Cathay General BancorpCATY

13F holders, Q2 2024 (June 30)
237holders −18
24new positions
42sold out
4famous investors
$37.73avg. 13F price*

At the end of Q2 2024, 237 institutions reported holding Cathay General Bancorp (CATY) in their 13F filings, down 18 from Q1 2024. 24 opened new positions and 42 sold out. The largest holders were BlackRock Inc. ($403.4M), Vanguard Group Inc. ($308.3M) and Dimensional Fund Advisors LP ($158.2M). 4 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).

Company
Cathay General Bancorp
CUSIP
149150104
Latest filing quarter
Q2 2026

History

Number of 13F holders

0100200300400 Q1 2024: 255Q1 2024Q2 2024: 237Q2 2024Q3 2024: 248Q3 2024Q4 2024: 244Q4 2024Q1 2025: 259Q1 2025Q2 2025: 272Q2 2025Q3 2025: 260Q3 2025Q4 2025: 269Q4 2025Q1 2026: 289Q1 2026Q2 2026: 305Q2 2026

Total Exit/New Position Q1 2024 → Q2 2024

InstitutionsTotal Value
New Positions24$14.9M
Exits42$40.1M

All 13F filers, Q1 2024 → Q2 2024: 2,474,966 shares bought and 2,946,374 shares sold, net −471,408 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 237 holders

BlackRock Inc. 0.01% Reduce -0.0% 10,694,239 $403.4M
Vanguard Group Inc. 0.01% Reduce -0.7% 8,172,754 $308.3M
Dimensional Fund Advisors LP 0.04% Add +4.4% 4,194,232 $158.2M
State Street Corp. 0.01% Add +8.4% 3,691,245 $139.2M
Charles Schwab Investment Management Inc. 0.02% Add +2.2% 2,670,930 $100.7M
Geode Capital Management, LLC 0.01% Add +3.7% 1,692,810 $63.9M
Invesco Ltd. 0.01% Add +14.5% 1,344,257 $50.7M
T. Rowe Price Investment Management, Inc. 0.03% Add +6.0% 1,290,904 $48.7M
American Century Companies Inc. 0.03% Add +19.8% 1,262,970 $47.6M
Massachusetts Financial Services Co. 0.01% Reduce -14.5% 1,114,993 $42.1M
Northern Trust Corp. 0.01% Reduce -0.1% 953,250 $36.0M
LSV Asset Management 0.08% Reduce -1.0% 937,093 $35.3M
Nuveen Asset Management, LLC 0.01% Add +9.0% 882,400 $33.3M
Bank of New York Mellon Corp 0.01% Reduce -1.2% 857,756 $32.4M
Morgan Stanley 0.00% Reduce -25.4% 765,769 $28.9M
GW&K Investment Management, LLC 0.26% Reduce -3.4% 756,090 $28.5M
Boston Trust Walden Corp 0.21% Add +4.1% 736,727 $27.8M
Norges Bank 0.00% No change 693,805 $26.2M
Goldman Sachs Group Inc. 0.00% Reduce -32.9% 556,182 $21.0M
Glenmede Trust Co. NA 0.08% Add +0.6% 443,843 $16.7M
Principal Financial Group Inc. 0.01% Reduce -7.9% 359,310 $13.6M
First Trust Advisors LP 0.01% Add +43.3% 326,633 $12.3M
Citadel Advisors 0.01% Add +206.3% 314,733 $11.9M
Bank of America Corp. 0.00% Add +12.3% 296,594 $11.2M
Rhumbline Advisers 0.01% Reduce -0.6% 241,688 $9.1M
Ameriprise Financial Inc. 0.00% Reduce -4.2% 232,111 $8.8M
Jupiter Asset Management Ltd. 0.08% Reduce -30.0% 223,575 $8.4M
Legal & General Group Plc 0.00% Add +0.2% 195,853 $7.4M
Brandywine Global Investment Management, LLC 0.05% Reduce -4.6% 185,369 $7.0M
Stieven Capital Advisors, L.P. 1.54% Reduce -10.0% 184,104 $6.9M
Hotchkis & Wiley Capital Management LLC 0.02% Add +17.3% 170,505 $6.4M
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% Add +93.5% 164,565 $6.2M
Public Sector Pension Investment Board 0.04% Add +7.6% 160,241 $6.0M
Nordea Investment Management AB 0.01% Reduce -16.5% 151,927 $5.8M
Congress Asset Management Co. 0.04% Reduce -4.1% 149,481 $5.6M
JPMorgan Chase & Co. 0.00% Reduce -40.8% 146,401 $5.5M
New York State Teachers Retirement System 0.01% Reduce -3.9% 138,314 $5.2M
Wedge Capital Management L L P 0.09% Add +3.0% 136,401 $5.1M
Swiss National Bank 0.00% No change 135,800 $5.1M
Citigroup Inc. 0.00% Add +19.4% 123,549 $4.7M
Prudential Financial Inc. 0.01% Reduce -1.2% 119,293 $4.5M
HSBC Holdings PLC 0.00% Add +27.1% 114,934 $4.4M
Thrivent Financial for Lutherans 0.01% Add +63.8% 111,183 $4.2M
Rafferty Asset Management, LLC 0.02% Add +62.7% 109,716 $4.1M
Franklin Resources Inc. 0.00% Add +26.4% 93,118 $3.5M
Alliancebernstein L.P. 0.00% Add +4.6% 92,136 $3.5M
Voloridge Investment Management, LLC 0.01% New 87,222 $3.3M
Bridgeway Capital Management, LLC 0.07% No change 75,500 $2.8M
CANADA LIFE ASSURANCE Co 0.01% Add +17.6% 73,612 $2.8M
Assenagon Asset Management S.A. 0.01% New 72,954 $2.8M
Barclays PLC 0.00% Reduce -37.8% 71,296 $2.7M
Comerica Bank 0.01% Reduce -17.9% 68,419 $2.6M
Victory Capital Management Inc. 0.00% Reduce -12.7% 68,240 $2.6M
California State Teachers Retirement System 0.00% Reduce -2.4% 67,437 $2.5M
Jane Street Group, LLC 0.00% Add +38.3% 65,890 $2.5M
Balyasny Asset Management L.P. 0.01% Add +74.6% 64,681 $2.4M
Algert Global LLC 0.08% New 61,986 $2.3M
Squarepoint Ops LLC 0.01% Reduce -6.4% 61,924 $2.3M
D. E. Shaw & Co. 0.00% New 61,687 $2.3M
Edgestream Partners, L.P. 0.10% Reduce -28.2% 55,517 $2.1M
UBS Group AG 0.00% Reduce -35.5% 53,916 $2.0M
Dana Investment Advisors, Inc. 0.07% Reduce -2.5% 51,115 $1.9M
Two Sigma Investments, LP 0.00% Add +311.4% 50,884 $1.9M
Qube Research & Technologies Ltd 0.00% Reduce -6.8% 49,452 $1.9M
Arrowstreet Capital, Limited Partnership 0.00% Reduce -66.0% 44,416 $1.7M
Willner & Heller, LLC 1.60% Reduce -2.2% 44,173 $1.7M
State of Alaska, Department of Revenue 0.02% Reduce -3.4% 42,750 $1.6M
T. Rowe Price Associates Inc. 0.00% Add +5.6% 42,314 $1.6M
Dean Investment Associates, LLC 0.22% Reduce -36.1% 41,424 $1.6M
Corebridge Financial, Inc. 0.01% — 40,516 $1.5M
Illinois Municipal Retirement Fund 0.02% Add +1.3% 40,373 $1.5M
MetLife Investment Management, LLC 0.01% Add +12.6% 40,061 $1.5M
Tower Research Capital LLC (TRC) 0.03% Add +484.1% 39,629 $1.5M
Royce & Associates LP 0.01% Add +48.6% 39,398 $1.5M
Mirae Asset Global Investments Co., Ltd. 0.01% Reduce -30.8% 39,544 $1.5M
Manufacturers Life Insurance Company, The 0.00% Add +4.3% 39,076 $1.5M
Russell Investments Group, Ltd. 0.00% Add +4.4% 38,008 $1.4M
Osaic Holdings, Inc. 0.00% Add +4952.1% 37,638 $1.4M
Alberta Investment Management Corp 0.02% No change 37,100 $1.4M
Louisiana State Employees Retirement System 0.03% Add +1.7% 36,600 $1.4M
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% — 35,794 $1.4M
ORG Partners LLC 0.17% Add +36.4% 36,287 $1.3M
Wells Fargo & Company 0.00% Add +18.1% 33,903 $1.3M
Janus Henderson Group PLC 0.00% Reduce -1.1% 32,092 $1.2M
Susquehanna International Group, LLP 0.00% Reduce -4.0% 31,768 $1.2M
Cetera Investment Advisers 0.00% Add +0.0% 31,483 $1.2M
Mission Wealth Management, LP 0.03% No change 30,757 $1.2M
Jump Financial, LLC 0.02% Reduce -8.9% 30,700 $1.2M
Iron Gate Global Advisors LLC 0.20% No change 31,126 $1.2M
Deutsche Bank AG 0.00% Reduce -13.1% 30,419 $1.1M
Trexquant Investment LP 0.02% Add +186.5% 30,333 $1.1M
Mercer Global Advisors Inc. 0.00% Reduce -43.3% 30,083 $1.1M
Macquarie Group Ltd. 0.00% No change 30,000 $1.1M
AQR Capital Management 0.00% Add +39.4% 29,804 $1.1M
Guggenheim Capital LLC 0.01% Add +0.4% 29,148 $1.1M
Yousif Capital Management, LLC 0.01% Reduce -11.1% 29,122 $1.1M
Citizens Business Bank 0.23% No change 14,520 $1.1M
New York State Common Retirement Fund 0.00% Add +0.0% 28,287 $1.1M
Envestnet Asset Management Inc. 0.00% Reduce -45.2% 28,002 $1.1M
Ensign Peak Advisors, Inc 0.00% No change 26,425 $997K
Maryland State Retirement & Pension System 0.02% Reduce -3.0% 25,387 $958K
Teachers Retirement System of the State of Kentucky 0.01% No change 25,130 $948K
SG Americas Securities, LLC 0.01% Add +504.2% 24,568 $927K
BNP Paribas Financial Markets 0.00% Reduce -41.9% 23,789 $897K
Voya Investment Management LLC 0.00% Add +1.1% 23,313 $879K
Captrust Financial Advisors 0.00% Add +0.5% 22,865 $862K
Gsa Capital Partners LLP 0.06% New 22,529 $850K
SummerHaven Investment Management, LLC 0.55% Add +1.9% 22,334 $842K
Amalgamated Bank 0.01% Reduce -4.4% 22,133 $835K
Pathstone Holdings, LLC 0.00% Add +11.2% 20,969 $791K
Access Investment Management LLC 0.25% Add +1.1% 20,520 $774K
State Board of Administration of Florida Retirement System 0.00% Reduce -73.0% 19,857 $749K
Arizona State Retirement System 0.00% Add +1.9% 19,327 $729K
Caxton Associates LP 0.03% Add +128.8% 18,892 $713K
NorthCrest Asset Manangement, LLC 0.02% No change 17,776 $671K
State of Tennessee, Department of Treasury 0.00% No change 17,761 $670K
Oregon Public Employees Retirement Fund 0.01% Reduce -9.2% 17,687 $667K
Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% Add +4.9% 15,954 $602K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS 0.00% Add +0.0% 15,690 $592K
Unison Advisors LLC 0.07% Add +1.0% 15,628 $589K
Dean Capital Management 0.74% Reduce -31.1% 15,303 $577K
Legato Capital Management LLC 0.08% Reduce -31.1% 15,303 $577K
Two Sigma Advisers, LP 0.00% Add +30.8% 15,300 $577K
Denali Advisors LLC 0.15% Add +62195.8% 14,951 $564K
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% Add +57.6% 14,681 $554K
Handelsbanken Fonder AB 0.00% Add +20.9% 14,488 $546K
Snowden Capital Advisors LLC 0.02% Reduce -0.0% 14,442 $545K
O'shaughnessy Asset Management, LLC 0.01% Reduce -9.3% 14,145 $534K
Capstone Investment Advisors, LLC 0.02% New 13,593 $513K
Truist Financial Corp. 0.00% No change 13,456 $508K
Schonfeld Strategic Advisors LLC 0.00% Reduce -92.1% 13,290 $501K
Choreo, LLC 0.01% New 13,459 $499K
Occudo Quantitative Strategies LP 0.09% New 13,149 $496K
Amundi 0.00% Add +615.3% 13,354 $491K
Allianz Asset Management GmbH 0.00% New 12,200 $460K
Mutual of America Capital Management LLC 0.00% Reduce -4.4% 11,968 $451K
ProShare Advisors LLC 0.00% Reduce -23.5% 10,774 $406K
Readystate Asset Management LP 0.03% New 10,696 $403K
EMC Capital Management 0.23% No change 10,544 $398K
Coldstream Capital Management Inc. 0.01% Reduce -3.5% 10,480 $395K
Creative Planning 0.00% Reduce -2.6% 10,463 $395K
Sei Investments Co. 0.00% Add +32.7% 10,222 $386K
IFG Advisory, LLC 0.02% New 10,189 $384K
Sanctuary Advisors, LLC 0.00% — 10,783 $378K
City Center Advisors, LLC 0.44% No change 9,769 $370K
Commonwealth Equity Services, LLC 0.00% Add +0.2% 9,744 $368K
Wealth Enhancement Advisory Services, LLC 0.00% Add +1.2% 9,704 $366K
Cornercap Investment Counsel Inc. 0.06% Reduce -36.8% 9,694 $366K
Versor Investments LP 0.06% No change 9,231 $348K
Commerce Bank 0.00% Reduce -1.0% 9,195 $347K
Bank of Montreal 0.00% Reduce -81.9% 8,999 $340K
Entropy Technologies, LP 0.04% Reduce -31.8% 8,875 $335K
AlphaMark Advisors, LLC 0.11% Add +27.7% 8,723 $329K
Alps Advisors Inc. 0.00% Reduce -0.6% 8,637 $326K
Advantage Alpha Capital Partners LP 0.07% Reduce -9.5% 8,303 $313K
Royal Bank of Canada 0.00% Add +147.4% 8,281 $312K
Pictet Asset Management Holding SA 0.00% No change 8,257 $311K
Hennion & Walsh Asset Management, Inc. 0.02% Add +0.1% 7,916 $299K
Two Sigma Securities, LLC 0.01% Reduce -8.2% 7,723 $291K
Teacher Retirement System of Texas 0.00% Reduce -19.0% 7,588 $286K
Raymond James & Associates 0.00% Reduce -0.3% 6,989 $264K
Millennium Management 0.00% Reduce -93.4% 6,954 $262K
Profund Advisors LLC 0.01% Add +27.0% 6,846 $258K
Ameritas Investment Partners, Inc. 0.01% Reduce -5.3% 6,820 $257K
Atria Wealth Solutions, Inc. 0.00% Add +0.1% 6,809 $257K
PNC Financial Services Group, Inc. 0.00% Reduce -4.8% 6,702 $253K
Savant Capital, LLC 0.00% New 6,644 $251K
Praxis Investment Management Inc. 0.02% No change 6,960 $240K
Prime Capital Investment Advisors, LLC 0.00% Reduce -0.6% 6,105 $230K
State of Wisconsin Investment Board 0.00% Reduce -29.3% 5,893 $222K
FMR LLC 0.00% Reduce -26.5% 5,855 $221K
Mariner, LLC 0.00% Add +1.4% 5,689 $215K
TD Asset Management Inc 0.00% Reduce -64.3% 5,600 $211K
Aigen Investment Management, LP 0.04% New 5,469 $206K
Mitsubishi UFJ Trust & Banking Corp 0.00% Add +336.6% 4,912 $185K
Parallel Advisors, LLC 0.00% Reduce -8.3% 3,435 $130K
US Bancorp \de 0.00% Reduce -4.2% 3,426 $129K
Bessemer Group Inc. 0.00% Reduce -14.3% 3,151 $119K
Quadrant Capital Group LLC 0.01% Add +31.8% 3,060 $115K
Palouse Capital Management, Inc. 0.06% No change 2,500 $94K
KBC Group NV 0.00% Add +34.7% 2,213 $83K
Headlands Technologies LLC 0.01% Reduce -56.2% 2,179 $82K
Public Employees Retirement Association of Colorado 0.00% No change 1,965 $74K
State of Wyoming 0.01% Add +12.4% 1,946 $73K
Signaturefd, LLC 0.00% Reduce -7.4% 1,529 $58K
Nisa Investment Advisors, LLC 0.00% Add +5.8% 1,368 $52K
Public Employees Retirement System of Ohio 0.00% Add +2.4% 1,359 $51K
Cwm, LLC 0.00% Add +168.6% 1,265 $48K
GAMMA Investing LLC 0.01% Add +9.0% 1,226 $46K
AlphaQuest LLC 0.01% New 1,050 $40K
Assetmark, Inc. 0.00% No change 965 $36K
Lindbrook Capital, LLC 0.00% Reduce -10.9% 921 $35K
Quarry LP 0.01% Add +76.3% 765 $29K
STRS Ohio 0.00% No change 700 $26K
Janiczek Wealth Management, LLC 0.01% Reduce -3.6% 660 $25K
Fifth Third Bancorp 0.00% Add +7.0% 610 $23K
Federated Hermes, Inc. 0.00% Reduce -0.7% 601 $23K
EntryPoint Capital, LLC 0.01% New 599 $23K
Allworth Financial LP 0.00% No change 535 $22K
Nomura Asset Management Co. Ltd. 0.00% No change 520 $20K
Innealta Capital, LLC 0.01% New 474 $18K
Smartleaf Asset Management LLC 0.00% Add +151.8% 423 $16K
Planning Capital Management Corp 0.01% No change 408 $15K
CIBC Private Wealth Group LLC 0.00% No change 376 $14K
Smithfield Trust Co 0.00% No change 280 $11K
First Horizon Advisors, Inc. 0.00% No change 276 $10K
Mather Group, Llc. 0.00% No change 202 $8K
Cetera Trust Company, N.A 0.00% No change 184 $7K
MassMutual Private Wealth & Trust, FSB 0.00% Add +4.9% 172 $6K
Bell Investment Advisors, Inc 0.00% No change 167 $6K
Manchester Capital Management LLC 0.00% Add +400.0% 105 $4K
UMB Bank, n.a. 0.00% Add +175.0% 88 $3K
LGT Financial Advisors LLC 0.01% No change 81 $3K
Private Wealth Management Group, LLC 0.00% Reduce -50.6% 78 $3K
Gilliland Jeter Wealth Management LLC 0.00% No change 78 $3K
Farther Finance Advisors, LLC 0.00% No change 61 $2K
Front Row Advisors LLC 0.00% No change 54 $2K
Jones Financial Companies LLLP 0.00% New 50 $2K
Spire Wealth Management 0.00% Add +76.0% 44 $2K
JFS Wealth Advisors, LLC 0.00% Add +30.3% 43 $2K
Parkside Financial Bank & Trust 0.00% Reduce -6.8% 41 $2K
Farmers & Merchants Investments Inc. 0.00% No change 33 $1K
Rothschild Investment LLC 0.00% Add +500.0% 30 $1K
Covestor Ltd 0.00% Reduce -85.8% 33 $1K
Simplex Trading, LLC 0.00% New 42 $1K
Global Retirement Partners, LLC 0.00% New 25 $943
Glen Eagle Advisors, LLC 0.00% New 24 $914
Arax Advisory Partners 0.00% Reduce -4.0% 24 $906
Continuum Advisory, LLC 0.00% Add +31.3% 21 $792
SJS Investment Consulting Inc. 0.00% Reduce -5.0% 19 $717
EverSource Wealth Advisors, LLC 0.00% Reduce -59.0% 16 $709
DiNuzzo Private Wealth, Inc. 0.00% Add +18.2% 13 $491
Blue Trust, Inc. 0.00% New 12 $454
Larson Financial Group LLC 0.00% New 11 $415
Bruce G. Allen Investments, LLC 0.00% New 9 $339
Huntington National Bank 0.00% New 9 $339
Principal Securities, Inc. 0.00% Reduce -89.8% 6 $226

"% of holder's portfolio" is CATY's weight in each manager's 13F, not the share of Cathay General Bancorp the manager owns.