Prospect Capital Corp. (psec 6.375 03/01/25)
13F holders, Q3 2024 (September 30)39holders −8
3new positions
11sold out
$1.00avg. 13F price*
At the end of Q3 2024, 39 institutions reported holding Prospect Capital Corp. (psec 6.375 03/01/25) in their 13F filings, down 8 from Q2 2024. 3 opened new positions and 11 sold out. The largest holders were Windsor Capital Management, LLC ($4.7M), Catalyst Capital Advisors LLC ($4.1M) and Commonwealth Equity Services, LLC ($688K).
- Company
- Prospect Capital Corp. (psec 6.375 03/01/25)
- CUSIP
- 74348TAT9
- Latest filing quarter
- Q2 2025
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $342K |
| Exits | 11 | $11.7M |
All 13F filers, Q2 2024 → Q3 2024: 460,009 shares bought and 11,755,000 shares sold, net −11,294,991 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 39 holders
| Windsor Capital Management, LLC | 1.37% | No change | 4,687,000 | $4.7M |
| Catalyst Capital Advisors LLC | 0.09% | No change | 4,079,000 | $4.1M |
| Commonwealth Equity Services, LLC | 0.00% | No change | 688,000 | $688K |
| Carnegie Investment Counsel | 0.02% | Add +0.3% | 570,000 | $572K |
| Clearstead Advisors, LLC | 0.01% | No change | 350,000 | $351K |
| Commonwealth of Pennsylvania Public School Empls Retrmt SYS | 0.00% | No change | 340,000 | $340K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +8.0% | 338,000 | $338K |
| Afg Fiduciary Services Limited Partnership | 0.20% | New | 295,000 | $293K |
| Cetera Investment Advisers | 0.00% | No change | 230,000 | $230K |
| &partners | 0.00% | Add +78.8% | 202,000 | $202K |
| Avantax Advisory Services, Inc. | 0.00% | No change | 193,000 | $193K |
| Graham Capital Wealth Management, LLC | 0.18% | Reduce -5.5% | 171,000 | $171K |
| Simplicity Wealth,LLC | 0.01% | No change | 100,000 | $100K |
| Northwestern Mutual Wealth Management Co. | 0.00% | No change | 96,000 | $96K |
| Goodman Financial Corp | 0.02% | No change | 86,000 | $86K |
| Apeiron RIA LLC | 0.02% | No change | 80,000 | $80K |
| MWA Asset Management | 0.04% | No change | 53,000 | $53K |
| Wealthspire Retirement, LLC | 0.00% | No change | 49,000 | $49K |
| Sutton Place Investors LLC | 0.02% | No change | 35,000 | $35K |
| Advisory Services Network, LLC | 0.00% | No change | 29,000 | $29K |
| Executive Wealth Management, LLC | 0.00% | No change | 27,000 | $27K |
| NFSG Corp | 0.01% | No change | 25,000 | $25K |
| CoreCap Advisors, LLC | 0.00% | No change | 25,000 | $25K |
| Sunbelt Securities, Inc. | 0.00% | No change | 25,000 | $25K |
| Bokf, NA | 0.00% | New | 25,000 | $25K |
| Cyndeo Wealth Partners, LLC | 0.00% | New | 24,000 | $24K |
| Wealthspire Advisors, LLC | 0.00% | No change | 20,000 | $20K |
| Mesirow Financial Investment Management, Inc. | 0.00% | No change | 20,000 | $20K |
| Lanark Financial, Inc. | 0.00% | No change | 19,000 | $19K |
| Patriot Financial Group Insurance Agency, LLC | 0.00% | No change | 17,000 | $17K |
| Wedbush Securities Inc. | 0.00% | No change | 15,000 | $15K |
| Transcendent Capital Group LLC | 0.01% | No change | 15,000 | $15K |
| Mariner, LLC | 0.00% | No change | 15,000 | $15K |
| Triumph Capital Management | 0.00% | No change | 11,000 | $11K |
| Wooster Corthell Wealth Management, Inc. | 0.00% | No change | 10,000 | $10K |
| Praetorian Wealth Management, Inc. | 0.00% | No change | 10,000 | $10K |
| Laffer Tengler Investments, Inc. | 0.00% | Add +0.3% | 2,548 | $3K |
| Osaic Holdings, Inc. | 0.00% | No change | 1,000 | $1K |
| Activest Wealth Management | 0.00% | No change | 25 | $25 |
"% of holder's portfolio" is PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25)'s weight in each manager's 13F, not the share of Prospect Capital Corp. (psec 6.375 03/01/25) the manager owns.