Pgim S&P 500 Buffer 12-AugAUGPETF
13F holders, Q2 2026 (June 30)10holders −1
0new positions
1sold out
$33.06avg. 13F price*
At the end of Q2 2026, 10 institutions reported holding Pgim S&P 500 Buffer 12-Aug (AUGP) in their 13F filings, down 1 from Q1 2026. 0 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($17.6M), Commonwealth Equity Services, LLC ($1.3M) and Sugar Maple Asset Management, LLC ($446K).
- Company
- Pgim S&P 500 Buffer 12-Aug
- Filed as
- PGIM ROCK ETF TR (Q2 2026)
- CUSIP
- 69420N825
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 1 | $5K |
All 13F filers, Q1 2026 → Q2 2026: 171,008 shares bought and 15,108 shares sold, net +155,900 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 10 holders
| Prudential Financial Inc. | 0.02% | Add +44.2% | 532,442 | $17.6M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -10.9% | 38,498 | $1.3M |
| Sugar Maple Asset Management, LLC | 0.29% | No change | 13,500 | $446K |
| Royal Bank of Canada | 0.00% | Add +187.2% | 11,825 | $391K |
| Raymond James Financial Inc. | 0.00% | No change | 9,077 | $300K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 9,026 | $298K |
| DHJJ Financial Advisors, Ltd. | 0.07% | Reduce -2.2% | 7,248 | $240K |
| Old Mission Capital LLC | 0.01% | Reduce -58.5% | 7,110 | $235K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 4,410 | $146K |
| Harbour Investments, Inc. | 0.00% | No change | 1,480 | $49K |
"% of holder's portfolio" is AUGP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Aug the manager owns.