Guggenheim Capital LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 12, 2026), Guggenheim Capital LLC reported 1,701 stock positions worth $15.5 billion. Its top holding was Nvidia (NVDA) at 3.6% of the portfolio, followed by Micron Technology (MU, 3.4%) and Apple (AAPL, 2.9%). Compared with Q1 2026, it opened 184 new positions, sold out of 77, added to 840 and reduced 668. The biggest buy was Micron Technology (MU, shares +5%) and the biggest sale Exxon Mobil (XOM, shares −12%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001283072
- Portfolio Value
- $15.5B (Q2 2026)
- SEC Filing
- 0001283072-26-000004 ↗ filed Aug 12, 2026
Holdings Value
Holdings 1,701 stocks · $15.5B
| NVDA Nvidia Corp. | 3.58% | 2,764,886 | $553.2M | Add +6.8% |
| MU Micron Technology Inc. | 3.44% | 460,384 | $531.4M | Add +4.6% |
| AAPL Apple Inc. | 2.88% | 1,539,974 | $445.6M | Add +5.2% |
| LRCX Lam Research Corp. | 2.41% | 858,419 | $372.0M | Add +5.5% |
| MSFT Microsoft Corp. | 2.08% | 863,773 | $322.2M | Add +7.5% |
| AMD Advanced Micro Devices | 2.08% | 554,139 | $321.9M | Add +4.7% |
| AVGO Broadcom Inc. | 2.01% | 822,738 | $310.8M | Add +5.7% |
| AMAT Applied Materials Inc. | 1.96% | 418,212 | $302.4M | Add +0.7% |
| AMZN Amazon.com Inc. | 1.77% | 1,145,633 | $273.1M | Add +6.7% |
| GOOGL Alphabet Inc. Class A | 1.74% | 754,511 | $269.6M | Add +5.0% |
| META Meta Platforms Inc. Class A | 1.30% | 356,484 | $200.8M | Add +8.2% |
| CSCO Cisco Systems Inc. | 1.24% | 1,630,198 | $191.5M | Reduce -2.0% |
| TSLA Tesla Inc. | 1.16% | 426,332 | $179.3M | Add +10.4% |
| INTC Intel Corp. | 1.08% | 1,199,847 | $167.5M | Add +4.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.07% | 222,481 | $166.1M | Add +49.7% |
| GOOG Alphabet Inc. Class C | 1.06% | 463,325 | $163.7M | Add +8.9% |
| KLAC KLA Corp. | 1.00% | 514,127 | $155.1M | Add +5.6% |
| WMT Walmart Inc. | 0.98% | 1,336,745 | $151.4M | Add +5.1% |
| MRVL Marvell Technology Inc. | 0.95% | 493,203 | $146.9M | Add +4.8% |
| GCSH Guggenheim Ultra Short ETF | 0.88% | 2,709,138 | $135.8M | New |
| COST Costco Wholesale Corp. | 0.86% | 141,914 | $132.8M | Add +5.5% |
| QCOM Qualcomm Inc. | 0.76% | 639,805 | $118.2M | Reduce -3.6% |
| MRK Merck & Co. Inc. | 0.67% | 811,080 | $104.2M | Add +2.0% |
| SNDK Sandisk Corp. | 0.64% | 43,743 | $99.5M | Add +432.5% |
| PANW Palo Alto Networks Inc. | 0.60% | 274,135 | $93.5M | Reduce -0.3% |
| V Visa Inc. Class A | 0.60% | 271,191 | $93.0M | Add +0.1% |
| IVV iShares Core S&P 500 ETF | 0.58% | 119,723 | $89.7M | Add +7.4% |
| AMGN Amgen Inc. | 0.55% | 234,207 | $84.8M | Add +3.7% |
| NFLX Netflix Inc. | 0.53% | 1,147,561 | $81.9M | Add +14.4% |
| WM Waste Management Inc. | 0.53% | 367,297 | $81.9M | Reduce -2.2% |
| PEP Pepsico Inc. | 0.51% | 585,774 | $79.3M | Add +6.5% |
| ADI Analog Devices Inc. | 0.50% | 192,889 | $76.6M | Add +3.4% |
| JPM JPMorgan Chase & Co. | 0.48% | 226,975 | $74.3M | Reduce -0.7% |
| BKNG Booking Holdings Inc. | 0.47% | 411,230 | $73.3M | Add +5.7% |
| TXN Texas Instruments Inc. | 0.47% | 241,999 | $72.1M | Add +7.5% |
| JNJ Johnson & Johnson | 0.45% | 274,166 | $69.6M | Reduce -8.6% |
| PLTR Palantir Technologies Inc. Class A | 0.42% | 551,971 | $64.4M | Add +17.6% |
| GS Goldman Sachs Group Inc. | 0.41% | 62,701 | $63.4M | Reduce -0.2% |
| ORLY O'reilly Automotive Inc. | 0.40% | 675,739 | $62.2M | Add +7.8% |
| MA Mastercard Inc. Class A | 0.40% | 120,605 | $61.9M | Reduce -1.1% |
| GISC Guggenheim Securitized ETF | 0.40% | 1,227,191 | $61.7M | New |
| WDC Western Digital Corp. | 0.39% | 95,055 | $60.7M | Add +6.2% |
| ABBV Abbvie Inc. | 0.38% | 234,277 | $59.0M | Reduce -4.7% |
| VRTX Vertex Pharmaceuticals Inc. | 0.37% | 115,233 | $57.2M | Add +14.8% |
| CVX Chevron Corp. | 0.37% | 344,791 | $57.2M | Reduce -2.0% |
| HD Home Depot Inc. | 0.37% | 161,949 | $57.1M | Add +13.2% |
| KO The Coca-Cola Co. | 0.35% | 672,778 | $54.7M | Reduce -0.8% |
| DASH DoorDash Inc. Class A | 0.35% | 294,176 | $54.3M | Add +4.3% |
| GILD Gilead Sciences Inc. | 0.34% | 416,657 | $52.6M | Add +0.1% |
| MDLZ Mondelez International Inc. Class A | 0.34% | 905,304 | $52.4M | Reduce -7.4% |
| UNP Union Pacific Corp. | 0.33% | 187,798 | $51.1M | Reduce -6.1% |
| MCD McDonald's Corp. | 0.33% | 187,589 | $50.7M | Add +2.5% |
| CAT Caterpillar Inc. | 0.33% | 47,405 | $50.5M | Reduce -2.1% |
| LIN Linde PLC | 0.32% | 95,367 | $49.5M | Add +3.8% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.32% | 64,689 | $49.4M | Add +13.4% |
| SNPS Synopsys Inc. | 0.32% | 109,187 | $48.7M | Reduce -4.9% |
| XOM Exxon Mobil Corp. | 0.31% | 347,825 | $47.6M | Reduce -12.2% |
| LLY Eli Lilly & Co. | 0.30% | 39,113 | $46.9M | Add +10.6% |
| APP AppLovin Corp. Class A | 0.30% | 88,981 | $45.8M | Add +25.2% |
| SHY iShares 1-3 Year Treasury Bo | 0.29% | 550,188 | $45.2M | Reduce -4.0% |
| NAD Nuveen Quality Municipal Inc. | 0.28% | 3,620,112 | $43.9M | Add +18.0% |
| WELL Welltower Inc. | 0.28% | 190,768 | $43.3M | Add +5.5% |
| ADBE Adobe Inc. | 0.28% | 210,088 | $43.1M | Reduce -5.1% |
| CMCSA Comcast Corp. Class A | 0.28% | 1,738,941 | $42.7M | Reduce -0.5% |
| NAC Nuveen Ca QLTY Muni Inc. | 0.27% | 3,486,662 | $42.3M | Add +1.5% |
| DUK Duke Energy Corp. | 0.27% | 331,761 | $42.0M | Reduce -1.2% |
| ISRG Intuitive Surgical Inc. | 0.27% | 105,261 | $41.9M | Add +8.5% |
| VZ Verizon Communications Inc. | 0.27% | 977,793 | $41.4M | Reduce -4.1% |
| ANET Arista Networks Inc. | 0.27% | 242,252 | $41.2M | Add +23.1% |
| CMI Cummins Inc. | 0.26% | 57,082 | $40.7M | Reduce -18.1% |
| NVG Nuveen Amt-FR Muni CRDT | 0.26% | 3,124,143 | $40.0M | Add +5.5% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.26% | 3,379,045 | $39.7M | Add +8.6% |
| TMUS T-Mobile US Inc. | 0.26% | 235,838 | $39.6M | Add +10.7% |
| CEG Constellation Energy | 0.25% | 153,324 | $38.1M | Add +5.7% |
| NOC Northrop Grumman Corp. | 0.24% | 74,012 | $37.7M | Add +13.1% |
| CTAS Cintas Corp. | 0.24% | 220,333 | $37.5M | Add +12.3% |
| FTNT Fortinet Inc. | 0.24% | 240,697 | $37.0M | Reduce -9.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.24% | 129,401 | $36.4M | Add +18.9% |
| GLW Corning Inc. | 0.23% | 140,474 | $35.9M | Reduce -2.6% |
| GE General Electric filed as GE AEROSPACE | 0.23% | 95,397 | $35.7M | Add +6.1% |
| ADP Automatic Data Processing | 0.23% | 158,531 | $35.5M | Reduce -6.6% |
| PFE Pfizer Inc. | 0.23% | 1,448,821 | $34.9M | Add +5.9% |
| CSX CSX Corp. | 0.22% | 730,440 | $34.7M | Add +13.4% |
| ARM Arm Holdings PLC-ADR | 0.22% | 97,653 | $34.6M | Add +108.6% |
| PG The Procter & Gamble Co. | 0.22% | 235,416 | $34.5M | Add +9.5% |
| ADSK Autodesk Inc. | 0.22% | 176,174 | $34.3M | Add +22.5% |
| SNOW Snowflake Inc. | 0.22% | 133,246 | $33.9M | Reduce -10.2% |
| BMY Bristol-Myers Squibb Co. | 0.22% | 577,945 | $33.3M | Add +2.5% |
| NEE Nextera Energy Inc. | 0.21% | 377,689 | $33.1M | Reduce -3.4% |
| JCI Johnson Controls Internation | 0.21% | 224,290 | $32.8M | Reduce -11.2% |
| ICE Intercontinental Exchange Inc. | 0.21% | 264,474 | $32.6M | Add +2.1% |
| CDNS Cadence Design SYS Inc. | 0.21% | 86,023 | $32.3M | Add +21.7% |
| AEP American Electric Power | 0.20% | 229,243 | $31.4M | Add +6.7% |
| SHW The Sherwin-Williams Co. | 0.20% | 91,009 | $31.3M | Reduce -18.6% |
| NOW ServiceNow Inc. | 0.20% | 311,753 | $31.0M | Add +19.9% |
| DDOG Datadog Inc. Class A | 0.20% | 118,437 | $30.8M | Add +14.9% |
| JMBS Janus Henderson Mortg Backed | 0.19% | 666,521 | $30.0M | Reduce -2.7% |
| DE Deere & Co. | 0.19% | 47,170 | $29.9M | Reduce -13.9% |
| NUV Nuveen Municipal Value | 0.19% | 3,244,551 | $29.9M | Add +11.3% |
| XEL Xcel Energy Inc. | 0.19% | 361,421 | $29.0M | Add +5.0% |
Options reported separately and not counted above: SPY calls ($212.2M), SPY puts ($212.2M).
Other holdings (1): bonds, preferreds, convertibles and warrants · $4.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 354,336 | $4.1M | Add +1.1% |
Total filed on the 13F, all lines: $15.5B.
Portfolio Sells Q1 2026 → Q2 2026
| XOM Exxon Mobil Corp. | Reduce -12.2% | 0.31% | −0.23 |
| CVX Chevron Corp. | Reduce -2.0% | 0.37% | −0.21 |
| ZTS Zoetis Inc. | Reduce -2.4% | 0.16% | −0.18 |
| WM Waste Management Inc. | Reduce -2.2% | 0.53% | −0.16 |
| ADBE Adobe Inc. | Reduce -5.1% | 0.28% | −0.15 |
| VZ Verizon Communications Inc. | Reduce -4.1% | 0.27% | −0.14 |
| JNJ Johnson & Johnson | Reduce -8.6% | 0.45% | −0.13 |
| CMCSA Comcast Corp. Class A | Reduce -0.5% | 0.28% | −0.12 |
| MDLZ Mondelez International Inc. Class A | Reduce -7.4% | 0.34% | −0.11 |
| GLD SPDR Gold Shares | Reduce -3.6% | 0.18% | −0.09 |
| MA Mastercard Inc. Class A | Reduce -1.1% | 0.40% | −0.09 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -4.0% | 0.29% | −0.09 |
| SHW The Sherwin-Williams Co. | Reduce -18.6% | 0.20% | −0.08 |
| DUK Duke Energy Corp. | Reduce -1.2% | 0.27% | −0.08 |
| INSM Insmed Inc. | Reduce -51.6% | 0.03% | −0.08 |
| SBUX Starbucks Corp. | Reduce -23.6% | 0.18% | −0.08 |
| NEE Nextera Energy Inc. | Reduce -3.4% | 0.21% | −0.08 |
| NEM Newmont Corp. | Reduce -4.4% | 0.15% | −0.07 |
| APD Air Products & Chemicals Inc. | Reduce -26.5% | 0.11% | −0.07 |
| CPRT Copart Inc. | Reduce -1.3% | 0.14% | −0.07 |
| B Barrick Mining Corp. | Reduce -16.7% | 0.10% | −0.06 |
| KO The Coca-Cola Co. | Reduce -0.8% | 0.35% | −0.06 |
| UNP Union Pacific Corp. | Reduce -6.1% | 0.33% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -0.7% | 0.48% | −0.06 |
| CTSH Cognizant Tech Solutions-A | Reduce -76.9% | 0.01% | −0.05 |
| JMBS Janus Henderson Mortg Backed | Reduce -2.7% | 0.19% | −0.05 |
| DE Deere & Co. | Reduce -13.9% | 0.19% | −0.05 |
| JCI Johnson Controls Internation | Reduce -11.2% | 0.21% | −0.05 |
| SYY Sysco Corp. | Reduce -36.6% | 0.08% | −0.05 |
| CHTR Charter Communications Inc. Class A | Reduce -71.1% | 0.01% | −0.05 |
| WFC Wells Fargo & Co. | Reduce -14.1% | 0.13% | −0.05 |
| SNPS Synopsys Inc. | Reduce -4.9% | 0.32% | −0.05 |
| NXP Nuveen Select Tax-Free Inc. | Reduce -13.9% | 0.11% | −0.05 |
| LVS Las Vegas Sands Corp. | Reduce -67.7% | 0.01% | −0.05 |
| ADP Automatic Data Processing | Reduce -6.6% | 0.23% | −0.05 |
| ABBV Abbvie Inc. | Reduce -4.7% | 0.38% | −0.05 |
| EMN Eastman Chemical Co. | Reduce -9.7% | 0.08% | −0.04 |
| FCX Freeport-McMoran Inc. | Reduce -22.4% | 0.09% | −0.04 |
| DOV Dover Corp. | Reduce -40.6% | 0.05% | −0.04 |
| EW Edwards Lifesciences Corp. | Reduce -43.3% | 0.05% | −0.04 |
| EIX Edison International | Reduce -15.2% | 0.10% | −0.04 |
| BX Blackstone Inc. | Reduce -10.0% | 0.12% | −0.04 |
| GFI Gold Fields Ltd.-Spons ADR | Reduce -2.3% | 0.06% | −0.04 |
| ZS Zscaler Inc. | Reduce -54.9% | 0.02% | −0.04 |
| PGR Progressive Corp. | Reduce -31.2% | 0.07% | −0.04 |
| MUC BlackRock Munihold Ca QLTY | Reduce -4.3% | 0.18% | −0.04 |
| VRSK Verisk Analytics Inc. | Reduce -94.3% | 0.00% | −0.04 |
| ROST Ross Stores Inc. | Reduce -3.4% | 0.13% | −0.04 |
| KGC Kinross Gold Corp. | Reduce -9.1% | 0.05% | −0.04 |
| BKLN Invesco Senior Loan ETF | Reduce -10.9% | 0.10% | −0.04 |
Portfolio Buys Q1 2026 → Q2 2026
| MU Micron Technology Inc. | Add +4.6% | 3.44% | +2.25 |
| AMD Advanced Micro Devices | Add +4.7% | 2.08% | +1.22 |
| LRCX Lam Research Corp. | Add +5.5% | 2.41% | +1.02 |
| GCSH Guggenheim Ultra Short ETF | New | 0.88% | +0.88 |
| AMAT Applied Materials Inc. | Add +0.7% | 1.96% | +0.82 |
| INTC Intel Corp. | Add +4.7% | 1.08% | +0.68 |
| SNDK Sandisk Corp. | Add +432.5% | 0.64% | +0.60 |
| MRVL Marvell Technology Inc. | Add +4.8% | 0.95% | +0.58 |
| KLAC KLA Corp. | Add +5.6% | 1.00% | +0.43 |
| GISC Guggenheim Securitized ETF | New | 0.40% | +0.40 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +49.7% | 1.07% | +0.30 |
| WDC Western Digital Corp. | Add +6.2% | 0.39% | +0.20 |
| ARM Arm Holdings PLC-ADR | Add +108.6% | 0.22% | +0.17 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +13.4% | 0.32% | +0.14 |
| ALAB Astera Labs Inc. | Add +174.2% | 0.15% | +0.14 |
| TER Teradyne Inc. | Add +136.1% | 0.18% | +0.12 |
| TXN Texas Instruments Inc. | Add +7.5% | 0.47% | +0.12 |
| DDOG Datadog Inc. Class A | Add +14.9% | 0.20% | +0.10 |
| LITE Lumentum Holdings Inc. | Add +535.0% | 0.12% | +0.10 |
| GOOGL Alphabet Inc. Class A | Add +5.0% | 1.74% | +0.09 |
| AVGO Broadcom Inc. | Add +5.7% | 2.01% | +0.09 |
| APH Amphenol Corp. Class A | Add +268.3% | 0.11% | +0.09 |
| GOOG Alphabet Inc. Class C | Add +8.9% | 1.06% | +0.08 |
| RKLB Rocket Lab Corp. | New | 0.08% | +0.08 |
| ANET Arista Networks Inc. | Add +23.1% | 0.27% | +0.07 |
| APP AppLovin Corp. Class A | Add +25.2% | 0.30% | +0.07 |
| CRWV Coreweave Inc. Class A | Add +1300.8% | 0.06% | +0.06 |
| CDNS Cadence Design SYS Inc. | Add +21.7% | 0.21% | +0.05 |
| LLY Eli Lilly & Co. | Add +10.6% | 0.30% | +0.04 |
| TT Trane Technologies PLC | Add +150.2% | 0.07% | +0.04 |
| FIX Comfort Systems USA Inc. | Add +136.4% | 0.05% | +0.03 |
| MPWR Monolithic Power Systems Inc. | Add +20.6% | 0.15% | +0.03 |
| SPOT Spotify Technology SA | Add +67.4% | 0.13% | +0.03 |
| GE General Electric | Add +6.1% | 0.23% | +0.03 |
| RFMZ Rivernorth Flex Muni II | Add +278.1% | 0.04% | +0.03 |
| MSI Motorola Solutions Inc. | Add +214.6% | 0.04% | +0.02 |
| IBM Intl Business Machines Corp. | Add +18.9% | 0.24% | +0.02 |
| ACMR Acm Research Inc. Class A | Add +88.0% | 0.03% | +0.02 |
| AON Aon PLC Class A | Add +72.6% | 0.07% | +0.02 |
| DELL Dell Technologies -C | Add +9.2% | 0.04% | +0.02 |
| GEV GE Vernova Inc. | Add +52.1% | 0.06% | +0.02 |
| VRT Vertiv Holdings Co. Class A | Add +99.5% | 0.04% | +0.02 |
| ADI Analog Devices Inc. | Add +3.4% | 0.50% | +0.02 |
| CB Chubb Ltd. | Add +39.6% | 0.14% | +0.02 |
| ENTG Entegris Inc. | Add +8.1% | 0.07% | +0.02 |
| USB US Bancorp | Add +26.2% | 0.12% | +0.02 |
| PWR Quanta Services Inc. | Add +99.6% | 0.03% | +0.02 |
| COHR Coherent Corp. | Add +83.7% | 0.03% | +0.02 |
| XRMMX Rvrnrth MGD Dur Muni Inc. | Add +183.0% | 0.03% | +0.02 |
| IBKR Interactive Brokers Gro Class A | Add +112.5% | 0.03% | +0.02 |
Options Activity Q1 2026 → Q2 2026
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +9.9% | 284,200 | $212.2M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +9.9% | 284,200 | $212.2M |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2026 → Q2 2026
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Sold out | 24,791,000 | $24.7Mbefore exit |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | Add +1.1% | 354,336 | $4.1M |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,701 | $15.5B | NVDA, MU, AAPL, LRCX, MSFT |
| Q1 2026 | 1,592 | $12.5B | NVDA, AAPL, MSFT, AVGO, AMZN |
| Q4 2025 | 1,737 | $13.6B | NVDA, AAPL, MSFT, AVGO, AMZN |
| Q3 2025 | 1,569 | $13.4B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q2 2025 | 1,580 | $12.3B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q1 2025 | 1,626 | $10.6B | AAPL, NVDA, MSFT, AMZN, META |
| Q4 2024 | 1,675 | $12.1B | NVDA, AAPL, MSFT, AMZN, AVGO |
| Q3 2024 | 1,851 | $14.1B | NVDA, AAPL, MSFT, AVGO, META |
| Q2 2024 | 1,851 | $13.9B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q1 2024 | 1,862 | $14.1B | MSFT, NVDA, AAPL, AMZN, META |