Yakira Capital Management, Inc.
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 13, 2026), Yakira Capital Management, Inc. reported 135 stock positions worth $294.4 million. Its top holding was Chart Industries (GTLS) at 3.8% of the portfolio, followed by Dayforce (DAY, 3.6%) and GIGCAPITAL8 Class A (GIW, 3.2%). Compared with Q3 2025, it opened 58 new positions, sold out of 45, added to 13 and reduced 16. The biggest buy was a new position in Dayforce (DAY) and the biggest sale Hadron Energy (HDRN, shares −60%).
- Most Recent 13F
- Q2 2026
- Location
- Westport, CT
- CIK
- 0001584639
- Portfolio Value
- $294.4M (Q4 2025)
- SEC Filing
- 0001420506-26-000343 ↗ filed Feb 13, 2026
Holdings Value
Holdings 135 stocks · $294.4M
| GTLS Chart Industries Inc. | 3.79% | 54,175 | $11.2M | No change |
| DAY Dayforce Inc. | 3.55% | 151,297 | $10.5M | New |
| GIW GIGCAPITAL8 Corp. Class A | 3.18% | 948,000 | $9.4M | New |
| EA Electronic Arts Inc. | 3.18% | 45,870 | $9.4M | New |
| FYBR Frontier Communications Pare | 3.17% | 245,163 | $9.3M | Add +37.6% |
| JGH Nuveen Global High Income | 3.06% | 713,999 | $9.0M | New |
| CYBR Cyberark Software Ltd./Israel | 2.98% | 19,700 | $8.8M | Add +100.0% |
| ELME Elme Communities | 2.81% | 475,322 | $8.3M | Add +231.2% |
| HYT BlackRock Corp. Hi YLD | 2.71% | 897,293 | $8.0M | New |
| PPLI People Inc. filed as IAC INC | 2.69% | 202,790 | $7.9M | Reduce -9.1% |
| EXAS Exact Sciences Corp. | 2.69% | 78,022 | $7.9M | New |
| HOLX Hologic Inc. | 2.61% | 103,172 | $7.7M | New |
| PCH Potlatchdeltic Corp. | 2.50% | 184,675 | $7.3M | New |
| HDRN Hadron Energy Inc. filed as GIGCAPITAL7 CORP | 2.31% | 643,960 | $6.8M | Reduce -59.9% |
| CRF Cornerstone Total Return | 2.17% | 798,556 | $6.4M | Reduce -50.0% |
| RNAM Avidity Biosciences Inc. | 1.98% | 80,956 | $5.8M | New |
| AVDL Avadel Pharmaceuticals Ltd. | 1.94% | 265,195 | $5.7M | New |
| NSC Norfolk Southern Corp. | 1.93% | 19,700 | $5.7M | Add +33.3% |
| RIV Rivernorth Opportunities | 1.78% | 446,668 | $5.2M | New |
| UTF Cohen & Steers Infrastructur | 1.69% | 206,830 | $5.0M | Add +2.5% |
| GTERU Globa Terra Acquisition Corp. | 1.68% | 479,858 | $4.9M | No change |
| LBRDA Liberty Broadband-A | 1.60% | 97,830 | $4.7M | Add +3.5% |
| BFIN Bankfinancial Corp. | 1.50% | 369,239 | $4.4M | Add +36.7% |
| SCIIU SC II Acquisition Corp. | 1.50% | 437,500 | $4.4M | New |
| LPBB Launch Two Acquisition Class A | 1.43% | 400,000 | $4.2M | No change |
| CLM Cornerstone Strategic Invest | 1.38% | 487,207 | $4.1M | Reduce -52.3% |
| BIT BlackRock Multi-Sector Inc. | 1.35% | 304,507 | $4.0M | Reduce -0.8% |
| CFLT Confluent Inc. Class A | 1.32% | 128,083 | $3.9M | New |
| SHCO Soho House & Co. Inc. | 1.11% | 364,474 | $3.3M | Add +585.1% |
| SRG Seritage Growth Prop- A | 1.10% | 996,854 | $3.2M | Add +20.9% |
| BHF Brighthouse Financial Inc. | 1.10% | 49,769 | $3.2M | New |
| CMA Comerica Inc. | 1.09% | 36,804 | $3.2M | New |
| PBBK PB Bankshares Inc. | 1.07% | 147,836 | $3.2M | Add +222.5% |
| SNV Synovus Financial Corp. | 0.99% | 58,301 | $2.9M | New |
| SUNC Sunococorp LLC | 0.97% | 58,023 | $2.9M | New |
| KVACF Keen Vision Acquisition Corp. | 0.93% | 232,800 | $2.7M | No change |
| LLYVA Liberty Live Holdings Class A | 0.93% | 33,526 | $2.7M | New |
| THS Treehouse Foods Inc. | 0.88% | 110,409 | $2.6M | New |
| FAC Factorial Energy Inc. filed as CARTESIAN GROWTH CORP III | 0.73% | 209,774 | $2.2M | New |
| VACHU Voyager Acquisition Corp. | 0.73% | 200,000 | $2.2M | No change |
| JAMF Jamf Holding Corp. filed as JAMF HLDG CORP | 0.70% | 158,796 | $2.1M | New |
| ATXS Astria Therapeutics Inc. | 0.69% | 156,076 | $2.0M | New |
| ZTR Virtus Total Return Fund Inc. | 0.60% | 281,673 | $1.8M | Reduce -58.7% |
| CDTX Cidara Therapeutics Inc. | 0.55% | 7,337 | $1.6M | New |
| DHIL Diamond Hill Investment Grp | 0.55% | 9,553 | $1.6M | New |
| AL Sumisho Air Lease Corp. filed as AIR LEASE CORP | 0.54% | 24,625 | $1.6M | New |
| CCIIU Cohen Circle Acquisition Cor | 0.53% | 150,000 | $1.6M | No change |
| JACS Jackson Acquisition Co. Class A | 0.53% | 150,000 | $1.6M | No change |
| PELIU Pelican Acquisition Corp. | 0.53% | 150,000 | $1.6M | No change |
| LCCCU Lakeshore Acquisition III Co. | 0.52% | 150,000 | $1.5M | No change |
| NWAX.U New America Acquisition I Co. | 0.52% | 146,117 | $1.5M | New |
| LNSR Lensar Inc. | 0.51% | 129,447 | $1.5M | No change |
| IRHOU Iron Horse Acquisition II Co. | 0.51% | 150,000 | $1.5M | New |
| AFBI Affinity Bancshares Inc. | 0.49% | 69,802 | $1.4M | Reduce -26.1% |
| AIV Apartment Invt & Mgmt Co. Class A | 0.47% | 234,034 | $1.4M | New |
| WENNU Wen Acquisition Corp. | 0.46% | 133,016 | $1.4M | No change |
| XSCDX LMP Capital and Income Fund | 0.46% | 91,222 | $1.4M | Add +25.6% |
| EMIS Emmis Acquisition Corp. Class A | 0.42% | 125,722 | $1.3M | No change |
| NGD New Gold Inc. | 0.41% | 137,900 | $1.2M | New |
| SWZ Total Return Securities Fund | 0.41% | 192,016 | $1.2M | No change |
| LNKB Linkbancorp Inc. | 0.39% | 138,700 | $1.1M | New |
| EMO Clearbridge Energy Midstream | 0.39% | 25,641 | $1.1M | Reduce -78.7% |
| LPAAU Launch One Acquisition Corp. | 0.36% | 100,000 | $1.1M | No change |
| SIMAU Sim Acquisition Corp. I | 0.36% | 99,999 | $1.1M | No change |
| RDAGU Republic Digital Acquisition | 0.35% | 100,000 | $1.0M | No change |
| SEE Sealed Air Corp. | 0.35% | 24,625 | $1.0M | New |
| BKHA Black Hawk Acquisition Cor-A | 0.34% | 89,984 | $1.0M | No change |
| CEPO Cantor Equity Partners I-A | 0.34% | 95,254 | $992K | No change |
| IROQ If Bancorp Inc. | 0.33% | 35,790 | $965K | New |
| MRSN Mersana Therapeutics Inc. | 0.32% | 32,663 | $945K | New |
| BRW Saba Capital Income & Opport | 0.31% | 129,276 | $906K | Reduce -5.5% |
| CCRN Cross Country Healthcare Inc. | 0.31% | 111,564 | $904K | Add +0.7% |
| MRCC Monroe Capital Corp. | 0.28% | 129,809 | $827K | Add +353.9% |
| KVUE Kenvue Inc. | 0.28% | 47,857 | $826K | New |
| SPEGU Silver Pegasus Acquisition C | 0.28% | 80,000 | $824K | No change |
| EURK Eureka Acquisition Corp. | 0.28% | 75,000 | $819K | No change |
| CCAQU Dune Acquisition Corp. II | 0.26% | 75,000 | $774K | No change |
| RPT Rithm Property Trust Inc. | 0.26% | 46,562 | $772K | Reduce -0.1% |
| CEPF Cantor Equity Partners Class A | 0.26% | 75,000 | $771K | No change |
| XBKNX BlackRock Invest QLTY Muni | 0.26% | 68,823 | $771K | No change |
| FIGXU Figx Capital Acquisition Cor | 0.26% | 75,000 | $764K | No change |
| OPP Rivernrth/Doublelne STR Opp | 0.26% | 94,588 | $752K | New |
| MESHU Meshflow Acquisition Corp. | 0.25% | 75,000 | $750K | New |
| CTLP Cantaloupe Inc. | 0.25% | 69,607 | $739K | Reduce -51.5% |
| RPTX Repare Therapeutics Inc. | 0.24% | 266,601 | $693K | New |
| CAEP Cantor Equity Partners III-A | 0.23% | 67,500 | $689K | No change |
| AIIA.U AI Infrastructure Acquisitio | 0.22% | 65,000 | $662K | New |
| APACU Stonebridge Acquisition II C | 0.22% | 65,000 | $653K | No change |
| EEFT Euronet Worldwide Inc. | 0.22% | 8,558 | $651K | New |
| TDACU Translational Development Ac | 0.22% | 60,000 | $639K | No change |
| TGNA Tegna Inc. | 0.21% | 32,267 | $626K | No change |
| JFR Nuveen Floating Rate Income | 0.21% | 79,506 | $623K | No change |
| UBFO United Security Bancshare | 0.21% | 61,683 | $621K | New |
| CNNE Cannae Holdings Inc. | 0.20% | 38,283 | $602K | No change |
| LEGT.U Legato Merger Corp. III | 0.19% | 50,000 | $564K | No change |
| TONT.U Graf Global Corp. | 0.19% | 50,000 | $549K | No change |
| IMXI International Money Express | 0.18% | 34,675 | $533K | No change |
| TWO Two Harbors Investment Corp. filed as TWO HBRS INVT CORP | 0.18% | 49,250 | $517K | New |
| CEPV Cantor Equity Partners Class A | 0.17% | 50,000 | $513K | New |
| OBAWU Oxley Bridge Acquisition Ltd. | 0.17% | 50,000 | $511K | No change |
| SHMD Schmid Group NV | 0.17% | 81,900 | $507K | Reduce -55.6% |
| FCT First Trust SNR FL RT Inc. II | 0.17% | 49,810 | $502K | New |
| ITHAU Ithax Acquisition Corp. III | 0.17% | 50,000 | $499K | New |
| SVAQU Silicon Valley Acquisition C | 0.17% | 50,000 | $497K | New |
| FFIC Flushing Financial Corp. | 0.17% | 32,140 | $488K | New |
| BPACU Blueport Acquisition Ltd. | 0.16% | 45,510 | $459K | New |
| FFWM First Foundation Inc. | 0.12% | 59,554 | $367K | New |
| BNTX Biontech SE-ADR | 0.12% | 3,640 | $347K | New |
| DIAX Nuveen Dow 30 Dynamic Overwr | 0.12% | 22,654 | $346K | New |
| WTGUU Wintergreen Acquisition Corp. | 0.12% | 33,400 | $343K | No change |
| HAYMAKER ACQUISITION CORP 4 | 0.12% | 30,000 | $341K | No change |
| GLIBK Liberty Capital Corp. Class C filed as GCI LIBERTY INC | 0.10% | 7,718 | $287K | New |
| FAX Abrdn Asia-Pacific Income | 0.10% | 18,635 | $286K | New |
| INACU Indigo Acquisition Corp. | 0.09% | 26,865 | $272K | No change |
| ONCHU 1RT Acquisition Corp. | 0.09% | 25,000 | $260K | No change |
| PACHU Pioneer Acquisition I Corp. | 0.09% | 25,000 | $256K | No change |
| MX Magnachip Semiconductor Corp. | 0.09% | 98,700 | $252K | No change |
| MPA BlackRock Muniyield Pa Qltyv | 0.07% | 19,618 | $217K | Reduce -54.3% |
| YCY.U Aa Mission Acquisition Corp. | 0.07% | 20,000 | $202K | New |
| VISN Vistance Networks Inc. filed as COMMSCOPE HLDG CO INC | 0.06% | 10,000 | $181K | New |
| CEPT Cantor Equity Partners Class A | 0.06% | 16,000 | $180K | Reduce -64.4% |
| DTST Data Storage Corp. | 0.06% | 34,116 | $175K | New |
| LION Lionsgate Studios Corp. | 0.06% | 18,161 | $166K | Reduce -33.1% |
| STRZ Starz Entertainment Corp. | 0.05% | 12,286 | $144K | No change |
| BOOM DMC Global Inc. | 0.04% | 19,700 | $132K | No change |
| SCYX Scynexis Inc. | 0.04% | 189,802 | $120K | No change |
| UCFI CN Healthy Food Tech Group C | 0.04% | 20,741 | $114K | Reduce -32.5% |
| MCGAU Yorkville Acquisition Corp. | 0.03% | 10,000 | $103K | No change |
| FCRS.U Futurecrest Acquisition Corp. | 0.03% | 10,000 | $102K | No change |
| HFRO Highland Opport & Income | 0.03% | 15,655 | $94K | No change |
| BATL Battalion Oil Corp. | 0.02% | 47,113 | $53K | No change |
| COOT Australian Oilseeds Holdings | 0.01% | 58,105 | $30K | New |
| FUSE Fusemachines Inc. | 0.01% | 11,499 | $19K | New |
| ALPS Alps Group Inc. | 0.01% | 17,498 | $15K | New |
| PFSA Profusa Inc. | 0.00% | 74,626 | $8K | No change |
Other holdings (51): bonds, preferreds, convertibles and warrants · $2.9M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 157,278 | $711K | Add +61.5% |
| VWAVW Visionwave Holdings Inc. | *W EXP 07/14/203 | 515,503 | $603K | Add +102.2% |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | 1,109,205 | $455K | Reduce -26.5% |
| GIWWR GIGCAPITAL8 Corp.-RTS | RIGHT 09/30/2030 | 948,000 | $294K | New |
| FSHPR Flag Ship Acquisition Corp. | RIGHT 03/31/2026 | 313,955 | $69K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 220,747 | $55K | No change |
| RFAIR RF Acquisition Corp. II | RIGHT 05/01/2026 | 436,866 | $52K | New |
| FACWW Cartesian Growth Corp. -30 | *W EXP 05/02/203 | 65,148 | $51K | New |
| LPBBW Launch Two Acquisition -29 | *W EXP 10/09/202 | 148,899 | $47K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 208,303 | $42K | No change |
| ONMDW Data Knights Acq Class A -CW28 | *W EXP 11/07/202 | 336,102 | $32K | Reduce -14.0% |
| OIOWW Esgl Holdings Ltd.-28 | *W EXP 08/02/202 | 300,000 | $30K | No change |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | 120,000 | $30K | No change |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 120,000 | $30K | No change |
| EURKR Eureka Acquisition Corp.-RTS | RIGHT 07/03/2026 | 75,000 | $29K | No change |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | 30,164 | $26K | No change |
| BKHAR Black Hawk Acquisition C-RTS | RIGHT 06/20/2025 | 17,996 | $23K | No change |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 15,000 | $23K | No change |
| EMISR Emmis Acquisition Corp. | RIGHT 09/12/2030 | 125,722 | $19K | No change |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 74,118 | $18K | No change |
| RMSGW Real Messenger Corp.-28 | *W EXP 11/19/202 | 350,000 | $18K | No change |
| IBACR Ib Acquisition Corp.-RTS | RIGHT 09/28/2026 | 200,000 | $16K | No change |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | 43,710 | $15K | Reduce -69.7% |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 153,706 | $14K | No change |
| SCAGW Scage Future -30 | *W EXP 05/15/203 | 206,250 | $13K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 241,490 | $12K | No change |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 232,800 | $12K | No change |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 225,000 | $11K | No change |
| BZAIW Burtech Acquisition -CW23 | *W EXP 01/13/203 | 26,439 | $11K | Reduce -36.2% |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 903,200 | $9K | Reduce -8.8% |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 87,282 | $9K | No change |
| GCLWW GCL Global Holdings-A -CW26 | *W EXP 02/13/203 | 280,000 | $8K | No change |
| HPAIW Helport AI Ltd. -29 | *W EXP 03/31/202 | 50,000 | $8K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 69,768 | $8K | No change |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 88,840 | $7K | Reduce -58.0% |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | 133,655 | $5K | No change |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 24,999 | $5K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 63,393 | $5K | No change |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 120,000 | $5K | No change |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 51,436 | $4K | No change |
| COOTW Australian Oilseeds Holdi-29 | *W EXP 03/22/202 | 259,897 | $4K | Reduce -14.7% |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 93,215 | $4K | No change |
| FUSEW CSLM Holdings Inc. - 30 | *W EXP 10/22/203 | 58,999 | $4K | New |
| NXATW K Wave Media Ltd.-28 | *W EXP 05/14/203 | 117,000 | $4K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 104,998 | $3K | Reduce -8.7% |
| DSYWW Big Tree Cloud Holdings -29 | *W EXP 05/31/202 | 137,134 | $3K | No change |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 65,500 | $3K | No change |
| ESLAW Tradeup Acquisition Corp.-CW | *W EXP 09/29/202 | 46,485 | $2K | No change |
| GIBOW Gibo Holdings Ltd.-30 | *W EXP 05/08/203 | 49,999 | $2K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 30,421 | $2K | No change |
| MKDWW MKD Tech Inc. -29 | *W EXP 06/10/202 | 100,400 | $2K | No change |
Total filed on the 13F, all lines: $297.3M.
Portfolio Sells Q3 2025 → Q4 2025
| HDRN Hadron Energy Inc. | Reduce -59.9% | 2.31% | −4.07 |
| VRNA Verona Pharma Ltd. | Sold out | 0.00% | −3.95 |
| IPG Interpublic Group of Cos Inc. | Sold out | 0.00% | −3.84 |
| K Kellanova | Sold out | 0.00% | −3.42 |
| AVDX Avidxchange Holdings Inc. | Sold out | 0.00% | −2.75 |
| CRF Cornerstone Total Return | Reduce -50.0% | 2.17% | −2.65 |
| RFAIU RF Acquisition Corp. II | Sold out | 0.00% | −1.87 |
| CLM Cornerstone Strategic Invest | Reduce -52.3% | 1.38% | −1.80 |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | Sold out | 0.00% | −1.69 |
| ARIS WATER SOLUTIONS INC-A | Sold out | 0.00% | −1.69 |
| EMO Clearbridge Energy Midstream | Reduce -78.7% | 0.39% | −1.65 |
| VBTX Veritex Holdings Inc. | Sold out | 0.00% | −1.60 |
| ETNB 89BIO Inc. | Sold out | 0.00% | −1.39 |
| HONE Harborone Bancorp Inc. | Sold out | 0.00% | −1.30 |
| SCS Steelcase Inc. Class A | Sold out | 0.00% | −1.15 |
| ZTR Virtus Total Return Fund Inc. | Reduce -58.7% | 0.60% | −1.05 |
| CHINA FUND INC | Sold out | 0.00% | −1.05 |
| CGCTU Cartesian Growth Corp. III | Sold out | 0.00% | −0.96 |
| SAND Sandstorm Gold Ltd. | Sold out | 0.00% | −0.95 |
| SCPH Scpharmaceuticals Inc. | Sold out | 0.00% | −0.93 |
| SRDX Surmodics Inc. | Sold out | 0.00% | −0.82 |
| IBAC Ib Acquisition Corp. | Sold out | 0.00% | −0.79 |
| RSP Invesco S&P 500 Equal Weight | Sold out | 0.00% | −0.78 |
| ALE Allete Inc. | Sold out | 0.00% | −0.73 |
| BKT BlackRock Income Trust | Sold out | 0.00% | −0.72 |
| HBI Hanesbrands Inc. | Sold out | 0.00% | −0.67 |
| PVBC Provident Bancorp Inc. | Sold out | 0.00% | −0.64 |
| OAKU Oak Woods Acquisition Corp. Class A | Sold out | 0.00% | −0.54 |
| PHLT Performant Healthcare Inc. | Sold out | 0.00% | −0.46 |
| WNS WNS Holdings Ltd. | Sold out | 0.00% | −0.46 |
| INFA Informatica Inc. Class A | Sold out | 0.00% | −0.46 |
| CCRD Corecard Corp. | Sold out | 0.00% | −0.45 |
| MGRM Monogram Technologies Inc. | Sold out | 0.00% | −0.41 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Sold out | 0.00% | −0.39 |
| KODK Eastman Kodak Co. | Sold out | 0.00% | −0.34 |
| CTLP Cantaloupe Inc. | Reduce -51.5% | 0.25% | −0.32 |
| XTEAX Tortoise Sust&social Imp Ter | Sold out | 0.00% | −0.30 |
| SPR Spirit Aerosystems Hold Class A | Sold out | 0.00% | −0.29 |
| XJEQX Abrdn Japan Equity Fund Inc. | Sold out | 0.00% | −0.24 |
| AFBI Affinity Bancshares Inc. | Reduce -26.1% | 0.49% | −0.22 |
| BIT BlackRock Multi-Sector Inc. | Reduce -0.8% | 1.35% | −0.19 |
| MAC COPPER LTD | Sold out | 0.00% | −0.18 |
| PPLI People Inc. | Reduce -9.1% | 2.69% | −0.16 |
| CVAC Curevac NV | Sold out | 0.00% | −0.16 |
| TOWN Towne Bank | Sold out | 0.00% | −0.14 |
| XPHDX Pioneer Floating Rate Fund | Sold out | 0.00% | −0.13 |
| MURA Mural Oncology PLC | Sold out | 0.00% | −0.13 |
| XMQTX BlackRock Muniyield QLTY II | Sold out | 0.00% | −0.12 |
| CEPT Cantor Equity Partners Class A | Reduce -64.4% | 0.06% | −0.12 |
| MPA BlackRock Muniyield Pa Qltyv | Reduce -54.3% | 0.07% | −0.11 |
Portfolio Buys Q3 2025 → Q4 2025
| DAY Dayforce Inc. | New | 3.55% | +3.55 |
| GIW GIGCAPITAL8 Corp. Class A | New | 3.18% | +3.18 |
| EA Electronic Arts Inc. | New | 3.18% | +3.18 |
| JGH Nuveen Global High Income | New | 3.06% | +3.06 |
| HYT BlackRock Corp. Hi YLD | New | 2.71% | +2.71 |
| EXAS Exact Sciences Corp. | New | 2.69% | +2.69 |
| HOLX Hologic Inc. | New | 2.61% | +2.61 |
| PCH Potlatchdeltic Corp. | New | 2.50% | +2.50 |
| RNAM Avidity Biosciences Inc. | New | 1.98% | +1.98 |
| AVDL Avadel Pharmaceuticals Ltd. | New | 1.94% | +1.94 |
| ELME Elme Communities | Add +231.2% | 2.81% | +1.90 |
| RIV Rivernorth Opportunities | New | 1.78% | +1.78 |
| SCIIU SC II Acquisition Corp. | New | 1.50% | +1.50 |
| CFLT Confluent Inc. Class A | New | 1.32% | +1.32 |
| CYBR Cyberark Software Ltd./Israel | Add +100.0% | 2.98% | +1.20 |
| BHF Brighthouse Financial Inc. | New | 1.10% | +1.10 |
| CMA Comerica Inc. | New | 1.09% | +1.09 |
| SNV Synovus Financial Corp. | New | 0.99% | +0.99 |
| SUNC Sunococorp LLC | New | 0.97% | +0.97 |
| SHCO Soho House & Co. Inc. | Add +585.1% | 1.11% | +0.93 |
| LLYVA Liberty Live Holdings Class A | New | 0.93% | +0.93 |
| THS Treehouse Foods Inc. | New | 0.88% | +0.88 |
| PBBK PB Bankshares Inc. | Add +222.5% | 1.07% | +0.74 |
| FAC Factorial Energy Inc. | New | 0.73% | +0.73 |
| JAMF Jamf Holding Corp. | New | 0.70% | +0.70 |
| ATXS Astria Therapeutics Inc. | New | 0.69% | +0.69 |
| FYBR Frontier Communications Pare | Add +37.6% | 3.17% | +0.67 |
| CDTX Cidara Therapeutics Inc. | New | 0.55% | +0.55 |
| DHIL Diamond Hill Investment Grp | New | 0.55% | +0.55 |
| AL Sumisho Air Lease Corp. | New | 0.54% | +0.54 |
| NWAX.U New America Acquisition I Co. | New | 0.52% | +0.52 |
| IRHOU Iron Horse Acquisition II Co. | New | 0.51% | +0.51 |
| AIV Apartment Invt & Mgmt Co. Class A | New | 0.47% | +0.47 |
| NGD New Gold Inc. | New | 0.41% | +0.41 |
| LNKB Linkbancorp Inc. | New | 0.39% | +0.39 |
| SEE Sealed Air Corp. | New | 0.35% | +0.35 |
| IROQ If Bancorp Inc. | New | 0.33% | +0.33 |
| MRSN Mersana Therapeutics Inc. | New | 0.32% | +0.32 |
| BFIN Bankfinancial Corp. | Add +36.7% | 1.50% | +0.28 |
| KVUE Kenvue Inc. | New | 0.28% | +0.28 |
| NSC Norfolk Southern Corp. | Add +33.3% | 1.93% | +0.26 |
| OPP Rivernrth/Doublelne STR Opp | New | 0.26% | +0.26 |
| MESHU Meshflow Acquisition Corp. | New | 0.25% | +0.25 |
| RPTX Repare Therapeutics Inc. | New | 0.24% | +0.24 |
| AIIA.U AI Infrastructure Acquisitio | New | 0.22% | +0.22 |
| EEFT Euronet Worldwide Inc. | New | 0.22% | +0.22 |
| UBFO United Security Bancshare | New | 0.21% | +0.21 |
| MRCC Monroe Capital Corp. | Add +353.9% | 0.28% | +0.21 |
| TWO Two Harbors Investment Corp. | New | 0.18% | +0.18 |
| CEPV Cantor Equity Partners Class A | New | 0.17% | +0.17 |
Options Activity Q3 2025 → Q4 2025
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 13,200 | $8.8Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 13,200 | $8.8Mbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | Add +61.5% | 157,278 | $711K |
| VWAVW Visionwave Holdings Inc. | *W EXP 07/14/203 | Add +102.2% | 515,503 | $603K |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | Reduce -26.5% | 1,109,205 | $455K |
| GIWWR GIGCAPITAL8 Corp.-RTS | RIGHT 09/30/2030 | New | 948,000 | $294K |
| RFAIR RF Acquisition Corp. II | RIGHT 05/01/2026 | New | 436,866 | $52K |
| FACWW Cartesian Growth Corp. -30 | *W EXP 05/02/203 | New | 65,148 | $51K |
| DYCQR DT Cloud Acquisition Cor-RTS | RIGHT 02/14/2029 | Sold out | 275,000 | $50Kbefore exit |
| HSPRF Horizon Space Acquisition-RT | RIGHT 12/27/2024 | Sold out | 250,000 | $40Kbefore exit |
| ONMDW Data Knights Acq Class A -CW28 | *W EXP 11/07/202 | Reduce -14.0% | 336,102 | $32K |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | Sold out | 250,000 | $17Kbefore exit |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | Reduce -69.7% | 43,710 | $15K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 190,825 | $15Kbefore exit |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | Sold out | 57,479 | $13Kbefore exit |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | Sold out | 29,291 | $11Kbefore exit |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Sold out | 1,318,986 | $11Kbefore exit |
| BZAIW Burtech Acquisition -CW23 | *W EXP 01/13/203 | Reduce -36.2% | 26,439 | $11K |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | Sold out | 169,404 | $10Kbefore exit |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | Reduce -8.8% | 903,200 | $9K |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | Reduce -58.0% | 88,840 | $7K |
| COOTW Australian Oilseeds Holdi-29 | *W EXP 03/22/202 | Reduce -14.7% | 259,897 | $4K |
| FUSEW CSLM Holdings Inc. - 30 | *W EXP 10/22/203 | New | 58,999 | $4K |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | Sold out | 325,000 | $3Kbefore exit |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | Reduce -8.7% | 104,998 | $3K |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Sold out | 146,215 | $3Kbefore exit |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | Sold out | 21,486 | $767before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 145 | $337.6M | GIXXU, HYT, BLD, SSACU, KVUE |
| Q1 2026 | 146 | $339.9M | HYT, GIXXU, HOLX, SSACU, GTLS |
| Q4 2025 | 135 | $294.4M | GTLS, DAY, GIW, EA, FYBR |
| Q3 2025 | 121 | $266.0M | HDRN, CRF, GTLS, VRNA, IPG |
| Q2 2025 | 124 | $269.8M | HDRN, CRF, DNB, K, CLM |
| Q1 2025 | 120 | $244.7M | HDRN, HES, CHX, K, SPY |
| Q4 2024 | 127 | $251.0M | GIGGU, SPY, HES, K, OBDE |
| Q3 2024 | 135 | $256.2M | GIGGU, SWN, HES, ZTR, AXONICS INC |
| Q2 2024 | 130 | $250.7M | ETRN, LSXMK, PPLI, MONTEREY CAP ACQUISITION COR, AXONICS INC |
| Q1 2024 | 147 | $285.3M | PXD, PPLI, ZTR, SRG, AEL |