Uptown Financial Advisors LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 15, 2025), Uptown Financial Advisors LLC reported 70 stock positions worth $113.8 million. Its top holding was Vanguard Mrngstar GR ETF-Sui (VUG) at 13.1% of the portfolio, followed by Vngrd Mrngstr MD-Cap ETF-Usd (VO, 8.1%) and iShares Core S&P Small-Cap E (IJR, 7.4%). Compared with Q2 2025, it opened 3 new positions, sold out of 3, added to 18 and reduced 18. The biggest buy was iShares Core S&P Small-Cap E (IJR, shares +2%) and the biggest sale Janus Henderson Aaa Clo ETF (JAAA, shares −35%).

Most Recent 13F
Q2 2026
Location
DALLAS, TX
CIK
0002066147
Portfolio Value
$113.8M (Q3 2025)
SEC Filing
0002066147-25-000001 ↗ filed Oct 15, 2025

Holdings Value

0$50.0M$100.0M$150.0M Q4 2024: $92.7M Q4 2024 Q1 2025: $96.8M Q1 2025 Q2 2025: $107.6M Q2 2025 Q3 2025: $113.8M $113.8M Q3 2025 Q4 2025: $117.4M Q4 2025 Q1 2026: $123.6M Q1 2026 Q2 2026: $136.5M Q2 2026

Holdings 70 stocks · $113.8M
VUG Vanguard Mrngstar GR ETF-Sui 13.14% 31,156 $14.9M Reduce -0.7%
VO Vngrd Mrngstr MD-Cap ETF-Usd 8.11% 31,413 $9.2M Add +0.5%
IJR iShares Core S&P Small-Cap E 7.43% 71,081 $8.4M Add +1.8%
SPYV SS SPDR P S&P 500 Value ETF 7.12% 146,458 $8.1M Add +3.0%
SPEM State Street SP PTF Em ETF 5.81% 141,170 $6.6M Add +0.9%
BSV Vanguard Short-Term Bond ETF 5.64% 81,262 $6.4M Reduce -1.6%
SPYG SS SPDR P S&P 500 Growth ETF 4.55% 49,489 $5.2M Add +0.2%
VTV Vanguard Mrngstr Val ETF-Aui 3.20% 19,489 $3.6M Reduce -1.2%
BIV Vanguard Intermediate-Term B 3.12% 45,480 $3.6M Reduce -1.4%
SCHF Schwab Intl Equity ETF 3.11% 151,965 $3.5M Add +2.2%
VEA Vanguard Ftse Developed ETF 2.72% 51,722 $3.1M Add +0.1%
VDE Vanguard Energy ETF 2.66% 24,060 $3.0M Add +1.3%
VSS Vanguard Ftse All Wo X-US SC 2.34% 18,704 $2.7M Add +1.5%
SPY SS SPDR S&P 500 ETF Trust-US 2.12% 3,614 $2.4M Add +0.2%
ET Energy Transfer LP 1.94% 128,642 $2.2M Add +0.1%
NVDA Nvidia Corp. 1.63% 9,957 $1.9M Add +6.8%
IVV iShares Core S&P 500 ETF 1.35% 2,292 $1.5M No change
EPD Enterprise Products Partners 1.32% 48,051 $1.5M No change
XLU St Sr Utl SL SE SPDR ETF-Usd 1.29% 16,860 $1.5M Add +2.3%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 1.27% 13,007 $1.5M Reduce -3.8%
BNDX Vanguard Total Intl Bond ETF 0.99% 22,804 $1.1M Reduce -1.1%
VYM Vanguard High DVD Yield ETF 0.87% 7,049 $994K No change
MSFT Microsoft Corp. 0.86% 1,879 $973K No change
JAAA Janus Henderson Aaa Clo ETF 0.83% 18,490 $939K Reduce -34.8%
META Meta Platforms Inc. Class A 0.80% 1,246 $915K No change
IWM iShares Russell 2000 ETF 0.78% 3,649 $883K Reduce -5.0%
IJH iShares Core S&P Midcap ETF 0.74% 12,960 $846K Reduce -1.1%
SPDW Ste STR SPDR PT DW Eu ETF 0.74% 19,546 $836K Reduce -0.4%
JNK SS SPDR BB High Yield Bond 0.59% 6,876 $674K Reduce -3.7%
VNQ Vanguard Real Estate ETF 0.59% 7,312 $669K Add +0.2%
SCHV Schwab US Large-Cap Value 0.56% 21,850 $636K No change
AVGO Broadcom Inc. 0.55% 1,905 $628K No change
AGG iShares Core U.S. Aggregate 0.54% 6,127 $614K Reduce -0.7%
EMXC iShares MSCI Emr MRK Ex Chna 0.52% 8,707 $588K Reduce -2.0%
MUB iShares National Muni Bond E 0.52% 5,518 $588K No change
IJS iShares S&P Small-Cap 600 Va 0.42% 4,291 $475K No change
JPM JPMorgan Chase & Co. 0.40% 1,458 $460K No change
VOO Vanguard S&P 500 ETF 0.40% 734 $449K Reduce -1.9%
ABBV Abbvie Inc. 0.39% 1,913 $443K No change
VWO Vanguard Ftse Emerging Marke 0.38% 8,015 $434K Reduce -2.8%
NFLX Netflix Inc. 0.38% 360 $432K No change
IEFA iShares Core MSCI Eafe ETF 0.35% 4,588 $401K Add +0.4%
AAPL Apple Inc. 0.35% 1,562 $398K Add +0.2%
AXP American Express Co. 0.33% 1,127 $374K No change
VBR Vngrd Mrngst SL-CP Val ETF-U 0.33% 1,788 $373K No change
SCHG Schwab US Large-Cap Growth 0.32% 11,476 $366K No change
SCHD Schwab US DVD Equity ETF 0.32% 13,350 $364K No change
VGT Vanguard Info Tech ETF 0.32% 485 $362K Add +1.0%
NAD Nuveen Quality Municipal Inc. 0.31% 30,340 $355K No change
JNJ Johnson & Johnson 0.30% 1,837 $341K No change
EFA iShares MSCI Eafe ETF 0.30% 3,599 $336K No change
VNQI Vanguard GLBL Ex-US Real Est 0.29% 6,970 $333K Add +1.1%
IEMG iShares Core MSCI Emerging 0.27% 4,646 $306K No change
CSCO Cisco Systems Inc. 0.26% 4,387 $300K No change
VIG Vanguard Dividend Apprec ETF 0.26% 1,384 $299K No change
SCHC Schwab Intl Small-Cap Equity 0.25% 6,347 $289K No change
JPC Nuveen Prefered & Income Opp 0.23% 31,600 $259K No change
XLE SS Energy Select Sector 0.22% 2,807 $251K Reduce -0.3%
WFC Wells Fargo & Co. 0.22% 2,940 $246K No change
TXN Texas Instruments Inc. 0.22% 1,340 $246K No change
BSL Blackstone SNR Fltng RT 0.21% 17,320 $244K No change
AMZN Amazon.com Inc. 0.21% 1,066 $234K Reduce -28.1%
TSLA Tesla Inc. 0.20% 517 $230K New
SPSB SS SPDR P St C Corp. ETF 0.19% 7,115 $216K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.18% 743 $210K No change
CVX Chevron Corp. 0.18% 1,345 $209K New
SUB iShares Short-Term National 0.18% 1,935 $207K No change
HD Home Depot Inc. 0.18% 508 $206K New
JBBB Janus Henderson B-BBB Clo Et 0.18% 4,265 $205K Reduce -16.2%
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.12% 11,499 $131K No change

Options reported separately and not counted above: CRWV puts ($5.0M), CRWV calls ($2.3M), XLU calls ($174K), XLU puts ($174K).

Portfolio Sells Q2 2025 → Q3 2025
JAAA Janus Henderson Aaa Clo ETF Reduce -34.8% 0.83% −0.51
BSV Vanguard Short-Term Bond ETF Reduce -1.6% 5.64% −0.40
VGSH Vanguard Short-Term Treasury Sold out 0.00% −0.21
BIV Vanguard Intermediate-Term B Reduce -1.4% 3.12% −0.19
KMI Kinder Morgan Inc. Sold out 0.00% −0.19
QQQ Invesco QQQ Trust Series 1 Sold out 0.00% −0.12
LQD Ishr Ibx Usd Invgd CB ETF-Ui Reduce -3.8% 1.27% −0.10
AMZN Amazon.com Inc. Reduce -28.1% 0.21% −0.10
BNDX Vanguard Total Intl Bond ETF Reduce -1.1% 0.99% −0.07
JNK SS SPDR BB High Yield Bond Reduce -3.7% 0.59% −0.05
JBBB Janus Henderson B-BBB Clo Et Reduce -16.2% 0.18% −0.05
VTV Vanguard Mrngstr Val ETF-Aui Reduce -1.2% 3.20% −0.04
AGG iShares Core U.S. Aggregate Reduce -0.7% 0.54% −0.03
IJH iShares Core S&P Midcap ETF Reduce -1.1% 0.74% −0.01
EMXC iShares MSCI Emr MRK Ex Chna Reduce -2.0% 0.52% −0.00
XLE SS Energy Select Sector Reduce -0.3% 0.22% −0.00
SPDW Ste STR SPDR PT DW Eu ETF Reduce -0.4% 0.74% −0.00
VOO Vanguard S&P 500 ETF Reduce -1.9% 0.40% +0.00
VWO Vanguard Ftse Emerging Marke Reduce -2.8% 0.38% +0.00
IWM iShares Russell 2000 ETF Reduce -5.0% 0.78% +0.01
VUG Vanguard Mrngstar GR ETF-Sui Reduce -0.7% 13.14% +0.35

Portfolio Buys Q2 2025 → Q3 2025
IJR iShares Core S&P Small-Cap E Add +1.8% 7.43% +0.34
NVDA Nvidia Corp. Add +6.8% 1.63% +0.27
SPEM State Street SP PTF Em ETF Add +0.9% 5.81% +0.25
SPYV SS SPDR P S&P 500 Value ETF Add +3.0% 7.12% +0.21
TSLA Tesla Inc. New 0.20% +0.20
CVX Chevron Corp. New 0.18% +0.18
HD Home Depot Inc. New 0.18% +0.18
SPYG SS SPDR P S&P 500 Growth ETF Add +0.2% 4.55% +0.17
SCHF Schwab Intl Equity ETF Add +2.2% 3.11% +0.06
AAPL Apple Inc. Add +0.2% 0.35% +0.05
SPY SS SPDR S&P 500 ETF Trust-US Add +0.2% 2.12% +0.05
VSS Vanguard Ftse All Wo X-US SC Add +1.5% 2.34% +0.04
XLU St Sr Utl SL SE SPDR ETF-Usd Add +2.3% 1.29% +0.04
VDE Vanguard Energy ETF Add +1.3% 2.66% +0.03
VGT Vanguard Info Tech ETF Add +1.0% 0.32% +0.02
IEFA iShares Core MSCI Eafe ETF Add +0.4% 0.35% −0.00
VNQI Vanguard GLBL Ex-US Real Est Add +1.1% 0.29% −0.00
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +0.5% 8.11% −0.01
VEA Vanguard Ftse Developed ETF Add +0.1% 2.72% −0.01
VNQ Vanguard Real Estate ETF Add +0.2% 0.59% −0.02
ET Energy Transfer LP Add +0.1% 1.94% −0.22

Options Activity Q2 2025 → Q3 2025
QQQ Invesco QQQ Trust Series 1 put Sold out 9,000 $5.0Mbefore exit
CRWV Coreweave Inc. Class A put Add +86.6% 36,200 $5.0M
CRWV Coreweave Inc. Class A call Add +1020.0% 16,800 $2.3M
NVDA Nvidia Corp. call Sold out 4,000 $632Kbefore exit
XLU St Sr Utl SL SE SPDR ETF-Usd call New 2,000 $174K
XLU St Sr Utl SL SE SPDR ETF-Usd put New 2,000 $174K
XLE SS Energy Select Sector put Sold out 1,000 $85Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 77$136.5MVUG, IJR, VO, SPYV, SPEM
Q1 2026 70$123.6MVUG, VO, IJR, SPYV, BSV
Q4 2025 74$117.4MVUG, VO, IJR, SPYV, BSV
Q3 2025 70$113.8MVUG, VO, IJR, SPYV, SPEM
Q2 2025 70$107.6MVUG, VO, IJR, SPYV, BSV
Q1 2025 69$96.8MVUG, VO, IJR, SPYV, BSV
Q4 2024 65$92.7MVUG, VO, IJR, SPYV, BSV