Cap Group Small and Mid CapCGMMETF
13F holders, Q3 2025 (September 30)123holders +41
45new positions
2sold out
2famous investors
$28.39avg. 13F price*
At the end of Q3 2025, 123 institutions reported holding Cap Group Small and Mid Cap (CGMM) in their 13F filings, up 41 from Q2 2025. 45 opened new positions and 2 sold out. The largest holders were Envestnet Asset Management Inc. ($147.8M), LPL Financial LLC ($56.4M) and Merit Financial Group, LLC ($37.4M). 2 famous investors held it, including Cliff Asness (0.0% of AQR Capital Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Cap Group Small and Mid Cap
- Filed as
- CAPITAL GROUP EQUITY ETF TR (Q3 2025)
- CUSIP
- 14022A102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 45 | $45.8M |
| Exits | 2 | $800K |
All 13F filers, Q2 2025 → Q3 2025: 13,461,733 shares bought and 349,809 shares sold, net +13,111,924 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 123 holders
| Envestnet Asset Management Inc. | 0.04% | Add +181.9% | 5,204,921 | $147.8M |
| LPL Financial LLC | 0.02% | Add +491.9% | 1,987,223 | $56.4M |
| Merit Financial Group, LLC | 0.34% | Add +3215.7% | 1,316,034 | $37.4M |
| Captrust Financial Advisors | 0.06% | Add +8.0% | 997,496 | $28.3M |
| Cetera Investment Advisers | 0.03% | Add +231.7% | 934,721 | $26.5M |
| Osaic Holdings, Inc. | 0.03% | Add +94.0% | 804,734 | $22.8M |
| Commonwealth Equity Services, LLC | 0.03% | Add +10.5% | 722,752 | $20.5M |
| MML Investors Services, LLC | 0.05% | Add +214.4% | 720,645 | $20.5M |
| Stifel Financial Corp. | 0.02% | Add +144.7% | 605,080 | $17.2M |
| NewEdge Advisors, LLC | 0.07% | Add +11.3% | 562,657 | $16.0M |
| Assetmark, Inc. | 0.03% | Add +1332.0% | 534,638 | $15.2M |
| Main Line Retirement Advisors, LLC | 7.54% | Add +5.8% | 517,395 | $14.7M |
| Sei Investments Co. | 0.02% | Add +105.9% | 500,374 | $14.2M |
| Stephens Inc. | 0.17% | Add +83.4% | 477,888 | $13.6M |
| Strategic Blueprint, LLC | 0.48% | Add +9.6% | 386,411 | $11.0M |
| Capital Group Private Client Services, Inc. | 0.17% | Add +42.8% | 365,601 | $10.4M |
| Wells Fargo & Company | 0.00% | New | 353,396 | $10.0M |
| Ergawealth Advisors, Inc. | 4.40% | Add +244.0% | 332,764 | $9.4M |
| Concurrent Investment Advisors, LLC | 0.15% | Add +218.6% | 308,903 | $8.8M |
| Royal Bank of Canada | 0.00% | Add +1374.4% | 284,788 | $8.1M |
| Janney Montgomery Scott LLC | 0.02% | Add +703.9% | 266,278 | $7.6M |
| Coign Capital Advisors LLC | 3.63% | New | 232,369 | $6.6M |
| Souders Financial Advisors | 0.78% | Add +2273.9% | 230,840 | $6.6M |
| Orion Porfolio Solutions, LLC | 0.05% | Add +585.3% | 216,915 | $6.2M |
| Benjamin Edwards Inc. | 0.07% | Add +116.4% | 208,340 | $5.9M |
| Vestmark Advisory Solutions, Inc. | 0.11% | New | 194,566 | $5.5M |
| Cary Street Partners Financial LLC | 0.14% | Reduce -1.8% | 190,128 | $5.4M |
| &partners | 0.03% | Add +73.0% | 177,600 | $5.1M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Add +97.8% | 165,737 | $4.7M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +49.0% | 133,123 | $3.8M |
| Smartleaf Asset Management LLC | 0.22% | New | 126,411 | $3.6M |
| StoneCrest Wealth Management, Inc. | 1.53% | Add +3.7% | 123,373 | $3.5M |
| Smith Thornton Advisors LLC | 1.81% | Add +6.9% | 121,486 | $3.4M |
| Jones Financial Companies LLLP | 0.00% | New | 105,915 | $3.0M |
| Truist Financial Corp. | 0.00% | Add +343.5% | 94,216 | $2.7M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +256.6% | 89,158 | $2.5M |
| HighTower Advisors, LLC | 0.00% | Add +148.4% | 78,570 | $2.2M |
| Capital International Investors | 0.00% | Reduce -56.5% | 76,115 | $2.2M |
| Cullen/Frost Bankers, Inc. | 0.02% | Add +99.5% | 75,180 | $2.1M |
| Principal Securities, Inc. | 0.03% | New | 71,439 | $2.0M |
| Independent Financial Group, LLC | 0.05% | Add +220.6% | 70,517 | $2.0M |
| Tradition Wealth Management, LLC | 0.15% | Add +36.0% | 69,360 | $2.0M |
| Essex Financial Services, Inc. | 0.12% | Add +194.3% | 68,672 | $1.9M |
| Kingsview Wealth Management, LLC | 0.03% | Add +31.3% | 65,627 | $1.9M |
| Laurel Wealth Planning LLC | 0.96% | New | 63,694 | $1.8M |
| A&I Financial Services, LLC | 0.87% | Add +19.8% | 63,049 | $1.8M |
| Valmark Advisers, Inc. | 0.02% | Add +383.0% | 60,904 | $1.7M |
| Beta Wealth Group, Inc. | 0.68% | Reduce -77.3% | 60,765 | $1.7M |
| NavPoint Financial, Inc. | 0.90% | Add +18.6% | 60,455 | $1.7M |
| NWF Advisory Services Inc. | 0.17% | Add +64.7% | 55,282 | $1.6M |
| Wise Wealth Partners | 2.25% | Reduce -13.4% | 51,861 | $1.5M |
| Park Avenue Securities LLC | 0.01% | New | 49,436 | $1.4M |
| Mariner, LLC | 0.00% | Add +79.9% | 43,257 | $1.2M |
| Sigma Planning Corp | 0.03% | Add +104.3% | 41,432 | $1.2M |
| Owen LaRue, LLC | 0.43% | New | 38,900 | $1.1M |
| Harbour Investments, Inc. | 0.02% | Add +80.4% | 37,901 | $1.1M |
| RFG Advisory, LLC | 0.02% | Add +57.5% | 37,010 | $1.1M |
| LongView Wealth Management | 0.28% | Add +114.7% | 36,193 | $1.0M |
| Pines Wealth Management, LLC | 0.32% | Reduce -2.3% | 33,822 | $960K |
| Sagespring Wealth Partners, LLC | 0.02% | Add +28.9% | 33,181 | $942K |
| Private Advisor Group, LLC | 0.00% | Add +62.8% | 32,276 | $916K |
| Moloney Securities Asset Management, LLC | 0.11% | Add +41.9% | 32,015 | $909K |
| Rothschild Investment LLC | 0.05% | Add +14.0% | 31,578 | $897K |
| Kestra Advisory Services, LLC | 0.00% | Add +145.5% | 31,012 | $880K |
| World Investment Advisors | 0.02% | Add +167.4% | 28,910 | $821K |
| Security Financial Services, INC. | 0.11% | Add +97.6% | 24,512 | $696K |
| Tower Research Capital LLC (TRC) | 0.02% | New | 24,299 | $690K |
| OneAscent Financial Services LLC | 0.05% | Add +3.3% | 24,285 | $689K |
| Latitude Advisors, LLC | 0.31% | Add +57.0% | 24,178 | $686K |
| Tempus Wealth Planning, LLC | 0.15% | New | 23,522 | $668K |
| Blueprint Financial Advisors LLC | 0.14% | New | 23,410 | $665K |
| Blueprint Investment Partners LLC | 0.09% | New | 23,410 | $665K |
| Sovran Advisors, LLC | 0.06% | Add +4.0% | 23,314 | $652K |
| Trinity Wealth Management, LLC | 0.24% | Add +16.1% | 22,611 | $642K |
| Koshinski Asset Management, Inc. | 0.04% | New | 21,261 | $604K |
| Natixis Advisors, LLC | 0.00% | New | 20,977 | $596K |
| AQR Capital Management | 0.00% | New | 20,607 | $585K |
| HRT Financial LP | 0.00% | New | 20,159 | $572K |
| ORG Partners LLC | 0.10% | Add +60.6% | 16,364 | $537K |
| National Wealth Management Group, LLC | 0.20% | New | 18,857 | $535K |
| Venture Visionary Partners LLC | 0.02% | New | 18,424 | $523K |
| Stratos Wealth Partners, LTD. | 0.01% | New | 17,982 | $511K |
| D.A. Davidson & Co. | 0.00% | Add +5.2% | 17,582 | $499K |
| PFG Advisors | 0.02% | New | 14,992 | $426K |
| Mutual Advisors, LLC | 0.01% | New | 13,842 | $394K |
| Midwest Heritage Bank, FSB | 0.14% | Add +0.3% | 13,610 | $386K |
| Founders Financial Securities LLC | 0.03% | Add +4.5% | 13,475 | $383K |
| Balboa Wealth Partners | 0.06% | Add +29.5% | 13,079 | $371K |
| Fearless Solutions, LLC dba Best Invest | 0.24% | New | 12,926 | $367K |
| Kestra Private Wealth Services, LLC | 0.00% | New | 11,478 | $326K |
| Barrett & Company, Inc. | 0.11% | Add +91.7% | 10,876 | $309K |
| Nations Financial Group Inc, /Ia/ | 0.02% | New | 9,280 | $263K |
| Western Wealth Management, LLC | 0.01% | New | 9,062 | $257K |
| Citadel Advisors | 0.00% | Reduce -10.3% | 8,046 | $228K |
| JGP Wealth Management, LLC | 0.02% | No change | 7,770 | $221K |
| Jane Street Group, LLC | 0.00% | New | 7,561 | $215K |
| Ascent Group, LLC | 0.01% | New | 7,467 | $212K |
| Equitable Holdings, Inc. | 0.00% | New | 7,412 | $210K |
| Wedbush Securities Inc. | 0.01% | New | 7,277 | $207K |
| Ausdal Financial Partners, Inc. | 0.01% | New | 7,137 | $203K |
| Raymond James Financial Inc. | 0.00% | Add +537.2% | 7,054 | $200K |
| Advisory Services Network, LLC | 0.00% | New | 6,445 | $183K |
| Bank of America Corp. | 0.00% | New | 6,350 | $180K |
| Sunbelt Securities, Inc. | 0.01% | New | 5,200 | $148K |
| Transamerica Financial Advisors, LLC | 0.01% | New | 4,812 | $137K |
| Ameritas Advisory Services, LLC | 0.01% | New | 3,022 | $86K |
| IFP Advisors, Inc | 0.00% | Add +110.7% | 2,617 | $74K |
| Farther Finance Advisors, LLC | 0.00% | New | 2,582 | $73K |
| Cwm, LLC | 0.00% | Add +384.6% | 1,449 | $41K |
| CIBC Private Wealth Group LLC | 0.00% | New | 1,356 | $38K |
| EverSource Wealth Advisors, LLC | 0.00% | New | 1,252 | $36K |
| Westside Investment Management, Inc. | 0.01% | New | 1,150 | $33K |
| Comerica Bank | 0.00% | New | 1,030 | $29K |
| Private Trust Co. NA | 0.00% | New | 1,000 | $28K |
| Morgan Stanley | 0.00% | Reduce -51.5% | 848 | $24K |
| Lanark Financial, Inc. | 0.00% | New | 621 | $18K |
| UBS Group AG | 0.00% | New | 453 | $13K |
| Mark Sheptoff Financial Planning, LLC | 0.01% | No change | 390 | $11K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +58.9% | 332 | $9K |
| AdvisorNet Financial, Inc | 0.00% | No change | 295 | $8K |
| Ameriflex Group, Inc. | 0.00% | New | 140 | $4K |
| Capital Analysts, LLC | 0.00% | No change | 115 | $3K |
| Legacy Wealth Managment, LLC | 0.00% | No change | 14 | $398 |
"% of holder's portfolio" is CGMM's weight in each manager's 13F, not the share of Cap Group Small and Mid Cap the manager owns.