Uptown Financial Advisors LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 10, 2026), Uptown Financial Advisors LLC reported 77 stock positions worth $136.5 million. Its top holding was Vanguard Mrngstar GR ETF-Sui (VUG) at 11.8% of the portfolio, followed by iShares Core S&P Small-Cap E (IJR, 8.6%) and Vngrd Mrngstr MD-Cap ETF-Usd (VO, 8.2%). Compared with Q1 2026, it opened 7 new positions, added to 12 and reduced 26. The biggest buy was a new position in PIMCO Enhanced Short Maturit (MINT) and the biggest sale Vanguard Energy ETF (VDE, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- DALLAS, TX
- CIK
- 0002066147
- Portfolio Value
- $136.5M (Q2 2026)
- SEC Filing
- 0002066147-26-000003 ↗ filed Jul 10, 2026
Holdings Value
Holdings 77 stocks · $136.5M
| VUG Vanguard Mrngstar GR ETF-Sui | 11.78% | 186,647 | $16.1M | Reduce -0.9% |
| IJR iShares Core S&P Small-Cap E | 8.63% | 79,404 | $11.8M | Reduce -0.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 8.25% | 139,720 | $11.3M | Reduce -1.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 7.32% | 164,321 | $10.0M | Add +1.5% |
| SPEM State Street SP PTF Em ETF | 5.92% | 155,992 | $8.1M | Reduce -0.1% |
| BSV Vanguard Short-Term Bond ETF | 5.72% | 100,179 | $7.8M | No change |
| SPYG SS SPDR P S&P 500 Growth ETF | 4.17% | 47,799 | $5.7M | Reduce -0.1% |
| SCHF Schwab Intl Equity ETF | 3.68% | 181,155 | $5.0M | Reduce -2.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 2.99% | 18,712 | $4.1M | Reduce -2.0% |
| BIV Vanguard Intermediate-Term B | 2.96% | 52,739 | $4.0M | Reduce -1.8% |
| VDE Vanguard Energy ETF | 2.78% | 25,298 | $3.8M | Reduce -0.9% |
| VEA Vanguard Ftse Developed ETF | 2.77% | 53,094 | $3.8M | Reduce -2.2% |
| VSS Vanguard Ftse All Wo X-US SC | 2.36% | 20,899 | $3.2M | Add +1.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.98% | 3,624 | $2.7M | Reduce -0.1% |
| ET Energy Transfer LP | 1.80% | 128,774 | $2.5M | Add +0.0% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 1.79% | 53,969 | $2.4M | Add +19.3% |
| NVDA Nvidia Corp. | 1.56% | 10,646 | $2.1M | Add +0.2% |
| IVV iShares Core S&P 500 ETF | 1.44% | 2,631 | $2.0M | Reduce -1.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.30% | 16,282 | $1.8M | Reduce -0.7% |
| EPD Enterprise Products Partners | 1.29% | 48,051 | $1.8M | No change |
| BNDX Vanguard Total Intl Bond ETF | 1.06% | 29,794 | $1.4M | Reduce -0.5% |
| IWM iShares Russell 2000 ETF | 0.83% | 3,752 | $1.1M | Reduce -0.2% |
| IJH iShares Core S&P Midcap ETF | 0.81% | 14,333 | $1.1M | Reduce -0.0% |
| VYM Vanguard High DVD Yield ETF | 0.75% | 6,490 | $1.0M | No change |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.74% | 20,066 | $1.0M | Reduce -0.3% |
| VNQ Vanguard Real Estate ETF | 0.67% | 9,499 | $916K | Add +1.1% |
| JAAA Janus Henderson Aaa Clo ETF | 0.64% | 17,361 | $877K | Reduce -10.3% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.63% | 8,409 | $860K | Reduce -11.5% |
| JNK SS SPDR BB High Yield Bond | 0.55% | 7,823 | $754K | Add +2.1% |
| AVGO Broadcom Inc. | 0.53% | 1,905 | $720K | No change |
| META Meta Platforms Inc. Class A | 0.53% | 1,273 | $717K | Add +1.3% |
| MSFT Microsoft Corp. | 0.53% | 1,922 | $717K | Add +1.7% |
| SCHV Schwab US Large-Cap Value | 0.52% | 20,352 | $708K | No change |
| IJS iShares S&P Small-Cap 600 Va | 0.44% | 4,371 | $597K | No change |
| MUB iShares National Muni Bond E | 0.44% | 5,518 | $594K | No change |
| AGG iShares Core U.S. Aggregate | 0.43% | 5,914 | $585K | Add +0.0% |
| CSCO Cisco Systems Inc. | 0.38% | 4,387 | $515K | No change |
| VOO Vanguard S&P 500 ETF | 0.37% | 734 | $504K | No change |
| MINT PIMCO Enhanced Short Maturit | 0.37% | 4,956 | $500K | New |
| VGT Vanguard Info Tech ETF | 0.36% | 4,097 | $490K | Reduce -0.2% |
| ABBV Abbvie Inc. | 0.35% | 1,913 | $481K | No change |
| VWO Vanguard Ftse Emerging Marke | 0.35% | 7,964 | $475K | Reduce -0.8% |
| JNJ Johnson & Johnson | 0.34% | 1,837 | $467K | No change |
| IEFA iShares Core MSCI Eafe ETF | 0.33% | 4,722 | $456K | Add +1.3% |
| AAPL Apple Inc. | 0.33% | 1,562 | $452K | No change |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.32% | 1,788 | $434K | No change |
| SCHD Schwab US DVD Equity ETF | 0.30% | 12,750 | $404K | No change |
| TXN Texas Instruments Inc. | 0.29% | 1,340 | $399K | No change |
| SCHG Schwab US Large-Cap Growth | 0.28% | 11,476 | $388K | No change |
| AXP American Express Co. | 0.28% | 1,127 | $381K | No change |
| IEMG iShares Core MSCI Emerging | 0.28% | 4,592 | $380K | Reduce -0.8% |
| EFA iShares MSCI Eafe ETF | 0.25% | 3,253 | $338K | No change |
| VIG Vanguard Dividend Apprec ETF | 0.24% | 1,384 | $327K | No change |
| JPM JPMorgan Chase & Co. | 0.23% | 958 | $314K | No change |
| VNQI Vanguard GLBL Ex-US Real Est | 0.23% | 6,905 | $310K | Reduce -14.7% |
| XLE SS Energy Select Sector | 0.22% | 5,603 | $298K | Add +0.1% |
| SCHC Schwab Intl Small-Cap Equity | 0.21% | 5,961 | $287K | Reduce -0.4% |
| GOOGL Alphabet Inc. Class A | 0.20% | 778 | $278K | No change |
| CAT Caterpillar Inc. | 0.20% | 250 | $266K | New |
| NAD Nuveen Quality Municipal Inc. | 0.19% | 21,930 | $266K | Reduce -27.7% |
| NFLX Netflix Inc. | 0.19% | 3,600 | $257K | No change |
| WFC Wells Fargo & Co. | 0.18% | 2,940 | $243K | No change |
| AMZN Amazon.com Inc. | 0.18% | 1,011 | $241K | Reduce -5.2% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.17% | 3,513 | $237K | No change |
| BSL Blackstone SNR Fltng RT | 0.16% | 17,320 | $224K | No change |
| CVX Chevron Corp. | 0.16% | 1,345 | $223K | No change |
| KMI Kinder Morgan Inc. | 0.16% | 6,952 | $222K | No change |
| TSLA Tesla Inc. | 0.16% | 509 | $214K | New |
| SPSB SS SPDR P St C Corp. ETF | 0.16% | 7,115 | $214K | No change |
| XOM Exxon Mobil Corp. | 0.15% | 1,532 | $209K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.15% | 743 | $209K | New |
| MIDD Middleby Corp. | 0.15% | 1,200 | $206K | New |
| SUB iShares Short-Term National | 0.15% | 1,935 | $206K | No change |
| JBBB Janus Henderson B-BBB Clo Et | 0.15% | 4,265 | $202K | New |
| QQQ Invesco QQQ Trust Series 1 | 0.13% | 232 | $171K | No change |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.10% | 11,499 | $135K | No change |
| SPCX Space Exploration Techn Class A | 0.00% | 32 | $5K | New |
Options reported separately and not counted above: QQQ puts ($10.3M), QQQ calls ($1.5M), NVDA puts ($1.0M), MSFT puts ($634K), SPCX puts ($513K), XLU calls ($390K), CSCO puts ($376K), XLU puts ($358K), XLE calls ($159K), MSFT calls ($112K), AVGO puts ($76K).
Portfolio Sells Q1 2026 → Q2 2026
| VDE Vanguard Energy ETF | Reduce -0.9% | 2.78% | −0.79 |
| BIV Vanguard Intermediate-Term B | Reduce -1.8% | 2.96% | −0.39 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -10.3% | 0.64% | −0.15 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -0.7% | 1.30% | −0.14 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -0.5% | 1.06% | −0.11 |
| NAD Nuveen Quality Municipal Inc. | Reduce -27.7% | 0.19% | −0.09 |
| VNQI Vanguard GLBL Ex-US Real Est | Reduce -14.7% | 0.23% | −0.06 |
| VEA Vanguard Ftse Developed ETF | Reduce -2.2% | 2.77% | −0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -2.0% | 2.99% | −0.04 |
| SCHF Schwab Intl Equity ETF | Reduce -2.1% | 3.68% | −0.03 |
| SCHC Schwab Intl Small-Cap Equity | Reduce -0.4% | 0.21% | −0.02 |
| SPEM State Street SP PTF Em ETF | Reduce -0.1% | 5.92% | −0.00 |
| AMZN Amazon.com Inc. | Reduce -5.2% | 0.18% | −0.00 |
| VWO Vanguard Ftse Emerging Marke | Reduce -0.8% | 0.35% | −0.00 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -0.3% | 0.74% | −0.00 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -1.5% | 8.25% | +0.01 |
| IEMG iShares Core MSCI Emerging | Reduce -0.8% | 0.28% | +0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -11.5% | 0.63% | +0.03 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.0% | 0.81% | +0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -1.1% | 1.44% | +0.04 |
| VGT Vanguard Info Tech ETF | Reduce -0.2% | 0.36% | +0.07 |
| IWM iShares Russell 2000 ETF | Reduce -0.2% | 0.83% | +0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.1% | 1.98% | +0.07 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -0.1% | 4.17% | +0.38 |
| IJR iShares Core S&P Small-Cap E | Reduce -0.9% | 8.63% | +0.57 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -0.9% | 11.78% | +0.69 |
Portfolio Buys Q1 2026 → Q2 2026
| MINT PIMCO Enhanced Short Maturit | New | 0.37% | +0.37 |
| CAT Caterpillar Inc. | New | 0.20% | +0.20 |
| TSLA Tesla Inc. | New | 0.16% | +0.16 |
| IBM Intl Business Machines Corp. | New | 0.15% | +0.15 |
| MIDD Middleby Corp. | New | 0.15% | +0.15 |
| JBBB Janus Henderson B-BBB Clo Et | New | 0.15% | +0.15 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +19.3% | 1.79% | +0.11 |
| NVDA Nvidia Corp. | Add +0.2% | 1.56% | +0.06 |
| SPCX Space Exploration Techn Class A | New | 0.00% | +0.00 |
| VNQ Vanguard Real Estate ETF | Add +1.1% | 0.67% | −0.00 |
| IEFA iShares Core MSCI Eafe ETF | Add +1.3% | 0.33% | −0.01 |
| MSFT Microsoft Corp. | Add +1.7% | 0.53% | −0.04 |
| JNK SS SPDR BB High Yield Bond | Add +2.1% | 0.55% | −0.04 |
| AGG iShares Core U.S. Aggregate | Add +0.0% | 0.43% | −0.05 |
| META Meta Platforms Inc. Class A | Add +1.3% | 0.53% | −0.06 |
| XLE SS Energy Select Sector | Add +0.1% | 0.22% | −0.06 |
| VSS Vanguard Ftse All Wo X-US SC | Add +1.4% | 2.36% | −0.07 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +1.5% | 7.32% | −0.09 |
| ET Energy Transfer LP | Add +0.0% | 1.80% | −0.21 |
Options Activity Q1 2026 → Q2 2026
| QQQ Invesco QQQ Trust Series 1 | put | Add +600.0% | 14,000 | $10.3M |
| QQQ Invesco QQQ Trust Series 1 | call | New | 2,000 | $1.5M |
| NVDA Nvidia Corp. | put | New | 5,000 | $1.0M |
| MSFT Microsoft Corp. | put | New | 1,700 | $634K |
| SPCX Space Exploration Techn Class A | put | New | 3,000 | $513K |
| XLU St Sr Utl SL SE SPDR ETF-Usd | call | New | 8,600 | $390K |
| XLU St Sr Utl SL SE SPDR ETF-Usd | put | New | 7,900 | $358K |
| CRWV Coreweave Inc. Class A | call | Sold out | 4,000 | $310Kbefore exit |
| NVDA Nvidia Corp. | call | Sold out | 1,500 | $262Kbefore exit |
| CRWV Coreweave Inc. Class A | put | Sold out | 2,900 | $225Kbefore exit |
| XLE SS Energy Select Sector | call | New | 3,000 | $159K |
| MSFT Microsoft Corp. | call | New | 300 | $112K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 77 | $136.5M | VUG, IJR, VO, SPYV, SPEM |
| Q1 2026 | 70 | $123.6M | VUG, VO, IJR, SPYV, BSV |
| Q4 2025 | 74 | $117.4M | VUG, VO, IJR, SPYV, BSV |
| Q3 2025 | 70 | $113.8M | VUG, VO, IJR, SPYV, SPEM |
| Q2 2025 | 70 | $107.6M | VUG, VO, IJR, SPYV, BSV |
| Q1 2025 | 69 | $96.8M | VUG, VO, IJR, SPYV, BSV |
| Q4 2024 | 65 | $92.7M | VUG, VO, IJR, SPYV, BSV |