Pgim S&P 500 Buffer 12-AugAUGPETF
13F holders, Q3 2025 (September 30)10holders +2
6new positions
4sold out
$30.45avg. 13F price*
At the end of Q3 2025, 10 institutions reported holding Pgim S&P 500 Buffer 12-Aug (AUGP) in their 13F filings, up 2 from Q2 2025. 6 opened new positions and 4 sold out. The largest holders were Prudential Financial Inc. ($5.6M), Commonwealth Equity Services, LLC ($1.2M) and Sugar Maple Asset Management, LLC ($411K).
- Company
- Pgim S&P 500 Buffer 12-Aug
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N825
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $1.4M |
| Exits | 4 | $5.2M |
All 13F filers, Q2 2025 → Q3 2025: 125,301 shares bought and 183,032 shares sold, net −57,731 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 10 holders
| Prudential Financial Inc. | 0.01% | Add +39.3% | 183,185 | $5.6M |
| Commonwealth Equity Services, LLC | 0.00% | Add +176.0% | 38,901 | $1.2M |
| Sugar Maple Asset Management, LLC | 0.29% | New | 13,500 | $411K |
| Steward Partners Investment Advisory, LLC | 0.00% | New | 9,026 | $275K |
| Raymond James Financial Inc. | 0.00% | New | 8,908 | $271K |
| DHJJ Financial Advisors, Ltd. | 0.08% | Add +108.7% | 7,408 | $226K |
| Sanctuary Advisors, LLC | 0.00% | New | 7,100 | $216K |
| PNC Financial Services Group, Inc. | 0.00% | New | 4,410 | $134K |
| Harbour Investments, Inc. | 0.00% | New | 1,980 | $60K |
| Royal Bank of Canada | 0.00% | Reduce -73.2% | 903 | $27K |
"% of holder's portfolio" is AUGP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Aug the manager owns.