CaterpillarCAT
13F holders, Q3 2024 (September 30)2,835holders +126
206new positions
90sold out
14famous investors
$390.84avg. 13F price*
At the end of Q3 2024, 2,835 institutions reported holding Caterpillar Inc. (CAT) in their 13F filings, up 126 from Q2 2024. 206 opened new positions and 90 sold out. The largest holders were Vanguard Group Inc. ($18.2B), State Street Corp. ($14.2B) and BlackRock, Inc. ($13.8B). 14 famous investors held it, including Bill Gates / Michael Larson (6.4% of Gates Foundation Trust's portfolio), Ken Fisher (1.4% of Fisher Asset Management's portfolio) and Tom Gayner (1.1% of Markel Group's portfolio).
- Company
- Caterpillar Inc.
- Sector
- Industrials
- CUSIP
- 149123101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 206 | $419.3M |
| Exits | 90 | $332.9M |
All 13F filers, Q2 2024 → Q3 2024: 12,354,855 shares bought and 13,443,156 shares sold, net −1,088,301 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 2,835 holders
| Vanguard Group Inc. | 0.33% | Add +0.1% | 46,525,174 | $18.2B |
| State Street Corp. | 0.58% | Reduce -0.6% | 36,384,598 | $14.2B |
| BlackRock, Inc. | 0.29% | — | 35,411,116 | $13.8B |
| State Farm Mutual Automobile Insurance Co. | 6.02% | No change | 17,734,370 | $6.9B |
| Capital World Investors | 1.06% | Reduce -9.3% | 17,486,258 | $6.8B |
| Geode Capital Management, LLC | 0.32% | Add +0.7% | 10,213,455 | $4.0B |
| Fisher Asset Management | 1.43% | Add +2.3% | 8,952,632 | $3.5B |
| Morgan Stanley | 0.22% | Add +4.5% | 7,605,522 | $3.0B |
| Gates Foundation Trust | 6.38% | No change | 7,353,614 | $2.9B |
| Northern Trust Corp. | 0.39% | Reduce -3.8% | 6,122,853 | $2.4B |
| Norges Bank | 0.33% | Add +3.4% | 6,118,855 | $2.4B |
| Bank of America Corp. | 0.20% | Add +25.0% | 5,965,646 | $2.3B |
| FMR LLC | 0.12% | Reduce -9.1% | 4,853,946 | $1.9B |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.36% | Add +1.8% | 3,627,513 | $1.4B |
| Bank of New York Mellon Corp | 0.24% | Reduce -4.2% | 3,283,295 | $1.3B |
| Charles Schwab Investment Management Inc. | 0.24% | Add +0.3% | 3,227,378 | $1.3B |
| Dimensional Fund Advisors LP | 0.29% | Add +0.9% | 3,098,956 | $1.2B |
| Invesco Ltd. | 0.23% | Reduce -6.6% | 2,982,191 | $1.2B |
| Goldman Sachs Group Inc. | 0.22% | Reduce -17.6% | 2,916,775 | $1.1B |
| JPMorgan Chase & Co. | 0.09% | Add +29.1% | 2,812,854 | $1.1B |
| Legal & General Group Plc | 0.28% | Reduce -9.6% | 2,723,383 | $1.1B |
| Citigroup Inc. | 0.96% | Add +254.1% | 2,645,989 | $1.0B |
| Nuveen Asset Management, LLC | 0.26% | Add +1.7% | 2,349,615 | $919.0M |
| Ameriprise Financial Inc. | 0.21% | Add +0.4% | 2,117,763 | $828.4M |
| Royal Bank of Canada | 0.18% | Add +14.3% | 2,016,529 | $788.7M |
| Barclays PLC | 0.32% | Add +27.6% | 1,873,576 | $732.8M |
| UBS Group AG | 0.20% | Reduce -1.7% | 1,859,081 | $727.1M |
| Amundi | 0.26% | Reduce -15.0% | 1,847,196 | $716.7M |
| Wells Fargo & Company | 0.17% | Reduce -4.2% | 1,831,422 | $716.3M |
| Capital Research Global Investors | 0.14% | Reduce -0.2% | 1,727,193 | $675.5M |
| Deutsche Bank AG | 0.27% | Add +13.6% | 1,715,852 | $671.1M |
| Primecap Management Co. | 0.43% | Reduce -8.5% | 1,485,456 | $581.0M |
| Capital Wealth Planning, LLC | 5.41% | Add +7.4% | 1,483,519 | $580.2M |
| Swiss National Bank | 0.37% | Reduce -1.8% | 1,451,600 | $567.7M |
| Sumitomo Mitsui Trust Group, Inc. | 0.39% | Reduce -0.5% | 1,423,978 | $556.9M |
| D. E. Shaw & Co. | 0.75% | Add +67.7% | 1,358,727 | $531.4M |
| Diamond Hill Capital Management, LLC (Investment Advisor) | 2.14% | Add +2.3% | 1,349,608 | $527.9M |
| Neuberger Berman Group LLC | 0.33% | Add +112.2% | 1,072,369 | $419.4M |
| T. Rowe Price Associates Inc. | 0.05% | Reduce -0.6% | 1,026,098 | $401.3M |
| National Pension Service | 0.39% | Add +13.1% | 1,022,097 | $399.8M |
| HSBC Holdings PLC | 0.25% | Reduce -21.6% | 1,020,310 | $399.0M |
| Mitsubishi UFJ Asset Management Co., Ltd. | 0.42% | Add +6.8% | 998,683 | $390.6M |
| California Public Employees Retirement System | 0.25% | Reduce -1.0% | 927,931 | $362.9M |
| Bank of Montreal | 0.17% | Add +2.8% | 900,971 | $352.4M |
| LPL Financial LLC | 0.15% | Add +5.2% | 879,638 | $344.0M |
| Rhumbline Advisers | 0.31% | Add +0.5% | 865,561 | $338.5M |
| California State Teachers Retirement System | 0.36% | Reduce -2.0% | 788,056 | $308.2M |
| Caisse de depot et placement du Quebec | 0.61% | Add +34.4% | 782,133 | $305.9M |
| Voya Investment Management LLC | 0.36% | Add +174.4% | 761,690 | $297.9M |
| Principal Financial Group Inc. | 0.16% | Add +0.7% | 729,654 | $285.4M |
| Bank Julius Baer & Co. Ltd, Zurich | 0.93% | Reduce -2.9% | 621,982 | $277.7M |
| Corient Private Wealth LP | 0.44% | Reduce -1.5% | 706,308 | $276.3M |
| ProShare Advisors LLC | 0.66% | Add +3.9% | 688,094 | $269.1M |
| Stifel Financial Corp. | 0.27% | Reduce -0.8% | 665,638 | $260.4M |
| Victory Capital Management Inc. | 0.25% | Add +3.8% | 650,481 | $254.4M |
| Schroder Investment Management Group | 0.25% | Reduce -5.8% | 627,347 | $245.3M |
| Nordea Investment Management AB | 0.28% | Reduce -43.9% | 625,538 | $244.9M |
| BNP Paribas Financial Markets | 0.24% | Add +3.9% | 613,029 | $239.8M |
| Raymond James & Associates | 0.15% | Add +1.0% | 608,753 | $238.1M |
| New York State Common Retirement Fund | 0.32% | Reduce -7.3% | 607,246 | $237.5M |
| Bank of Nova Scotia | 0.46% | Add +22.7% | 584,378 | $228.6M |
| Capital International Investors | 0.04% | Add +0.1% | 562,424 | $220.0M |
| US Bancorp \de | 0.28% | Reduce -7.0% | 559,041 | $218.7M |
| Alliancebernstein L.P. | 0.07% | Add +1.8% | 543,003 | $212.4M |
| Envestnet Asset Management Inc. | 0.07% | Reduce -4.6% | 521,985 | $204.2M |
| Korea Investment CORP | 0.48% | Add +42.2% | 520,480 | $203.6M |
| Fifth Third Bancorp | 0.73% | Add +1.1% | 518,214 | $202.7M |
| American Century Companies Inc. | 0.12% | Add +2.4% | 517,000 | $202.2M |
| HighTower Advisors, LLC | 0.29% | Add +5.7% | 503,020 | $196.8M |
| Thrivent Financial for Lutherans | 0.36% | Reduce -2.5% | 481,400 | $188.3M |
| New York State Teachers Retirement System | 0.38% | Reduce -3.9% | 474,041 | $185.4M |
| State Board of Administration of Florida Retirement System | 0.35% | Reduce -3.1% | 469,326 | $183.6M |
| Brandywine Global Investment Management, LLC | 1.22% | Add +18.1% | 458,263 | $180.5M |
| Zacks Investment Management | 1.52% | Add +2.1% | 449,078 | $175.6M |
| Franklin Resources Inc. | 0.05% | Add +14.3% | 443,315 | $174.6M |
| Commonwealth Equity Services, LLC | 0.26% | Reduce -1.2% | 435,573 | $170.4M |
| Mitsubishi UFJ Trust & Banking Corp | 0.39% | Reduce -8.4% | 435,214 | $170.2M |
| Manufacturers Life Insurance Company, The | 0.15% | Reduce -8.7% | 423,457 | $165.6M |
| Menora Mivtachim Holdings LTD. | 1.02% | New | 414,000 | $161.9M |
| PNC Financial Services Group, Inc. | 0.10% | Add +1.8% | 413,719 | $161.8M |
| Baird Financial Group, Inc. | 0.30% | Add +0.2% | 401,181 | $156.9M |
| Bessemer Group Inc. | 0.25% | Add +56.3% | 381,663 | $149.3M |
| Danske Bank A/S | 0.48% | Add +26.5% | 367,294 | $143.7M |
| Skandinaviska Enskilda Banken AB (publ) | 0.64% | Add +52.3% | 356,552 | $139.5M |
| National Bank of Canada | 0.18% | Reduce -11.7% | 345,816 | $135.3M |
| Prudential Financial Inc. | 0.19% | Reduce -10.1% | 341,939 | $133.7M |
| DekaBank Deutsche Girozentrale | 0.24% | Reduce -17.1% | 326,603 | $127.6M |
| Raymond James Financial Services Advisors, Inc. | 0.17% | Add +0.2% | 319,033 | $124.8M |
| Markel Group | 1.12% | Add +2.3% | 318,750 | $124.7M |
| Assenagon Asset Management S.A. | 0.26% | Add +106.2% | 317,828 | $124.3M |
| Aberdeen Group plc | 0.23% | Reduce -12.5% | 316,589 | $123.6M |
| Asset Management One Co., Ltd. | 0.44% | Reduce -0.7% | 313,159 | $122.5M |
| CANADA LIFE ASSURANCE Co | 0.21% | Add +3.7% | 311,154 | $121.8M |
| SG Americas Securities, LLC | 0.46% | Add +34.1% | 304,808 | $119.2M |
| Great Lakes Advisors, LLC | 0.96% | Reduce -1.9% | 293,746 | $114.9M |
| State of Wisconsin Investment Board | 0.29% | Add +6.6% | 291,129 | $113.9M |
| Nomura Asset Management Co. Ltd. | 0.35% | Add +7.3% | 286,006 | $111.9M |
| Storebrand Asset Management As | 0.35% | Add +1.4% | 283,225 | $110.8M |
| Swedbank AB | 0.14% | Add +4.3% | 282,018 | $110.3M |
| First Trust Advisors LP | 0.10% | Reduce -12.5% | 278,704 | $109.0M |
"% of holder's portfolio" is CAT's weight in each manager's 13F, not the share of Caterpillar Inc. the manager owns.