Cathay General BancorpCATY

13F holders, Q4 2025 (December 31)
269holders +9
25new positions
27sold out
5famous investors
$48.41avg. 13F price*

At the end of Q4 2025, 269 institutions reported holding Cathay General Bancorp (CATY) in their 13F filings, up 9 from Q3 2025. 25 opened new positions and 27 sold out. The largest holders were BlackRock, Inc. ($469.8M), Vanguard Group Inc. ($364.6M) and Dimensional Fund Advisors LP ($195.1M). 5 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Cathay General Bancorp
CUSIP
149150104
Latest filing quarter
Q2 2026

History

Number of 13F holders

0100200300400 Q1 2024: 255Q1 2024Q2 2024: 237Q2 2024Q3 2024: 248Q3 2024Q4 2024: 244Q4 2024Q1 2025: 259Q1 2025Q2 2025: 272Q2 2025Q3 2025: 260Q3 2025Q4 2025: 269Q4 2025Q1 2026: 289Q1 2026Q2 2026: 305Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions25$28.5M
Exits27$17.3M

All 13F filers, Q3 2025 → Q4 2025: 1,403,163 shares bought and 2,697,527 shares sold, net −1,294,364 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 269 holders

BlackRock, Inc. 0.01% Reduce -2.6% 9,708,084 $469.8M
Vanguard Group Inc. 0.01% Reduce -0.5% 7,534,892 $364.6M
Dimensional Fund Advisors LP 0.04% Reduce -0.9% 4,032,563 $195.1M
State Street Corp. 0.01% Reduce -2.1% 3,406,970 $164.9M
Charles Schwab Investment Management Inc. 0.02% Add +0.0% 2,936,272 $142.1M
Geode Capital Management, LLC 0.01% Reduce -0.9% 1,724,741 $83.5M
Invesco Ltd. 0.01% Add +6.7% 1,685,203 $81.5M
American Century Companies Inc. 0.03% Add +4.2% 1,347,674 $65.2M
T. Rowe Price Investment Management, Inc. 0.03% Reduce -13.3% 1,099,418 $53.2M
Massachusetts Financial Services Co. 0.01% Reduce -6.0% 961,174 $46.5M
Norges Bank 0.00% — 850,180 $41.1M
Northern Trust Corp. 0.00% Reduce -7.9% 798,213 $38.6M
Morgan Stanley 0.00% Add +9.2% 672,697 $32.6M
Bank of New York Mellon Corp 0.01% Add +7.7% 669,527 $32.4M
LSV Asset Management 0.07% Reduce -5.1% 648,900 $31.4M
Boston Trust Walden Corp 0.22% Reduce -6.0% 602,303 $29.1M
GW&K Investment Management, LLC 0.25% Reduce -1.9% 601,183 $29.1M
Goldman Sachs Group Inc. 0.00% Add +13.3% 580,038 $28.1M
Nuveen, LLC 0.01% Reduce -1.7% 414,279 $20.0M
Glenmede Trust Co. NA 0.08% — 352,513 $17.1M
D. E. Shaw & Co. 0.01% Add +44.2% 338,019 $16.4M
Principal Financial Group Inc. 0.01% Reduce -2.8% 324,332 $15.7M
Public Sector Pension Investment Board 0.05% Reduce -8.9% 277,909 $13.4M
Millennium Management 0.01% Reduce -37.7% 261,930 $12.7M
Edgestream Partners, L.P. 0.35% Add +5.3% 260,154 $12.6M
Wellington Management Group LLP 0.00% Reduce -61.0% 260,016 $12.6M
Bank of America Corp. 0.00% Reduce -32.9% 259,375 $12.6M
Citadel Advisors 0.01% Add +36.5% 218,326 $10.6M
Rhumbline Advisers 0.01% Reduce -4.3% 207,715 $10.1M
Hotchkis & Wiley Capital Management LLC 0.03% Reduce -1.0% 195,982 $9.5M
CSM Advisors, LLC 0.24% Add +5.3% 179,883 $8.7M
Legal & General Group Plc 0.00% Reduce -5.3% 167,048 $8.1M
JPMorgan Chase & Co. 0.00% Add +10.1% 165,785 $8.0M
Nordea Investment Management AB 0.01% Reduce -11.9% 159,689 $7.8M
Denali Advisors LLC 0.85% Add +3.3% 158,462 $7.7M
HSBC Holdings PLC 0.00% New 153,091 $7.4M
Ameriprise Financial Inc. 0.00% Reduce -7.0% 153,277 $7.4M
Brandywine Global Investment Management, LLC 0.05% Reduce -3.6% 148,259 $7.2M
Cibc World Market Inc. 0.01% New 131,335 $6.4M
Swiss National Bank 0.00% No change 129,100 $6.2M
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% Add +1.1% 128,084 $6.2M
Pure Portfolios Holdings LLC 1.86% No change 127,579 $6.2M
Barclays PLC 0.00% Add +22.1% 123,298 $6.0M
New York State Teachers Retirement System 0.01% Reduce -1.9% 120,300 $5.8M
NFJ Investment Group, LLC 0.20% New 114,683 $5.5M
First Trust Advisors LP 0.00% Reduce -6.1% 111,140 $5.4M
ExodusPoint Capital Management, LP 0.05% Reduce -14.2% 101,477 $4.9M
Universal- Beteiligungs- und Servicegesellschaft mbH 0.01% Reduce -0.6% 96,882 $4.7M
UBS Group AG 0.00% Reduce -65.0% 95,584 $4.6M
Prudential Financial Inc. 0.01% Add +19.3% 91,030 $4.4M
Alliancebernstein L.P. 0.00% Add +3.4% 90,231 $4.4M
Franklin Resources Inc. 0.00% Add +3.0% 88,202 $4.3M
Victory Capital Management Inc. 0.00% Add +2.8% 84,165 $4.1M
Moody Aldrich Partners LLC 0.74% No change 81,799 $4.0M
Qube Research & Technologies Ltd 0.01% Reduce -13.7% 80,548 $3.9M
Wells Fargo & Company 0.00% Add +41.4% 79,706 $3.9M
AQR Capital Management 0.00% Add +14.0% 79,523 $3.8M
Bessemer Group Inc. 0.01% Add +9145.2% 72,205 $3.5M
Citigroup Inc. 0.00% Reduce -13.0% 63,774 $3.1M
New York State Common Retirement Fund 0.00% No change 63,487 $3.1M
Wedge Capital Management L L P 0.06% Reduce -1.3% 63,405 $3.1M
Mirae Asset Global Investments Co., Ltd. 0.01% Reduce -4.5% 61,509 $3.0M
California State Teachers Retirement System 0.00% Reduce -0.2% 60,897 $2.9M
T. Rowe Price Associates Inc. 0.00% Add +2.1% 60,640 $2.9M
Dean Investment Associates, LLC 0.40% Reduce -29.5% 58,403 $2.8M
CANADA LIFE ASSURANCE Co 0.00% Add +0.5% 57,646 $2.8M
Deutsche Bank AG 0.00% Add +4.5% 55,559 $2.7M
NorthCrest Asset Manangement, LLC 0.06% Reduce 0.0% 54,436 $2.7M
Voya Investment Management LLC 0.00% Reduce -11.9% 55,072 $2.7M
Rafferty Asset Management, LLC 0.01% Reduce -21.7% 54,900 $2.7M
Jane Street Group, LLC 0.00% Reduce -56.2% 51,659 $2.5M
Kondo Wealth Advisors, Inc. 0.94% No change 50,981 $2.5M
Dana Investment Advisors, Inc. 0.07% Reduce -0.2% 49,046 $2.4M
Thrivent Financial for Lutherans 0.00% Reduce -6.1% 47,682 $2.3M
Mitsubishi UFJ Trust & Banking Corp 0.01% Reduce -13.3% 43,095 $2.1M
Willner & Heller, LLC 1.48% Add +0.0% 42,439 $2.1M
Algert Global LLC 0.03% Reduce -59.8% 40,636 $2.0M
Dean Capital Management 0.82% Reduce -41.9% 39,721 $1.9M
Russell Investments Group, Ltd. 0.00% Reduce -3.5% 37,951 $1.8M
VIRGINIA RETIREMENT SYSTEMS ET Al 0.01% Reduce -6.1% 37,787 $1.8M
State of Alaska, Department of Revenue 0.02% Add +0.0% 37,689 $1.8M
MetLife Investment Management, LLC 0.01% Reduce -7.1% 36,414 $1.8M
Mercer Global Advisors Inc. 0.00% Add +3.3% 35,984 $1.7M
Illinois Municipal Retirement Fund 0.02% Reduce -4.0% 35,654 $1.7M
Intech Investment Management LLC 0.02% No change 35,029 $1.7M
Quantinno Capital Management LP 0.00% Add +30.7% 33,933 $1.6M
Cetera Investment Advisers 0.00% Add +0.2% 32,629 $1.6M
Susquehanna International Group, LLP 0.00% Reduce -35.4% 32,088 $1.6M
Comerica Bank 0.01% Reduce -12.0% 31,838 $1.5M
SG Americas Securities, LLC 0.00% Reduce -46.3% 31,697 $1.5M
Manufacturers Life Insurance Company, The 0.00% Reduce -5.5% 31,362 $1.5M
Osaic Holdings, Inc. 0.00% Reduce -6.3% 31,224 $1.5M
Louisiana State Employees Retirement System 0.03% Reduce -1.9% 31,200 $1.5M
Iron Gate Global Advisors LLC 0.15% No change 31,125 $1.5M
Convergence Investment Partners, LLC 0.30% New 31,093 $1.5M
Balyasny Asset Management L.P. 0.00% Add +304.6% 31,051 $1.5M
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% Reduce -1.3% 30,907 $1.5M
ORG Partners LLC 0.27% No change 30,815 $1.5M
Royce & Associates LP 0.01% Reduce -35.2% 30,535 $1.5M
Bridgeway Capital Management, LLC 0.03% Reduce -14.1% 30,500 $1.5M
State of Tennessee, Department of Treasury 0.00% Reduce -8.3% 27,643 $1.4M
Two Sigma Investments, LP 0.00% Reduce -81.0% 29,078 $1.4M
Citizens Business Bank 0.23% No change 14,520 $1.4M
Janus Henderson Group PLC 0.00% No change 28,326 $1.4M
AlphaQuest LLC 0.07% Reduce -7.9% 26,470 $1.3M
BNP Paribas Financial Markets 0.00% Add +47.9% 26,221 $1.3M
Captrust Financial Advisors 0.00% Add +0.3% 25,609 $1.2M
Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% Add +64.3% 23,486 $1.1M
Sei Investments Co. 0.00% Add +1.1% 22,145 $1.1M
Pathstone Holdings, LLC 0.00% Reduce -3.3% 21,495 $1.0M
Access Investment Management LLC 0.27% No change 21,145 $1.0M
Legato Capital Management LLC 0.09% Reduce -51.0% 20,961 $1.0M
Marshall Wace, LLP 0.00% Add +55.5% 20,791 $1.0M
Man Group plc 0.00% New 20,038 $970K
State Board of Administration of Florida Retirement System 0.00% No change 19,857 $961K
Amalgamated Bank 0.01% Reduce -0.6% 19,726 $955K
Capital Fund Management S.A. 0.01% Add +23.4% 19,709 $954K
FMR LLC 0.00% Add +18.6% 19,564 $947K
Yousif Capital Management, LLC 0.01% Reduce -14.0% 18,371 $913K
Police & Firemen's Retirement System of New Jersey 0.01% Reduce -0.2% 18,617 $901K
Arizona State Retirement System 0.00% Reduce -7.1% 18,297 $885K
Evolve Private Wealth, LLC 0.05% — 18,218 $882K
Teachers Retirement System of the State of Kentucky 0.01% Reduce -12.4% 17,565 $850K
SummerHaven Investment Management, LLC 0.48% No change 17,516 $848K
Y-Intercept (Hong Kong) Ltd 0.02% New 17,328 $839K
O'shaughnessy Asset Management, LLC 0.00% Add +10.9% 17,139 $829K
Natixis Advisors, LLC 0.00% Reduce -15.9% 16,986 $822K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS 0.00% Reduce -4.3% 16,844 $815K
Choreo, LLC 0.01% Add +5.5% 16,449 $803K
Unison Advisors LLC 0.07% Add +0.7% 16,377 $792K
Nomura Asset Management International Inc. 0.00% — 16,300 $789K
Handelsbanken Fonder AB 0.00% No change 16,088 $778K
Quadrant Capital Group LLC 0.02% No change 15,666 $758K
Oregon Public Employees Retirement Fund 0.01% No change 15,600 $755K
Sterling Capital Management LLC 0.01% Add +127.2% 15,429 $747K
Assenagon Asset Management S.A. 0.00% New 15,404 $745K
Horizon Investments, LLC 0.01% New 15,392 $745K
MQS Management LLC 0.44% Add +125.6% 15,285 $740K
Creative Planning 0.00% Reduce -5.4% 15,262 $739K
WINTON GROUP Ltd 0.03% New 15,246 $738K
NewEdge Wealth, LLC 0.01% Add +10.5% 14,480 $701K
KLP Kapitalforvaltning As 0.00% No change 14,100 $682K
Snowden Capital Advisors LLC 0.02% Reduce -0.1% 13,967 $676K
Wealth Enhancement Advisory Services, LLC 0.00% Add +3.0% 12,036 $628K
ProShare Advisors LLC 0.00% Add +1.5% 12,925 $625K
Headlands Technologies LLC 0.05% Add +89.4% 12,439 $602K
Renaissance Technologies 0.00% New 11,971 $579K
DGS Capital Management, LLC 0.09% New 11,367 $550K
Amundi 0.00% Reduce -23.3% 10,833 $524K
M&T Bank Corp 0.00% New 10,677 $517K
Profund Advisors LLC 0.02% Add +100.5% 10,660 $516K
JMN Financial LLC 0.51% — 10,632 $514K
Cerity Partners LLC 0.00% Add +35.6% 10,305 $499K
Ak Global Asset Management, LLC 0.43% — 10,100 $489K
Maryland State Retirement & Pension System 0.01% No change 9,933 $481K
Envestnet Asset Management Inc. 0.00% Add +9.5% 9,894 $479K
Pictet Asset Management Holding SA 0.00% No change 9,457 $458K
Two Sigma Securities, LLC 0.06% Add +30.1% 8,996 $435K
Neuberger Berman Group LLC 0.00% Add +22.0% 8,951 $433K
LPL Financial LLC 0.00% Add +5.6% 8,685 $420K
Coldstream Capital Management Inc. 0.01% Add +1.4% 8,552 $414K
Commerce Bank 0.00% Reduce -0.8% 8,111 $392K
IFG Advisory, LLC 0.02% Reduce -21.4% 7,955 $385K
NewEdge Advisors, LLC 0.00% Add +384.9% 7,831 $379K
Two Sigma Advisers, LP 0.00% Reduce -62.3% 7,800 $377K
Mutual of America Capital Management LLC 0.00% Add +0.5% 7,776 $376K
Commonwealth Equity Services, LLC 0.00% Reduce -12.4% 7,378 $357K
Polymer Capital Management (US) LLC 0.04% New 6,895 $334K
Vanguard Personalized Indexing Management, LLC 0.00% Add +5.9% 6,803 $329K
CIBC Asset Management Inc 0.00% Add +51.9% 6,781 $328K
Squarepoint Ops LLC 0.00% New 6,662 $322K
DRW Securities, LLC 0.02% New 6,365 $308K
Prime Capital Investment Advisors, LLC 0.00% No change 6,060 $293K
Fiduciary Trust Co 0.00% Reduce -0.3% 5,812 $281K
Bank of Montreal 0.00% Reduce -5.0% 5,733 $277K
PNC Financial Services Group, Inc. 0.00% Reduce -10.3% 5,585 $270K
Farringdon Capital, Ltd. 0.07% New 5,575 $270K
Caxton Associates LLP 0.01% No change 5,474 $265K
Abel Hall, LLC 0.06% New 5,433 $263K
Ameritas Investment Partners, Inc. 0.01% Reduce -4.1% 5,401 $261K
Royal Bank of Canada 0.00% Add +28.6% 5,336 $258K
Xponance LLC 0.00% Reduce -0.5% 5,278 $255K
Raymond James Financial Inc. 0.00% Reduce -22.8% 5,226 $253K
Smartleaf Asset Management LLC 0.01% Add +45.6% 5,073 $248K
Lighthouse Financial Services Inc. 0.06% — 4,992 $242K
Ensign Peak Advisors, Inc 0.00% Reduce -67.7% 4,775 $231K
Cibc World Markets Corp. 0.00% — 4,401 $213K
Tiaa Trust, National Association 0.00% No change 4,279 $207K
HighTower Advisors, LLC 0.00% New 4,255 $206K
Mackenzie Financial Corp. 0.00% Reduce -5.3% 4,223 $206K
Evergreen Capital Management LLC 0.00% No change 4,189 $203K
STRS Ohio 0.00% No change 4,000 $194K
Highline Wealth Partners LLC 0.05% Add +0.7% 3,786 $183K
Cwm, LLC 0.00% Reduce -2.6% 3,710 $180K
Sound Income Strategies, LLC 0.01% New 2,993 $152K
US Bancorp \de 0.00% No change 3,122 $151K
GAMMA Investing LLC 0.01% Add +16.7% 3,083 $149K
Parallel Advisors, LLC 0.00% Reduce -5.1% 2,646 $128K
EMC Capital Management 0.05% Reduce -15.0% 2,520 $122K
KBC Group NV 0.00% No change 2,191 $106K
Tower Research Capital LLC (TRC) 0.00% Reduce -14.9% 2,168 $105K
Public Employees Retirement Association of Colorado 0.00% No change 1,965 $95K
Rockefeller Capital Management L.P. 0.00% Add +158.1% 1,809 $88K
Exchange Traded Concepts, LLC 0.00% New 1,648 $80K
Torren Management, LLC 0.04% — 1,570 $76K
Nisa Investment Advisors, LLC 0.00% Add +6.7% 1,568 $76K
Hantz Financial Services, Inc. 0.00% Add +55.8% 1,525 $74K
Pinnacle Wealth Planning Services, Inc. 0.01% New 1,523 $74K
Covestor Ltd 0.04% Reduce -0.5% 1,436 $70K
Assetmark, Inc. 0.00% Add +17.1% 1,219 $59K
Public Employees Retirement System of Ohio 0.00% Reduce -1.4% 1,188 $57K
Physician Wealth Advisors, Inc. 0.01% No change 1,161 $56K
Danske Bank A/S 0.00% No change 1,000 $48K
Signaturefd, LLC 0.00% Reduce -0.3% 990 $48K
Nomura Asset Management Co. Ltd. 0.00% No change 850 $41K
Fifth Third Bancorp 0.00% Add +3.6% 839 $41K
BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% Add +39.9% 778 $38K
Salomon & Ludwin, LLC 0.00% Reduce -23.8% 684 $34K
Palouse Capital Management, Inc. 0.02% No change 600 $29K
Arax Advisory Partners 0.00% Reduce -60.0% 554 $27K
Allworth Financial LP 0.00% Reduce -0.5% 553 $27K
Global Retirement Partners, LLC 0.00% Add +48400.0% 485 $23K
EverSource Wealth Advisors, LLC 0.00% Reduce -5.2% 457 $22K
Los Angeles Capital Management LLC 0.00% Reduce -95.8% 443 $20K
UMB Bank, n.a. 0.00% Add +5.7% 405 $20K
CIBC Private Wealth Group LLC 0.00% Add +4.3% 392 $19K
Versant Capital Management, Inc 0.00% No change 375 $18K
Eurizon Capital SGR S.p.A. 0.00% — 357 $17K
Westside Investment Management, Inc. 0.00% No change 344 $17K
Harbor Capital Advisors, Inc. 0.00% Reduce -1.6% 307 $15K
Smithfield Trust Co 0.00% No change 280 $14K
Root Financial Partners, LLC 0.00% Add +15.5% 276 $13K
Jones Financial Companies LLLP 0.00% Add +3920.0% 201 $10K
MassMutual Private Wealth & Trust, FSB 0.00% No change 172 $8K
Bell Investment Advisors, Inc 0.00% Add +11.9% 169 $8K
Keating Financial Advisory Services, Inc. 0.00% — 165 $8K
Larson Financial Group LLC 0.00% No change 152 $7K
Bare Financial Services, Inc 0.00% Reduce -8.6% 139 $7K
Quarry LP 0.00% Add +287.9% 128 $6K
Rothschild Investment LLC 0.00% Add +6.7% 128 $6K
Basecamp Wealth Advisors LLC 0.00% — 118 $6K
Ares Financial Consulting, LLC 0.01% — 110 $5K
CBIZ Investment Advisory Services, LLC 0.00% New 110 $5K
Manchester Capital Management LLC 0.00% No change 105 $5K
Optiver Holding B.V. 0.00% Reduce -63.5% 99 $5K
Farther Finance Advisors, LLC 0.00% Reduce -8.1% 80 $4K
Private Wealth Management Group, LLC 0.00% No change 78 $4K
High Note Wealth, LLC 0.00% Add +35.7% 76 $4K
Elyxium Wealth, LLC 0.00% New 70 $3K
SageView Advisory Group, LLC 0.00% New 65 $3K
IFP Advisors, Inc 0.00% Reduce -54.8% 56 $3K
Huntington National Bank 0.00% Reduce -15.8% 48 $2K
JFS Wealth Advisors, LLC 0.00% Add +221.4% 45 $2K
MAI Capital Management 0.00% Add +975.0% 43 $2K
Parkside Financial Bank & Trust 0.00% No change 41 $2K
Rialto Wealth Management, LLC 0.00% Add +6.5% 33 $2K
Farmers & Merchants Investments Inc. 0.00% No change 33 $2K
Glen Eagle Advisors, LLC 0.00% No change 25 $1K
Essential Partners LLC 0.00% Reduce -30.6% 25 $1K
Fortitude Family Office, LLC 0.00% No change 24 $1K
Bruce G. Allen Investments, LLC 0.00% Add +155.6% 23 $1K
Spire Wealth Management 0.00% No change 17 $823
DiNuzzo Private Wealth, Inc. 0.00% No change 15 $726
Bay Harbor Wealth Management, LLC 0.00% Add +125.0% 9 $435
SJS Investment Consulting Inc. 0.00% No change 8 $388
HFM Investment Advisors, LLC 0.00% No change 6 $291
Gilpin Wealth Management, LLC 0.00% — 5 $242
Ankerstar Wealth, LLC 0.00% — 4 $194
Dunhill Financial, LLC 0.00% New 1 $65

"% of holder's portfolio" is CATY's weight in each manager's 13F, not the share of Cathay General Bancorp the manager owns.