Rockefeller Capital Management L.P.
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 13, 2026), Rockefeller Capital Management L.P. reported 4,713 stock positions worth $65.2 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 3.2% of the portfolio, followed by Apple (AAPL, 3.1%) and Nvidia (NVDA, 2.8%). Compared with Q1 2026, it opened 223 new positions, sold out of 177, added to 2,020 and reduced 1,889. The biggest buy was Micron Technology (MU, shares +13%) and the biggest sale Microsoft (MSFT, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001739439
- Portfolio Value
- $65.2B (Q2 2026)
- SEC Filing
- 0001739439-26-000006 ↗ filed Aug 13, 2026
Holdings Value
Holdings 4,713 stocks · $65.2B
| SPY SS SPDR S&P 500 ETF Trust-US | 3.24% | 2,829,298 | $2.1B | Reduce -4.0% |
| AAPL Apple Inc. | 3.14% | 7,078,849 | $2.0B | Add +5.9% |
| NVDA Nvidia Corp. | 2.84% | 9,264,434 | $1.9B | Add +2.6% |
| GOOGL Alphabet Inc. Class A | 2.33% | 4,252,828 | $1.5B | Reduce -1.0% |
| MSFT Microsoft Corp. | 2.25% | 3,931,897 | $1.5B | Reduce -2.5% |
| AMZN Amazon.com Inc. | 2.22% | 6,086,443 | $1.5B | Add +3.2% |
| AVGO Broadcom Inc. | 1.75% | 3,017,771 | $1.1B | Add +0.7% |
| VOO Vanguard S&P 500 ETF | 1.53% | 1,452,227 | $997.4M | Add +4.0% |
| IVV iShares Core S&P 500 ETF | 1.38% | 1,203,391 | $901.2M | Add +4.8% |
| QQQ Invesco QQQ Trust Series 1 | 1.30% | 1,150,570 | $847.3M | Add +1.8% |
| JPM JPMorgan Chase & Co. | 1.23% | 2,459,728 | $805.1M | Add +2.1% |
| GOOG Alphabet Inc. Class C | 1.19% | 2,192,491 | $774.7M | Add +2.3% |
| LLY Eli Lilly & Co. | 1.03% | 559,339 | $670.9M | Add +11.0% |
| RGEF Rockefeller Global Eqty ETF | 1.02% | 19,040,950 | $666.2M | Reduce -1.6% |
| RSMC Rockefeller US Small-Mid Cap | 0.95% | 21,355,875 | $617.6M | Reduce -1.0% |
| META Meta Platforms Inc. Class A | 0.92% | 1,067,698 | $601.4M | Add +1.2% |
| IWF iShares Russell 1000 Growth | 0.88% | 4,613,036 | $572.8M | Add +1.4% |
| GEV GE Vernova Inc. | 0.76% | 420,587 | $494.2M | Add +9.8% |
| V Visa Inc. Class A | 0.73% | 1,393,950 | $478.3M | Add +2.8% |
| AMD Advanced Micro Devices | 0.72% | 804,661 | $467.4M | Reduce -8.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.70% | 960,273 | $458.9M | Add +1.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.65% | 1,150,345 | $425.7M | Add +4.3% |
| MU Micron Technology Inc. | 0.64% | 360,839 | $416.5M | Add +13.4% |
| COST Costco Wholesale Corp. | 0.62% | 432,646 | $404.7M | Add +1.9% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.61% | 517,577 | $395.0M | Reduce -8.6% |
| IWD iShares Russell 1000 Value E | 0.57% | 1,534,580 | $372.0M | Reduce -0.3% |
| XLK SS Technology Select Sector | 0.56% | 1,911,305 | $364.1M | Reduce -3.8% |
| HD Home Depot Inc. | 0.56% | 1,032,263 | $364.1M | Add +4.8% |
| RSP Invesco S&P 500 Equal Weight | 0.54% | 1,655,841 | $352.3M | Add +3.5% |
| GLD SPDR Gold Shares | 0.54% | 952,134 | $350.7M | Add +2.7% |
| VEA Vanguard Ftse Developed ETF | 0.53% | 4,871,595 | $347.1M | Add +2.3% |
| PANW Palo Alto Networks Inc. | 0.51% | 983,075 | $335.2M | Reduce -2.8% |
| EFA iShares MSCI Eafe ETF | 0.51% | 3,218,966 | $334.4M | Add +4.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.50% | 1,483,132 | $323.2M | Add +2.0% |
| CAT Caterpillar Inc. | 0.49% | 298,639 | $318.0M | Add +1.5% |
| AMAT Applied Materials Inc. | 0.49% | 439,457 | $317.7M | Add +0.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.49% | 3,676,126 | $316.7M | Reduce -0.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.47% | 3,141,044 | $303.4M | Add +9.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.46% | 604,069 | $302.3M | Add +5.3% |
| JNJ Johnson & Johnson | 0.44% | 1,137,643 | $288.9M | Add +7.8% |
| IJH iShares Core S&P Midcap ETF | 0.44% | 3,700,591 | $285.4M | Add +18.8% |
| VGT Vanguard Info Tech ETF | 0.44% | 2,376,374 | $284.0M | Reduce -0.9% |
| IJR iShares Core S&P Small-Cap E | 0.43% | 1,893,254 | $280.8M | Add +7.2% |
| XOM Exxon Mobil Corp. | 0.43% | 2,046,703 | $279.8M | Add +0.2% |
| RMOP Rockefeller Opport Muni ETF | 0.43% | 10,951,077 | $279.6M | Add +18.5% |
| SOXX iShares Semiconductor ETF | 0.43% | 433,699 | $277.9M | Add +6.5% |
| CSCO Cisco Systems Inc. | 0.41% | 2,297,632 | $269.9M | Reduce -0.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.41% | 3,338,684 | $269.0M | Add +4.5% |
| UBER Uber Technologies Inc. | 0.41% | 3,702,855 | $267.2M | Add +3.5% |
| CVX Chevron Corp. | 0.40% | 1,572,041 | $260.6M | Add +1.0% |
| KO The Coca-Cola Co. | 0.39% | 3,096,646 | $251.7M | Add +5.1% |
| ABBV Abbvie Inc. | 0.38% | 980,805 | $246.8M | Add +7.5% |
| ANET Arista Networks Inc. | 0.37% | 1,434,251 | $243.7M | Add +2.8% |
| MRK Merck & Co. Inc. | 0.36% | 1,848,360 | $237.5M | Add +5.5% |
| IWM iShares Russell 2000 ETF | 0.36% | 781,614 | $234.8M | Add +1.4% |
| AMGN Amgen Inc. | 0.35% | 636,122 | $230.4M | Reduce -1.2% |
| NEE Nextera Energy Inc. | 0.35% | 2,623,742 | $230.3M | Add +2.5% |
| BLK BlackRock Inc. | 0.35% | 235,607 | $226.6M | Add +4.8% |
| LIN Linde PLC | 0.34% | 432,486 | $224.4M | Add +4.0% |
| SHEL Shell PLC-ADR | 0.33% | 2,769,712 | $214.8M | Reduce -1.7% |
| MCD McDonald's Corp. | 0.33% | 793,438 | $214.5M | Add +4.3% |
| TMO Thermo Fisher Scientific Inc. | 0.33% | 426,025 | $213.6M | Reduce -0.3% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.33% | 106,645 | $212.2M | Add +10.5% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.32% | 1,397,478 | $211.7M | Reduce -0.4% |
| GS Goldman Sachs Group Inc. | 0.32% | 206,151 | $208.5M | Add +8.9% |
| TSLA Tesla Inc. | 0.32% | 495,615 | $208.5M | Add +5.6% |
| VIG Vanguard Dividend Apprec ETF | 0.31% | 840,863 | $199.0M | Add +2.0% |
| WMT Walmart Inc. | 0.30% | 1,745,338 | $197.7M | Add +5.8% |
| IEMG iShares Core MSCI Emerging | 0.30% | 2,384,168 | $197.5M | Add +27.5% |
| GE General Electric filed as GE AEROSPACE | 0.30% | 526,444 | $196.7M | Reduce -0.9% |
| PH Parker Hannifin Corp. | 0.29% | 194,814 | $190.6M | Reduce -3.5% |
| PG The Procter & Gamble Co. | 0.29% | 1,280,937 | $187.8M | Add +7.1% |
| VWO Vanguard Ftse Emerging Marke | 0.29% | 3,121,015 | $186.3M | Reduce -0.4% |
| SMH Vaneck Semiconductor ETF | 0.29% | 283,483 | $185.9M | Reduce -6.6% |
| VEU Vanguard Ftse All-World Ex-U | 0.27% | 2,125,680 | $178.0M | Reduce -0.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.27% | 629,141 | $176.9M | Add +1.6% |
| VT Vanguard Tot World STK ETF | 0.27% | 1,126,075 | $176.7M | Add +12.5% |
| ADI Analog Devices Inc. | 0.27% | 440,239 | $174.9M | Add +1.4% |
| UNP Union Pacific Corp. | 0.26% | 618,727 | $168.3M | Add +6.5% |
| EMR Emerson Electric Co. | 0.26% | 1,167,295 | $167.1M | Reduce -5.1% |
| PLTR Palantir Technologies Inc. Class A | 0.25% | 1,389,598 | $162.1M | Add +22.9% |
| CDNS Cadence Design SYS Inc. | 0.24% | 414,546 | $155.6M | Add +0.9% |
| LHX L3HARRIS Technologies Inc. | 0.24% | 533,099 | $154.9M | Reduce -1.1% |
| TEL Te Connectivity PLC | 0.24% | 767,554 | $154.7M | Add +1.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.22% | 478,322 | $145.0M | Add +4.1% |
| IAU iShares Gold Trust | 0.22% | 1,915,838 | $144.7M | Reduce -2.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.22% | 1,567,069 | $143.6M | Add +4.0% |
| BX Blackstone Inc. | 0.20% | 1,124,085 | $132.3M | Add +4.1% |
| VXUS Vanguard Total Intl Stock | 0.20% | 1,531,351 | $130.9M | Add +1.6% |
| ETN Eaton Corp. PLC | 0.20% | 306,094 | $130.4M | Add +7.0% |
| VZ Verizon Communications Inc. | 0.20% | 3,020,136 | $127.9M | Add +3.8% |
| PLD Prologis Inc. | 0.20% | 940,936 | $127.5M | Add +6.2% |
| T AT&T Inc. | 0.19% | 6,137,526 | $127.0M | Add +2.6% |
| EQIX Equinix Inc. | 0.19% | 120,455 | $125.6M | Add +1.1% |
| APH Amphenol Corp. Class A | 0.19% | 702,819 | $123.9M | Add +8.7% |
| IVW iShares S&P 500 Growth ETF | 0.19% | 900,491 | $123.8M | Add +1.7% |
| RTX RTX Corp. | 0.19% | 652,270 | $123.8M | Add +1.5% |
| NFLX Netflix Inc. | 0.19% | 1,707,432 | $121.9M | Add +12.6% |
| LNG Cheniere Energy Inc. | 0.19% | 505,428 | $120.8M | Add +53.8% |
| AER Aercap Holdings NV | 0.18% | 813,937 | $118.7M | Reduce -2.9% |
Other holdings (17): bonds, preferreds, convertibles and warrants · $10.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 249,521 | $4.9M | Reduce -1.5% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 33,046 | $2.2M | Add +7.4% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,238 | $1.4M | Reduce -0.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 772 | $968K | Reduce -1.5% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 10,074 | $413K | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 9,261 | $180K | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 3,327 | $151K | No change |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 13,000 | $149K | Add +225.0% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 500 | $25K | New |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 10/28/203 | 6,000 | $20K | No change |
| ALPHABET INC (GOOGL 6.25 05/15/29 A) | DEP SHS RP1/20 A | 32 | $2K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 60 | $2K | Reduce -83.0% |
| COHEN & STEERS QUALITY-R | RIGHT 07/15/2026 | 90,371 | $1K | Add +0.3% |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 52 | $145 | New |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 933 | $46 | No change |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 500 | $14 | No change |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 1 | $0 | Reduce -95.0% |
Lines left out (1) · $1 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| TPB Turning Point Brands Inc. | COM | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $65.2B.
Portfolio Sells Q1 2026 → Q2 2026
| MSFT Microsoft Corp. | Reduce -2.5% | 2.25% | −0.40 |
| CRM Salesforce Inc. | Reduce -53.4% | 0.11% | −0.21 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -4.0% | 3.24% | −0.16 |
| SHEL Shell PLC-ADR | Reduce -1.7% | 0.33% | −0.14 |
| ABT Abbott Laboratories | Reduce -24.7% | 0.16% | −0.12 |
| LHX L3HARRIS Technologies Inc. | Reduce -1.1% | 0.24% | −0.09 |
| HON Honeywell International Inc. | Reduce -0.3% | 0.07% | −0.09 |
| HLN Haleon PLC-ADR | Reduce -97.6% | 0.00% | −0.09 |
| IAU iShares Gold Trust | Reduce -2.7% | 0.22% | −0.09 |
| TJX TJX Companies Inc. | Reduce -0.4% | 0.32% | −0.07 |
| NRG NRG Energy Inc. | Reduce -83.3% | 0.01% | −0.07 |
| BJ Bj's Wholesale Club Holdings | Reduce -52.4% | 0.04% | −0.07 |
| TTE Totalenergies SE | Reduce -2.5% | 0.17% | −0.07 |
| MELI MercadoLibre Inc. | Reduce -58.6% | 0.03% | −0.06 |
| BABA Alibaba Group Holding-SP ADR | Reduce -3.6% | 0.10% | −0.05 |
| AMGN Amgen Inc. | Reduce -1.2% | 0.35% | −0.05 |
| FANG Diamondback Energy Inc. | Reduce -6.7% | 0.12% | −0.05 |
| XLE SS Energy Select Sector | Reduce -6.2% | 0.11% | −0.05 |
| TMO Thermo Fisher Scientific Inc. | Reduce -0.3% | 0.33% | −0.04 |
| COP Conocophillips | Reduce -12.9% | 0.06% | −0.04 |
| BP BP PLC-Spons ADR | Reduce -76.1% | 0.01% | −0.04 |
| TLT iShares 20+ Year Treasury BD | Reduce -9.8% | 0.15% | −0.04 |
| INTU Intuit Inc. | Reduce -51.3% | 0.01% | −0.04 |
| GM General Motors Co. | Reduce -66.8% | 0.02% | −0.04 |
| DIS The Walt Disney Co. | Reduce -18.4% | 0.10% | −0.04 |
| SHOP Shopify Inc. Class A | Reduce -18.0% | 0.08% | −0.04 |
| GDX Vaneck Gold Miners ETF | Reduce -0.9% | 0.09% | −0.04 |
| DAL Delta Air Lines Inc. | Reduce -59.3% | 0.04% | −0.04 |
| SNY Sanofi-ADR | Reduce -63.0% | 0.01% | −0.03 |
| CME Cme Group Inc. | Reduce -1.1% | 0.06% | −0.03 |
| ET Energy Transfer LP | Reduce -4.2% | 0.14% | −0.03 |
| ORCL Oracle Corp. | Reduce -4.3% | 0.15% | −0.03 |
| KT KT Corp.-SP ADR | Reduce -1.7% | 0.07% | −0.03 |
| MDT Medtronic PLC | Reduce -1.6% | 0.10% | −0.03 |
| EMR Emerson Electric Co. | Reduce -5.1% | 0.26% | −0.03 |
| AZN Astrazeneca PLC | Reduce -1.2% | 0.14% | −0.03 |
| SNEX Stonex Group Inc. | Reduce -40.9% | 0.09% | −0.03 |
| PH Parker Hannifin Corp. | Reduce -3.5% | 0.29% | −0.03 |
| EXPE Expedia Group Inc. | Reduce -86.2% | 0.00% | −0.03 |
| AKAM Akamai Technologies Inc. | Reduce -71.7% | 0.01% | −0.03 |
| ESE Esco Technologies Inc. | Reduce -36.0% | 0.06% | −0.03 |
| SLB SLB Ltd. | Reduce -11.8% | 0.06% | −0.03 |
| POOL Pool Corp. | Reduce -98.3% | 0.00% | −0.03 |
| CET Central Securities Corp. | Reduce -40.7% | 0.03% | −0.03 |
| EOG EOG Resources Inc. | Reduce -20.4% | 0.04% | −0.03 |
| JEPI JPMorgan Equity Premium Inco | Reduce -1.0% | 0.15% | −0.03 |
| RELX Relx PLC - Spon ADR | Reduce -84.8% | 0.00% | −0.03 |
| AZO AutoZone Inc. | Reduce -0.1% | 0.11% | −0.03 |
| APA Apa Corp. | Reduce -43.0% | 0.02% | −0.03 |
| TTEK Tetra Tech Inc. | Reduce -64.3% | 0.01% | −0.02 |
Portfolio Buys Q1 2026 → Q2 2026
| MU Micron Technology Inc. | Add +13.4% | 0.64% | +0.45 |
| AMAT Applied Materials Inc. | Add +0.7% | 0.49% | +0.22 |
| LLY Eli Lilly & Co. | Add +11.0% | 1.03% | +0.21 |
| SOXX iShares Semiconductor ETF | Add +6.5% | 0.43% | +0.19 |
| GEV GE Vernova Inc. | Add +9.8% | 0.76% | +0.17 |
| QQQ Invesco QQQ Trust Series 1 | Add +1.8% | 1.30% | +0.14 |
| TSM Taiwan Semiconductor-SP ADR | Add +1.5% | 0.70% | +0.14 |
| AAPL Apple Inc. | Add +5.9% | 3.14% | +0.13 |
| CAT Caterpillar Inc. | Add +1.5% | 0.49% | +0.12 |
| AVGO Broadcom Inc. | Add +0.7% | 1.75% | +0.10 |
| ASML ASML Holding NV-NY Reg SHS | Add +10.5% | 0.33% | +0.10 |
| GOOG Alphabet Inc. Class C | Add +2.3% | 1.19% | +0.10 |
| DELL Dell Technologies -C | Add +18.2% | 0.15% | +0.09 |
| LRCX Lam Research Corp. | Add +20.6% | 0.17% | +0.09 |
| MKSI MKS Inc. | Add +10756.9% | 0.09% | +0.09 |
| KLAC KLA Corp. | Add +14.3% | 0.18% | +0.09 |
| IEMG iShares Core MSCI Emerging | Add +27.5% | 0.30% | +0.07 |
| GLW Corning Inc. | Add +2.5% | 0.18% | +0.07 |
| EWY iShares MSCI South Korea ETF | Add +79.5% | 0.12% | +0.07 |
| ANET Arista Networks Inc. | Add +2.8% | 0.37% | +0.07 |
| MRVL Marvell Technology Inc. | Add +32.3% | 0.10% | +0.07 |
| INTC Intel Corp. | Add +5.1% | 0.11% | +0.07 |
| SNOW Snowflake Inc. | Add +8.6% | 0.18% | +0.07 |
| IJH iShares Core S&P Midcap ETF | Add +18.8% | 0.44% | +0.06 |
| ARM Arm Holdings PLC-ADR | Add +99.6% | 0.08% | +0.06 |
| SRE Sempra | Add +91.7% | 0.15% | +0.05 |
| IVV iShares Core S&P 500 ETF | Add +4.8% | 1.38% | +0.05 |
| NVDA Nvidia Corp. | Add +2.6% | 2.84% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +4.0% | 1.53% | +0.05 |
| WDC Western Digital Corp. | Add +46.8% | 0.07% | +0.05 |
| NOW ServiceNow Inc. | Add +89.6% | 0.14% | +0.05 |
| URI United Rentals Inc. | Add +2.6% | 0.17% | +0.05 |
| AMZN Amazon.com Inc. | Add +3.2% | 2.22% | +0.05 |
| CHKP Check Point Software Tech | Add +516.8% | 0.06% | +0.05 |
| CMCSA Comcast Corp. Class A | Add +231.2% | 0.08% | +0.05 |
| APH Amphenol Corp. Class A | Add +8.7% | 0.19% | +0.05 |
| TXN Texas Instruments Inc. | Add +4.1% | 0.16% | +0.05 |
| FTNT Fortinet Inc. | Add +1.1% | 0.11% | +0.04 |
| IJR iShares Core S&P Small-Cap E | Add +7.2% | 0.43% | +0.04 |
| STX Seagate Technology Holdings | Add +37.8% | 0.06% | +0.04 |
| SNDK Sandisk Corp. | Add +200.9% | 0.04% | +0.04 |
| MYRG MYR Group Inc./Delaware | Add +6890.6% | 0.04% | +0.04 |
| CDNS Cadence Design SYS Inc. | Add +0.9% | 0.24% | +0.04 |
| GS Goldman Sachs Group Inc. | Add +8.9% | 0.32% | +0.04 |
| TXRH Texas Roadhouse Inc. | Add +5339.9% | 0.04% | +0.04 |
| PRMB Primo Brands Corp. | Add +207.8% | 0.05% | +0.03 |
| FITB Fifth Third Bancorp | Add +17.0% | 0.18% | +0.03 |
| SKY Champion Homes Inc. | Add +96.5% | 0.06% | +0.03 |
| NBIX Neurocrine Biosciences Inc. | Add +32.4% | 0.10% | +0.03 |
| PWR Quanta Services Inc. | Add +13.5% | 0.14% | +0.03 |
Notes & Other Activity Q1 2026 → Q2 2026
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | Reduce -1.5% | 249,521 | $4.9M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +7.4% | 33,046 | $2.2M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.8% | 1,238 | $1.4M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -1.5% | 772 | $968K |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | Add +225.0% | 13,000 | $149K |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Sold out | 500 | $28Kbefore exit |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | New | 500 | $25K |
| ALPHABET INC (GOOGL 6.25 05/15/29 A) | DEP SHS RP1/20 A | New | 32 | $2K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -83.0% | 60 | $2K |
| COHEN & STEERS QUALITY-R | RIGHT 07/15/2026 | Add +0.3% | 90,371 | $1K |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Sold out | 24,030 | $168before exit |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | New | 52 | $145 |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | Sold out | 13,179 | $105before exit |
| TLSIW Medtech Acquisition Corp.-CW | *W EXP 08/10/202 | Sold out | 50 | $60before exit |
| ACV Virtus Divers Inc. & Convert | COM | Sold out | 0 | $20before exit |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | Sold out | 28 | $6before exit |
| TPB Turning Point Brands Inc. | COM | New | 0 | $1 |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Reduce -95.0% | 1 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,713 | $65.2B | SPY, AAPL, NVDA, GOOGL, MSFT |
| Q1 2026 | 4,663 | $56.4B | SPY, AAPL, NVDA, MSFT, GOOGL |
| Q4 2025Amended | 4,652 | $55.5B | SPY, MSFT, AAPL, NVDA, GOOGL |
| Q3 2025 | 4,411 | $51.1B | MSFT, SPY, AAPL, NVDA, CRM |
| Q2 2025Amended | 1,712 | $45.6B | MSFT, SPY, NVDA, AAPL, AMZN |
| Q1 2025 | 1,653 | $40.5B | CRM, SPY, AAPL, MSFT, AMZN |
| Q4 2024 | 1,652 | $38.6B | SPY, AAPL, MSFT, AMZN, NVDA |
| Q3 2024 | 1,608 | $37.2B | SPY, AAPL, MSFT, AMZN, NVDA |
| Q2 2024 | 1,622 | $35.2B | MSFT, AAPL, SPY, AMZN, NVDA |
| Q1 2024 | 1,659 | $34.3B | MSFT, SPY, AAPL, AMZN, NVDA |