Rossby Financial, LCC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 4, 2026), Rossby Financial, LCC reported 2,140 stock positions worth $546.9 million. Its top holding was Cal Intl Responsible Index (CVIE) at 6.1% of the portfolio, followed by Calvert US L-C CR Resp Index (CVLC, 4.2%) and iShares Russell 2500 ETF (SMMD, 2.3%). Compared with Q1 2026, it opened 112 new positions, sold out of 227, added to 813 and reduced 818. The biggest buy was Schwab US Large-Cap Growth (SCHG, shares +77%) and the biggest sale iShares 0-3 Month Treasury B (SGOV, shares −99%).
- Most Recent 13F
- Q2 2026
- Location
- MELBOURNE, FL
- CIK
- 0002056510
- Portfolio Value
- $546.9M (Q2 2026)
- SEC Filing
- 0002056510-26-000003 ↗ filed Aug 4, 2026
Holdings Value
Holdings 2,140 stocks · $546.9M
| CVIE Cal Intl Responsible Index | 6.14% | 395,225 | $33.6M | Add +9.6% |
| CVLC Calvert US L-C CR Resp Index | 4.20% | 242,957 | $23.0M | Add +10.8% |
| SMMD iShares Russell 2500 ETF | 2.29% | 136,447 | $12.5M | Add +8.1% |
| FRDM Freedom 100 Emeging MRKT ETF | 2.27% | 170,469 | $12.4M | Add +3.7% |
| SCHG Schwab US Large-Cap Growth | 2.06% | 332,494 | $11.3M | Add +77.1% |
| NVDA Nvidia Corp. | 1.86% | 50,737 | $10.2M | Add +9.4% |
| AAPL Apple Inc. | 1.78% | 33,562 | $9.7M | Add +14.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.56% | 11,454 | $8.6M | Reduce -1.1% |
| VOO Vanguard S&P 500 ETF | 1.48% | 11,821 | $8.1M | Reduce -3.9% |
| EAGG iShares ESG Aware US Aggrega | 1.29% | 148,835 | $7.1M | Add +24.8% |
| GRNB Vaneck Green Bond ETF | 1.29% | 292,147 | $7.1M | Add +10.4% |
| BIV Vanguard Intermediate-Term B | 1.26% | 90,084 | $6.9M | Reduce -3.2% |
| IVV iShares Core S&P 500 ETF | 1.24% | 9,151 | $6.8M | Add +20.6% |
| MSFT Microsoft Corp. | 1.14% | 16,739 | $6.2M | Add +14.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.10% | 62,505 | $6.0M | Reduce -16.7% |
| QUAL iShares MSCI USA Quality Fac | 1.09% | 27,069 | $5.9M | Add +0.2% |
| VDC Vanguard Consumer Staple ETF | 1.03% | 25,075 | $5.7M | Reduce -0.8% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.00% | 62,179 | $5.5M | Add +52.1% |
| AMZN Amazon.com Inc. | 0.95% | 21,909 | $5.2M | Add +22.1% |
| FNDB Schwab Fndmntl US BRD Mr ETF | 0.93% | 166,973 | $5.1M | Reduce -0.7% |
| IJH iShares Core S&P Midcap ETF | 0.93% | 65,845 | $5.1M | Add +2.8% |
| GOOGL Alphabet Inc. Class A | 0.91% | 13,972 | $5.0M | Add +7.3% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.83% | 89,801 | $4.5M | Add +13.1% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.82% | 55,808 | $4.5M | Reduce -0.2% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.74% | 77,089 | $4.1M | Add +26.9% |
| NUSC Nuveen ESG Small-Cap ETF | 0.74% | 77,279 | $4.0M | Add +2.2% |
| GOOG Alphabet Inc. Class C | 0.71% | 10,916 | $3.9M | Reduce -32.4% |
| BOXX Alpha Architect 1-3 MNTH Box | 0.69% | 32,130 | $3.8M | Add +30.6% |
| PSLV Sprott Physical Silver Trust | 0.67% | 194,160 | $3.7M | Reduce -0.9% |
| IEMG iShares Core MSCI Emerging | 0.64% | 42,064 | $3.5M | Add +12.5% |
| SCHV Schwab US Large-Cap Value | 0.57% | 90,225 | $3.1M | Add +3.8% |
| AVGO Broadcom Inc. | 0.55% | 8,013 | $3.0M | Add +2.2% |
| IDEV iShares Core MSCI Dev MKTS | 0.54% | 33,401 | $3.0M | Add +5.7% |
| JPM JPMorgan Chase & Co. | 0.54% | 9,077 | $3.0M | Add +30.6% |
| BND Vanguard Total Bond Market | 0.52% | 38,873 | $2.9M | Add +12.4% |
| LLY Eli Lilly & Co. | 0.52% | 2,376 | $2.8M | Add +46.0% |
| BPRE Bluerock Private Real Estate | 0.50% | 212,056 | $2.8M | Reduce -9.7% |
| VEA Vanguard Ftse Developed ETF | 0.50% | 38,569 | $2.7M | Add +68.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.49% | 12,397 | $2.7M | Add +34.0% |
| VYM Vanguard High DVD Yield ETF | 0.47% | 16,247 | $2.6M | Reduce -41.1% |
| JPLD JPMorgan Ltd. Duration ETF | 0.46% | 48,568 | $2.5M | Add +69.0% |
| SCHF Schwab Intl Equity ETF | 0.46% | 90,705 | $2.5M | Add +13.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.46% | 6,788 | $2.5M | Add +105.0% |
| JNK SS SPDR BB High Yield Bond | 0.45% | 25,747 | $2.5M | Reduce -3.0% |
| META Meta Platforms Inc. Class A | 0.45% | 4,374 | $2.5M | Add +16.4% |
| EVSM Eaton Vance SHRT Dur Muni | 0.44% | 47,335 | $2.4M | Add +13.7% |
| VCIT Vanguard Int-Term Corporate | 0.42% | 27,867 | $2.3M | Reduce -26.9% |
| MU Micron Technology Inc. | 0.41% | 1,946 | $2.2M | Add +5.4% |
| AGG iShares Core U.S. Aggregate | 0.41% | 22,482 | $2.2M | Add +26.0% |
| WMT Walmart Inc. | 0.39% | 18,973 | $2.2M | Add +9.6% |
| NACP Impact Shares Naacp Minority | 0.39% | 34,644 | $2.1M | Reduce -0.4% |
| JNJ Johnson & Johnson | 0.38% | 8,159 | $2.1M | Add +21.4% |
| KMI Kinder Morgan Inc. | 0.37% | 63,835 | $2.0M | Add +5.7% |
| SUSC iShares ESG Aware Usd Corpor | 0.36% | 84,767 | $2.0M | Add +4.7% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.36% | 28,969 | $2.0M | Reduce -3.2% |
| INTC Intel Corp. | 0.35% | 14,159 | $1.9M | Add +2.9% |
| SCHJ Schwab 1-5 YR Corp. BND ETF | 0.35% | 78,377 | $1.9M | Add +24.3% |
| VHT Vanguard Health Care ETF | 0.35% | 6,446 | $1.9M | Reduce -11.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.35% | 4,017 | $1.9M | Add +11.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.35% | 41,466 | $1.9M | Reduce -24.0% |
| IYW iShares Ustechnology ETF | 0.34% | 7,399 | $1.9M | Reduce -7.2% |
| PHYS Sprott Physical Gold Trust | 0.33% | 59,600 | $1.8M | No change |
| CAT Caterpillar Inc. | 0.32% | 1,662 | $1.8M | Add +13.1% |
| XLE SS Energy Select Sector | 0.30% | 30,864 | $1.6M | Add +10.1% |
| TSLA Tesla Inc. | 0.30% | 3,859 | $1.6M | Add +32.3% |
| CVSB Calvert Ult-SHRT Inv GRD ETF | 0.29% | 31,179 | $1.6M | Add +35.1% |
| IEI iShares 3-7 Year Treasury Bo | 0.29% | 13,361 | $1.6M | Add +141.3% |
| KLAC KLA Corp. | 0.28% | 5,155 | $1.6M | Add +27.0% |
| AMD Advanced Micro Devices | 0.28% | 2,670 | $1.6M | Add +25.6% |
| XLK SS Technology Select Sector | 0.28% | 7,997 | $1.5M | Add +31.1% |
| XLI SS Industrial Select Sector | 0.27% | 8,090 | $1.5M | Add +26.5% |
| QLV NT US Qual Lowvol ETF | 0.27% | 19,627 | $1.5M | Reduce -24.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.27% | 15,258 | $1.5M | Reduce -0.0% |
| XOM Exxon Mobil Corp. | 0.26% | 10,458 | $1.4M | Add +14.3% |
| GLD SPDR Gold Shares | 0.26% | 3,828 | $1.4M | Reduce -29.4% |
| GARP iShares MSCI USA Quality Gar | 0.25% | 16,554 | $1.4M | Add +0.2% |
| MUB iShares National Muni Bond E | 0.24% | 12,384 | $1.3M | Reduce -2.6% |
| USMV iShares MSCI USA Min Vol Fac | 0.23% | 13,205 | $1.3M | Reduce -11.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 4,501 | $1.3M | Add +113.6% |
| IJR iShares Core S&P Small-Cap E | 0.23% | 8,562 | $1.3M | Add +68.9% |
| MRK Merck & Co. Inc. | 0.23% | 9,768 | $1.3M | Add +32.8% |
| BNDX Vanguard Total Intl Bond ETF | 0.23% | 25,786 | $1.2M | Add +28.6% |
| OHI Omega Healthcare Investors | 0.23% | 25,970 | $1.2M | Add +0.6% |
| SCHZ Schwab US Aggregate Bond ETF | 0.22% | 53,079 | $1.2M | Add +2.2% |
| JMUB JPMorgan Municipal ETF | 0.22% | 24,152 | $1.2M | Add +1.7% |
| CSCO Cisco Systems Inc. | 0.22% | 10,505 | $1.2M | Add +39.3% |
| SYF Synchrony Financial | 0.22% | 15,804 | $1.2M | Reduce -0.4% |
| PG The Procter & Gamble Co. | 0.22% | 8,154 | $1.2M | Add +1.9% |
| AMAT Applied Materials Inc. | 0.21% | 1,626 | $1.2M | Reduce -0.5% |
| WPM Wheaton Precious Metals Corp. | 0.21% | 10,398 | $1.2M | Add +1.0% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.21% | 23,019 | $1.2M | Add +4.8% |
| CCJ Cameco Corp. | 0.21% | 11,399 | $1.2M | Reduce -2.8% |
| D Dominion Energy Inc. | 0.21% | 16,892 | $1.2M | Reduce -22.2% |
| EQT Eqt Corp. | 0.21% | 21,619 | $1.1M | Reduce -0.0% |
| V Visa Inc. Class A | 0.21% | 3,302 | $1.1M | Add +29.9% |
| TDTT NT Iboxx 3Y Dur Tips ETF | 0.20% | 46,399 | $1.1M | Reduce -22.7% |
| IWF iShares Russell 1000 Growth | 0.20% | 8,926 | $1.1M | Add +19.8% |
| NEE Nextera Energy Inc. | 0.20% | 12,578 | $1.1M | Reduce -0.7% |
| VIG Vanguard Dividend Apprec ETF | 0.20% | 4,632 | $1.1M | Reduce -18.4% |
| CVX Chevron Corp. | 0.20% | 6,527 | $1.1M | Add +6.1% |
Other holdings (4): bonds, preferreds, convertibles and warrants · $263K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 3,201 | $215K | Add +88.3% |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 691 | $31K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 13 | $16K | Reduce -43.5% |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 5 | $14 | No change |
Total filed on the 13F, all lines: $547.1M.
Portfolio Sells Q1 2026 → Q2 2026
| SGOV iShares 0-3 Month Treasury B | Reduce -99.1% | 0.00% | −0.53 |
| VYM Vanguard High DVD Yield ETF | Reduce -41.1% | 0.47% | −0.38 |
| PSLV Sprott Physical Silver Trust | Reduce -0.9% | 0.67% | −0.33 |
| BPRE Bluerock Private Real Estate | Reduce -9.7% | 0.50% | −0.31 |
| GOOG Alphabet Inc. Class C | Reduce -32.4% | 0.71% | −0.29 |
| GLD SPDR Gold Shares | Reduce -29.4% | 0.26% | −0.24 |
| VCIT Vanguard Int-Term Corporate | Reduce -26.9% | 0.42% | −0.24 |
| BIV Vanguard Intermediate-Term B | Reduce -3.2% | 1.26% | −0.23 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -24.0% | 0.35% | −0.18 |
| VDC Vanguard Consumer Staple ETF | Reduce -0.8% | 1.03% | −0.15 |
| T AT&T Inc. | Reduce -22.4% | 0.14% | −0.14 |
| KNSL Kinsale Capital Group Inc. | Reduce -99.9% | 0.00% | −0.12 |
| QLV NT US Qual Lowvol ETF | Reduce -24.2% | 0.27% | −0.12 |
| OLN Olin Corp. | Reduce -10.6% | 0.13% | −0.11 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -0.2% | 0.82% | −0.11 |
| DON Wisdomtree US Midcap Dividen | Reduce -53.9% | 0.08% | −0.11 |
| TDTT NT Iboxx 3Y Dur Tips ETF | Reduce -22.7% | 0.20% | −0.10 |
| PDBC Invesco Optimum Yield Divers | Reduce -92.8% | 0.01% | −0.10 |
| HGER Harbor Commodity All Weather | Sold out | 0.00% | −0.10 |
| GLDM SPDR Gold Minishares Trust | Reduce -98.9% | 0.00% | −0.09 |
| LDOS Leidos Holdings Inc. | Reduce -99.2% | 0.00% | −0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -23.9% | 0.18% | −0.09 |
| BSV Vanguard Short-Term Bond ETF | Reduce -25.4% | 0.16% | −0.08 |
| KGC Kinross Gold Corp. | Reduce -21.0% | 0.09% | −0.08 |
| FOXA Fox Corp. Class A | Reduce -16.1% | 0.15% | −0.08 |
| JNK SS SPDR BB High Yield Bond | Reduce -3.0% | 0.45% | −0.08 |
| SGDM Sprott Gold Miners ETF | Reduce -0.2% | 0.17% | −0.07 |
| D Dominion Energy Inc. | Reduce -22.2% | 0.21% | −0.07 |
| VXX Ipath Series B S&P 500 Vix | Sold out | 0.00% | −0.07 |
| GLNG Golar LNG Ltd. | Sold out | 0.00% | −0.07 |
| GUNR NT Mstar GLBL NR ETF | Reduce -34.1% | 0.07% | −0.07 |
| DVY iShares Select Dividend ETF | Reduce -60.5% | 0.04% | −0.07 |
| EQT Eqt Corp. | Reduce -0.0% | 0.21% | −0.07 |
| NEM Newmont Corp. | Reduce -13.7% | 0.11% | −0.07 |
| BWXT BWX Technologies Inc. | Reduce -12.9% | 0.15% | −0.06 |
| VHT Vanguard Health Care ETF | Reduce -11.3% | 0.35% | −0.06 |
| MRSH Marsh & McLennan Cos | Reduce -59.9% | 0.03% | −0.06 |
| VOO Vanguard S&P 500 ETF | Reduce -3.9% | 1.48% | −0.06 |
| TIP iShares Tips Bond ETF | Reduce -31.9% | 0.10% | −0.06 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -26.4% | 0.15% | −0.06 |
| CCJ Cameco Corp. | Reduce -2.8% | 0.21% | −0.06 |
| NFRA NT GLBL BRD Infra ETF | Reduce -30.8% | 0.09% | −0.06 |
| SILJ Amplify Junior Silver Miners | Reduce -1.5% | 0.15% | −0.06 |
| VIG Vanguard Dividend Apprec ETF | Reduce -18.4% | 0.20% | −0.06 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -11.8% | 0.23% | −0.06 |
| MAA Mid-America Apartment Comm | Reduce -99.1% | 0.00% | −0.06 |
| IQSI Nylim Cndrm Intrnt Eq ETF-Ui | Reduce -65.1% | 0.03% | −0.05 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -16.7% | 1.10% | −0.05 |
| PATH Uipath Inc. Class A | Sold out | 0.00% | −0.05 |
| ZTS Zoetis Inc. | Reduce -84.2% | 0.00% | −0.05 |
Portfolio Buys Q1 2026 → Q2 2026
| SCHG Schwab US Large-Cap Growth | Add +77.1% | 2.06% | +0.90 |
| CVIE Cal Intl Responsible Index | Add +9.6% | 6.14% | +0.57 |
| CVLC Calvert US L-C CR Resp Index | Add +10.8% | 4.20% | +0.50 |
| FRDM Freedom 100 Emeging MRKT ETF | Add +3.7% | 2.27% | +0.35 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +52.1% | 1.00% | +0.34 |
| MU Micron Technology Inc. | Add +5.4% | 0.41% | +0.27 |
| SMMD iShares Russell 2500 ETF | Add +8.1% | 2.29% | +0.25 |
| VTI VG Morningstar TS MKT ETF-US | Add +105.0% | 0.46% | +0.24 |
| AAPL Apple Inc. | Add +14.9% | 1.78% | +0.22 |
| INTC Intel Corp. | Add +2.9% | 0.35% | +0.22 |
| LLY Eli Lilly & Co. | Add +46.0% | 0.52% | +0.20 |
| IVV iShares Core S&P 500 ETF | Add +20.6% | 1.24% | +0.20 |
| AMD Advanced Micro Devices | Add +25.6% | 0.28% | +0.19 |
| VEA Vanguard Ftse Developed ETF | Add +68.7% | 0.50% | +0.18 |
| AMZN Amazon.com Inc. | Add +22.1% | 0.95% | +0.17 |
| KLAC KLA Corp. | Add +27.0% | 0.28% | +0.16 |
| NVDA Nvidia Corp. | Add +9.4% | 1.86% | +0.15 |
| JPLD JPMorgan Ltd. Duration ETF | Add +69.0% | 0.46% | +0.15 |
| IEI iShares 3-7 Year Treasury Bo | Add +141.3% | 0.29% | +0.15 |
| SPHQ Invesco S&P 500 Quality ETF | Add +447.5% | 0.15% | +0.13 |
| IBM Intl Business Machines Corp. | Add +113.6% | 0.23% | +0.12 |
| IEUR iShares Core MSCI Europe ETF | Add +418.8% | 0.16% | +0.12 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +26.9% | 0.74% | +0.12 |
| JPM JPMorgan Chase & Co. | Add +30.6% | 0.54% | +0.11 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +450.8% | 0.14% | +0.11 |
| EFV iShares MSCI Eafe Value ETF | Add +392.4% | 0.14% | +0.11 |
| WDC Western Digital Corp. | Add +31.8% | 0.18% | +0.11 |
| EAGG iShares ESG Aware US Aggrega | Add +24.8% | 1.29% | +0.11 |
| XLK SS Technology Select Sector | Add +31.1% | 0.28% | +0.11 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +34.0% | 0.49% | +0.11 |
| DBA Invesco DB Agriculture Fund | New | 0.10% | +0.10 |
| GOOGL Alphabet Inc. Class A | Add +7.3% | 0.91% | +0.10 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +608.5% | 0.12% | +0.10 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +1652.3% | 0.11% | +0.10 |
| CAT Caterpillar Inc. | Add +13.1% | 0.32% | +0.10 |
| CSCO Cisco Systems Inc. | Add +39.3% | 0.22% | +0.10 |
| VOOG Vanguard S&P 500 Growth ETF | Add +21606.7% | 0.10% | +0.10 |
| IJR iShares Core S&P Small-Cap E | Add +68.9% | 0.23% | +0.10 |
| VLUE iShares MSCI USA Value Facto | Add +486.9% | 0.11% | +0.09 |
| TSM Taiwan Semiconductor-SP ADR | Add +11.4% | 0.35% | +0.09 |
| BOXX Alpha Architect 1-3 MNTH Box | Add +30.6% | 0.69% | +0.09 |
| IEMG iShares Core MSCI Emerging | Add +12.5% | 0.64% | +0.09 |
| RSP Invesco S&P 500 Equal Weight | Add +3711.7% | 0.09% | +0.09 |
| KEYS Keysight Technologies Inc. | Add +557.8% | 0.10% | +0.09 |
| IWO iShares Russell 2000 Growth | Add +306.4% | 0.11% | +0.08 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +84.3% | 0.18% | +0.08 |
| VXUS Vanguard Total Intl Stock | Add +81.3% | 0.19% | +0.08 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +91.1% | 0.19% | +0.08 |
| IWM iShares Russell 2000 ETF | Add +113.1% | 0.14% | +0.08 |
| JAAA Janus Henderson Aaa Clo ETF | Add +287.4% | 0.11% | +0.07 |
Options Activity Q1 2026 → Q2 2026
| SLV iShares Silver Trust | call | Sold out | 76,000 | $5.2Mbefore exit |
| CME Cme Group Inc. | put | Sold out | 9,500 | $2.8Mbefore exit |
| GLD SPDR Gold Shares | call | Sold out | 4,000 | $1.8Mbefore exit |
| CVNA Carvana Co. | put | Sold out | 3,500 | $218Kbefore exit |
| SILJ Amplify Junior Silver Miners | call | Sold out | 6,500 | $200Kbefore exit |
| B Barrick Mining Corp. | call | Sold out | 4,000 | $169Kbefore exit |
| FRO Frontline PLC | call | Sold out | 2,500 | $87Kbefore exit |
| HL Hecla Mining Co. | call | Sold out | 4,000 | $77Kbefore exit |
| AAPL Apple Inc. | put | Sold out | 300 | $77Kbefore exit |
| STEX Streamex Corp. | call | Sold out | 55,000 | $61Kbefore exit |
| PATH Uipath Inc. Class A | call | Sold out | 4,000 | $44Kbefore exit |
| UNG US Natural Gas Fund LP | call | Sold out | 2,500 | $29Kbefore exit |
| PCT Purecycle Technologies Inc. | call | Sold out | 5,000 | $26Kbefore exit |
| VXX Ipath Series B S&P 500 Vix | call | Sold out | 500 | $17Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2026 → Q2 2026
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +88.3% | 3,201 | $215K |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 691 | $31K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -43.5% | 13 | $16K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Sold out | 8 | $9Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,140 | $546.9M | CVIE, CVLC, SMMD, FRDM, SCHG |
| Q1 2026 | 2,253 | $478.5M | CVIE, CVLC, SMMD, FRDM, NVDA |
| Q4 2025 | 1,795 | $318.0M | CVIE, CVLC, FRDM, SMMD, GRNB |
| Q3 2025 | 1,472 | $301.2M | CVIE, CVLC, FRDM, SMMD, GRNB |
| Q2 2025 | 1,233 | $265.9M | CVIE, CVLC, FRDM, SMMD, BIV |
| Q1 2025 | 1,064 | $231.5M | CVLC, ESGU, FRDM, BIV, CVIE |
| Q4 2024 | 199 | $157.6M | ESGU, CVLC, FRDM, AAPL, BIV |