CaterpillarCAT
13F holders, Q1 2026 (March 31)3,769holders +230
328new positions
111sold out
16famous investors
$699.71avg. 13F price*
At the end of Q1 2026, 3,769 institutions reported holding Caterpillar Inc. (CAT) in their 13F filings, up 230 from Q4 2025. 328 opened new positions and 111 sold out. The largest holders were BlackRock, Inc. ($26.3B), State Street Corp. ($24.7B) and Vanguard Capital Management LLC ($21.4B). 16 famous investors held it, including Bill Gates / Michael Larson (14.2% of Gates Foundation Trust's portfolio), Ken Fisher (2.3% of Fisher Asset Management's portfolio) and Tom Gayner (2.0% of Markel Group's portfolio).
- Company
- Caterpillar Inc.
- Sector
- Industrials
- CUSIP
- 149123101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 328 | $1.1B |
| Exits | 111 | $483.1M |
All 13F filers, Q4 2025 → Q1 2026: 17,664,896 shares bought and 16,383,717 shares sold, net +1,281,179 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 3,769 holders
| BlackRock, Inc. | 0.46% | Add +2.6% | 37,169,433 | $26.3B |
| State Street Corp. | 0.85% | Reduce -1.4% | 34,880,604 | $24.7B |
| Vanguard Capital Management LLC | 0.53% | — | 30,234,453 | $21.4B |
| State Farm Mutual Automobile Insurance Co. | 8.13% | Reduce -16.4% | 14,564,726 | $10.3B |
| Vanguard Portfolio Management LLC | 0.43% | — | 11,705,890 | $8.3B |
| Geode Capital Management, LLC | 0.49% | Add +4.9% | 11,127,483 | $7.9B |
| Fisher Asset Management | 2.35% | Add +3.0% | 9,775,952 | $6.9B |
| Morgan Stanley | 0.32% | Add +6.0% | 7,499,662 | $5.3B |
| Gates Foundation Trust | 14.22% | No change | 6,353,614 | $4.5B |
| Northern Trust Corp. | 0.53% | Reduce -3.0% | 5,678,795 | $4.0B |
| Bank of America Corp. | 0.29% | Reduce -15.8% | 5,677,578 | $4.0B |
| T. Rowe Price Associates Inc. | 0.46% | Reduce -6.9% | 5,582,018 | $4.0B |
| Invesco Ltd. | 0.27% | Add +27.0% | 3,849,600 | $2.7B |
| FMR LLC | 0.14% | Reduce -5.8% | 3,824,293 | $2.7B |
| Capital World Investors | 0.34% | Reduce -11.6% | 3,543,940 | $2.5B |
| Capital International Investors | 0.58% | Add +61.7% | 3,459,278 | $2.5B |
| Bank of New York Mellon Corp | 0.45% | Reduce -3.0% | 3,448,169 | $2.4B |
| Charles Schwab Investment Management Inc. | 0.36% | Add +0.3% | 3,354,003 | $2.4B |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.48% | Reduce -7.8% | 3,267,533 | $2.3B |
| Goldman Sachs Group Inc. | 0.30% | Add +2.3% | 3,210,971 | $2.3B |
| Capital Research Global Investors | 0.35% | Add +12.5% | 3,200,849 | $2.3B |
| Legal & General Group Plc | 0.45% | Add +1.9% | 2,772,592 | $2.0B |
| JPMorgan Chase & Co. | 0.13% | Add +13.1% | 2,940,579 | $2.0B |
| Dimensional Fund Advisors LP | 0.40% | Reduce -0.9% | 2,746,073 | $1.9B |
| Vanguard Fiduciary Trust Co. | 0.47% | — | 2,626,721 | $1.9B |
| Nuveen, LLC | 0.44% | Add +0.1% | 2,310,258 | $1.6B |
| Royal Bank of Canada | 0.30% | Reduce -10.4% | 2,249,502 | $1.6B |
| Amundi | 0.43% | Add +29.4% | 2,217,637 | $1.6B |
| Wells Fargo & Company | 0.29% | Add +2.0% | 2,048,603 | $1.5B |
| Barclays PLC | 0.44% | Add +52.3% | 1,747,581 | $1.2B |
| Massachusetts Financial Services Co. | 0.38% | Reduce -13.8% | 1,583,565 | $1.1B |
| Voya Investment Management LLC | 1.20% | Reduce -0.5% | 1,419,616 | $1.0B |
| UBS Group AG | 0.18% | Add +9.7% | 1,404,577 | $995.1M |
| Swiss National Bank | 0.56% | Add +7.0% | 1,373,420 | $973.0M |
| Deutsche Bank AG | 0.32% | Reduce -6.2% | 1,360,881 | $964.1M |
| Mitsubishi UFJ Asset Management Co., Ltd. | 0.64% | Add +4.7% | 1,351,377 | $957.4M |
| Sumitomo Mitsui Trust Group, Inc. | 0.60% | Reduce -2.9% | 1,313,890 | $930.8M |
| Citigroup Inc. | 0.54% | Add +134.0% | 1,193,255 | $845.4M |
| Capital Wealth Planning, LLC | 4.63% | Reduce -9.4% | 1,186,096 | $840.3M |
| Wellington Management Group LLP | 0.15% | Reduce -71.0% | 1,118,722 | $792.6M |
| LPL Financial LLC | 0.21% | Add +7.4% | 1,099,268 | $778.8M |
| Raymond James Financial Inc. | 0.22% | Add +0.7% | 1,026,197 | $726.1M |
| Vanguard Global Advisers, LLC | 0.39% | — | 1,017,138 | $720.6M |
| National Pension Service | 0.53% | Add +1.0% | 988,716 | $700.5M |
| Ameriprise Financial Inc. | 0.16% | Reduce -6.8% | 974,909 | $690.8M |
| Franklin Resources Inc. | 0.17% | Add +11.3% | 972,741 | $689.1M |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 0.60% | Add +18.8% | 918,660 | $650.8M |
| HSBC Holdings PLC | 0.38% | Reduce -10.3% | 908,491 | $642.4M |
| California Public Employees Retirement System | 0.38% | Add +0.4% | 879,849 | $623.3M |
| Primecap Management Co. | 0.49% | Reduce -0.9% | 872,260 | $618.0M |
| Neuberger Berman Group LLC | 0.47% | Add +1.8% | 865,879 | $612.9M |
| Rhumbline Advisers | 0.48% | Reduce -2.2% | 797,434 | $564.9M |
| VANGUARD ASSET MANAGEMENT, Ltd | 0.45% | — | 745,848 | $528.4M |
| Bank of Montreal | 0.21% | Reduce -5.2% | 717,839 | $508.6M |
| California State Teachers Retirement System | 0.53% | Reduce -2.7% | 706,389 | $500.4M |
| BNP Paribas Financial Markets | 0.32% | Reduce -6.0% | 680,986 | $482.5M |
| Alliancebernstein L.P. | 0.15% | Reduce -5.5% | 834,168 | $477.9M |
| Principal Financial Group Inc. | 0.25% | Add +17.6% | 666,306 | $472.1M |
| American Century Companies Inc. | 0.24% | Add +2.6% | 655,375 | $464.3M |
| Bank Julius Baer & Co. Ltd, Zurich | 1.40% | Add +20.1% | 660,444 | $462.7M |
| HighTower Advisors, LLC | 0.45% | Reduce -6.4% | 592,391 | $419.7M |
| Fifth Third Bancorp | 0.77% | Add +17.3% | 591,354 | $419.0M |
| TD Asset Management Inc | 0.34% | Add +6.6% | 585,483 | $414.8M |
| Stifel Financial Corp. | 0.38% | Reduce -4.6% | 577,396 | $409.1M |
| Bessemer Group Inc. | 0.60% | Add +33.0% | 540,796 | $383.1M |
| New York State Common Retirement Fund | 0.52% | Add +0.0% | 525,604 | $372.4M |
| Prudential Financial Inc. | 0.45% | Reduce -0.5% | 517,958 | $367.0M |
| Aberdeen Group plc | 0.59% | Add +4.6% | 517,089 | $366.3M |
| Thrivent Financial for Lutherans | 0.71% | Reduce -8.1% | 512,252 | $362.9M |
| Victory Capital Management Inc. | 0.23% | Reduce -17.7% | 510,512 | $361.7M |
| Corient Private Wealth LP | 0.51% | Reduce -3.6% | 542,772 | $359.6M |
| Canada Pension Plan Investment Board | 0.23% | Add +21.9% | 497,436 | $352.4M |
| Schroder Investment Management Group | 0.29% | Add +1.5% | 494,926 | $350.6M |
| CIBC Bancorp USA Inc. | 0.46% | — | 482,797 | $342.0M |
| US Bancorp \de | 0.41% | Reduce -2.3% | 479,485 | $339.7M |
| ProShare Advisors LLC | 0.46% | Reduce -14.2% | 439,406 | $311.3M |
| Mackenzie Financial Corp. | 0.36% | Add +23.6% | 426,884 | $302.4M |
| Envestnet Asset Management Inc. | 0.08% | Reduce -2.0% | 423,577 | $300.1M |
| Zacks Investment Management | 2.38% | Reduce -0.9% | 418,264 | $296.3M |
| Aviva PLC | 0.50% | Add +3.0% | 417,301 | $295.6M |
| State Board of Administration of Florida Retirement System | 0.54% | Reduce -1.0% | 407,879 | $289.0M |
| Caisse de depot et placement du Quebec | 0.44% | Reduce -8.5% | 388,726 | $275.4M |
| Adage Capital Partners Gp, L.L.C. | 0.42% | Add +0.6% | 386,804 | $274.0M |
| Korea Investment CORP | 0.55% | Reduce -2.8% | 374,659 | $265.4M |
| Pictet Asset Management Holding SA | 0.28% | Add +21.9% | 374,633 | $265.4M |
| New York State Teachers Retirement System | 0.53% | Reduce -0.1% | 370,411 | $262.4M |
| Creative Planning | 0.18% | Add +2.7% | 365,769 | $259.1M |
| Nomura Asset Management Co. Ltd. | 0.66% | Add +15.7% | 362,810 | $257.0M |
| Alphinity Investment Management Pty Ltd | 4.39% | Reduce -20.1% | 351,625 | $249.1M |
| PNC Financial Services Group, Inc. | 0.14% | Reduce -1.2% | 343,260 | $243.2M |
| Eurizon Capital SGR S.p.A. | 0.76% | Add +11.9% | 347,052 | $242.9M |
| Bank of Nova Scotia | 0.43% | Reduce -15.8% | 341,679 | $242.1M |
| Natixis Advisors, LLC | 0.34% | Reduce -1.6% | 341,212 | $241.7M |
| Focus Partners Wealth | 0.27% | Reduce -14.6% | 338,031 | $239.7M |
| DekaBank Deutsche Girozentrale | 0.39% | No change | 326,603 | $235.3M |
| Commonwealth Equity Services, LLC | 0.33% | Reduce -7.2% | 329,837 | $233.7M |
| Markel Group | 1.95% | No change | 328,650 | $232.8M |
| Mariner, LLC | 0.27% | Reduce -0.7% | 320,709 | $227.2M |
| Asset Management One Co., Ltd. | 0.67% | Add +10.4% | 319,517 | $226.4M |
| CANADA LIFE ASSURANCE Co | 0.40% | Add +1.6% | 316,889 | $225.0M |
"% of holder's portfolio" is CAT's weight in each manager's 13F, not the share of Caterpillar Inc. the manager owns.