Pgim S&P 500 Buffer 12-AugAUGPETF
13F holders, Q1 2026 (March 31)11holders −1
1new positions
2sold out
$30.56avg. 13F price*
At the end of Q1 2026, 11 institutions reported holding Pgim S&P 500 Buffer 12-Aug (AUGP) in their 13F filings, down 1 from Q4 2025. 1 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($11.3M), Commonwealth Equity Services, LLC ($1.3M) and Old Mission Capital LLC ($524K).
- Company
- Pgim S&P 500 Buffer 12-Aug
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N825
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $5K |
| Exits | 2 | $244K |
All 13F filers, Q4 2025 → Q1 2026: 112,733 shares bought and 9,431 shares sold, net +103,302 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 11 holders
| Prudential Financial Inc. | 0.01% | Add +37.3% | 369,141 | $11.3M |
| Commonwealth Equity Services, LLC | 0.00% | Add +4.6% | 43,231 | $1.3M |
| Old Mission Capital LLC | 0.01% | Add +151.8% | 17,153 | $524K |
| Sugar Maple Asset Management, LLC | 0.25% | No change | 13,500 | $413K |
| Raymond James Financial Inc. | 0.00% | No change | 9,077 | $277K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 9,026 | $276K |
| DHJJ Financial Advisors, Ltd. | 0.07% | No change | 7,408 | $226K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 4,410 | $135K |
| Royal Bank of Canada | 0.00% | Reduce -27.7% | 4,118 | $126K |
| Harbour Investments, Inc. | 0.00% | No change | 1,480 | $45K |
| UBS Group AG | 0.00% | New | 172 | $5K |
"% of holder's portfolio" is AUGP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Aug the manager owns.