Prospect Capital Corp. (psec 6.375 03/01/25)

13F holders, Q4 2024 (December 31)

42holders +3

8new positions

7sold out

$0.99avg. 13F price*

At the end of Q4 2024, 42 institutions reported holding Prospect Capital Corp. (psec 6.375 03/01/25) in their 13F filings, up 3 from Q3 2024. 8 opened new positions and 7 sold out. The largest holders were Windsor Capital Management, LLC ($4.5M), Catalyst Capital Advisors LLC ($4.1M) and Commonwealth Equity Services, LLC ($802K).

Company: Prospect Capital Corp. (psec 6.375 03/01/25)
CUSIP: 74348TAT9
Latest filing quarter: Q2 2025

History

Number of 13F holders

Total Exit/New Position Q3 2024 → Q4 2024

	Institutions	Total Value
New Positions	8	$1.3M
Exits	7	$234K

All 13F filers, Q3 2024 → Q4 2024: 1,567,000 shares bought and 582,548 shares sold, net +984,452 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 42 holders


Windsor Capital Management, LLC	1.35%	Reduce -2.5%	4,569,000	$4.5M
Catalyst Capital Advisors LLC	0.09%	No change	4,079,000	$4.1M
Commonwealth Equity Services, LLC	0.00%	Add +17.7%	810,000	$802K
Kestra Advisory Services, LLC	0.00%	New	673,000	$666K
Carnegie Investment Counsel	0.02%	No change	570,000	$566K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	0.00%	Add +32.4%	450,000	$446K
Sowell Financial Services LLC	0.02%	New	341,000	$338K
Clearstead Advisors, LLC	0.01%	Reduce -5.7%	330,000	$329K
Cambridge Investment Research Advisors, Inc.	0.00%	Reduce -5.9%	318,000	$315K
Afg Fiduciary Services Limited Partnership	0.21%	No change	295,000	$292K
Cetera Investment Advisers	0.00%	No change	230,000	$228K
Graham Capital Wealth Management, LLC	0.15%	No change	171,000	$169K
Avantax Advisory Services, Inc.	0.00%	Reduce -17.1%	160,000	$158K
Jaffetilchin Investment Partners, LLC	0.01%	New	106,000	$105K
Phillips Financial Management, LLC	0.01%	New	100,000	$99K
Northwestern Mutual Wealth Management Co.	0.00%	No change	96,000	$95K
Goodman Financial Corp	0.02%	No change	86,000	$85K
Cyndeo Wealth Partners, LLC	0.00%	Add +133.3%	56,000	$55K
MWA Asset Management	0.03%	No change	53,000	$52K
Wealthspire Retirement, LLC	0.00%	No change	49,000	$50K
Centurion Wealth Management LLC	0.01%	New	45,000	$46K
&partners	0.00%	Reduce -78.2%	44,000	$44K
Argyle Capital Partners, LLC	0.03%	—	39,000	$40K
Sutton Place Investors LLC	0.02%	No change	35,000	$35K
Executive Wealth Management, LLC	0.00%	No change	27,000	$27K
NFSG Corp	0.01%	No change	25,000	$25K
CoreCap Advisors, LLC	0.00%	No change	25,000	$25K
Sunbelt Securities, Inc.	0.00%	No change	25,000	$25K
Bokf, NA	0.00%	No change	25,000	$25K
Wealthspire Advisors, LLC	0.00%	No change	20,000	$20K
Mesirow Financial Investment Management, Inc.	0.00%	No change	20,000	$20K
Patriot Financial Group Insurance Agency, LLC	0.00%	No change	17,000	$17K
Post Resch Tallon Group Inc.	0.01%	—	15,000	$15K
Transcendent Capital Group LLC	0.01%	No change	15,000	$15K
Wedbush Securities Inc.	0.00%	No change	15,000	$15K
Mariner, LLC	0.00%	No change	15,000	$15K
World Investment Advisors	0.00%	New	14,000	$14K
Venture Visionary Partners LLC	0.00%	New	14,000	$14K
Wooster Corthell Wealth Management, Inc.	0.00%	No change	10,000	$10K
McDonald Partners LLC	0.00%	New	10,000	$10K
YANKCOM Partnership	0.00%	—	2,000	$2K
Activest Wealth Management	0.00%	No change	25	$25

"% of holder's portfolio" is PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25)'s weight in each manager's 13F, not the share of Prospect Capital Corp. (psec 6.375 03/01/25) the manager owns.