Pgim S&P 500 Buffer 12-AugAUGPETF
13F holders, Q4 2025 (December 31)12holders +2
2new positions
0sold out
$31.11avg. 13F price*
At the end of Q4 2025, 12 institutions reported holding Pgim S&P 500 Buffer 12-Aug (AUGP) in their 13F filings, up 2 from Q3 2025. 2 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($8.4M), Commonwealth Equity Services, LLC ($1.3M) and Sugar Maple Asset Management, LLC ($420K).
- Company
- Pgim S&P 500 Buffer 12-Aug
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N825
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $235K |
| Exits | 0 | $0 |
All 13F filers, Q3 2025 → Q4 2025: 100,593 shares bought and 500 shares sold, net +100,093 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 12 holders
| Prudential Financial Inc. | 0.01% | Add +46.7% | 268,809 | $8.4M |
| Commonwealth Equity Services, LLC | 0.00% | Add +6.3% | 41,342 | $1.3M |
| Sugar Maple Asset Management, LLC | 0.28% | No change | 13,500 | $420K |
| Raymond James Financial Inc. | 0.00% | Add +1.9% | 9,077 | $282K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 9,026 | $281K |
| DHJJ Financial Advisors, Ltd. | 0.08% | No change | 7,408 | $230K |
| Sanctuary Advisors, LLC | 0.00% | No change | 7,100 | $221K |
| Old Mission Capital LLC | 0.01% | New | 6,813 | $212K |
| Royal Bank of Canada | 0.00% | Add +531.1% | 5,699 | $177K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 4,410 | $137K |
| Harbour Investments, Inc. | 0.00% | Reduce -25.3% | 1,480 | $46K |
| Kestra Advisory Services, LLC | 0.00% | New | 750 | $23K |
"% of holder's portfolio" is AUGP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Aug the manager owns.