Uptown Financial Advisors LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 13, 2026), Uptown Financial Advisors LLC reported 70 stock positions worth $123.6 million. Its top holding was Vanguard Mrngstar GR ETF-Sui (VUG) at 11.1% of the portfolio, followed by Vngrd Mrngstr MD-Cap ETF-Usd (VO, 8.2%) and iShares Core S&P Small-Cap E (IJR, 8.1%). Compared with Q4 2025, it opened 3 new positions, sold out of 7, added to 27 and reduced 10. The biggest buy was Vanguard Energy ETF (VDE, shares +2%) and the biggest sale SS SPDR P S&P 500 Growth ETF (SPYG, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- DALLAS, TX
- CIK
- 0002066147
- Portfolio Value
- $123.6M (Q1 2026)
- SEC Filing
- 0002066147-26-000002 ↗ filed Apr 13, 2026
Holdings Value
Holdings 70 stocks · $123.6M
| VUG Vanguard Mrngstar GR ETF-Sui | 11.09% | 31,383 | $13.7M | Add +11.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 8.23% | 35,450 | $10.2M | Add +11.1% |
| IJR iShares Core S&P Small-Cap E | 8.06% | 80,157 | $10.0M | Add +9.2% |
| SPYV SS SPDR P S&P 500 Value ETF | 7.41% | 161,886 | $9.2M | Add +11.3% |
| BSV Vanguard Short-Term Bond ETF | 6.35% | 100,179 | $7.9M | Add +10.2% |
| SPEM State Street SP PTF Em ETF | 5.92% | 156,103 | $7.3M | Add +9.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 3.79% | 47,860 | $4.7M | Reduce -1.0% |
| SCHF Schwab Intl Equity ETF | 3.70% | 185,053 | $4.6M | Add +16.4% |
| VDE Vanguard Energy ETF | 3.57% | 25,528 | $4.4M | Add +2.3% |
| BIV Vanguard Intermediate-Term B | 3.35% | 53,725 | $4.1M | Add +4.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 3.03% | 19,098 | $3.7M | Add +0.6% |
| VEA Vanguard Ftse Developed ETF | 2.81% | 54,309 | $3.5M | Add +1.3% |
| VSS Vanguard Ftse All Wo X-US SC | 2.43% | 20,619 | $3.0M | Add +7.2% |
| ET Energy Transfer LP | 2.01% | 128,734 | $2.5M | Reduce -1.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.91% | 3,628 | $2.4M | Reduce -0.4% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 1.68% | 45,235 | $2.1M | Add +9.6% |
| NVDA Nvidia Corp. | 1.50% | 10,626 | $1.9M | Add +8.1% |
| EPD Enterprise Products Partners | 1.47% | 48,051 | $1.8M | No change |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.45% | 16,397 | $1.8M | Add +6.8% |
| IVV iShares Core S&P 500 ETF | 1.41% | 2,661 | $1.7M | Add +2.7% |
| BNDX Vanguard Total Intl Bond ETF | 1.16% | 29,948 | $1.4M | Add +9.9% |
| JAAA Janus Henderson Aaa Clo ETF | 0.79% | 19,346 | $974K | Add +0.4% |
| IJH iShares Core S&P Midcap ETF | 0.78% | 14,335 | $968K | Reduce -0.9% |
| VYM Vanguard High DVD Yield ETF | 0.78% | 6,490 | $961K | Reduce -8.3% |
| IWM iShares Russell 2000 ETF | 0.75% | 3,761 | $933K | Add +3.1% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.74% | 20,121 | $919K | No change |
| VNQ Vanguard Real Estate ETF | 0.67% | 9,394 | $833K | Add +16.0% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.60% | 9,505 | $748K | Reduce -2.3% |
| JNK SS SPDR BB High Yield Bond | 0.59% | 7,664 | $734K | Add +7.2% |
| META Meta Platforms Inc. Class A | 0.58% | 1,257 | $719K | No change |
| MSFT Microsoft Corp. | 0.57% | 1,890 | $700K | Add +0.6% |
| SCHV Schwab US Large-Cap Value | 0.50% | 20,352 | $621K | Reduce -3.4% |
| AVGO Broadcom Inc. | 0.48% | 1,905 | $590K | No change |
| AGG iShares Core U.S. Aggregate | 0.47% | 5,912 | $587K | Add +4.5% |
| MUB iShares National Muni Bond E | 0.47% | 5,518 | $586K | No change |
| IJS iShares S&P Small-Cap 600 Va | 0.42% | 4,371 | $518K | Add +1.9% |
| JNJ Johnson & Johnson | 0.36% | 1,837 | $449K | No change |
| VOO Vanguard S&P 500 ETF | 0.35% | 734 | $439K | No change |
| VWO Vanguard Ftse Emerging Marke | 0.35% | 8,026 | $434K | No change |
| IEFA iShares Core MSCI Eafe ETF | 0.34% | 4,660 | $422K | No change |
| ABBV Abbvie Inc. | 0.34% | 1,913 | $416K | No change |
| AAPL Apple Inc. | 0.32% | 1,562 | $397K | No change |
| SCHD Schwab US DVD Equity ETF | 0.32% | 12,750 | $391K | Reduce -4.5% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.31% | 1,788 | $388K | No change |
| VNQI Vanguard GLBL Ex-US Real Est | 0.29% | 8,099 | $360K | Add +9.3% |
| VGT Vanguard Info Tech ETF | 0.29% | 513 | $358K | Add +5.8% |
| NAD Nuveen Quality Municipal Inc. | 0.28% | 30,340 | $349K | No change |
| NFLX Netflix Inc. | 0.28% | 3,600 | $346K | No change |
| XLE SS Energy Select Sector | 0.28% | 5,600 | $343K | Add +0.8% |
| AXP American Express Co. | 0.28% | 1,127 | $341K | No change |
| CSCO Cisco Systems Inc. | 0.28% | 4,387 | $340K | No change |
| SCHG Schwab US Large-Cap Growth | 0.27% | 11,476 | $334K | No change |
| IEMG iShares Core MSCI Emerging | 0.26% | 4,631 | $323K | No change |
| EFA iShares MSCI Eafe ETF | 0.26% | 3,253 | $316K | Reduce -8.4% |
| VIG Vanguard Dividend Apprec ETF | 0.24% | 1,384 | $298K | No change |
| JPM JPMorgan Chase & Co. | 0.23% | 958 | $282K | No change |
| SCHC Schwab Intl Small-Cap Equity | 0.23% | 5,984 | $280K | Reduce -5.7% |
| CVX Chevron Corp. | 0.23% | 1,345 | $278K | No change |
| TXN Texas Instruments Inc. | 0.21% | 1,340 | $260K | No change |
| XOM Exxon Mobil Corp. | 0.21% | 1,532 | $260K | New |
| WFC Wells Fargo & Co. | 0.19% | 2,940 | $234K | No change |
| KMI Kinder Morgan Inc. | 0.19% | 6,952 | $233K | New |
| BSL Blackstone SNR Fltng RT | 0.18% | 17,320 | $224K | No change |
| GOOGL Alphabet Inc. Class A | 0.18% | 778 | $224K | No change |
| AMZN Amazon.com Inc. | 0.18% | 1,066 | $222K | No change |
| SPSB SS SPDR P St C Corp. ETF | 0.17% | 7,115 | $214K | No change |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.17% | 3,513 | $208K | New |
| SUB iShares Short-Term National | 0.17% | 1,935 | $206K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.11% | 232 | $134K | No change |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.10% | 11,499 | $129K | No change |
Options reported separately and not counted above: QQQ puts ($1.2M), CRWV calls ($310K), NVDA calls ($262K), CSCO puts ($248K), CRWV puts ($225K), AVGO puts ($62K).
Portfolio Sells Q4 2025 → Q1 2026
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -1.0% | 3.79% | −0.60 |
| MCI Barings Corporate Investors | Sold out | 0.00% | −0.32 |
| XSORX Source Capital Inc. | Sold out | 0.00% | −0.24 |
| JPC Nuveen Prefered & Income Opp | Sold out | 0.00% | −0.22 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.4% | 1.91% | −0.21 |
| TSLA Tesla Inc. | Sold out | 0.00% | −0.20 |
| IBM Intl Business Machines Corp. | Sold out | 0.00% | −0.19 |
| JBBB Janus Henderson B-BBB Clo Et | Sold out | 0.00% | −0.17 |
| PCN PIMCO Corporate & Income STR | Sold out | 0.00% | −0.12 |
| VYM Vanguard High DVD Yield ETF | Reduce -8.3% | 0.78% | −0.09 |
| EFA iShares MSCI Eafe ETF | Reduce -8.4% | 0.26% | −0.04 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.9% | 0.78% | −0.03 |
| SCHV Schwab US Large-Cap Value | Reduce -3.4% | 0.50% | −0.03 |
| SCHC Schwab Intl Small-Cap Equity | Reduce -5.7% | 0.23% | −0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -2.3% | 0.60% | +0.00 |
| SCHD Schwab US DVD Equity ETF | Reduce -4.5% | 0.32% | +0.00 |
| ET Energy Transfer LP | Reduce -1.1% | 2.01% | +0.18 |
Portfolio Buys Q4 2025 → Q1 2026
| VDE Vanguard Energy ETF | Add +2.3% | 3.57% | +0.90 |
| IJR iShares Core S&P Small-Cap E | Add +9.2% | 8.06% | +0.54 |
| SCHF Schwab Intl Equity ETF | Add +16.4% | 3.70% | +0.45 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +11.3% | 7.41% | +0.37 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +11.1% | 8.23% | +0.35 |
| BSV Vanguard Short-Term Bond ETF | Add +10.2% | 6.35% | +0.25 |
| SPEM State Street SP PTF Em ETF | Add +9.0% | 5.92% | +0.21 |
| XOM Exxon Mobil Corp. | New | 0.21% | +0.21 |
| KMI Kinder Morgan Inc. | New | 0.19% | +0.19 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +9.6% | 1.68% | +0.18 |
| SPMD SS SPDR P S&P 400 Midcap ETF | New | 0.17% | +0.17 |
| VSS Vanguard Ftse All Wo X-US SC | Add +7.2% | 2.43% | +0.08 |
| XLE SS Energy Select Sector | Add +0.8% | 0.28% | +0.07 |
| VNQ Vanguard Real Estate ETF | Add +16.0% | 0.67% | +0.06 |
| BNDX Vanguard Total Intl Bond ETF | Add +9.9% | 1.16% | +0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +6.8% | 1.45% | +0.00 |
| IJS iShares S&P Small-Cap 600 Va | Add +1.9% | 0.42% | +0.00 |
| VNQI Vanguard GLBL Ex-US Real Est | Add +9.3% | 0.29% | +0.00 |
| JNK SS SPDR BB High Yield Bond | Add +7.2% | 0.59% | +0.00 |
| AGG iShares Core U.S. Aggregate | Add +4.5% | 0.47% | −0.01 |
| IWM iShares Russell 2000 ETF | Add +3.1% | 0.75% | −0.01 |
| VGT Vanguard Info Tech ETF | Add +5.8% | 0.29% | −0.02 |
| VEA Vanguard Ftse Developed ETF | Add +1.3% | 2.81% | −0.04 |
| JAAA Janus Henderson Aaa Clo ETF | Add +0.4% | 0.79% | −0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +0.6% | 3.03% | −0.06 |
| BIV Vanguard Intermediate-Term B | Add +4.5% | 3.35% | −0.06 |
| NVDA Nvidia Corp. | Add +8.1% | 1.50% | −0.06 |
| IVV iShares Core S&P 500 ETF | Add +2.7% | 1.41% | −0.11 |
| MSFT Microsoft Corp. | Add +0.6% | 0.57% | −0.21 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +11.0% | 11.09% | −0.66 |
Options Activity Q4 2025 → Q1 2026
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -93.2% | 2,000 | $1.2M |
| CRWV Coreweave Inc. Class A | call | Reduce -75.0% | 4,000 | $310K |
| NVDA Nvidia Corp. | call | New | 1,500 | $262K |
| CSCO Cisco Systems Inc. | put | New | 3,200 | $248K |
| CRWV Coreweave Inc. Class A | put | Reduce -58.6% | 2,900 | $225K |
| AVGO Broadcom Inc. | put | Reduce -97.1% | 200 | $62K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 77 | $136.5M | VUG, IJR, VO, SPYV, SPEM |
| Q1 2026 | 70 | $123.6M | VUG, VO, IJR, SPYV, BSV |
| Q4 2025 | 74 | $117.4M | VUG, VO, IJR, SPYV, BSV |
| Q3 2025 | 70 | $113.8M | VUG, VO, IJR, SPYV, SPEM |
| Q2 2025 | 70 | $107.6M | VUG, VO, IJR, SPYV, BSV |
| Q1 2025 | 69 | $96.8M | VUG, VO, IJR, SPYV, BSV |
| Q4 2024 | 65 | $92.7M | VUG, VO, IJR, SPYV, BSV |