Cathay General BancorpCATY

13F holders, Q3 2024 (September 30)
248holders +11
29new positions
21sold out
4famous investors
$42.97avg. 13F price*

At the end of Q3 2024, 248 institutions reported holding Cathay General Bancorp (CATY) in their 13F filings, up 11 from Q2 2024. 29 opened new positions and 21 sold out. The largest holders were BlackRock, Inc. ($460.4M), Vanguard Group Inc. ($349.1M) and Dimensional Fund Advisors LP ($181.2M). 4 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio), Ken Griffin (0.0% of Citadel Advisors's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).

Company
Cathay General Bancorp
CUSIP
149150104
Latest filing quarter
Q2 2026

History

Number of 13F holders

0100200300400 Q1 2024: 255Q1 2024Q2 2024: 237Q2 2024Q3 2024: 248Q3 2024Q4 2024: 244Q4 2024Q1 2025: 259Q1 2025Q2 2025: 272Q2 2025Q3 2025: 260Q3 2025Q4 2025: 269Q4 2025Q1 2026: 289Q1 2026Q2 2026: 305Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions29$16.2M
Exits21$19.6M

All 13F filers, Q2 2024 → Q3 2024: 1,917,652 shares bought and 1,890,649 shares sold, net +27,003 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 248 holders

BlackRock, Inc. 0.01% — 10,719,012 $460.4M
Vanguard Group Inc. 0.01% Reduce -0.6% 8,127,833 $349.1M
Dimensional Fund Advisors LP 0.04% Add +0.6% 4,218,038 $181.2M
State Street Corp. 0.01% Reduce -1.8% 3,626,274 $155.7M
Charles Schwab Investment Management Inc. 0.02% Add +3.3% 2,758,777 $118.5M
Geode Capital Management, LLC 0.01% Add +1.2% 1,713,650 $73.6M
Invesco Ltd. 0.01% Add +6.6% 1,433,479 $61.6M
American Century Companies Inc. 0.04% Add +10.7% 1,398,534 $60.1M
T. Rowe Price Investment Management, Inc. 0.03% Reduce -2.2% 1,261,949 $54.2M
Massachusetts Financial Services Co. 0.01% Reduce -2.7% 1,084,947 $46.6M
Northern Trust Corp. 0.01% Reduce -1.8% 935,718 $40.2M
LSV Asset Management 0.08% Reduce -9.7% 846,393 $36.4M
Morgan Stanley 0.00% Add +6.9% 818,879 $35.2M
Bank of New York Mellon Corp 0.01% Reduce -8.0% 788,790 $33.9M
Nuveen Asset Management, LLC 0.01% Reduce -16.9% 732,911 $31.5M
GW&K Investment Management, LLC 0.27% Reduce -4.4% 722,935 $31.1M
Goldman Sachs Group Inc. 0.01% Add +27.0% 706,400 $30.3M
Norges Bank 0.00% No change 693,805 $29.8M
Boston Trust Walden Corp 0.21% Reduce -6.3% 690,242 $29.6M
Millennium Management 0.02% Add +6712.3% 473,727 $20.3M
Glenmede Trust Co. NA 0.09% Reduce -1.2% 438,405 $18.8M
Principal Financial Group Inc. 0.01% Reduce -5.2% 340,483 $14.6M
Citadel Advisors 0.01% Add +0.6% 316,730 $13.6M
Bank of America Corp. 0.00% Reduce -0.2% 296,125 $12.7M
First Trust Advisors LP 0.01% Reduce -20.9% 258,449 $11.1M
Stieven Capital Advisors, L.P. 2.08% Add +39.3% 256,404 $11.0M
Rhumbline Advisers 0.01% Reduce -5.3% 228,938 $9.8M
Ameriprise Financial Inc. 0.00% Reduce -7.0% 215,913 $9.3M
Legal & General Group Plc 0.00% Reduce -0.8% 194,289 $8.3M
Brandywine Global Investment Management, LLC 0.05% Reduce -2.7% 180,369 $8.1M
Foundry Partners, LLC 0.37% New 174,453 $7.5M
Hotchkis & Wiley Capital Management LLC 0.02% Reduce -8.3% 156,425 $6.7M
JPMorgan Chase & Co. 0.00% Add +6.6% 156,125 $6.7M
Public Sector Pension Investment Board 0.04% Reduce -4.4% 153,141 $6.6M
Congress Asset Management Co. 0.04% Add +1.0% 150,938 $6.5M
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% Reduce -9.3% 149,305 $6.4M
Pure Portfolios Holdings LLC 2.37% — 146,002 $6.3M
Barclays PLC 0.00% Add +104.3% 145,690 $6.3M
Nordea Investment Management AB 0.01% Reduce -5.0% 144,273 $6.2M
Citigroup Inc. 0.01% Add +9.8% 135,681 $5.8M
Swiss National Bank 0.00% Reduce -0.5% 135,100 $5.8M
New York State Teachers Retirement System 0.01% Reduce -4.5% 132,070 $5.7M
Prudential Financial Inc. 0.01% Reduce -1.3% 117,764 $5.1M
Qube Research & Technologies Ltd 0.01% Add +104.6% 101,162 $4.3M
Alliancebernstein L.P. 0.00% Add +0.0% 92,138 $4.0M
Franklin Resources Inc. 0.00% Reduce -5.2% 88,310 $3.9M
Jane Street Group, LLC 0.01% Add +37.2% 90,419 $3.9M
Thrivent Financial for Lutherans 0.01% Reduce -26.5% 81,708 $3.5M
Algert Global LLC 0.09% Add +23.5% 76,576 $3.3M
Edgestream Partners, L.P. 0.14% Add +37.8% 76,480 $3.3M
Bridgeway Capital Management, LLC 0.07% No change 75,500 $3.2M
Rafferty Asset Management, LLC 0.01% Reduce -32.9% 73,624 $3.2M
CANADA LIFE ASSURANCE Co 0.01% Reduce -3.6% 70,945 $3.0M
California State Teachers Retirement System 0.00% Reduce -2.9% 65,465 $2.8M
HRT Financial LP 0.01% New 63,075 $2.7M
Victory Capital Management Inc. 0.00% Reduce -8.8% 62,239 $2.7M
Wedge Capital Management L L P 0.05% Reduce -54.6% 61,983 $2.7M
UBS Group AG 0.00% Add +5.9% 57,084 $2.5M
Susquehanna International Group, LLP 0.00% Add +66.7% 52,969 $2.3M
Dean Investment Associates, LLC 0.30% Add +26.4% 52,366 $2.2M
Dana Investment Advisors, Inc. 0.07% Reduce -0.9% 50,676 $2.2M
NorthCrest Asset Manangement, LLC 0.06% Add +179.5% 49,688 $2.1M
Royce & Associates LP 0.02% Add +25.4% 49,420 $2.1M
Comerica Bank 0.01% Reduce -30.7% 47,419 $2.0M
Willner & Heller, LLC 1.69% No change 44,173 $1.9M
Mirae Asset Global Investments Co., Ltd. 0.01% Add +12.3% 44,399 $1.9M
T. Rowe Price Associates Inc. 0.00% Add +1.4% 42,904 $1.8M
Deutsche Bank AG 0.00% Add +36.7% 41,592 $1.8M
Assenagon Asset Management S.A. 0.00% Reduce -43.2% 41,435 $1.8M
State of Alaska, Department of Revenue 0.02% Reduce -3.7% 41,185 $1.8M
Illinois Municipal Retirement Fund 0.02% Reduce -0.7% 40,109 $1.7M
MetLife Investment Management, LLC 0.01% No change 40,061 $1.7M
Corebridge Financial, Inc. 0.01% Reduce -1.1% 40,059 $1.7M
Manufacturers Life Insurance Company, The 0.00% Reduce -2.4% 38,143 $1.6M
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% Add +6.4% 38,090 $1.6M
Russell Investments Group, Ltd. 0.00% Add +0.2% 38,071 $1.6M
Alberta Investment Management Corp 0.01% No change 37,100 $1.6M
Louisiana State Employees Retirement System 0.03% Reduce -4.6% 34,900 $1.5M
Wells Fargo & Company 0.00% Add +2.6% 34,776 $1.5M
Denali Advisors LLC 0.15% Add +118.7% 32,693 $1.4M
Dean Capital Management 0.59% Add +112.0% 32,446 $1.4M
Janus Henderson Group PLC 0.00% No change 32,092 $1.4M
Cetera Investment Advisers 0.00% Add +0.1% 31,515 $1.4M
Mercer Global Advisors Inc. 0.00% Add +7.3% 32,281 $1.3M
AQR Capital Management 0.00% Add +4.6% 31,162 $1.3M
Mission Wealth Management, LP 0.03% No change 30,757 $1.3M
BNP Paribas Financial Markets 0.00% Add +28.7% 30,627 $1.3M
ORG Partners LLC 0.21% Reduce -16.5% 30,287 $1.3M
Envestnet Asset Management Inc. 0.00% Add +8.2% 30,286 $1.3M
Macquarie Group Ltd. 0.00% No change 30,000 $1.3M
Citizens Business Bank 0.25% No change 14,520 $1.2M
Yousif Capital Management, LLC 0.01% Reduce -4.3% 27,859 $1.2M
Canada Pension Plan Investment Board 0.00% New 27,000 $1.2M
Ensign Peak Advisors, Inc 0.00% No change 26,425 $1.1M
Iron Gate Global Advisors LLC 0.16% Reduce -16.1% 26,126 $1.1M
Sanctuary Advisors, LLC 0.01% Add +92.2% 20,728 $1.1M
Arrowstreet Capital, Limited Partnership 0.00% Reduce -42.9% 25,372 $1.1M
FMR LLC 0.00% Add +332.3% 25,313 $1.1M
Teachers Retirement System of the State of Kentucky 0.01% No change 25,130 $1.1M
Maryland State Retirement & Pension System 0.02% Reduce -4.0% 24,371 $1.0M
Balyasny Asset Management L.P. 0.00% Reduce -63.6% 23,547 $1.0M
Captrust Financial Advisors 0.00% Add +1.8% 23,264 $999K
Two Sigma Investments, LP 0.00% Reduce -54.8% 22,983 $987K
Voya Investment Management LLC 0.00% Reduce -2.9% 22,628 $972K
Guggenheim Capital LLC 0.01% Reduce -22.8% 22,503 $967K
D. E. Shaw & Co. 0.00% Reduce -64.0% 22,195 $953K
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% Add +50.8% 22,132 $951K
New York State Common Retirement Fund 0.00% Reduce -23.7% 21,587 $927K
Pathstone Holdings, LLC 0.00% Add +1.7% 21,330 $916K
State of Tennessee, Department of Treasury 0.00% Add +20.0% 21,314 $915K
Amalgamated Bank 0.01% Reduce -4.3% 21,187 $910K
Access Investment Management LLC 0.27% Add +0.1% 20,540 $882K
Legato Capital Management LLC 0.11% Add +34.0% 20,512 $881K
SummerHaven Investment Management, LLC 0.54% Reduce -8.5% 20,444 $878K
Arizona State Retirement System 0.01% Add +3.1% 19,918 $855K
State Board of Administration of Florida Retirement System 0.00% No change 19,857 $853K
Caxton Associates LP 0.04% No change 18,892 $811K
Mitsubishi UFJ Trust & Banking Corp 0.00% Add +260.9% 17,729 $761K
HSBC Holdings PLC 0.00% Reduce -84.7% 17,584 $760K
Oregon Public Employees Retirement Fund 0.01% Reduce -4.0% 16,987 $730K
WINTON GROUP Ltd 0.05% New 16,537 $710K
Brevan Howard Capital Management LP 0.03% New 16,153 $694K
O'shaughnessy Asset Management, LLC 0.01% Add +9.1% 15,436 $689K
Unison Advisors LLC 0.08% Add +0.9% 15,773 $677K
CWA Asset Management Group, LLC 0.04% — 15,625 $671K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS 0.00% Reduce -1.7% 15,426 $663K
Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% Reduce -5.8% 15,031 $646K
ProShare Advisors LLC 0.00% Add +35.3% 14,574 $626K
Handelsbanken Fonder AB 0.00% No change 14,488 $622K
Amundi 0.00% Add +10.1% 14,700 $620K
Choreo, LLC 0.01% Add +9.8% 14,784 $617K
Snowden Capital Advisors LLC 0.02% Reduce -3.0% 14,011 $602K
Osaic Holdings, Inc. 0.00% Reduce -64.4% 13,405 $576K
Allianz Asset Management GmbH 0.00% Add +8.2% 13,200 $567K
Sterling Capital Management LLC 0.01% — 12,711 $546K
Intech Investment Management LLC 0.01% New 12,202 $524K
Advantage Alpha Capital Partners LP 0.12% Add +44.2% 11,976 $514K
Natixis Advisors, LLC 0.00% New 11,914 $512K
Sei Investments Co. 0.00% Add +9.4% 11,184 $480K
Gsa Capital Partners LLP 0.04% Reduce -50.4% 11,176 $480K
Mutual of America Capital Management LLC 0.00% Reduce -9.3% 10,855 $466K
Creative Planning 0.00% Add +0.6% 10,529 $452K
IFG Advisory, LLC 0.03% No change 10,189 $438K
Royal Bank of Canada 0.00% Add +22.4% 10,137 $435K
Commonwealth Equity Services, LLC 0.00% Add +0.9% 9,834 $422K
Wealth Enhancement Advisory Services, LLC 0.00% Add +0.5% 9,749 $419K
Pictet Asset Management Holding SA 0.00% Add +16.4% 9,611 $413K
Bank of Montreal 0.00% Add +6.3% 9,567 $407K
Coldstream Capital Management Inc. 0.01% Reduce -10.5% 9,381 $403K
Two Sigma Securities, LLC 0.03% Add +17.6% 9,083 $390K
Commerce Bank 0.00% Reduce -3.1% 8,910 $383K
City Center Advisors, LLC 0.38% Reduce -17.6% 8,053 $346K
AlphaMark Advisors, LLC 0.12% Reduce -9.4% 7,901 $339K
Hennion & Walsh Asset Management, Inc. 0.02% Reduce -1.3% 7,810 $335K
Paloma Partners Management Co 0.02% New 7,692 $330K
LMR Partners LLP 0.01% New 7,393 $318K
Profund Advisors LLC 0.01% Add +6.7% 7,306 $314K
Ameritas Investment Partners, Inc. 0.01% Add +3.4% 7,052 $303K
Raymond James & Associates 0.00% Reduce -0.3% 6,971 $299K
Praxis Investment Management Inc. 0.02% No change 6,960 $299K
Atria Wealth Solutions, Inc. 0.00% Add +0.1% 6,817 $293K
Savant Capital, LLC 0.00% Add +2.2% 6,793 $292K
Engineers Gate Manager LP 0.01% New 6,690 $287K
PNC Financial Services Group, Inc. 0.00% Reduce -2.3% 6,549 $281K
Aigen Investment Management, LP 0.05% Add +11.7% 6,108 $262K
Prime Capital Investment Advisors, LLC 0.00% No change 6,105 $262K
State of Wisconsin Investment Board 0.00% No change 5,893 $253K
Cerity Partners LLC 0.00% New 5,804 $249K
Mariner, LLC 0.00% Reduce -0.9% 5,637 $241K
Campbell & CO Investment Adviser LLC 0.02% New 5,415 $233K
Trexquant Investment LP 0.00% Reduce -82.3% 5,381 $231K
Evergreen Capital Management LLC 0.01% New 5,106 $219K
Tower Research Capital LLC (TRC) 0.01% Reduce -87.3% 5,048 $217K
Two Sigma Advisers, LP 0.00% Reduce -68.6% 4,800 $206K
Neuberger Berman Group LLC 0.00% New 4,716 $203K
Vanguard Personalized Indexing Management, LLC 0.00% New 4,706 $202K
CIBC Asset Management Inc 0.00% New 4,683 $201K
Headlands Technologies LLC 0.02% Add +68.2% 3,665 $157K
Parallel Advisors, LLC 0.00% Reduce -3.1% 3,327 $143K
Bessemer Group Inc. 0.00% Add +3.7% 3,268 $140K
US Bancorp \de 0.00% Reduce -5.4% 3,242 $139K
Quadrant Capital Group LLC 0.01% Reduce -1.3% 3,020 $130K
Shell Asset Management Co. 0.01% — 2,797 $120K
SG Americas Securities, LLC 0.00% Reduce -88.8% 2,752 $118K
Palouse Capital Management, Inc. 0.07% No change 2,500 $107K
Catalyst Funds Management Pty Ltd 0.02% New 2,400 $103K
KBC Group NV 0.00% No change 2,213 $95K
State of Wyoming 0.01% Add +9.5% 2,131 $92K
Public Employees Retirement Association of Colorado 0.00% No change 1,965 $84K
STRS Ohio 0.00% Add +128.6% 1,600 $69K
GAMMA Investing LLC 0.01% Add +24.9% 1,531 $66K
Cwm, LLC 0.00% Add +19.9% 1,517 $65K
Signaturefd, LLC 0.00% Reduce -6.3% 1,433 $62K
EMC Capital Management 0.04% Reduce -90.5% 1,000 $61K
Nisa Investment Advisors, LLC 0.00% No change 1,368 $59K
Public Employees Retirement System of Ohio 0.00% Reduce -1.0% 1,345 $58K
Assetmark, Inc. 0.00% Add +0.4% 969 $42K
Lindbrook Capital, LLC 0.00% No change 921 $40K
Fifth Third Bancorp 0.00% Add +4.1% 635 $27K
Smartleaf Asset Management LLC 0.00% Add +46.3% 619 $26K
Allworth Financial LP 0.00% No change 535 $23K
Nomura Asset Management Co. Ltd. 0.00% No change 520 $22K
Picton Mahoney Asset Management 0.00% New 488 $21K
Baldwin Wealth Partners LLC 0.00% New 422 $18K
Planning Capital Management Corp 0.01% No change 408 $18K
CIBC Private Wealth Group LLC 0.00% No change 376 $16K
Harbor Capital Advisors, Inc. 0.00% New 332 $14K
Smithfield Trust Co 0.00% No change 280 $12K
First Horizon Advisors, Inc. 0.00% No change 276 $12K
Blue Trust, Inc. 0.00% Add +2366.7% 296 $11K
UMB Bank, n.a. 0.00% Add +125.0% 198 $9K
Cetera Trust Company, N.A 0.00% No change 184 $8K
Wilmington Savings Fund Society, FSB 0.00% New 177 $8K
MassMutual Private Wealth & Trust, FSB 0.00% No change 172 $7K
Bell Investment Advisors, Inc 0.00% Reduce -9.6% 151 $6K
Johnson Financial Group, Inc. 0.00% New 130 $6K
Manchester Capital Management LLC 0.00% No change 105 $5K
Mather Group, Llc. 0.00% Reduce -49.5% 102 $4K
LGT Financial Advisors LLC 0.01% No change 81 $3K
Private Wealth Management Group, LLC 0.00% No change 78 $3K
Gilliland Jeter Wealth Management LLC 0.00% No change 78 $3K
Rothschild Investment LLC 0.00% Add +150.0% 75 $3K
Farther Finance Advisors, LLC 0.00% Add +16.4% 71 $3K
Geneos Wealth Management Inc. 0.00% New 57 $2K
Jones Financial Companies LLLP 0.00% No change 50 $2K
Parkside Financial Bank & Trust 0.00% Add +14.6% 47 $2K
JFS Wealth Advisors, LLC 0.00% Add +4.7% 45 $2K
Spire Wealth Management 0.00% No change 44 $2K
Earned Wealth Advisors, LLC 0.00% New 42 $2K
Farmers & Merchants Investments Inc. 0.00% No change 33 $1K
Versant Capital Management, Inc 0.00% New 31 $1K
Global Retirement Partners, LLC 0.00% No change 25 $1K
EverSource Wealth Advisors, LLC 0.00% Add +56.3% 25 $1K
Glen Eagle Advisors, LLC 0.00% No change 24 $1K
Covestor Ltd 0.00% Reduce -63.6% 12 $1K
Hemington Wealth Management 0.00% New 43 $1K
Continuum Advisory, LLC 0.00% Reduce -19.1% 17 $878
SJS Investment Consulting Inc. 0.00% No change 19 $817
AlphaQuest LLC 0.00% Reduce -98.7% 14 $601
DiNuzzo Private Wealth, Inc. 0.00% No change 13 $559
Arax Advisory Partners 0.00% Reduce -45.8% 13 $559
Larson Financial Group LLC 0.00% No change 11 $472
Bruce G. Allen Investments, LLC 0.00% No change 9 $387
Huntington National Bank 0.00% No change 9 $387
Principal Securities, Inc. 0.00% No change 6 $258
Claris Advisors, LLC / Mo / 0.00% New 5 $215
AdvisorNet Financial, Inc 0.00% New 5 $215
Mendota Financial Group, LLC 0.00% New 4 $172

"% of holder's portfolio" is CATY's weight in each manager's 13F, not the share of Cathay General Bancorp the manager owns.