Japan Smaller CapitalizationJOF
13F holders, Q1 2026 (March 31)55holders +4
9new positions
5sold out
$10.90avg. 13F price*
At the end of Q1 2026, 55 institutions reported holding Japan Smaller Capitalization (JOF) in their 13F filings, up 4 from Q4 2025. 9 opened new positions and 5 sold out. The largest holders were Allspring Global Investments Holdings, LLC ($55.3M), City of London Investment Management Co. Ltd. ($40.5M) and 1607 Capital Partners, LLC ($39.1M).
- Company
- Japan Smaller Capitalization
- CUSIP
- 47109U104
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 9 | $4.5M |
| Exits | 5 | $1.2M |
All 13F filers, Q4 2025 → Q1 2026: 1,173,299 shares bought and 1,385,838 shares sold, net −212,539 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 55 holders
| Allspring Global Investments Holdings, LLC | 0.09% | Reduce -7.7% | 5,075,569 | $55.3M |
| City of London Investment Management Co. Ltd. | 2.94% | Add +6.9% | 3,720,009 | $40.5M |
| 1607 Capital Partners, LLC | 2.82% | Reduce -10.2% | 3,584,600 | $39.1M |
| Lazard Asset Management LLC | 0.06% | Add +0.9% | 3,500,613 | $38.2M |
| Saba Capital Management, L.P. | 0.57% | Reduce -1.9% | 1,601,806 | $17.5M |
| Morgan Stanley | 0.00% | Add +81.9% | 535,823 | $5.8M |
| Bank of America Corp. | 0.00% | Reduce -22.1% | 443,293 | $4.8M |
| Karpus Management, Inc. | 0.15% | Reduce -22.9% | 436,454 | $4.8M |
| Almitas Capital LLC | 0.99% | Reduce -7.6% | 402,956 | $4.4M |
| Verition Fund Management LLC | 0.03% | New | 255,445 | $2.8M |
| Pekin Hardy Strauss, Inc. | 0.27% | Add +13.9% | 234,569 | $2.6M |
| Mraz, Amerine & Associates, Inc. | 0.31% | Add +11.9% | 195,453 | $2.1M |
| Altium Capital Management LLC | 3.90% | Add +278.2% | 150,412 | $1.6M |
| LPL Financial LLC | 0.00% | Add +105.9% | 119,168 | $1.3M |
| Barry Investment Advisors, LLC | 0.28% | Add +0.3% | 115,517 | $1.3M |
| Focus Partners Wealth | 0.00% | Reduce -9.0% | 111,255 | $1.2M |
| Raffles Associates LP | 1.05% | Reduce -20.4% | 110,967 | $1.2M |
| Raymond James Financial Inc. | 0.00% | Reduce -0.7% | 106,211 | $1.2M |
| Bulldog Investors, LLP | 0.26% | Reduce -52.1% | 104,181 | $1.1M |
| Hara Capital LLC | 0.54% | Reduce -11.6% | 99,964 | $1.1M |
| Cibc World Market Inc. | 0.00% | Add +17.4% | 94,348 | $1.0M |
| Shaker Financial Services, LLC | 0.34% | Reduce -3.8% | 90,079 | $982K |
| Blue Bell Private Wealth Management, LLC | 0.14% | Add +5.9% | 90,057 | $982K |
| Baird Financial Group, Inc. | 0.00% | Reduce -0.8% | 63,423 | $691K |
| Evolve Private Wealth, LLC | 0.03% | Reduce -0.3% | 57,744 | $629K |
| Hudson Portfolio Management LLC | 0.47% | No change | 50,781 | $554K |
| Noble Wealth Management PBC | 0.28% | Add +4.8% | 49,678 | $541K |
| Corient Private Wealth LP | 0.00% | New | 41,753 | $455K |
| Bard Associates Inc. | 0.11% | Reduce -0.2% | 39,222 | $428K |
| Quantinno Capital Management LP | 0.00% | New | 35,286 | $385K |
| Dynamic Advisor Solutions LLC | 0.01% | Reduce -1.5% | 34,366 | $375K |
| DKM Wealth Management, Inc. | 0.27% | No change | 34,001 | $371K |
| Sax Wealth Advisors, LLC | 0.01% | No change | 27,225 | $302K |
| CSS LLC | 0.04% | New | 25,292 | $276K |
| Mills Wealth Advisors LLC | 0.09% | Add +0.0% | 24,820 | $271K |
| Beam Wealth Advisors, Inc. | 0.07% | Reduce -19.7% | 24,500 | $267K |
| Triasima Portfolio Management inc. | 0.04% | No change | 21,800 | $238K |
| Ingalls & Snyder LLC | 0.01% | No change | 20,000 | $218K |
| Independent Advisor Alliance | 0.00% | New | 19,800 | $216K |
| Roberts Glore & Co. Inc. | 0.05% | No change | 17,633 | $192K |
| Successful Portfolios LLC | 0.09% | No change | 15,000 | $160K |
| Quantedge Capital Pte Ltd | 0.07% | New | 12,022 | $131K |
| Jane Street Group, LLC | 0.00% | New | 11,470 | $125K |
| Osaic Holdings, Inc. | 0.00% | Add +17.4% | 10,472 | $114K |
| Wolverine Asset Management LLC | 0.01% | New | 10,321 | $112K |
| Colonial Trust Advisors | 0.01% | Reduce -31.9% | 6,399 | $70K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 6,055 | $66K |
| Cwm, LLC | 0.00% | No change | 4,506 | $49K |
| Wells Fargo & Company | 0.00% | Add +220550.0% | 4,413 | $48K |
| International Assets Investment Management, LLC | 0.00% | No change | 3,900 | $43K |
| US Bancorp \de | 0.00% | No change | 1,525 | $17K |
| Thomas J. Herzfeld Advisors, Inc. | 0.00% | Reduce -37.9% | 1,150 | $13K |
| Royal Bank of Canada | 0.00% | New | 1,000 | $11K |
| Ancora Advisors LLC | 0.00% | No change | 500 | $5K |
| Highline Wealth Partners LLC | 0.00% | Reduce -33.3% | 200 | $2K |
"% of holder's portfolio" is JOF's weight in each manager's 13F, not the share of Japan Smaller Capitalization the manager owns.