Uptown Financial Advisors LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 6, 2025), Uptown Financial Advisors LLC reported 69 stock positions worth $96.8 million. Its top holding was Vanguard Mrngstar GR ETF-Sui (VUG) at 11.7% of the portfolio, followed by Vngrd Mrngstr MD-Cap ETF-Usd (VO, 8.4%) and iShares Core S&P Small-Cap E (IJR, 7.2%). Compared with Q4 2024, it opened 5 new positions, sold out of 1, added to 31 and reduced 6. The biggest buy was a new position in VG Morningstar TS MKT ETF-US (VTI) and the biggest sale an exit from SS SPDR P Int Term TSY ETF (SPTI).

Most Recent 13F
Q2 2026
Location
DALLAS, TX
CIK
0002066147
Portfolio Value
$96.8M (Q1 2025)
SEC Filing
0001085146-25-002628 ↗ filed May 6, 2025

Holdings Value

0$50.0M$100.0M$150.0M Q4 2024: $92.7M Q4 2024 Q1 2025: $96.8M $96.8M Q1 2025 Q2 2025: $107.6M Q2 2025 Q3 2025: $113.8M Q3 2025 Q4 2025: $117.4M Q4 2025 Q1 2026: $123.6M Q1 2026 Q2 2026: $136.5M Q2 2026

Holdings 69 stocks · $96.8M
VUG Vanguard Mrngstar GR ETF-Sui 11.70% 30,530 $11.3M Add +3.7%
VO Vngrd Mrngstr MD-Cap ETF-Usd 8.43% 31,551 $8.2M Add +7.2%
IJR iShares Core S&P Small-Cap E 7.17% 66,330 $6.9M Add +7.3%
SPYV SS SPDR P S&P 500 Value ETF 6.83% 129,458 $6.6M Add +2.2%
BSV Vanguard Short-Term Bond ETF 6.54% 80,860 $6.3M Add +8.5%
SPEM State Street SP PTF Em ETF 5.81% 142,754 $5.6M Add +4.0%
BIV Vanguard Intermediate-Term B 3.79% 47,897 $3.7M Add +10.0%
SPYG SS SPDR P S&P 500 Growth ETF 3.68% 44,368 $3.6M Add +1.2%
VTV Vanguard Mrngstr Val ETF-Aui 3.63% 20,317 $3.5M Reduce -0.3%
SCHF Schwab Intl Equity ETF 3.03% 148,457 $2.9M Add +14.8%
VDE Vanguard Energy ETF 2.85% 21,262 $2.8M Add +1.7%
VEA Vanguard Ftse Developed ETF 2.58% 49,047 $2.5M Add +3.2%
VSS Vanguard Ftse All Wo X-US SC 2.27% 19,017 $2.2M Add +2.5%
SPY SS SPDR S&P 500 ETF Trust-US 2.17% 3,755 $2.1M Add +6.0%
ET Energy Transfer LP 1.74% 90,689 $1.7M No change
EPD Enterprise Products Partners 1.69% 48,051 $1.6M No change
LQD Ishr Ibx Usd Invgd CB ETF-Ui 1.60% 14,281 $1.6M Add +7.2%
JAAA Janus Henderson Aaa Clo ETF 1.54% 29,360 $1.5M Add +3.5%
IVV iShares Core S&P 500 ETF 1.33% 2,292 $1.3M No change
BNDX Vanguard Total Intl Bond ETF 1.14% 22,537 $1.1M Add +4.4%
XLU St Sr Utl SL SE SPDR ETF-Usd 1.04% 12,765 $1.0M Add +103.6%
VYM Vanguard High DVD Yield ETF 0.94% 7,049 $909K No change
VTI VG Morningstar TS MKT ETF-US 0.79% 2,795 $768K New
IJH iShares Core S&P Midcap ETF 0.79% 13,142 $767K No change
IWM iShares Russell 2000 ETF 0.79% 3,832 $764K No change
JNK SS SPDR BB High Yield Bond 0.77% 7,843 $748K Add +7.9%
NVDA Nvidia Corp. 0.76% 6,763 $733K Add +16.1%
SPDW Ste STR SPDR PT DW Eu ETF 0.74% 19,703 $717K No change
MSFT Microsoft Corp. 0.73% 1,877 $705K Add +11.0%
META Meta Platforms Inc. Class A 0.71% 1,189 $685K No change
VNQ Vanguard Real Estate ETF 0.69% 7,356 $666K Add +2.3%
MUB iShares National Muni Bond E 0.60% 5,518 $582K No change
SCHV Schwab US Large-Cap Value 0.60% 21,850 $581K No change
IJS iShares S&P Small-Cap 600 Va 0.43% 4,291 $418K No change
ABBV Abbvie Inc. 0.41% 1,913 $401K Reduce -20.7%
VOO Vanguard S&P 500 ETF 0.40% 748 $384K Reduce -0.8%
AAPL Apple Inc. 0.40% 1,721 $383K Add +11.4%
VWO Vanguard Ftse Emerging Marke 0.39% 8,325 $377K Add +0.6%
SCHD Schwab US DVD Equity ETF 0.39% 13,350 $373K No change
JPM JPMorgan Chase & Co. 0.37% 1,458 $358K No change
NFLX Netflix Inc. 0.35% 360 $336K No change
VBR Vngrd Mrngst SL-CP Val ETF-U 0.34% 1,788 $333K No change
AVGO Broadcom Inc. 0.33% 1,905 $319K Add +42.1%
JNJ Johnson & Johnson 0.31% 1,837 $305K No change
AXP American Express Co. 0.31% 1,127 $303K No change
QQQ Invesco QQQ Trust Series 1 0.31% 642 $301K New
EFA iShares MSCI Eafe ETF 0.30% 3,599 $294K No change
IVE iShares S&P 500 Value ETF 0.30% 1,518 $289K Add +11.7%
SCHG Schwab US Large-Cap Growth 0.30% 11,476 $287K No change
VNQI Vanguard GLBL Ex-US Real Est 0.29% 6,930 $280K Reduce -3.1%
CSCO Cisco Systems Inc. 0.28% 4,387 $271K New
VIG Vanguard Dividend Apprec ETF 0.28% 1,384 $268K No change
IEMG iShares Core MSCI Emerging 0.27% 4,907 $265K Add +2.7%
XLE SS Energy Select Sector 0.27% 2,799 $262K Add +3.8%
VGT Vanguard Info Tech ETF 0.26% 470 $255K No change
JPC Nuveen Prefered & Income Opp 0.26% 31,600 $252K Add +24.9%
JBBB Janus Henderson B-BBB Clo Et 0.26% 5,090 $248K No change
NAD Nuveen Quality Municipal Inc. 0.25% 21,400 $247K Add +25.1%
BSL Blackstone SNR Fltng RT 0.25% 17,320 $245K Add +25.1%
TXN Texas Instruments Inc. 0.25% 1,340 $241K No change
AMZN Amazon.com Inc. 0.25% 1,256 $239K Add +20.1%
SCHC Schwab Intl Small-Cap Equity 0.24% 6,362 $228K Reduce -13.5%
IVW iShares S&P 500 Growth ETF 0.23% 2,430 $226K New
CVX Chevron Corp. 0.23% 1,345 $225K New
VGSH Vanguard Short-Term Treasury 0.23% 3,762 $221K Reduce -18.7%
SPSB SS SPDR P St C Corp. ETF 0.22% 7,115 $214K No change
WFC Wells Fargo & Co. 0.22% 2,940 $211K No change
SUB iShares Short-Term National 0.21% 1,935 $204K No change
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.13% 11,499 $129K No change

Options reported separately and not counted above: NVDA calls ($1.2M).

Portfolio Sells Q4 2024 → Q1 2025
SPTI SS SPDR P Int Term TSY ETF Sold out 0.00% −0.22
VTV Vanguard Mrngstr Val ETF-Aui Reduce -0.3% 3.63% −0.09
VGSH Vanguard Short-Term Treasury Reduce -18.7% 0.23% −0.06
ABBV Abbvie Inc. Reduce -20.7% 0.41% −0.05
VOO Vanguard S&P 500 ETF Reduce -0.8% 0.40% −0.04
SCHC Schwab Intl Small-Cap Equity Reduce -13.5% 0.24% −0.04
VNQI Vanguard GLBL Ex-US Real Est Reduce -3.1% 0.29% −0.02

Portfolio Buys Q4 2024 → Q1 2025
VTI VG Morningstar TS MKT ETF-US New 0.79% +0.79
XLU St Sr Utl SL SE SPDR ETF-Usd Add +103.6% 1.04% +0.53
SCHF Schwab Intl Equity ETF Add +14.8% 3.03% +0.45
BSV Vanguard Short-Term Bond ETF Add +8.5% 6.54% +0.33
QQQ Invesco QQQ Trust Series 1 New 0.31% +0.31
CSCO Cisco Systems Inc. New 0.28% +0.28
BIV Vanguard Intermediate-Term B Add +10.0% 3.79% +0.28
IVW iShares S&P 500 Growth ETF New 0.23% +0.23
CVX Chevron Corp. New 0.23% +0.23
SPEM State Street SP PTF Em ETF Add +4.0% 5.81% +0.13
VEA Vanguard Ftse Developed ETF Add +3.2% 2.58% +0.12
VDE Vanguard Energy ETF Add +1.7% 2.85% +0.12
LQD Ishr Ibx Usd Invgd CB ETF-Ui Add +7.2% 1.60% +0.07
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +7.2% 8.43% +0.05
JPC Nuveen Prefered & Income Opp Add +24.9% 0.26% +0.05
NAD Nuveen Quality Municipal Inc. Add +25.1% 0.25% +0.04
BSL Blackstone SNR Fltng RT Add +25.1% 0.25% +0.04
JNK SS SPDR BB High Yield Bond Add +7.9% 0.77% +0.02
XLE SS Energy Select Sector Add +3.8% 0.27% +0.02
IVE iShares S&P 500 Value ETF Add +11.7% 0.30% +0.02
IEMG iShares Core MSCI Emerging Add +2.7% 0.27% +0.00
AMZN Amazon.com Inc. Add +20.1% 0.25% −0.00
VNQ Vanguard Real Estate ETF Add +2.3% 0.69% −0.00
VWO Vanguard Ftse Emerging Marke Add +0.6% 0.39% −0.00
BNDX Vanguard Total Intl Bond ETF Add +4.4% 1.14% −0.01
AVGO Broadcom Inc. Add +42.1% 0.33% −0.01
JAAA Janus Henderson Aaa Clo ETF Add +3.5% 1.54% −0.01
VSS Vanguard Ftse All Wo X-US SC Add +2.5% 2.27% −0.02
AAPL Apple Inc. Add +11.4% 0.40% −0.02
MSFT Microsoft Corp. Add +11.0% 0.73% −0.04
SPY SS SPDR S&P 500 ETF Trust-US Add +6.0% 2.17% −0.07
NVDA Nvidia Corp. Add +16.1% 0.76% −0.09
SPYV SS SPDR P S&P 500 Value ETF Add +2.2% 6.83% −0.15
SPYG SS SPDR P S&P 500 Growth ETF Add +1.2% 3.68% −0.47
IJR iShares Core S&P Small-Cap E Add +7.3% 7.17% −0.52
VUG Vanguard Mrngstar GR ETF-Sui Add +3.7% 11.70% −1.34

Options Activity Q4 2024 → Q1 2025
NVDA Nvidia Corp. call New 11,000 $1.2M

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 77$136.5MVUG, IJR, VO, SPYV, SPEM
Q1 2026 70$123.6MVUG, VO, IJR, SPYV, BSV
Q4 2025 74$117.4MVUG, VO, IJR, SPYV, BSV
Q3 2025 70$113.8MVUG, VO, IJR, SPYV, SPEM
Q2 2025 70$107.6MVUG, VO, IJR, SPYV, BSV
Q1 2025 69$96.8MVUG, VO, IJR, SPYV, BSV
Q4 2024 65$92.7MVUG, VO, IJR, SPYV, BSV