| RKLB Rocket Lab USA Inc. | call | Add +0.1% | 17,340,483 | $441.7M |
| MS Morgan Stanley | put | Add +28.1% | 3,482,200 | $437.8M |
| BAC Bank of America Corp. | call | Add +28.6% | 9,852,623 | $433.0M |
| COIN Coinbase Global Inc. Class A | call | Add +13557.5% | 1,742,287 | $432.6M |
| BABA Alibaba Group Holding-SP ADR | put | Add +150.6% | 5,047,400 | $428.0M |
| AMZN Amazon.com Inc. | call | Reduce -45.4% | 1,780,199 | $390.6M |
| JPM JPMorgan Chase & Co. | call | Add +5.7% | 1,523,858 | $365.3M |
| NFLX Netflix Inc. | call | Reduce -15.5% | 407,359 | $363.1M |
| BABA Alibaba Group Holding-SP ADR | call | Add +44.1% | 4,278,813 | $362.8M |
Showing the first 50 of 1,184.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Add +1926600.0% | 28,900,500 | $26.0M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | New | 9,355,000 | $11.3M |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | New | 10,670,000 | $9.4M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.4% | 7,427 | $8.9M |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | New | 7,901,000 | $8.6M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +68.5% | 6,086 | $7.4M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | Sold out | 5,500,000 | $5.6Mbefore exit |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | New | 11,906,000 | $5.5M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 88,447 | $5.4M |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 106,293 | $5.3M |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | New | 5,133,000 | $5.2M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Sold out | 4,500,000 | $4.8Mbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Reduce -16.7% | 3,500,000 | $3.5M |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | New | 3,450,000 | $3.2M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Sold out | 3,000,000 | $3.0Mbefore exit |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | New | 2,626,000 | $2.6M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | New | 2,571,000 | $2.5M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Sold out | 2,000,000 | $2.4Mbefore exit |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | New | 2,651,000 | $2.3M |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Sold out | 2,000,000 | $2.0Mbefore exit |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | Sold out | 1,500,000 | $1.3Mbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +72.5% | 47,406 | $1.3M |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | New | 1,203,000 | $1.2M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Sold out | 1,000,000 | $922Kbefore exit |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | Add +1.4% | 35,110 | $843K |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Reduce -63.1% | 701,500 | $672K |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | New | 484,000 | $650K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -3.6% | 15,447 | $632K |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Sold out | 500,000 | $597Kbefore exit |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Sold out | 500,000 | $571Kbefore exit |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | New | 565,000 | $559K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | Add +44.1% | 87,412 | $554K |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | Sold out | 500,000 | $532Kbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Sold out | 300,000 | $294Kbefore exit |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +12360.0% | 311,500 | $292K |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | Add +227.9% | 8,906 | $271K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Add +20.9% | 4,299 | $206K |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Add +23809.1% | 2,630 | $185K |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Sold out | 6,549 | $165Kbefore exit |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Add +27.6% | 4,073 | $153K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +614.5% | 1,522 | $132K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +316.2% | 4,566 | $112K |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | New | 87,000 | $102K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Add +188.9% | 1,147 | $99K |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | New | 62,000 | $82K |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | New | 24,643 | $79K |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | New | 18,595 | $73K |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | Add +56.5% | 1,186 | $71K |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +221.5% | 3,260 | $68K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +18.0% | 30,639 | $66K |
Showing the first 50 of 398.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 8,634 | $628.7B | NVDA, AAPL, MSFT, AVGO, SPY |
| Q1 2026 | 8,728 | $563.1B | NVDA, AAPL, MSFT, SPY, AVGO |
| Q4 2025 | 8,711 | $504.5B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q3 2025 | 8,513 | $511.5B | NVDA, MSFT, AAPL, AMZN, AVGO |
| Q2 2025 | 8,500 | $477.9B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 8,455 | $451.4B | AAPL, MSFT, NVDA, AMZN, SPY |
| Q4 2024 | 8,290 | $445.9B | AAPL, MSFT, NVDA, AMZN, AVGO |
| Q3 2024 | 7,908 | $356.9B | MSFT, AAPL, NVDA, AMZN, META |
| Q2 2024 | 7,931 | $325.5B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 7,779 | $303.0B | MSFT, AAPL, NVDA, AMZN, SPY |